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2019 Monticello Annual Comprehensive Financial Report City of Monticello Wright County, Minnesota COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2019 Prepared by THE “FINANCE TEAM” Sarah Rathlisberger, Finance Director Julie Cheney, Finance Assistant Janet Mertesdorf, Payroll-Finance Clerk Debbie Davidson, Finance Clerk Pat Kovich, Utility Billing Specialist CITY OF MONTICELLO Comprehensive Annual Financial Report Table of Contents December 31, 2019 INTRODUCTORY SECTION Page Letter of Transmittal 1 GFOA Certificate of Achievement for Excellence in Financial Reporting 4 Organization Chart 5 Directory of Officials 6 FINANCIAL SECTION Independent Auditor's Report 7 Management's Discussion and Analysis 9 Basic Financial Statements Government-wide Financial Statements Statement of Net Position 19 Statement of Activities 21 Fund Financial Statements Balance Sheet - Governmental Funds 22 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position 23 Statement of Revenues, Expenditures and Changes in Fund Balance - Governmental Funds 24 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities 25 Statement of Net Position - Proprietary Funds 26 Statement of Revenues, Expenses and Changes in Net Position - Proprietary Funds 29 Statement of Cash Flows - Proprietary Funds 30 Notes to the Financial Statements 33 Required Supplementary Information Schedule of Employer's Share and Non-Employer Proportionate Share of Net Pension Liability - Public Employees Retirement Association 57 Schedule of Employer's Pension Contibutions - Public Employees Retirement Association 58 Schedule of Changes in the Fire Relief Association's Net Pension Liability (Asset) and Related Ratios 59 Schedule of Employer's Pension Contributions - Monticello Fire Department Relief Association 60 Schedule of Changes in the City's Total OPEB Liability and Related Ratios 61 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - General Fund 62 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - Community Center Fund 64 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - Economic Development Authority Fund 65 Notes to the Required Supplementry Information 66 Combining and Individual Fund Financial Statements and Schedules Nonmajor Governmental Funds Combining Balance Sheet 67 Combining Statement of Revenues, Expenditures and Changes in Fund Balance 68 (continued) I CITY OF MONTICELLO Comprehensive Annual Financial Report Table of Contents December 31, 2019 (continued) Internal Service Funds Page Combining Statement of Net Position 69 Combining Statement of Revenues, Expenses and Changes in Net Position 70 Combining Statement of Cash Flows 71 Other Supplementry Schedules Schedule of Revenues (Sources) and Expenditures (Uses) - General Fund 73 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - Small Cities Development Program 77 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - Cemetery Fund 78 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - CDBG-Revitalization Fund 79 Schedule of Assets, Liabilities, Deferred Inflows of Resources and Fund Balances - Economic Development Authority 80 Schedule of Revenues, Expenditures and Other Financing Uses - Economic Development Authority 82 Schedule of Assets, Liabilities, Deferred Inflows of Resources and Fund Balances - Debt Service Activities 84 Schedule of Revenues, Expenditures and Other Financing Sources (Uses) - Debt Service Activities 85 STATISTICAL SECTION Financial trends Net Position by Component - Last Ten Fiscal Years 87 Changes in Net Position - Last Ten Fiscal years 88 General Governmental Tax Revenues by Source - Last Ten Fiscal Years 90 Fund Balances of Governmental Funds - Last Ten Fiscal Years 91 Changes in Fund Balances of Governmental Funds - Last Ten Fiscal Years 92 Governmental Funds Tax Revenues by Source - Last Ten Fiscal Years 93 Revenue capacity Tax Capacity Value and Estimated Market Value of Taxable Property - Last Ten Fiscal Years 94 Property Tax Rates - All Direct and Overlapping Governments - Last Ten Fiscal Years 95 Property Tax Levies and Collections - Last Ten Fiscal Years 96 Principal Property Taxpayers - Current Year and Nine Years Ago 97 New Construction and Bank Deposits - Last Ten Fiscal Years 98 Water Sold by Customer Type - Last Ten Fiscal Years 99 Water and Sewage Utility Rates - Last Ten Fiscal Years 100 Debt capacity Ratios of Outstanding Debt by Type - Last Ten Fiscal Years 101 Ratios of Net General Obligation Bonded Debt Outstanding - Last Ten Fiscal Years 102 Legal Debt Margin Information - Last Ten Fiscal Years 103 Computation of Direct and Overlapping Debt - As of December 31, 2019 104 Schedule of General Obligation Revenue Bond Coverage - Last Ten Fiscal Years 105 Economic and demographic information Demographic and Economic Statistics - Last Ten Fiscal Years 106 Principal Employers - Current Year and Nine Years Ago 107 Operating information City Government Employees by Function/Program - Last Ten Fiscal Years 108 Operating Indicators by Function - Last Ten Fiscal Years 109 Capital Assets Statistics by Function - Last Ten Fiscal Years 111 Schedule of Cash Flows Adjusted for Additional City Funding of Fiber Optics Fund -Last Five Fiscal Years 112 II Letter of Transmittal CITY OF MONTICELLO Finance Department May 18, 2020 To the Honorable Mayor, Members of the City Council, and the Residents of the City of Monticello: I am pleased to present the Comprehensive Annual Financial Report (CAFR) of the City of Monticello, Minnesota (the city) for the fiscal year ended December 31, 2019. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with the city. To the best of our knowledge and belief, the enclosed data is accurate, in all material respects, and is reported in a manner designed to present fairly the financial position and results of operations of the various funds of the city. All disclosures necessary to enable the reader to gain an understanding of the city’s financial activities have been included. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based upon a comprehensive framework of internal control that it has established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. The city’s financial statements have been audited by Malloy, Montague, Karnowski, Radosevich & Co., P.A. (MMKR), a firm of licensed certified public accountants. The goal of the independent audit is to provide reasonable assurance that the financial statements of the city for the fiscal year ended December 31, 2019 are free of material misstatements. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unmodified opinion that the city’s financial statements for the fiscal year ended December 31, 2019, are fairly presented in conformity with accounting principles generally accepted in the United States of America. The independent auditor’s report is presented as the first component of the financial section of this report. The preparation of this CAFR is a requirement of state law. Also, the CAFR is required by the bond rating agencies before they will rate the city’s bonds. The report can be used by the city council and the citizens of the city to gain a better understanding of the financial condition of the city. Accounting principles generally accepted in the United States of America require that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The city’s MD&A can be found immediately following the report of the auditors. PROFILE OF THE CITY The city is situated in a prime location on Interstate 94 between the cities of Minneapolis/St. Paul and St. Cloud. The city has experienced remarkable growth within the last 10 years in the residential, commercial, office, and retail sectors. The city is a freestanding urban fringe community encompassing approximately 5,000 acres and a population of 13,782. The city is home to one of Minnesota’s two nuclear power plants, both owned by Xcel Energy, Inc. (NYSE: XEL). With a small carbon footprint, the Xcel plant is also the city’s largest employer and property taxpayer. Additionally, Monticello’s business friendly environment provides a home for Cargill Kitchen Solutions. The privately-owned, agri-giant is the city’s largest customer of water and sewage utility services. The city was founded by second-generation Americans who migrated west in the mid-1800s. Early settlers found the gently sloping banks and shallow levels of the Mississippi River made a logical place for a river crossing. Incorporated in 1856, the city grew quickly during the early settlement years and then leveled to a population of about 1,300. It was this original settlement that became the core city and survives today as downtown Monticello. The city is categorized as a 501(a) entity by IRS Code and operates under the “Optional Plan A” form of government as defined in Minnesota Statutes. Under this plan, the government of the city is directed by a city council composed of an elected mayor and four elected city council members. The city council exercises legislative authority and determines all matters of policy. The city council appoints personnel responsible for the proper administration of all affairs relating to the city. Council members serve four-year terms, with two 1 Letter of Transmittal CITY OF MONTICELLO members elected every two years. The mayor is elected for a two-year term. The mayor and members of the city council are elected at large. The city provides a full range of services: the construction and maintenance of streets and other infrastructure; snow removal; park and cemetery maintenance; recreational and cultural activities; water, sewer, storm water, and residential garbage and recycling systems; community development, building inspection, planning, police, fire, liquor store, and deputy registrar operations; a city-run fiber optic system and community center; and general government operations, including administration, finance/accounting, information systems, community information, and general government buildings. The city council is required to adopt a final budget by late December for the subsequent year. The budget is prepared by fund, function (e.g. public works), and department (e.g. streets and alleys). Transfers of appropriations between funds require the approval of the city council. The legal level of budgetary control is the department level in the General Fund and fund level in all other funds. Budget amendments require city council approval. FINANCIAL PLANNING AND THE LOCAL ECONOMY The city is recovering from economic woes that affected many communities in Wright County and throughout the state of Minnesota in the late 2000s. The nuclear power plant provides the city with a relatively stable tax and employment base. During the economic downturn, the city lost very few of its local businesses, although some reduced their workforce and scaled back operations. New commercial development came to a virtual standstill and growth remains conservative, but is increasing. The residential growth has increased greatly from a decade ago when the economic downturn was still causing slow development, but still has not reached pre-economic downturn levels. In the past, the state of Minnesota has reduced local government aid (LGA) and the market value homestead credit (MVHC) to cities and counties as a way to balance its own budget. Since the city does not receive LGA, the city’s finances are relatively insulated from the state’s budget impacts. In 2012, the state eliminated the MVHC and replaced it with a Market Value Exclusion program, which the city incorporated into its 2019 budget. The new program shifted more of the tax burden to nonresidential property taxpayers. The economy and housing market has also affected city revenues for building permits. The city issued 495 building permits in 2010 with a total valuation of $9,033,078. In 2019, the city issued 837 permits with a total valuation of $45,723,446. New residential infrastructure construction will need to occur to support the same level of residential building permits in the future. Fortunately, the city does not rely on the state as a major funding source (LGA). In addition, the city has budgeted conservatively over the years, resulting in very modest growth in the property tax levy. To assist external stakeholders, the city is continuously exploring various ways to better represent its financial position. Other initiatives include consolidating funds with similar purposes, distributing unallocated expenses and aggregating similar costs for distribution as single amounts to each budget unit. Further, staff continues to refine the chart of accounts with the goal of providing better information to decision makers. MAJOR INITIATIVES The city has three major ongoing initiatives in 2019. The first ongoing initiative is the revitalization of its historic downtown. The downtown is the oldest part of the city, and many buildings are in need of maintenance or demolition. In addition, the amount of traffic on State Highway 25 and County Road 75 makes both vehicle and pedestrian traffic difficult to move from one area of the downtown to another. Because of these issues, a number of the store fronts are unoccupied. To address these issues, the city completed an 2 Letter of Transmittal CITY OF MONTICELLO Embracing Downtown Monticello initiative with the goal to identify needed improvements and enhancements, which will once again make the downtown area a vibrant shopping and resident destination. This initiative was supplemented with a 2017 Downtown Small Area Plan. A number of property acquisitions took place in 2018 and 2019 to support this initiative. The challenge moving forward will be the implementation of the plan and creating development opportunities within the downtown area for new and existing businesses. The city began the first phase in updating the Comprehensive Plan in 2019 with downtown revitalization as a priority focus through 2040. The second ongoing initiative is the joint operation with Wright County of Bertram Chain of Lakes properties. The city and Wright County completed the final land purchases in 2016. This 1,258-acre site includes four pristine lakes and woodlands, which, when developed, will become a regional park. Wright County and the city obtained matching grants from the state to purchase much of the acreage in the park. Construction of phase 1 of park improvements began in 2019, and is expected to be completed in 2020. Finally, a pending Trunk Highway Transportation study will provide context for the last major initiative of improving regional transportation corridors. The city is part of a joint powers agreement, which also includes the cities of Becker and Big Lake, the counties of Wright and Sherburne, Becker and Big Lake Townships, and MnDot (Minnesota Department of Transportation) District 3. INTERNAL CONTROL The management of the city is responsible for establishing and maintaining a system of internal controls designed to ensure that the assets of the city are protected from loss, theft, or misuse and that adequate accounting data is compiled to allow for the preparation of financial statements in conformity with accounting principles generally accepted in the United States of America. The city’s internal controls are designed to provide reasonable, but not absolute assurance that these objectives are met. The concept of reasonable assurance recognizes that: 1) the cost of a control should not exceed the benefits likely to be derived, and 2) the valuation of cost and benefit requires estimates and judgments by management. The city’s internal controls are subject to periodic evaluation by management and the finance department staff of the city. BUDGETING CONTROLS In addition, the city maintains budgetary controls. The objective of these budgetary controls is to assure compliance with legal provisions embodied in the annual appropriated budget approved by the city council. Activities of the General Fund are included in the annual appropriated budget. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established by department within the General Fund. The city council also adopts a five-year Capital Improvement Plan as a financial planning document for major purchases. As demonstrated by the statements and schedules included in the financial section of this report, the city continues to meet its responsibility for sound financial management. ACKNOWLEDGEMENTS The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the city for its CAFR for the fiscal year ended December 31, 2018. This was the tenth year that the city has achieved this prestigious award. In order to be awarded a Certificate of Achievement, the city had to publish an easily readable and efficiently organized CAFR. This report must satisfy both accounting principles generally accepted in the United States of America and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. I believe that our current CAFR continues to meet the Certificate of Achievement Program’s requirements, and I am submitting it to the GFOA to determine its eligibility for the award. The 2019 CAFR meets the highest professional standards and was prepared in a timely and cost-effective manner. The preparation of this report would not have been possible without the efficient and dedicated service of the entire staff of the finance department, other city department heads, and through the helpful guidance and assistance from our auditing firm, MMKR. I wish to express my appreciation to all parties who assisted and contributed to the preparation of this report. Credit also must be given to the mayor and city council for their unfailing support for maintaining the highest standards of professionalism in the management of the city’s finances. Respectfully submitted, Sarah Rathlisberger Finance Director 3 Certificate of Achievement CITY OF MONTICELLO The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate for Excellence in Financial Reporting to the City of Monticello, Minnesota for its Comprehensive Annual Financial Report for the fiscal year ended December 31, 2018. The Certificate of Achievement is a prestigious national award recognizing conformance with the highest standards for preparation of state and local government reports. In order to be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized Comprehensive Annual Financial Report, whose contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report continues to conform to Certificate of Achievement program requirements, and we are submitting it to the GFOA. Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Monticello Minnesota For its Comprehensive Annual Financial Report For the Fiscal Year Ended December 31, 2018 Executive Director 4 Organization Chart CITY OF MONTICELLO Residents of Monticello City Commissions Council & Boards City Administrator Human Finance Community City Public Community City Fire Contracted Resource Director Development Engineer Works Center Clerk Chief Services Manager Director Director Director Finance Economic Construction Streets Community Elections Fire City Department Development Inspectors Department Center Department Attorney Audit Building Consulting Parks Sheriff Inspections Engineer Department Department Deputy Receptionist Water &Animal Registrar Sewage Control Department Liquor Consulting Refuse County Operations Planner Collection Assessor FiberNet Operation 5 Directory of Officials CITY OF MONTICELLO MAYOR & CITY COUNCIL Position Name Term Expires Mayor ..................................................................................... Brian Stumpf 12/31/2020 Council .................................................................................. Jim Davidson 12/31/2020 Council ............................................................................................ Bill Fair 12/31/2020 Council .............................................................................. Charlotte Gabler 12/31/2022 Council .................................................................................... Lloyd Hilgart 12/31/2022 CITY STAFF City Administrator ....................................................................... Jeff O’Neill Public Works Director/City Engineer ...................................... Matt Leonard Finance Director/Finance Manager............................. Sarah Rathlisberger Community Development Director .................................Angela Schumann Community Center Director .................................................... Ann Mosack City Clerk ........................................................................ Jennifer Schreiber Human Resource Manager ..................................................... Tracy Ergen Communications Coordinator ............................................ Rachel Leonard Street Superintendent ............................................................. Tom Moores Parks Superintendent ............................................................. Tom Pawelk Water & Sewage Superintendent................................................ Mat Stang Deputy Registrar Manager ............................................... Carolyn Granger Liquor Store Manager ...................................................... Randall Johnsen Economic Development Manager ............................................. Jim Thares Chief Building Official .................................................. Ron Hackenmueller Fire Chief ................................................................................ Mike Mossey PROFESSIONAL SERVICES Law Enforcement ......................................... Wright County Sheriff’s Office City Attorney .......................................................... Campbell Knutson, P.A. City Planning Consultant ...................... Northwest Associated Consultants Financial Advisor .................................................. Northland Securities, Inc Fibernet Management Services ......................................................... Arvig 6 Principals Thomas A. Karnowski, CPA Paul A. Radosevich, CPA William J. Lauer, CPA James H. Eichten, CPA Aaron J. Nielsen, CPA Victoria L. Holinka, CPA Jaclyn M. Huegel, CPA Kalen T. Karnowski, CPA INDEPENDENT AUDITOR’S REPORT To the City Council and Management City of Monticello, Minnesota REPORT ON THE FINANCIAL STATEMENTS We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Monticello, Minnesota (the City) as of and for the year ended December 31, 2019, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. MANAGEMENT’S RESPONSIBILITY FOR THE FINANCIAL STATEMENTS Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. AUDITOR’S RESPONSIBILITY Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the City’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. OPINIONS In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City as of December 31, 2019, and the respective changes in financial position and, where applicable, cash flows thereof, for the year then ended, in accordance with accounting principles generally accepted in the United States of America. (continued) 7 OTHER MATTERS Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis and the required supplementary information (RSI), as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the RSI in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The introductory section, combining and individual fund financial statements and schedules, and statistical section, are presented for purposes of additional analysis and are not required parts of the basic financial statements. The combining and individual fund financial statements and schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual fund financial statements and schedules are fairly stated, in all material respects, in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. OTHER REPORTING REQUIRED BY GOVERNMENT AUDITING STANDARDS In accordance with Government Auditing Standards, we have also issued our report dated May 18, 2020, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, grant agreements, and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. Minneapolis, Minnesota May 18, 2020 8 Management’s Discussion and Analysis CITY OF MONTICELLO Management’s Discussion and Analysis As management of the City of Monticello, Minnesota (the city), we offer readers of the city’s financial statements this narrative overview and analysis of the financial activities of the city for the fiscal year ended December 31, 2019. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages 1-3 of this report. Overview of the Basic Financial Statements The discussion and analysis are intended to serve as an introduction to the city’s basic financial statements. The city’s basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-Wide Financial Statements – The government-wide financial statements are designed to provide readers with a broad overview of the city’s finances, in a manner similar to private sector businesses. The Statement of Net Position presents information on all of the city’s assets and deferred outflows of resources, and liabilities and deferred inflows of resources, with the difference reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the city is improving or deteriorating. The Statement of Activities presents information showing how the city’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (delinquent taxes and special assessments). Both of the government-wide financial statements distinguish functions of the city that are principally supported by taxes and intergovernmental revenue (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities provided by the city include general government, public safety, public works, sanitation, recreation and culture, economic development, and interest and fiscal charges. Business-type activities include water, sewage, water quality, liquor, fiber optics, and deputy registrar enterprises. The government-wide financial statements include not only the city itself (known as the primary government), but also the Economic Development Authority (EDA). The EDA is a legally separate entity which functions, in essence, as a department of the city, to provide redevelopment and other economic development assistance through the administration of various programs. Therefore, the EDA has been included as an integral part of the city’s financial statements and a blended component unit. The government-wide financial statements can be found on pages 19-21 of this report. Fund Financial Statements – A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The city, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the city’s funds can be divided into two categories: governmental funds and proprietary funds. Governmental Funds – Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near- COMPONENTS OF THE ANNUAL FINANCIAL REPORT Management’s Discussion and Analysis Basic Financial Statements Required Supplementary Information Government-wide Financial Statements Fund Financial Statements Notes to the Financial Statements Summary Detail 9 Management’s Discussion and Analysis CITY OF MONTICELLO term inflows and outflows of spendable resources, as well as the balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental funds Balance Sheet and Statement of Revenue, Expenditures and Changes in Fund Balances provide a reconciliation to facilitate the comparison between governmental funds and governmental activities. The city maintains several individual governmental funds. Information is presented separately in the governmental funds Balance Sheet and in the governmental funds Statement of Revenue, Expenditures and Changes in Fund Balances for the General Fund, Community Center (special revenue) Fund, EDA (special revenue) Fund, Debt Service Fund, and Capital Projects Fund, all of which are considered to be major funds. Data from the remaining governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The city adopts an annual budget for its General Fund and special revenue funds. A budgetary comparison schedule has been provided within the required supplementary information for the General Fund and major special revenue funds to demonstrate compliance with the adopted budgets. The governmental fund financial statements can be found on pages 22-25 of this report. Proprietary Funds – The city maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business- type activities in the government-wide financial statements. The city maintains six enterprise funds which are used to account for its water, sewage, and water quality services, municipal liquor store sales, fiber optics network, and deputy registrar, which provides vehicle and other licensing services. Internal service funds are an accounting device used to accumulate and allocate costs internally among the city’s various functions. The city uses internal service funds to account for benefit accruals, central equipment services, and information technology (IT) services. Because these internal service fund activities predominantly benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for each of the enterprise operations. The internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. The proprietary fund financial statements can be found on pages 26-31 of this report. Notes to Basic Financial Statements – The notes to basic financial statements provide additional information that is essential to obtaining a full understanding of the data provided in the government-wide and fund financial statements. The notes to the basic financial statements can be found on pages 33-56 of this report. Other Information – In addition to the basic financial statements and accompanying notes, this report presents required supplementary information on activity related to the defined benefit pension plans and the other post- employment benefits (OPEB) plan as well as budgetary comparison information. Combining statements for nonmajor governmental funds, internal service funds, and other supplementary schedules including activities of the General Fund, nonmajor special revenue funds, Economic Development Authority Fund, and Debt Service sub-funds, can also be found in the combining and individual fund statements and schedules section of this report. Required supplementary information and combining and individual fund statements and schedules can be found starting on page 57. Financial Highlights The assets and deferred outflows of resources of the city exceeded its liabilities and deferred inflows of resources at year-end by $133,495,924 (net position). Of this amount, $41,989,339 (unrestricted net position) may be used to meet the city’s ongoing obligations to citizens and creditors. As of the close of the current fiscal year, the city’s governmental funds reported combined ending fund balances of $35,544,405, an increase of $5,373,853, or 17.8 percent. Nonspendable, restricted, and assigned uses of fund balance totaled $29,002,294, leaving an unassigned fund balance of $6,542,111, which is $442,717, or 6.3 percent, lower than the 2018 ending unassigned balance. 10 Management’s Discussion and Analysis CITY OF MONTICELLO At the end of the current fiscal year, unassigned fund balance for the General Fund was $6,542,111, or 79.1 percent, of total General Fund expenditures for 2019. The city targets 75 percent of next year’s expenditure budget as the optimum fund balance level, providing a reserve for cash flow during the first six months of each subsequent year until property tax receipts are released from the county treasurer’s office and distributed to the local levels of government. The state auditor recommends that local governments maintain an unrestricted fund balance of approximately 35–50 percent of operating revenues or no less than five months of operating expenditures for the General Fund. The General Fund’s heavy dependence on property tax revenues validates the 75 percent target. What is more, this reserve threshold provides temporary financing for unforeseen emergencies. (Source: Minnesota Office of the State Auditor: Fund Balance Reporting and Governmental Fund Type Definitions, based on Governmental Accounting Standards Board (GASB) Statement No. 54, 2010– 1003 Revised July 2012). In 2019, government-wide capital assets increased by $2,411,333 due to acquisitions exceeding disposals and depreciation on existing assets. Governmental activities include completion of construction of the Fallon Avenue Overpass and the Chelsea Road Utility and Street Improvement project, and began construction of a new fire station, phase 1 of improvements at the Bertram Chain of Lakes regional park, and pedestrian improvements. The city also completed the installation of a columbarium, street lighting upgrades, and community center HVAC upgrades and installation of a new pool slide. Other acquisitions include a developer donation of infrastructure in the Carlisle Sixth addition and developer donated park land, a DMV courier vehicle, water fund truck, sewer fund mule utility vehicle, and fiber installation in two developments. Internal service funds acquisitions include fire and streets utility vehicles, a streets tractor, and a parks track loader. The city’s total long-term bonded indebtedness increased by $4,737,000, or 16.8 percent, in 2019. Principal payments made on outstanding debt totaled $3,263,000. The city issued $8,000,000 in general obligation, special assessment, and tax abatement bonds in 2019 to finance capital project costs related to the Fallon Avenue overpass and new fire station, Chelsea Road improvements, and fire ladder truck acquisition. The 2019A general obligation bonds are accounted for in the Debt Service Fund and will be paid from special assessments and property taxes. 11 Management’s Discussion and Analysis CITY OF MONTICELLO GOVERNMENT-WIDE FINANCIAL ANALYSIS NET POSITION By the far the largest portion of the city’s net position (62%) reflects investment in capital assets (e.g. land, buildings, structures, systems, machinery, equipment, infrastructure, and intangible assets), net of any related debt used to acquire those assets that is still outstanding. The city uses assets to provide services to citizens; consequently, these assets are not available for future spending. Although the city’s investment in capital assets is reported net of related debt, it should be noted that resources needed to repay this debt must be provided from other sources since capital assets themselves cannot be used to liquidate these liabilities. A small portion of the city’s net position (7%) represents resources that are subject to external restrictions on how they can be used. The remaining unrestricted net position of $41,989,339 may be used to meet the ongoing obligations to citizens and creditors. Of the unrestricted net position, $14,855,640 (35%) is attributable to business-type activities. The unrestricted governmental activities net position increased $3,711,151 (16%), and business-type activities unrestricted net position increased $1,594,135 (12%). The government-wide total unrestricted net position increased $5,305,286 (14%), reflecting revenues exceeding conservative budgeted estimates and expenditures below liberal estimates. The $856,473 (1%) decrease in governmental activities capital assets is reflective of capital asset purchases and reinvestment, exceeding depreciation and disposals, but offset by a $5,029,427 contribution of capital assets to the newly created Water Quality enterprise fund within the business-type activities. Business-type capital assets increased $3,267,806 (8%) due to depreciation exceeding investment in improvements offset by the contribution of capital assets from the governmental activities. Net investment in capital assets, which is capital assets less related debt, increased because capital asset acquisitions less the amount of debt borrowed to acquire assets exceeded capital asset disposals and depreciation. 2019 2018 2019 2018 2019 2018 Current and other assets 47,955,707$ 42,272,476$ 16,554,485$ 15,210,287$ 64,510,192$ 57,482,763$ Capital assets 67,002,287 67,858,760 46,537,527 43,269,721 113,539,814 111,128,481 Total assets 114,957,994 110,131,236 63,092,012 58,480,008 178,050,006 168,611,244 Deferred outflows of resources 313,775 559,152 79,890 148,305 393,665 707,457 Long-term liabilities 32,036,517 27,179,638 4,664,872 4,991,329 36,701,389 32,170,967 Other liabilities 2,136,609 1,838,470 636,291 896,177 2,772,900 2,734,647 Total liabilities 34,173,126 29,018,108 5,301,163 5,887,506 39,474,289 34,905,614 Deferred inflows of resources 5,266,362 5,082,664 207,096 229,091 5,473,458 5,311,755 Net position Net investment in capital assets 40,008,410 43,517,983 42,808,003 39,250,211 82,816,413 82,768,194 Restricted 8,690,172 9,649,085 - - 8,690,172 9,649,085 Unrestricted 27,133,699 23,422,548 14,855,640 13,261,505 41,989,339 36,684,053 Total net position 75,832,281$ 76,589,616$ 57,663,643$ 52,511,716$ 133,495,924$ 129,101,332$ Governmental Activities Business-Type Activities Total 12 Management’s Discussion and Analysis CITY OF MONTICELLO CHANGE IN NET POSITION 2019 2018 2019 2018 2019 2018 Revenues Program revenues Charges for services 3,525,783$ 3,008,797$ 12,932,551$ 12,535,514$ 16,458,334$ 15,544,311$ Operating grants and contributions 431,004 428,443 - - 431,004 428,443 Capital grants and contributions 1,024,891 2,044,698 1,646,123 925,195 2,671,014 2,969,893 General revenues Property taxes 10,375,714 9,972,166 - - 10,375,714 9,972,166 Tax increments 679,925 638,278 - - 679,925 638,278 Franchise taxes 432,934 386,622 - - 432,934 386,622 Unrestricted investment earnings 969,216 364,364 482,120 162,003 1,451,336 526,367 Gain on sale of assets - 15,000 - 379,246 - 394,246 Total revenues 17,439,467 16,858,368 15,060,794 14,001,958 32,500,261 30,860,326 Expenses General government 1,927,752 1,614,613 - - 1,927,752 1,614,613 Public safety 2,406,748 2,377,661 - - 2,406,748 2,377,661 Public works 5,765,576 5,548,199 - - 5,765,576 5,548,199 Sanitation 610,944 615,586 - - 610,944 615,586 Transit - 18,333 - - - 18,333 Recreation and culture 3,636,958 3,460,887 - - 3,636,958 3,460,887 Economic development 872,984 1,206,067 - - 872,984 1,206,067 Interest and fiscal charges 752,595 617,344 - - 752,595 617,344 Water utility - - 1,216,446 1,235,055 1,216,446 1,235,055 Sewage utility - - 2,889,438 2,932,413 2,889,438 2,932,413 Liquor - - 5,577,481 5,394,968 5,577,481 5,394,968 Fiber optics - - 1,990,052 2,276,015 1,990,052 2,276,015 Deputy registrar - - 458,695 421,662 458,695 421,662 Total expenses 15,973,557 15,458,690 12,132,112 12,260,113 28,105,669 27,718,803 Increase in net position before transfers 1,465,910 1,399,678 2,928,682 1,741,845 4,394,592 3,141,523 Transfers (2,223,245) 1,000,000 2,223,245 (1,000,000) - - Change in net position (757,335) 2,399,678 5,151,927 741,845 4,394,592 3,141,523 Net position, January 1, as previously reported 76,589,616 74,034,698 52,511,716 51,849,855 129,101,332 125,884,553 Change in accounting standard - 155,240 - (79,984) - 75,256 Net position, January 1, as restated 76,589,616 74,189,938 52,511,716 51,769,871 129,101,332 125,959,809 Net position, December 31 75,832,281$ 76,589,616$ 57,663,643$ 52,511,716$ 133,495,924$ 129,101,332$ Governmental Activities Business-Type Activities Total 13 Management’s Discussion and Analysis CITY OF MONTICELLO Governmental Activities. The most significant revenue source for governmental activities is property taxes at 59% of total revenues. Property taxes support the General Fund, Community Center Fund, Economic Development Authority Fund, Capital Project Fund, and Debt Service Fund. Charges for services accounts for 21% of revenues, with about 40% generated by the Community Center. Capital grants and contributions include special assessments and revenues from other sources restricted to capital asset acquisition. Investment earnings include both interest received and the change in the investment fair values. Tax increments are property taxes collected in tax increment financing districts and are restricted for development purposes. Governmental activities revenues increased $581,099 (3%) in the current year. Investment earnings increased $604,852 (166%), charges for services increased $516,986 (17%) with increases in garbage rates and building permits, and property taxes increased by $403,548 (4%). Capital grants and contributions decreased $1,019,807 (50%) due to a lower amount of special assessments levied. Public works (engineering, streets, ice and snow removal, shop and garage, street lighting, etc.) expenses are the most significant (36%), followed by recreation and culture (23%), public safety (15%), general government (12%), economic development (5%), interest and fiscal charges (5%), and sanitation (4%). Included in these amounts is depreciation expense, which is 26% of the total expenses for governmental activities. Governmental activities expenses increased $514,867 (3%) in the current year. The most significant changes in program expenses were as follows:  General government expenses increased $313,139 (19%) due to increased wages, professional services for updating the Comprehensive plan and a Pay study, and a loss on disposal with the sale of the Ellison property that was donated to the city in 2017.  Public works increased $217,377 (4%) due to wage expense, including the first full year of the reinstated public works director position.  Recreation and culture increased $176,071 (5%) with the purchase of new fitness machines and maintenance expenses for a building energy audit at the community center.  Interest and fiscal charges increased $135,251 (22%) with the first year of payments on the 2018A bonds.  Economic development decreased $333,083 (28%) due to unusually high expenses in 2018 for relocation costs and property acquisitions. 14 Management’s Discussion and Analysis CITY OF MONTICELLO Business-type Activities. Business-type activities increased the city’s net position by $5,151,927, which is $4,410,082 more than the prior fiscal year increase in business-type net position. The change is mostly attributable to a $5,029,427 transfer of capital assets from governmental activities. Without the capital transfer, business-type activities would have increased net position by $122,500, which is a $619,345 decrease from the prior year due to a $2.1 million operating transfer from Liquor operations to governmental activities for phase 1 of the Bertram Chain of Lakes regional park improvements. FINANCIAL ANALYSIS OF THE CITY’S FUNDS Governmental funds. The focus of the city’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the city’s financing requirements. In particular, spendable fund balances may serve as a useful measure of a government’s net resources available for expenditure at the end of the fiscal year. At December 31, 2019, the city’s governmental funds reported total ending fund balances of $35,544,405, an increase of $5,373,853 (18%) when compared with the prior year. Approximately 21% or $7,567,522 of the total ending fund balances constituted restricted fund balances, which are considered unavailable for appropriation for general operations. The $207,167 nonspendable fund balance accounted for 0.6% of total governmental fund balances and is comprised of prepaid items. At the end of the fiscal year, the General Fund reported a fund balance of $6,677,250, decreasing $432,228 (6%) from the prior year. General fund revenues were $543,203 (6%) more than the prior fiscal year and expenditures increased by $345,116 (4%). Transfers out increased by $750,040. General government expenditures increased $120,795 (7%) with most of the increase related to employee costs and completion of the visioning phase of the Monti:2040 Comprehensive Plan update. Public safety expenditures increased $95,312 (4%) with the first full year of the new fire marshal/emergency management coordinator position. Public works administration and ice & snow were largely responsible for the $142,943 (7%) increase in public works expenditures with the first full year of the reinstated public works director/engineer position and an unusually snowy spring in 2019. Recreation and culture expenditures increased by $9,041 (1%). Transit expenditures decreased $18,333 (100%) as the operations were transferred to Wright County at the end of 2018. 15 Management’s Discussion and Analysis CITY OF MONTICELLO The fund balance in the Community Center Fund decreased $367,313 (61%) to $239,482 due to HVAC upgrades budgeted in 2018 completed in 2019. Charges for services decreased $88,450 (6%) to $1,361,002 in 2019, and miscellaneous revenues decreased $25,582 (34%) in 2019 due to higher donations received in 2018 for building upgrades. Expenditures increased $299,266 (16%) to $2,193,849 due to building improvements and the replacement of the water slide in the pool in 2019. The fund balance in Economic Development Authority (EDA) Fund increased $72,799 (1%) to $7,313,264. The assigned fund balance, which is available for general EDA activity, equaled $4,764,790 at year-end. Land held for resale increased by $34,795 (1%) with the acquisition of one property and a decrease in value of two other properties. The EDA received $348,515 in property tax revenue and $679,925 in tax increments in 2019. At year-end, the restricted $2,505,894 portion of the fund balance is attributable to tax increment districts and loan programs. The fund balance in the Debt Service Fund decreased $569,983 (24%) to $1,821,561. This planned fund balance decrease reflects prior year accumulation of resources to make scheduled bond payments and the early redemption of the 2010A Improvement bonds on February 1, 2019. Special assessment revenue increased $46,226 (14%) to $373,337 due to a number of prepaid assessments. In governmental funds, assessments are recorded as a revenue when collectible, which occurs when it is in the current period or soon thereafter. The Capital Projects Fund provides the accounting for acquisition of general government capital assets. Accordingly, the fund accumulates resources from various sources and expenditures may or may not occur in the same year of accumulation. Consequently, the fund balance in the Capital Projects Fund increased $7,672,901 (102%) to $15,200,401. Proceeds from the 2019A $8,000,000 general obligation bond issue are accounted for in this fund and used to finance capital project costs related to the Fallon Avenue overpass and new fire station, Chelsea Road improvements, and fire ladder truck acquisition. A $5,000 transfer to the Debt Service Fund was used to initiate a new sub-fund for the 2019A bonds. Proprietary funds. The proprietary funds provide the same type of information found in the business-type activities in the government-wide financial statements, but in more detail. Water Fund operating expenses decreased $18,441 (1%) with lower utilities and repairs costs. Utility employee personal service costs are divided between the Water Fund and Sewage Fund based on activity. The Water Fund operating revenues decreased $132,003 (9%) with lower consumption due to a very wet summer. The fund’s net position decreased $842,150 (6%) to $13,940,622 due to a $1,533,000 transfer out to the Capital Projects fund for a future new Public Works facility. Depreciation expense for the fund totaled $523,173. Sewage Fund expenses decreased $38,143 (1%) and operating revenues decreased $137,977 (5%). The 2019 capital contributions of $1,219,287 included a $99,100 donation of Carlisle Sixth addition infrastructure from a developer in addition to sewer access and trunk charges. The fund’s net position increased $348,264 (2%) to $22,459,035. Depreciation expense for the fund totaled $1,223,111. The Water Quality Fund was created in 2019 for storm water system maintenance/upgrades and street sweeping operations. Net position at year- end is $6,518,374 due to 6 months of service charges, an operating transfer in of $1,426,818 from a nonmajor governmental fund, and capital contributions from governmental activities of $5,029,427. The Liquor Fund’s net position decreased $1,253,570 (71%) to $522,808 due to a $2.1 million transfer out to the Park & Pathway Dedication (nonmajor) fund in 2019. Liquor and related product sales increased $287,860 (5%) to $6,374,153, exceeding the $6 million threshold for the second time. Gross profit increased $117,166 (8%) to $1,656,712. Operating expenses decreased $11,953 (1%) to $866,171, and depreciation expense for the fund totaled $33,701. The Fiber Optics Fund’s net position decreased $178,831 (1%) to $12,464,870. The fund’s 2019 charges for services increased $59,277 (3%) to $1,794,153. Excluding depreciation, the operating loss of $141,524 increased to an operating revenue of $190,086 in 2019. Depreciation expense for the fund totaled $385,176. The city contracted for FiberNet operations management in July 2016. The Deputy Registrar Fund (DMV) net position increased $537,226 (49%) to $1,639,898. Charges for services increased $95,815 (14%) to $788,032 and operating expenses increased $36,816 (9%) to $466,499. Depreciation for the fund totaled $7,889. The DMV processed 139,965 transactions, a 17% increase over the prior year. The DMV transitioned to the new Minnesota’s Licensing and Vehicle Registration System (MNLARS) in 2017. MNLARS has proven to be a system with a need for improvement, the State will be transitioning to a new system, MNDrive, in late 2020. Due to the difficult transition, the city received a $165,387 grant in 2019 to help offset the costs of moving to MNLARS. Other factors of the changes in income from operations have previously been discussed in the government-wide financial analysis of business-type activities. 16 Management’s Discussion and Analysis CITY OF MONTICELLO GENERAL FUND BUDGETARY HIGHLIGHTS During the year, there were no amendments to the budget. General Fund revenues and other financing sources totaled $9,287,336 and exceeded budget by 701,336 (8%). Licenses and permits, other revenues, investment earnings, and charges for services were $198,225 (49%), $192,766 (157%), $148,216 (185%) and $98,282 (16%) higher than budget, respectively. Licenses and permits include building permits, other revenues include donations, investment earnings include adjustment to fair value of investments held, and charges for services include fire fees, garbage charges to residential properties, and administrative staff time billed to planning and zoning applicants. These revenues can be difficult to predict, and are, therefore, budgeted conservatively. General Fund expenditures totaled $8,269,524 and were $316,476 (4%) less than budget. Other financing uses consisted of unbudgeted transfers out of $1,450,040 in order to follow the General Fund balance policy of 75% of next year’s budgeted expenditures. Low fuel costs and hiring an engineer internally resulted in public works expenditures $170,591 (7%) less than budget. No functions exceeded budget. Within the functions, eleven of thirty-four reporting units exceeded budget. The General Fund year end fund balances since 2011 are as follows: CAPITAL ASSETS AND DEBT ADMINISTRATION CAPITAL ASSETS Capital assets. The city’s investment in capital assets for its governmental and business-type activities at December 31, 2019 totaled $113,539,814 (net of accumulated depreciation). This investment in capital assets includes land, construction in progress, buildings and systems, including infrastructure, and machinery and equipment, including intangible assets. Major governmental activities capital assets changes: completion of construction of the Fallon Avenue Overpass and the Chelsea Road Utility and Street Improvement project, began construction of a new fire station, phase 1 of improvements at the Bertram Chain of Lakes regional park, pedestrian improvements, and equipment additions in the Central Equipment Fund of $295,303. Business-type capital assets: a DMV courier vehicle, water fund truck, sewer fund mule, fiber installation in two developments, and the transfer of stormwater assets from governmental activities. The total increase from the prior fiscal year is 2.2%; governmental activities decreased 1.3% and business-type activities increased 7.6%. Additional information on the city’s capital assets can be found in the notes to the financial statements on pages 42-43. Year Amount 2011 4,410,637$ 2012 3,478,507 2013 3,914,563 2014 4,331,058 2015 4,986,796 2016 6,276,720 2017 7,029,093 2018 7,109,478 2019 6,677,250 2019 2018 2019 2018 2019 2018 Land 11,020,584$ 10,908,050$ 730,695$ 730,695$ 11,751,279$ 11,638,745$ Construction in progress 7,339,275 9,663,111 - - 7,339,275 9,663,111 Buildings and systems 93,970,808 102,600,286 104,383,594 85,255,259 198,354,402 187,855,545 Machinery and equipment 6,478,680 6,122,457 3,498,584 3,488,117 9,977,264 9,610,574 Less: Accumulated depreciation (51,807,060) (61,435,144) (62,075,346) (46,204,350) (113,882,406) (107,639,494) Net total 67,002,287$ 67,858,760$ 46,537,527$ 43,269,721$ 113,539,814$ 111,128,481$ Governmental Activities Business-Type Activities Total 17 Management’s Discussion and Analysis CITY OF MONTICELLO OUTSTANDING INDEBTEDNESS Long-term Debt. The city’s outstanding long-term debt, including general obligation bonds, certificates of indebtedness, special assessment bonds, tax abatement bonds, and a public facilities authority loan, totaled $32,970,000 at December 31, 2019. In 2019, the city issued $8,000,000 in general obligation bonds (governmental activities) to finance capital project costs related to the Fallon Avenue overpass and new fire station, Chelsea Road improvements, and fire ladder truck acquisition. Business-type long-term debt decreased with regularly scheduled payments. All other changes are the result of the early redemption of the 2010A G.O. Bonds and regularly scheduled payments. Additional information on the city’s long-term liabilities can be found in the notes to the financial statements on pages 43-46 of this report. ECONOMIC FACTORS AND NEXT YEAR’S BUDGETS AND RATES  Subsequent to year end, the Novel Coronavirus (COVID-19) pandemic has caused significant volatility in economic conditions. The overall effect of the pandemic is unknown, but the city expects manageable loss of revenue and will look at cutting unnecessary spending as needed to ensure continued sound financial standing.  The unemployment rate for the Wright County, Minnesota area for December 31, 2019 was 3.5%, which is in line with the state average (3.5%) and slightly above the national average (3.4%). However, this is likely to rise due to the COVID-19 pandemic.  The state and local economic outlook are unknown at this time, also due to the COVID-19 pandemic. However, new commercial and residential development continued to grow at a sustainable pace in 2019, and have not indicated a significant downward trend yet in 2020.  The occupancy rate of the city’s business district has remained constant over the last few years and new commercial construction had recently grown. Effects of the COVID-19 pandemic are not yet clear.  The prospects for continued residential and large commercial growth in 2020 look promising. Small commercial growth is not expected in the near future in light of the COVID-19 pandemic.  Inflationary trends in the region have compared favorably to national indices the last few years. REQUESTS FOR INFORMATION This financial report is designed to provide a general overview of the city’s finances for all those interested in governmental finance. Questions concerning any information in the report or requests for additional information should be addressed to City of Monticello, Finance Department, 505 Walnut Street, Suite 1, Monticello, MN 55362. 2019 2018 2019 2018 2019 2018 General obligation bonds 11,600,000$ 5,375,000$ 1,910,000$ 2,095,000$ 13,510,000$ 7,470,000$ Certificate of indebtedness 70,000 135,000 - - 70,000 135,000 Special assessment bonds 9,200,000 10,925,000 - - 9,200,000 10,925,000 Tax abatement bonds 8,390,000 7,800,000 - - 8,390,000 7,800,000 Public facilities authority loan - - 1,800,000 1,903,000 1,800,000 1,903,000 Total 29,260,000$ 24,235,000$ 3,710,000$ 3,998,000$ 32,970,000$ 28,233,000$ Activities Activities Total Governmental Business-Type 18 CITY OF MONTICELLO Statement of Net Position December 31, 2019 Governmental Business-type Activities Activities Total ASSETS Cash and investments 35,833,131$ 15,002,226$ 50,835,357$ Receivables Unremitted taxes 41,040 - 41,040 Deliquent taxes 34,372 - 34,372 Unremitted special assessments 2,996 103 3,099 Deliquent special assessments 5,306 14,274 19,580 Deferred special assessments 4,391,980 265,533 4,657,513 Accrued interest 140,191 - 140,191 Accounts 231,075 530,293 761,368 Due from other governmental units 2,185,356 64,545 2,249,901 Internal balances (118,036) 118,036 - Inventory - 447,358 447,358 Prepaid items 207,167 112,117 319,284 Notes receivable 400,837 - 400,837 Land held for resale 4,371,552 - 4,371,552 Net pension asset - FRA 228,740 - 228,740 Capital assets Nondepreciable 18,359,859 730,695 19,090,554 Depreciable, net 48,642,428 45,806,832 94,449,260 TOTAL ASSETS 114,957,994 63,092,012 178,050,006 DEFERRED OUTFLOWS OF RESOURCES Deferred other post-employment benefits resources 1,449 591 2,040 Deferred pension resources 312,326 79,299 391,625 TOTAL DEFERRED OUTFLOWS OF RESOURCES 313,775 79,890 393,665 LIABILITIES Accounts and contracts payable 1,344,128 409,103 1,753,231 Accrued interest payable 80,911 11,541 92,452 Other accrued liabilities 164,229 9,823 174,052 Due to other governmental units 50,826 205,824 256,650 Unearned revenue 57,467 - 57,467 Escrow deposits 439,048 - 439,048 Net pension liability - PERA 2,311,582 812,176 3,123,758 Long-term liabilities Due within one year 3,711,588 345,858 4,057,446 Due in more than one year 26,013,347 3,506,838 29,520,185 TOTAL LIABILITIES 34,173,126 5,301,163 39,474,289 DEFERRED INFLOWS OF RESOURCES Deferred other post-employment benefits resources 115,345 47,113 162,458 Deferred pension resources 725,936 159,983 885,919 Deferred MSA state aid and grants 4,425,081 - 4,425,081 TOTAL DEFERRED INFLOWS OF RESOURCES 5,266,362 207,096 5,473,458 NET POSITION Net investment in capital assets 40,008,410 42,808,003 82,816,413 Restricted for Debt service 5,251,080 - 5,251,080 Economic development 2,310,932 - 2,310,932 Tax increment 1,128,160 - 1,128,160 Unrestricted 27,133,699 14,855,640 41,989,339 TOTAL NET POSITION 75,832,281$ 57,663,643$ 133,495,924$ The notes to the financial statements are an integral part of this statement. 19 (This page left blank intentionally) 20 CITY OF MONTICELLO Statement of Activities For the Year Ended December 31, 2019 Operating Capital Charges for Grants and Grants and Governmental Business-type Expenses Services Contributions Contributions Activities Activities Total Governmental activities General government 1,927,752$ 232,336$ 16,741$ 23,500$ (1,655,175)$ -$ (1,655,175)$ Public safety 2,406,748 921,916 212,879 - (1,271,953) - (1,271,953) Public works 5,765,576 373,581 181,639 1,001,391 (4,208,965) - (4,208,965) Sanitation 610,944 381,328 19,745 - (209,871) - (209,871) Recreation and culture 3,636,958 1,602,473 - - (2,034,485) - (2,034,485) Economic development 872,984 14,149 - - (858,835) - (858,835) Interest and fiscal charges 752,595 - - - (752,595) - (752,595) Total governmental activities 15,973,557 3,525,783 431,004 1,024,891 (10,991,879) - (10,991,879) Business-type activities Water 1,216,446 1,300,191 - 426,836 - 510,581 510,581 Sewage 2,889,438 2,443,856 - 1,219,287 - 773,705 773,705 Water Quality - 61,757 - - - 61,757 61,757 Liquor 5,577,481 6,377,457 - - - 799,976 799,976 Fiber Optics 1,990,052 1,795,435 - - - (194,617) (194,617) Deputy Registrar 458,695 953,855 - - - 495,160 495,160 Total business-type activities 12,132,112 12,932,551 - 1,646,123 - 2,446,562 2,446,562 Total primary government 28,105,669$ 16,458,334$ 431,004$ 2,671,014$ (10,991,879)2,446,562 (8,545,317) General Revenues Property taxes 10,375,714 - 10,375,714 Tax increments 679,925 - 679,925 Franchise taxes 432,934 - 432,934 Unrestricted investment earnings 969,216 482,120 1,451,336 Transfers Operating 2,806,182 (2,806,182) - Capital (5,029,427) 5,029,427 - Total general revenues and transfers 10,234,544 2,705,365 12,939,909 Change in Net Position (757,335) 5,151,927 4,394,592 Net Position, January 1 76,589,616 52,511,716 129,101,332 Net Position, December 31 75,832,281$ 57,663,643$ 133,495,924$ Net (Expense) Revenue and Changes in Net PositionProgram Revenues The notes to the financial statements are an integral part of this statement. Functions/Programs 21 CITY OF MONTICELLO Balance Sheet Governmental Funds 401 101 226 213 Linked 300 Linked Economic 400 Total Total Community Development Debt Capital Nonmajor Governmental General Center Authority Service Projects Funds Funds ASSETS Cash and investments 7,189,488$ 238,749$ 4,218,402$ 1,820,070$ 16,898,551$ 4,098,499$ 34,463,759$ Receivables Unremitted taxes 39,716 - 1,324 - - - 41,040 Delinquent taxes 33,431 - 941 - - - 34,372 Unremitted special assessments - - - 2,863 133 - 2,996 Delinquent special assessments - - - 443 4,863 - 5,306 Deferred special assessments 155 - - 3,509,987 881,838 - 4,391,980 Accrued interest 140,191 - - - - - 140,191 Accounts 69,876 28,352 1,440 - - 131,377 231,045 Due from other governmental units 19,458 - - - 2,165,898 - 2,185,356 Prepaid items 135,139 28,619 42,580 - - 829 207,167 Notes receivable - - 187,023 - - 213,814 400,837 Land held for resale - - 2,875,370 - 1,496,182 - 4,371,552 TOTAL ASSETS 7,627,454$ 295,720$ 7,327,080$ 5,333,363$ 21,447,465$ 4,444,519$ 46,475,601$ LIABILITIES Accounts and contracts payable 253,318$ 11,639$ 9,204$ 1,372$ 935,282$ 124,572$ 1,335,387$ Other accrued liabilities 148,256 15,973 - - - - 164,229 Due to other governmental units 41,563 9,037 226 - - - 50,826 Unearned revenue 37,878 19,589 - - - - 57,467 Escrow deposits 435,603 - 3,445 - - - 439,048 Total liabilities 916,618 56,238 12,875 1,372 935,282 124,572 2,046,957 DEFERRED INFLOWS OF RESOURCES Unavailable revenue - property taxes 33,431 - 941 - - - 34,372 Unavailable revenue - special assessments 155 - - 3,510,430 886,701 - 4,397,286 Unavailable revenue - notes receivable - - - - - 27,500 27,500 Unavailable revenue - MSA state aid and grants - - - - 4,425,081 - 4,425,081 Total Deferred Inflows of Resources 33,586 - 941 3,510,430 5,311,782 27,500 8,884,239 FUND BALANCES Nonspendable 135,139 28,619 42,580 - - 829 207,167 Restricted - - 2,505,894 1,821,561 2,335,310 904,757 7,567,522 Assigned - 210,863 4,764,790 - 12,865,091 3,386,861 21,227,605 Unassigned 6,542,111 - - - - - 6,542,111 Total fund balance 6,677,250 239,482 7,313,264 1,821,561 15,200,401 4,292,447 35,544,405 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES 7,627,454$ 295,720$ 7,327,080$ 5,333,363$ 21,447,465$ 4,444,519$ 46,475,601$ The notes to the financial statements are an integral part of this statement. December 31, 2019 22 CITY OF MONTICELLO Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position December 31, 2019 Amounts reported for governmental activities in the statement of net position are different because: Total fund balances - governmental funds 35,544,405$ Long-term assets from pensions reported in governmental activities are not financial resources and, therefore, are not reported as assets in the funds. 228,740 Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. Land 11,020,584$ Construction in progress 7,339,275 Buildings and systems 93,970,808 Machinery and equipment 4,483,117 Accumulated depreciation (51,120,673) 65,693,111 Governmental funds do not report long-term amounts related to other post-employment benefits and pensions. Deferred outflows of resources - OPEB 1,449$ Deferred outflows of resources - pensions 312,326 Deferred inflows of resources - OPEB (115,345) Deferred inflows of resources - pensions (725,936) (527,506) Long-term liabilties that pertain to governmental funds, including bonds payable, are not due and payable in the current period and, therefore, are not reported as fund liabilities. All liabilities, both current and long-term, are reported in the Statement of Net Position. Bonds payable (28,895,000)$ Unamortized bond premiums (69,187) Other post-employment benefits liability (90,631) Net pension liability - PERA (2,311,582) (31,366,400) Internal service funds are used by management to charge the costs of central equipment, information technology, and benefit accrual services to individual funds. The assets and liabilities of the internal service funds are included in governmental activities in the Statement of Net Position. Internal service fund net position included in the governmental activities 1,999,267$ Less internal services net position allocated to to business-type activities (118,036) 1,881,231 Some of the city's property taxes, special assessments, and notes receivable will be collected after year-end, but are not available soon enough to pay for current period expenditures and, therefore, are reported as deferred inflows of resources in the governmental funds. 4,459,158 Interest on long-term debt is not accrued in governmental funds, but rather is recognized as an expenditure when due. Accrued interest for general obligation bonds is included in the Statement of Net Position. (80,458) Net position of governmental activities 75,832,281$ The notes to the financial statements are an integral part of this statement. 23 CITY OF MONTICELLO Statement of Revenues, Expenditures and Changes in Fund Balance Governmental Funds For the Year Ended December 31, 2019 401101226213Linked300 Linked Economic 400 Total Total Community Development Debt Capital Nonmajor Governmental General Center Authority Service Projects Funds Funds Revenues Property taxes 6,689,647$ 402,000$ 348,515$ 2,227,646$ 707,660$ -$ 10,375,468$ Tax increments - - 679,925 - - - 679,925 Franchise taxes 211,000 - - - 56,011 165,923 432,934 Special assessments 802 - - 373,337 303,466 35,076 712,681 Licenses and permits 603,925 - - - - - 603,925 Intergovernmental 431,004 - - - 465,634 - 896,638 Charges for services 712,382 1,361,002 - - 12,000 212,184 2,297,568 Fines and forfeitures 40,054 - - - - - 40,054 Investment earnings 228,216 12,945 137,656 48,275 327,315 175,721 930,128 Interest on loans - - 5,433 - - 5,496 10,929 Other revenues 315,966 50,589 3,220 - - 66,489 436,264 Total revenues 9,232,996 1,826,536 1,174,749 2,649,258 1,872,086 660,889 17,416,514 Expenditures Current General government 1,777,352 - - - - - 1,777,352 Public safety 2,449,765 - - - - - 2,449,765 Public works 2,222,034 - - - - 171,604 2,393,638 Sanitation 610,944 - - - - - 610,944 Recreation and culture 1,209,429 1,874,554 - - - 53,170 3,137,153 Economic development - - 871,950 - - - 871,950 Capital outlay Public safety - - - - 4,109,641 - 4,109,641 Public works - - - - 1,535,896 3,787 1,539,683 Recreation and culture - 319,295 - - - 1,972,833 2,292,128 Debt service Principal - - - 2,855,000 - - 2,855,000 Interest and fiscal charges - - - 634,241 - - 634,241 Bond issuance costs - - - - 138,350 - 138,350 Total expenditures 8,269,524 2,193,849 871,950 3,489,241 5,783,887 2,201,394 22,809,845 Excess (deficiency) of revenues over expenditures 963,472 (367,313) 302,799 (839,983) (3,911,801) (1,540,505) (5,393,331) Other financing sources (uses) Long-term debt issued - - - - 8,000,000 - 8,000,000 Premium on long-term debt issued - - - - 131,662 - 131,662 Sale of capital assets 29,340 - - - - - 29,340 Transfers in 25,000 - - 345,000 3,458,040 2,100,000 5,928,040 Transfers out (1,450,040) - (230,000) (75,000) (5,000) (1,561,818) (3,321,858) Total other financing sources (uses) (1,395,700) - (230,000) 270,000 11,584,702 538,182 10,767,184 Net change in fund balances (432,228) (367,313) 72,799 (569,983) 7,672,901 (1,002,323) 5,373,853 Fund balance at beginning of year 7,109,478 606,795 7,240,465 2,391,544 7,527,500 5,294,770 30,170,552 Fund balance at end of year 6,677,250$ 239,482$ 7,313,264$ 1,821,561$ 15,200,401$ 4,292,447$ 35,544,405$ The notes to the financial statements are an integral part of this statement. 24 CITY OF MONTICELLO Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities For the Year Ended December 31, 2019 Amounts reported for governmental activities in the Statement of Activities are different because: Net change in fund balances - governmental funds 5,373,853$ Governmental funds reported capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period. Capital outlays 7,861,759$ Capital contributions 354,200 Capital contributions to business-type activities (5,029,427) Disposals (167,321) Depreciation (3,977,493) (958,282) Proceeds from long-term debt provide financial resources to governmental funds, but the issuing of debt increases long-term liabilities in the Statement of Net Position. (8,000,000) Repayment of long-term debt principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the Statement of Net Position. 2,855,000 Some expenses reported in the Statement of Activities do not require the use of current financial resources and, therefore, are not reported as expenditures in the governmental funds. Amortization of bond discounts (13,729)$ Amortization of bond premiums 50,318 Change in total OPEB liability and deferred outflows/inflows of resources 6,120 Change accrued interest payable (5,116) 37,593 Long-term pension activity is not reported in governmental funds Pension revenue from state contributions 5,381 Pension expense 19,850 Deferred inflows of resources are revenues included in the change in net position, but are excluded from the change in fund balances until they are available to liquidate liabilities of the current period. Taxes 246$ Special assessments (445,845) Notes receivable (61,779) (507,378) Internal service funds are used by management to charge the costs of certain activities to individual funds The net revenue of the internal service funds is reported with governmental activities. Internal service fund activity included in governmental activities 439,262$ Subtract internal service fund activity allocated to business-type activities (22,614) 416,648 Change in net position of governmental activities (757,335)$ The notes to the financial statements are an integral part of this statement. 25 CITY OF MONTICELLO Statement of Net Position Proprietary Funds Governmental Activities - 265 262 263 609 656 217 Linked 601 602 652 Deputy Internal Water Sewage Water Quality Liquor Fiber Optics Registrar Totals Service Funds ASSETS Current assets Cash and investments 4,694,927$ 5,709,804$ 1,442,461$ 612,919$ 674,254$ 1,867,861$ 15,002,226$ 1,369,372$ Receivables Unremitted special assessments Unremitted special assessmentsUnremitted special assessments 103 - - - - - 103 - Deliquent special assessments Deliquent special assessmentsDeliquent special assessments 14,274 - - - - - 14,274 - Deferred special assessments Deferred special assessmentsDeferred special assessments 209,212 21,245 35,076 - - - 265,533 - Account receivable Account receivableAccounts 128,064 310,215 7,668 - 84,346 - 530,293 30 Account receivable Account receivableDue from other governmental units - - - - - 64,545 64,545 - Inventory - - - 447,358 - - 447,358 - Prepaid items 13,422 83,499 3,742 8,832 1,000 1,622 112,117 - Total current assets 5,060,002 6,124,763 1,488,947 1,069,109 759,600 1,934,028 16,436,449 1,369,402 Noncurrent assets Capital assets Land 208,143 516,952 - 5,600 - - 730,695 - Buildings and systems 21,273,202 48,464,534 18,761,610 807,257 14,988,890 88,101 104,383,594 - Machinery and equipment 302,728 2,715,593 - 133,862 305,726 40,675 3,498,584 1,995,563 Total capital assets Total capital assets 21,784,073 51,697,079 18,761,610 946,719 15,294,616 128,776 108,612,873 1,995,563 Less accumulated depreciation (12,708,932) (31,396,023) (13,732,183) (841,210) (3,343,728) (53,270) (62,075,346) (686,387) Total capital assets (net) 9,075,141 20,301,056 5,029,427 105,509 11,950,888 75,506 46,537,527 1,309,176 TOTAL ASSETS 14,135,143 26,425,819 6,518,374 1,174,618 12,710,488 2,009,534 62,973,976 2,678,578 DEFERRED OUTFLOWS OF RESOURCES Deferred other post-employment benefits resources 10 - - 346 - 235 591 - Deferred pension resources 12,199 15,250 - 33,550 - 18,300 79,299 - TOTAL DEFERRED OUTFLOWS OF RESOURCES 12,209 15,250 - 33,896 - 18,535 79,890 - (continued) Business-Type Activities – Enterprise Funds December 31, 2019 26 CITY OF MONTICELLO Statement of Net Position Proprietary Funds December 31, 2019 (Continued) Governmental Activities - Deputy Internal Water Sewage Water Quality Liquor Fiber Optics Registrar Totals Service Funds LIABILITIES Current liabilities Accounts and contracts payable 5,216$ 14,380$ -$ 141,464$ 245,618$ 2,425$ 409,103$ 8,741$ Accrued interest payable - 11,541 - - - - 11,541 453 Other accrued liabilities 7,200 - - 2,623 - - 9,823 - Due to other governmental units 8,445 3,422 - 63,853 - 130,104 205,824 - Bonds and loans payable - current - 294,000 - - - - 294,000 125,000 Compensated absences due within one year 11,076 11,076 - 20,770 - 8,936 51,858 201,588 Total current liabilities 31,937 334,419 - 228,710 245,618 141,465 982,149 335,782 Noncurrent liabilities Bonds and loans payable - net current portion - 3,435,524 - - - - 3,435,524 240,000 Compensated absences payable 8,024 8,024 - 13,492 - 4,756 34,296 103,529 Total OPEB liability 5,836 4,013 - 17,687 - 9,482 37,018 - Net pension liability 124,949 156,189 - 343,612 - 187,426 812,176 - Total noncurrent liabilities 138,809 3,603,750 - 374,791 - 201,664 4,319,014 343,529 TOTAL LIABILITIES 170,746 3,938,169 - 603,501 245,618 343,129 5,301,163 679,311 DEFERRED INFLOWS OF RESOURCES Deferred other post-employment benefits resources 11,372 13,099 - 14,519 - 8,123 47,113 - Deferred pension resources 24,612 30,766 - 67,686 - 36,919 159,983 - TOTAL DEFERRED OUTFLOWS OF RESOURCES 35,984 43,865 - 82,205 - 45,042 207,096 - NET POSITION Net investment in capital assets 9,075,141 16,571,532 5,029,427 105,509 11,950,888 75,506 42,808,003 944,176 Unrestricted 4,865,481 5,887,503 1,488,947 417,299 513,982 1,564,392 14,737,604 1,055,091 TOTAL NET POSITION 13,940,622$ 22,459,035$ 6,518,374$ 522,808$ 12,464,870$ 1,639,898$ 57,545,607 1,999,267$ Adjustment to reflect the cumulative internal balance for the net effect of the activity between the internal service funds and the enterprise funds over time 118,036 Net position of business-type activities (page 19)57,663,643$ The notes to the financial statements are an integral part of this statement. Business-Type Activities – Enterprise Funds 27 (This page left blank intentionally) 28 CITY OF MONTICELLO Statement of Revenues, Expenses and Changes in Net Position Proprietary Funds For the Year Ended December 31, 2019 Governmental Activities -265 262 609 656 217 Linked 601 602 652 Deputy Internal Water Sewage Water Quality Liquor Fiber Optics Registrar Totals Service Funds Sales and cost of sales Net sales 6,374,153$ 6,374,153$ Cost of sales (4,717,441) (4,717,441) Gross profit 1,656,712 1,656,712 Operating revenues Charges for services 1,235,057$ 2,442,974$ 61,757$ - 1,794,153$ 788,032$ 6,321,973 577,941$ Other 65,134 882 - 3,304 1,282 165,823 236,425 120 Total operating revenues 1,300,191 2,443,856 61,757 3,304 1,795,435 953,855 6,558,398 578,061 Operating expenses Personal services 276,252 359,813 - 607,051 244 410,286 1,653,646 29,841 Materials and supplies 153,007 127,552 - 1,599 80,921 9,936 373,015 16,147 Other services and charges 267,713 1,109,349 - 223,820 1,524,184 38,388 3,163,454 126,928 Depreciation 523,173 1,223,111 - 33,701 385,176 7,889 2,173,050 193,494 Total operating expenses 1,220,145 2,819,825 - 866,171 1,990,525 466,499 7,363,165 366,410 Operating income (loss) 80,046 (375,969) 61,757 793,845 (195,090) 487,356 851,945 211,651 Nonoperating revenues (expenses) Investment earnings 183,968 179,066 372 52,585 16,259 49,870 482,120 39,088 Interest expense - (74,120) - - - - (74,120) (11,477) Total Nonoperating revenes (expenses) 183,968 104,946 372 52,585 16,259 49,870 408,000 27,611 Income (loss) before capital contributions and transfers 264,014 (271,023) 62,129 846,430 (178,831) 537,226 1,259,945 239,262 Capital contributions 426,836 1,219,287 - - - - 1,646,123 - Capital contributions from governmental activities - - 5,029,427 - - - 5,029,427 - Transfers in - - 1,426,818 - - - 1,426,818 200,000 Transfers out (1,533,000) (600,000) - (2,100,000) - - (4,233,000) - Change in net position (842,150) 348,264 6,518,374 (1,253,570) (178,831) 537,226 5,129,313 439,262 Net Position, January 1 14,782,772 22,110,771 - 1,776,378 12,643,701 1,102,672 1,560,005 Net Position, December 31 13,940,622$ 22,459,035$ 6,518,374$ 522,808$ 12,464,870$ 1,639,898$ 1,999,267$ Adjustment to reflect the consolidation of internal service fund related to enterprise funds 22,614 Change in net position of business-type activities (page 21)5,151,927$ Business-Type Activities – Enterprise Funds The notes to the financial statements are an integral part of this statement. 29 CITY OF MONTICELLO Statement of Cash Flows Proprietary Funds For the Year Ended December 31, 2019 Governmental Activities - 265/601 262/602 652 609 656 217 Linked 601 602 Deputy Internal Water Sewage Water Quality Liquor Fiber Optics Registrar Totals Service Funds Cash flows from operating activities Cash received from customers and users 1,375,699$ 2,561,792$ 54,089$ 6,377,647$ 1,789,793$ 965,472$ 13,124,492$ -$ Cash from interfund services provided - - - - - - - 578,061 Cash paid to suppliers for goods and services (414,639) (1,368,404) (3,742) (4,900,606) (1,465,167) (31,570) (8,184,128) (153,055) Cash paid to employees (273,249) (356,322) - (605,403) (244) (408,479) (1,643,697) - Cash paid to other funds for services provided (9,336) (11,377) - (15,474) (1,194) (19,697) (57,078) - Net cash provided by operating activities 678,475 825,689 50,347 856,164 323,188 505,726 3,239,589 425,006 Cash flows from noncapital financing activities Transfers from other funds - - 1,391,742 - - - 1,391,742 200,000 Transfers to other funds (1,533,000) (600,000) - (2,100,000) - - (4,233,000) - Net cash provided (used) by noncapital financing activities (1,533,000) (600,000) 1,391,742 (2,100,000) - - (2,841,258) 200,000 Cash flows from capital and related financing activities Capital contributions 251,436 1,120,187 - - - - 1,371,623 - Acquisition of capital assets - (460,583) - - - (26,411) (486,994) (295,303) Principal paid on long-term debt - (288,000) - - - - (288,000) (120,000) Interest and fiscal charges paid on long-term debt - (76,826) - - - - (76,826) (11,619) Net cash provided (used) by capital and related financing activities 251,436 294,778 - - - (26,411) 519,803 (426,922) Cash flows from investing activities Interest on investments 183,968 179,066 372 52,585 16,259 49,870 482,120 39,088 Net increase (decrease) in cash and cash equivalents (419,121) 699,533 1,442,461 (1,191,251) 339,447 529,185 1,400,254 237,172 Cash and cash equivalents, January 1 5,114,048 5,010,271 - 1,804,170 334,807 1,338,676 13,601,972 1,132,200 Cash and cash equivalents, December 31 4,694,927$ 5,709,804$ 1,442,461$ 612,919$ 674,254$ 1,867,861$ 15,002,226$ 1,369,372$ Business-Type Activities – Enterprise Funds (continued) 30 CITY OF MONTICELLO Statement of Cash Flows Proprietary Funds For the Year Ended December 31, 2019 (Continued) Governmental Activities - Deputy Internal Water Sewage Water Quality Liquor Fiber Optics Registrar Totals Service Funds Reconciliation of operating income (loss) to net cash provided (used) by operating activities Operating income (loss) 80,046$ (375,969)$ 61,757$ 793,845$ (195,090)$ 487,356$ 851,945$ 211,651$ Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities Depreciation 523,173 1,223,111 - 33,701 385,176 7,889 2,173,050 193,494 OPEB expense (12,762) (14,585) - (16,408) - (9,116) (52,871) - (Increase) decrease in assets Special assessments receivable 53,081 (10,271) - - - - 42,810 - Accounts receivable 21,277 128,207 (7,668) - (5,642) - 136,174 - Due from other governmental units - - - - - (17,024) (17,024) - Inventory - - - 18,254 - - 18,254 - Prepaid items (1,184) (62,709) (3,742) 1,405 - (238) (66,468) - (Increase) decrease in deferred outflows Deferred other post-employment benefits resources 787 797 - 1,113 - 562 3,259 - Deferred pension resources 10,024 12,530 - 27,566 - 15,036 65,156 - Increase (decrease) in liabilities Accounts and contracts payable (2,188) (79,468) - 6,877 138,744 (2,705) 61,260 (9,980) Other liabilities 1,150 - - 190 - - 1,340 - Due to other governmental units 117 (703) - 244 - 28,641 28,299 - Compensated absences 1,311 1,311 - (3,888) - (1,205) (2,471) 29,841 Net pension liability 2,903 3,629 - 7,984 - 4,355 18,871 - Increase (decrease) in deferred inflows Deferred other post-employment benefits resources 11,372 13,099 - 14,519 - 8,123 47,113 - Deferred pension resources (10,632) (13,290) - (29,238) - (15,948) (69,108) - Net cash provided (used) by operating activities 678,475$ 825,689$ 50,347$ 856,164$ 323,188$ 505,726$ 3,239,589$ 425,006$ Schedule of noncash investing, capital and financing activities: Net amortization of bond premium (discount) -$ 1,986$ -$ -$ -$ -$ 1,986$ -$ Capital assets purchased on account -$ (442,290)$ -$ -$ 92,225$ -$ (350,065)$ -$ Capital contributions 175,400$ 99,100$ 5,029,427$ -$ -$ -$ 5,303,927$ -$ The notes to the financial statements are an integral part of this statement. Business-Type Activities – Enterprise Funds 31 (This page left blank intentionally) 32 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The basic financial statements of the city of Monticello, Minnesota (the city) have been prepared in conformity with accounting principles (GAAP) generally accepted in the United States of America as applied to governmental units, as applied by the Governmental Accounting Standards Board (GASB). GASB is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. The significant accounting policies of the city are described as follows: A. Reporting entity Incorporated in 1856, the city of Monticello is designated as a third-class city (population 10,001 to 20,000) and governed by statutory city code under Optional Plan A in Minnesota statutes. The city falls under section 501(a) of the Internal Revenue Code. The five-member mayor-council is elected on staggered, even-numbered years. Councilors are elected at-large to four-year terms while the mayor is elected to a two-year term. The governing body appoints an administrator to implement policies and oversee daily operations. The accompanying financial statements include all funds, departments, agencies, boards, commissions, and other organizations that comprise the city, along with any component units. Component units are legally separate entities for which the city (primary government) is financially accountable, or for which the exclusion of the component unit would render the financial statements of the primary government misleading. Criteria used to determine if the primary government is financially accountable for a component unit includes whether or not the primary government appoints the voting majority of the potential component unit’s governing body, is able to impose its will on the potential component unit, is in a relationship of financial benefit or burden with the potential component unit, or is fiscally depended upon by the potential component unit. The Monticello Economic Development Authority (EDA) was created pursuant to Minnesota Statutes § 469.090 through § 469.108 to carryout economic and industrial development and redevelopment within the city in accordance with policies established by the City Council. The seven-member Board of Directors consists of two councilmembers and five members from the community appointed by the City Council. The City Council reviews and approves the tax levy and all expenditures for the EDA. Therefore, the EDA is reported as a blended component unit within the EDA Special Revenue Fund. Separate financial statements are not issued for this component unit. The mayor and council are responsible for appointing some members of other organizations. However, the city’s accountability for these organizations does not extend beyond making appointments. B. Government-wide and fund financial statements The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the activities of the primary government and its component unit. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operation or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Aggregated information for the remaining nonmajor funds are reported in single columns in the respective fund financial statements. The city applies restricted resources first when an expense is incurred for which both restricted and unrestricted resources are available. Depreciation expense is included in the direct expense of each function. Interest on long-term debt of governmental activities is considered an indirect expense and is reported separately on the Statement of Activities. C. Measurement focus, basis of accounting, and financial statement presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes and special assessments, if levied, are recognized as revenues in the year for which they are levied. Grants and similar 33 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered available when they are collectible with the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the city considers revenue to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to claims and judgments, compensated absences, other post-employment benefits, and net pension liabilities, are recognized as expenditures to the extent they have matured. Capital asset acquisitions are reported as capital outlay expenditures in the governmental funds. Proceeds from long-term debt are reported as other financing sources. Property taxes, franchise taxes, licenses, and investment interest associated with the current fiscal period are all considered to be susceptible to accrual and have been recognized as revenues of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the city. Since governmental fund statements are presented using a measurement focus and basis of accounting different from that used in the government-wide statements’ governmental column, a reconciliation is presented that briefly explains the adjustments necessary to reconcile ending net position and the change in net position. In the fund financial statements, financial transactions and accounts of the city are organized on the basis of funds. The operation of each fund is considered to be an independent fiscal and separate accounting entity, with a self-balancing set of accounts recording cash and/or other financial resources together with all related liabilities and residual equities or balances, and changes therein, which are segregated for the purpose of carrying on specific activities or attaining certain objectives in accordance with special regulations, restriction, or limitations. Major Governmental Funds – The major governmental funds reported by the city are as follows: General Fund – The General Fund is used to account for all financial resources except those required to be accounted for in another fund. Community Center Fund – The Community Center (special revenue) Fund accounts for the revenues and expenditures related to the community center. In addition to a property tax allocation, the community center generates significant revenue from charges for memberships, program activities, and space rentals. Economic Development Authority (EDA) Fund – The EDA (special revenue) Fund is used to account for revenues and expenditures related to the blended component unit. Tax increments, generated mainly by economic and redevelopment districts, and a property tax levy are the EDA’s primary revenue sources. Debt Service Fund – The Debt Service Fund is used to account for the accumulation of resources for and the payment of long-term debt principal, interest, and related costs. Capital Projects Fund – The Capital Projects Fund is used to account for financial resources to be used for the acquisition or construction of major capital facilities and infrastructure (other than those financed by proprietary funds). Major Proprietary Funds – The city reports the following major proprietary funds: Water Fund – The Water (enterprise) Fund is used to account for all activities necessary to provide water services to the residents and businesses of the city. Sewage Fund – The Sewage (enterprise) Fund is used to account for all activities necessary to provide sewage services to the residents and businesses of the city. Water Quality Fund – The Water Quality (enterprise) Fund is used to account for all activities necessary to provide stormwater maintenance and street sweeping services to the residents and businesses of the city. Liquor Fund – The Liquor (enterprise) Fund is used to account for the operations of the city’s liquor store. Fiber Optics Fund – The Fiber Optics (enterprise) Fund is used to account for all activities necessary to provide fiber optic services to the residents and businesses of the city. Deputy Registrar Fund – The Deputy Registrar (enterprise) Fund is used to account for the operation of city’s department of motor vehicles. 34 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO Additionally, the city reports the following fund type: Internal Service Funds – These funds account for the city’s benefit accrual, central equipment, and information technology services. Internal service funds operate in a manner similar to enterprise funds; however, they provide services primarily to other city departments. As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are charges between the city’s enterprise funds and various other functions of the city. Elimination of these charges would distort the direct costs and program revenues of the various functions involved. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes the city has the authority to impose. Proprietary funds distinguish operating revenues and expenses from non- operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the city’s enterprise and internal service funds are charges to customers for sales and services. Operating expenses for enterprise and internal service funds include cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as non-operating revenues and expenses. Aggregated information for the internal service funds is reported in a single column in the proprietary fund financial statements. Because the principal user of the internal services is the city’s governmental activities, the financial statements of the internal service funds are consolidated into the governmental column when presented in the government-wide financial statements. The cost of these services is reported in the appropriate functional activity. D. Cash and Investments Cash and investments include balances from all funds that are combined and invested to the extent available in savings accounts, certificates of deposit, U.S. government obligations, and other securities authorized by state statutes. Earnings from investments are allocated to the respective funds on the basis of applicable participation by each fund. For purposes of the statement of cash flows, the city considers all highly liquid debt instruments with an original maturity from the time of purchase by the city of three months or less to be cash equivalents. The proprietary fund’s equity in the government-wide cash and investment management pool is considered to be cash equivalent. Investments are generally stated at fair value, except for investments in external investment pools, which are stated at amortized cost. Short-term highly liquid debt instruments (including commercial paper, banker’s acceptances, and U.S. treasury and agency obligations) purchased with a remaining maturity of one year or less are reported at amortized cost. Investment income is accrued at the balance sheet date. The city categorizes its fair value measurements within the fair value hierarchy established by accounting principles generally accepted in the United States of America. The hierarchy is based on the valuation inputs used to measure the fair value of the asset as follows:  Level 1 inputs are quoted prices in active markets for identical assets.  Level 2 inputs are significant other observable inputs.  Level 3 inputs are significant unobservable inputs. Debt securities classified in Level 2 of the fair value hierarchy are valued using a matrix pricing technique. Matrix pricing is used to value securities based on the securities’ relationship to benchmark quoted prices. See Note 2 for the city’s recurring fair value measurements as of December 31, 2019. E. Property Taxes Property tax levies are set by the city council each year and are certified to Wright County for collection in the following year. In Minnesota, counties act as collection agents for all property taxes. Wright County spreads all levies over taxable property. Such taxes become a lien on January 1 and are recorded as receivables by the city on that date. Most property taxes can be paid without penalty and interest by taxpayers in two equal installments on May 15 and October 15. Wright County provides tax settlements to cities and other taxing districts several times throughout the year. Within the governmental fund financial statements, the city recognizes property tax revenue when it becomes both measurable and available to finance expenditures of the current period. Taxes which remain unpaid at December 31 are classified as delinquent taxes receivable and are offset by deferred inflows of resources because it is not available to finance current expenditures. 35 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO Deferred inflows of resources in governmental activities are susceptible to full accrual on the government-wide financial statements. F. Special Assessments Special assessments are levied against the benefiting properties for the assessable costs of special assessment improvement projects in accordance with Minnesota Statutes. The city usually adopts assessment rolls when individual public improvement projects are complete or substantially complete. The assessments are collectible over a term of years generally consistent with the term of years for the related bond issue. Collection of annual installments (including interest) is handled by the county in the same manner as property taxes. Property owners are allowed to prepay total future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until full payment is made or the amount is determined to be excessive by the city council or court action. If special assessments are left unpaid, the property is subject to tax forfeited sale and the first proceeds of that sale (after costs, penalties, and expenses of sale) are remitted to the city in payment of delinquent special assessments. Generally, the city will collect the full amount of its special assessments not adjusted by city council or court action. Pursuant to state statutes, a property shall be subject to tax forfeit sale after three years of delinquency except for homesteaded, agricultural or seasonal recreational property, which is subject to sale after five years. These assessments are recorded as delinquent (levied, but not yet paid) and deferred (certified, but not yet levied) special assessments receivable, and are offset by deferred inflows of resources in the governmental fund financial statements. Special assessment amounts collected by Wright County, but not paid to the city before year-end are recorded as unremitted special assessments. G. Receivables Utility and miscellaneous accounts receivable are reported at gross value. Since the city is generally able to certify delinquent amounts to the county for collection as special assessments, no allowance for uncollectible accounts has been provided on current receivables. The city contracted with a third party to manage Fibernet beginning on July 1, 2016. On a monthly basis, the city receives amounts billed by Arvig with an estimated portion withheld for uncollectible account. Customer receivable balances are carried by Arvig rather than the city. Therefore, no allowance for uncollectible accounts is set up in the proprietary Fiber Optics Fund. A receivable is considered past due if any portion of the receivable balance is outstanding for more than 30 days. Interest is charged on receivables that are considered past due. Accrual of interest is not suspended until a receivable is determined to be uncollectible. Provisions for bad debts would be insignificant and none have been made for 2019. Interest receivable is recorded as revenue in the year the interest is earned and is available to pay liabilities of the current period. The interest receivable balance is reported as one amount in the General Fund while all other funds receive interest revenue distributions in cash. H. Inventories The inventories of the proprietary funds are stated at cost using the first-in, first- out (FIFO) method. Enterprise fund inventory consists of merchandise held for resale at the city-owned Hi-Way Liquors store. I. Prepaid Items Payments to vendors for services that will benefit future accounting periods are recorded as prepaid. Prepaid items are accounted for using the consumption method. Fund balance in an amount equal to the prepaid balance in the related funds is not available for appropriation, and is, therefore, classified as nonspendable. J. Notes Receivable Notes receivable consist of loans made by the city or EDA to area businesses for development or redevelopment purposes. The terms and interest rates of the individual loans vary. Notes receivable that are passed through to another entity are offset by deferred inflows of resources in the governmental funds. K. Land Held for Resale Land held for resale is recorded in the governmental fund which purchased it at the lower of cost or acquisition value. Fund balances are reported as restricted or assigned in an amount equal to the land’s carrying value in the governmental funds as these assets are not available for appropriation. 36 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO L. Capital Assets Capital assets, which include property, plant, equipment, and infrastructure assets (roads, bridges, sidewalks, and similar items) are reported in the applicable governmental or business-type activities columns in the government- wide financial statements. Such assets are capitalized at historical cost or estimated historical cost for assets where actual historical cost is not available. Donated capital assets are recorded at their estimated acquisition value at the date of donation. The city’s capitalization policy divides each asset into a class with a related threshold as follows: Class of Asset Threshold Level Land $1 Land improvements $50,000 Building/building improvements $20,000 Primary infrastructure and utility $75,000 Secondary infrastructure $25,000 Equipment $10,000 Software and non-tangible $10,000 The cost of normal maintenance and repairs that does not add to the value of the asset or materially extend an asset’s useful life is not capitalized. The city has elected to fully capitalize the infrastructure capital assets of its governmental activities regardless of their acquisition date or amount. Capital assets are recorded in the government-wide and proprietary fund financial statements but are not reported in the governmental funds financial statements. Interest incurred during the construction phase of capital assets for business-type activities is included as part of the capitalized value of the assets constructed. Capital assets are depreciated using the straight-line method over their estimated useful lives. Since surplus assets are generally sold for an immaterial amount when no longer needed for city purposes, no salvage value is taken into consideration for depreciation purposes. Useful lives vary from 10 to 40 years for infrastructure; 5 to 20 years for vehicles, machinery, furniture and equipment, and software and non-tangible items; 12 to 40 years for buildings; and 10 to 20 years for improvements other than buildings. Capital assets not being depreciated include land and construction in progress. M. Deferred Outflows of Resources In addition to assets, the statement of net position and/or balance sheet will sometimes report a separate section for deferred outflows of resources. This separate financial statement element represents a consumption of net position that applies to future periods and so will not be recognized as an outflow of resources (expense/expenditure) until that time. The city has two types of items, which arise under a full accrual basis of accounting, that qualify for reporting in this category. Accordingly, the items, deferred other post-employment benefits resources and deferred pension resources, are reported only in the statement of net position. These items result from other post-employment benefits and pension-related actuarial calculations and current year contributions made subsequent to the measurement date. N. Long-Term Liabilities In the government-wide and proprietary fund financial statements, long-term debt and other long-term obligations are reported as liabilities. Bond premiums and discounts, if material, are deferred and amortized over the life of the bonds using the straight-line method. In the fund financial statements, governmental fund types recognize bond premiums and discounts during the current period. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. The par amount of debt issued is reported as other financing sources. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. O. Compensated Absences Payable City employees earn vacation and sick leave or paid-time-off (PTO) based upon the number of completed years of service. The city compensates employees for unused vacation/PTO upon termination of employment. All new full-time employees receive PTO, while three employees still receive vacation and sick leave benefits. Full-time employees who resign or leave city employment voluntarily and in good standing, after giving proper notice, shall be compensated for unused days under their respective plan. PTO is credited at the beginning of each fiscal year for existing employees and prorated for the fiscal year for new employees. Vacation and sick leave are accrued by pay period. PTO benefit: Up to 320 hours accrued at year-end plus any current year hours earned to their date of severance multiplied by their ending hourly rate. 37 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO Sick leave benefit: One-half of the unused sick leave up to 800 hours and all unused sick leave above 800 hours times their hourly rate at the time of severance. All compensated absences are accrued when incurred in the government-wide and proprietary fund financial statements. The liability for governmental funds is recorded in the Benefit Accrual (internal service) Fund. Resignations and retirements of employees reduce the liability in the Benefit Accrual Fund or the applicable enterprise fund. P. Pensions For purposes of measuring the net pension liability (asset), deferred outflows/inflows of resources, and pension expense, information about the fiduciary net position of the Public Employees Retirement Association (PERA) and Monticello Fire Relief (FRA) and additions to/deductions from each plan’s fiduciary net position have been determined on the same basis as they are reported by each plan, except that PERA’s fiscal year end is June 30. For this purpose, plan contributions are recognized as of employer payroll paid dates and benefit payments and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. The General Fund or applicable enterprise fund will be used to liquidate these liabilities. The PERA has a special funding situation created by a direct aid contribution made by the state of Minnesota. The direct aid is a result of the merger of the Minneapolis Employees Retirement Fund into the PERA on January 1, 2015. Q. Deferred Inflows of Resources In addition to liabilities, the statement of net position and/or balance sheet will sometimes report a separate section for deferred inflows of resources. This separate financial statement element represents an acquisition of net position that applies to future periods and so will not be recognized as an inflow of resources (revenue) until that time. The city has three types of items that qualify for reporting in this category. First, deferred other post-employment benefits and pension resources, which arise under a full-accrual basis of accounting, is reported only in the statement of net position. These amounts are the result of actuarial calculations involving net differences between expected and actual economic experience, changes in actuarial assumptions, net differences between projected and actuarial earnings, and changes in proportion and are deferred and recognized as an inflow of resources in accordance with actuarial calculations. Second, deferred MSA state aid is reported. This amount is the result of an advance of state aid allocated to future periods. Third, unavailable revenue, which arises under the modified accrual basis of accounting, is reported in the governmental funds balance sheet. Governmental funds report unavailable revenue from four sources: property taxes, special assessments, notes receivable, and MSA state aid and grants. These amounts are deferred and recognized as an inflow of resources in the period the amounts become available or are allocated to the city. R. Net Position In the government-wide and proprietary fund financial statements, net position represents the difference between assets and deferred outflows of resources, and liabilities and deferred inflows of resources. Net position is displayed in three components:  Net investment in capital assets – Consists of capital assets, net of accumulated depreciation, reduced by any outstanding debt attributable to acquire capital assets.  Restricted net position – Consists of net position restricted when there are limitations imposed on their use through external restrictions imposed by creditors, grantors, or laws or regulations of other governments.  Unrestricted net position – All other net position that does not meet the definition of “net investment in capital assets” or “restricted.” S. Fund Balance Classifications In the fund financial statements, governmental funds report fund balance in classifications that disclose constraints for which amounts in those funds can be spent. These classifications are as follows:  Nonspendable – Consists of amounts that are not in spendable form, such as prepaid items, inventory, and other long-term assets.  Restricted – Consists of amounts related to externally imposed constraints established by creditors, grantors, or contributors; or constraints imposed by state statutory provisions.  Committed – Consists of internally imposed constraints that are established by resolution by the city council, which is the city’s highest level of decision-making authority. Those committed amounts cannot be used for any other purpose unless the city council modifies or rescinds the commitment by resolution. 38 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO  Assigned – Consists of internally imposed constraints. These constraints consist of amounts intended to be used by the city for specific purposes but do not meet the criteria to be classified as restricted or committed. In governmental funds, assigned amounts represent intended uses established by the governing body itself or by an official to which the governing body delegates the authority. Pursuant to city council resolution, the council, city administrator, or finance director are authorized to establish assignments of fund balance.  Unassigned – The residual classification for the General Fund which also reflects negative residual amounts in other funds. When both restricted and unrestricted resources are available for use, it is the city’s policy to first use restricted resources, then use unrestricted resources as they are needed. When committed, assigned, or unassigned resources are available for use, it is the city’s policy to use resources in the following order: 1) committed, 2) assigned, and 3) unassigned. T. Budget Budgets for the General Fund and all special revenue funds are adopted on a basis consistent with accounting principles generally accepted in the United States of America. Reported budget amounts are as originally adopted or as amended by city council-approved supplemental appropriations and budget transfers. No budget amendments were adopted during the year. Budget appropriations lapse at year-end. The legal level of budgetary control is at the department level in the General Fund and at the fund level in the major special revenue funds. As shown in the Required Supplementary Information on pages 64-66, expenditures in the Community Center and Economic Development Authority special revenue funds were over budget in 2019. U. Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets, liabilities, and deferred outflows/inflows and disclosure of contingent assets, liabilities, and deferred outflows/inflows at the date of the financial statements and the reported amounts of revenues and expenses/expenditures during the reporting period. Actual results could differ from those estimates. V. Future Applicable Changes in Accounting Standards In June 2017, GASB issued Statement No. 87, Leases. This Statement increases the usefulness of governments’ financial statements by requiring recognition of certain lease assets and liabilities for leases that previously were classified as operating leases and recognized as inflows of resources or outflows of resources based on the payment provisions of the contract. It establishes a single model for lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset. Under this Statement, a lessee is required to recognize a lease liability and an intangible right-to-use lease asset, and a lessor is required to recognize a lease receivable and a deferred inflow of resources, thereby enhancing the relevance and consistency of information about governments’ leasing activities. This statement is effective for the city’s fiscal year ending December 31, 2022. In June 2018, GASB issued Statement No. 89, Accounting for Interest Costs Incurred Before the End of a Construction Period. This Statement establishes accounting requirements for interest cost incurred before the end of a construction period. Such interest cost includes all interest that previously was accounted for in accordance with the requirements of paragraphs 5–22 of Statement No. 62, which are superseded by this Statement. This Statement requires that interest cost incurred before the end of a construction period be recognized as an expense in the period in which the cost is incurred for financial statements prepared using the economic resources measurement focus. As a result, interest cost incurred before the end of a construction period will not be included in the historical cost of a capital asset reported in a business-type activity or enterprise fund. This Statement also reiterates that in financial statements prepared using the current financial resources measurement focus, interest cost incurred before the end of a construction period should be recognized as an expenditure on a basis consistent with governmental fund accounting principles. This statement is effective for the city’s fiscal year ending December 31, 2021. In May 2019, GASB issued Statement No. 91, Conduit Debt Obligations. The primary objectives of this Statement are to provide a single method of reporting conduit debt obligations by issuers and eliminate diversity in practice associated with (1) commitments extended by issuers, (2) arrangements associated with conduit debt obligations, and (3) related note disclosures. This Statement clarifies the existing definition of a conduit debt obligation; establishes that a conduit debt obligation is not a liability of the issuer; establishes standards for accounting and financial reporting of additional commitments and voluntary commitments extended by issuers and arrangements associated with conduit debt obligations; and improves required note disclosures. This statement is effective for the city’s fiscal year ending December 31, 2022. 39 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO NOTE 2. CASH, CASH EQUIVALENTS, AND INVESTMENTS A. Components of Cash and Investments Cash and investments at year-end consist of the following: B. Deposits In accordance with applicable Minnesota Statutes, the city maintains deposits at depository banks authorized by the city council, including checking accounts and non-negotiable certificates of deposit. The following is considered the most significant risk associated with deposits. Custodial Credit Risk – In the case of deposits, this is the risk that in the event of a bank failure, the city’s deposits may be lost. Minnesota Statutes require that all deposits be protected by federal deposit insurance, corporate surety bond, or collateral. The fair value of collateral pledged must equal 110% of the deposits not covered by federal deposit insurance or corporate surety bonds. Authorized collateral includes treasury bills, notes, and bonds; issues of U.S. government agencies; general obligations rated “A” or better; revenue obligations rated “AA” or better; irrevocable standard letters of credit issued by the Federal Home Loan Bank; and certificates of deposit. Minnesota Statutes require that securities pledged as collateral be held in safekeeping in a restricted account at the Federal Reserve Bank or in an account at a trust department of a commercial bank or other financial institution that is not owned or controlled by the financial institution furnishing the collateral. The city’s investment policy does not provide further requirements regarding custodial credit risk. At year-end, the carrying amount of the city’s deposits was $12,622,723 while the balance on bank records was $13,438,417. All deposits were covered by federal depository insurance, surety bonds, or by collateral held by the city’s agent in the city’s name. C. Investments Custodial Credit Risk – For investments, this is the risk that in the event of a failure of the counterparty to an investment transaction (typically a broker-dealer) the city would not be able to recover the value of its investments or collateral securities that are in the possession of an outside party. The city’s investment policy does not provide additional requirements beyond state statutes, but the city typically limits its exposure by purchasing insured or registered investments, or by the control of who holds the securities. Credit Risk – This is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. Minnesota Statutes limit the city’s investments to direct obligations or obligations guaranteed by the United States or its agencies; shares of investment companies registered under the Federal Investment Company Act of 1940 that receive the highest credit rating, are rated in one of the two highest rating categories by a statistical rating agency, and all of the investments have a final maturity of 13 months or less; general obligations rated “A” or better; revenue obligations rated “AA” or better; general obligations of the Minnesota Housing Finance Agency rated “A” or better; bankers’ acceptances of United States banks eligible for purchase by the Federal Reserve System; commercial paper issued by United States corporations or their Canadian subsidiaries, rated of the highest quality category by at least two nationally recognized rating agencies, and maturing in 270 days or less; Guaranteed Investment Contracts guaranteed by a United States commercial bank, domestic branch of a foreign bank, or a United States insurance company, and with a credit quality in one of the top two highest categories; repurchase or reverse purchase agreements and securities lending agreements with financial institutions qualified as a “depository” by the government entity, with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000; that are a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York; or certain Minnesota securities broker-dealers. The city’s investment policy does not further address credit risk. Concentration Risk – This is the risk associated with investing a significant portion of the city’s investment (5% or more) in the securities of a single issuer, excluding U.S. guaranteed investments (such as treasuries), investment pools, and mutual funds. The city’s investment policy requires that no more than 5% of the overall portfolio may be invested in the securities of a single issuer, except for the securities of the U.S. government and in agencies or an external investment pool. No single issuer held more than 5% of the city’s total investments at December 31, 2019. Deposits 12,622,723$ Investments 38,204,209 Cash on hand 8,425 Total cash and investments – Statement of Net Position 50,835,357$ 40 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO Interest Rate Risk – This is the risk of potential variability in the fair value of fixed rate investments resulting from changes in interest rates (the longer the period for which an interest rate is fixed, the greater the risk). The city’s investment policy does not further address the duration of investments. The Minnesota Municipal Money Market Fund (4M Fund) is a common-law trust organized in accordance with the Minnesota Joint Powers Act, which invests only in investment instruments allowable under Minnesota Statutes. It is an external investment pool regulated by Minnesota statutes and the Board of Directors of the League of Minnesota Cities. The 4M Fund is not registered with the Securities Exchange Commission (SEC), but it follows the same regulatory rules of the SEC. The fair value of the city’s position in the pool is the same as the value of the pool shares. The 4M Fund does not have any restrictions on participant withdrawals. The city’s investment in the 4M Fund is measured at the net asset value per share provided by the pool, which is based on an amortized cost method that approximates fair value. The city’s cash management and investment policy complies with all statutory requirements. D. Cash on hand Cash on hand consists of cash in the possession of the city, including petty cash and change funds. The following schedule provides information on credit and interest rate risks by investment type for the city’s investments at December 31, 2019: Fair Value Measurements Less More Percent of Rating Agency Using Than 1 1 to 5 5 to 10 Than 10 Total Holdings U.S. agency securities Federal Farm Credit Bank AA+ S&P Level 2 -$ 789,139$ -$ -$ 789,139$ 2.1% Federal Agriculture Mortgage Corporation N/R N/A Level 2 - - - 758,103 758,103 2.0% Federal Home Loan Bank AA+ S&P Level 2 - 551,840 497,260 385,515 1,434,615 3.8% Negotiable certificates of deposit N/R N/A Level 2 5,831,105 7,215,052 735,016 - 13,781,173 36.1% Local government securities AAA S&P Level 2 - - - 2,028,235 2,028,235 5.3% Local government securities Aaa Moody’s Level 2 - - - 1,535,850 1,535,850 4.0% Local government securities Aa Moody’s Level 2 - 145,649 - 765,995 911,644 2.4% Local government securities A Moody’s Level 2 - 477,044 - - 477,044 1.2% Investment pools and mutual funds N/R N/A Amortized Cost 16,257,082 - - - 16,257,082 42.6% Investment pools and mutual funds AAA S&P Amortized Cost 231,324 - - - 231,324 0.6% Total investments 22,319,511$ 9,178,724$ 1,232,276$ 5,473,698$ 38,204,209$ 100.0% N/R – Not Rated N/A – Not Applicable Credit Risk Interest Risk - Maturity Duration in Years Investment Type 41 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO NOTE 3. CAPITAL ASSETS Capital asset activities for the year end December 31, 2019 are as follows: January 1, Transfers and December 31, Governmental Beginning Completed Ending Internal Service Governmental Internal Service Activities Balance Additions Deletions Construction Balance Fund Assets Activities Total Fund Additions Additions Governmental activities Nondepreciable capital assets: Land 10,908,050$ 159,534$ (47,000)$ -$ 11,020,584$ -$ 11,020,584$ -$ 159,534$ Construction in progress 9,663,111 7,725,727 - (10,049,563) 7,339,275 - 7,339,275 - 7,725,727 Total capital assets, not depreciated 20,571,161 7,885,261 (47,000) (10,049,563) 18,359,859 - 18,359,859 - 7,885,261 Depreciable capital assets: Buildings and systems 102,600,286 330,698 (142,995) (8,817,181) 93,970,808 - 93,970,808 - 330,698 Machinery and equipment 6,122,457 295,303 (44,214) 105,134 6,478,680 1,995,563 4,483,117 295,303 - Total capital assets, depreciated 108,722,743 626,001 (187,209) (8,712,047) 100,449,488 1,995,563 98,453,925 295,303 330,698 Less accumulated depreciation for: Buildings and systems (57,051,376) (3,887,215) 22,674 13,732,183 (47,183,734) - (47,183,734) - (3,887,215) Machinery and equipment (4,383,768) (283,772) 44,214 - (4,623,326) (686,387) (3,936,939) (193,494) (90,278) Total accumulated depreciation (61,435,144) (4,170,987) 66,888 13,732,183 (51,807,060) (686,387) (51,120,673) (193,494) (3,977,493) Net capital assets, depreciated 47,287,599 (3,544,986) (120,321) 5,020,136 48,642,428 1,309,176 47,333,252 101,809 (3,646,795) Total governmental activities 67,858,760$ 4,340,275$ (167,321)$ (5,029,427)$ 67,002,287$ 1,309,176$ 65,693,111$ 101,809$ 4,238,466$ Business-type activities Nondepreciable capital assets: Land 730,695$ -$ -$ -$ 730,695$ Depreciable capital assets: Buildings and systems 85,255,259 366,725 - 18,761,610 104,383,594 Machinery and equipment 3,488,117 44,704 (34,237) - 3,498,584 Total capital assets, depreciated 88,743,376 411,429 (34,237) 18,761,610 107,882,178 Less accumulated depreciation for: Buildings and systems (44,319,950) (2,032,031) - (13,732,183) (60,084,164) Machinery and equipment (1,884,400) (141,019) 34,237 - (1,991,182) Total accumulated depreciation (46,204,350) (2,173,050) 34,237 (13,732,183) (62,075,346) Net capital assets, depreciated 42,539,026 (1,761,621) - 5,029,427 45,806,832 Total business-type activities 43,269,721$ (1,761,621)$ -$ 5,029,427$ 46,537,527$ 42 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO Depreciation for the year ended December 31, 2019 was charged to functions/programs as follows: NOTE 4. COMMITMENTS During fiscal 2019, the city awarded contracts for various construction and remodeling projects. The city’s commitments for uncompleted work on these contracts at December 31, 2019 are approximately as follows: In 2019, the city entered into an investment agreement with Novel Solar Two LLC (Novel) at a solar farm. The city pays Novel $0.119 per kilowatt-hour (kWh) generated. Novel then sells the produced solar energy to Xcel Energy, and, in return, the city receives an energy credit on its monthly electric bills from Xcel Energy. As of December 31, 2019, no payments have been made nor have any credits been received on Xcel Energy bills, but activity will begin in 2020. NOTE 5. LONG-TERM LIABILITIES A. Description The city has the following types of long-term liabilities outstanding at December 31, 2019:  General Obligation Bonds – The general obligation bond issues financed a settlement with telecommunication revenue bondholders, capital equipment purchases in the Central Equipment and Capital Projects funds, and construction of a new fire station.  General Obligation Certificates of Indebtedness – The city issued general obligation certificates of indebtedness to provide financing for capital equipment. Debt service is covered by general property taxes. General obligation certificates of indebtedness are direct obligations that pledge the full faith and credit of the city.  Special Assessment Bonds – These bonds are payable primarily from special assessments levied on the properties benefiting from the improvements funded by these issues. Any deficiencies in revenue to fund these issues will be provided from general property taxes.  Tax Abatement Bonds – The principal balances on these bonds are payable primarily from a special tax abatement levy, and interest is paid from general property taxes.  General Obligation Revenue Bonds – The outstanding general obligation revenue bond financed improvements to the city’s sewer system. They will be repaid from revenues pledged and are backed by the taxing power of the city. Net operating revenues were $2,443,856 and principal and interest payments were $241,098 for a percentage of revenues of 9.87%.  PFA Loan – This loan was issued for improvements to the wastewater treatment plant and is payable primarily from user fees which benefit from the improvements.  Compensated Absences – The city provides vacation and sick or paid-time-off (PTO) leave benefits to eligible employees. The liability will be repaid by the Benefit Accrual fund or respective enterprise fund for which each employee is employed.  Total OPEB Liability – The city provides post-employment benefits to certain eligible employees through the city’s OPEB Plan. The liability will be repaid based on a pay-as-you-go financing requirement from the General fund or applicable enterprise fund. Governmental activities General government 33,644$ Public safety 57,661 Public works 3,338,046 Recreation and culture 548,142 Capital assets held by the City’s internal service funds – charged to the various functions based on usage of assets 193,494 Total depreciation expense – governmental activities 4,170,987$ Business-type activities Water 523,173$ Sewage 1,223,111 Liquor 33,701 Fiber Optics 385,176 Deputy Registrar 7,889 Total depreciation expense – business-type activities 2,173,050$ Amount Contract Paid Remaining Project Description Amount To-Date 12/31/2019 Capital projects Fire Station Building 4,089,768$ 3,486,577$ 603,191$ Capital projects 2018 Pedestrian Improvements 432,106 352,359 79,747 Capital projects 2019 Pedestrian Improvements 351,940 346,190 5,750 Nonmajor governmental Bertram Park Improvements 1,674,527 1,409,422 265,105 Nonmajor governmental River Walk Trail 123,666 67,691 55,975 6,672,007$ 5,662,239$ 1,009,768$ Fund 43 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO Long-term liabilities at year-end are summarized as follows: B. Changes in Long-Term Liabilities Final Original Interest Maturity Balance – Issue Rate % Issue Date Date End of Year Governmental activities General obligation bonds 2014A General obligation bonds judgment portion 6,080,000$ 1.00 - 3.50 % 12/18/2014 12/15/2030 4,665,000$ equipment portion 515,000 1.00 - 3.05 12/18/2014 12/15/2024 295,000 2019A General obligation bonds CIP portion 5,350,000 2.00 - 2.30 09/18/2019 12/15/2034 5,350,000 equipment portion 1,290,000 2.00 09/18/2019 12/15/2028 1,290,000 Other general obligation debt 2013A Certificate of indebtedness 500,000 0.35 - 2.10 04/26/2013 12/01/2020 70,000 Special assessments bonds 2011A General obligation refunding bonds 10,735,000 2.00 - 3.00 10/19/2011 02/01/2023 1,615,000 2015B General obligation bonds 2,605,000 1.50 - 3.00 11/01/2015 12/15/2030 1,990,000 2016A General obligation bonds 4,900,000 2.00 - 3.00 11/15/2016 12/15/2030 3,605,000 2017A General obligation bonds 2,040,000 2.00 - 2.50 10/24/2017 12/15/2027 1,670,000 2019A General obligation bonds 320,000 2.00 09/18/2019 12/15/2028 320,000 Tax abatement bonds 2017A General obligation bonds 2,960,000 2.00 - 3.00 10/24/2017 12/15/2032 2,625,000 2018A General obligation bonds 5,000,000 3.00 - 3.38 10/23/2018 12/15/2032 4,725,000 2019A General obligation bonds 1,040,000 2.00 - 2.20 09/18/2019 12/15/2032 1,040,000 Net premiums (discounts) on bonds 69,188 Compensated absences payable 305,116 Total OPEB liability 90,631 Total governmental activities 29,724,935$ Original Interest Maturity Balance – Issue Rate % Issue Date Date End of Year Business-type activities General obligation revenue bonds 2013B Wastewater treatment bonds 3,000,000$ 2.00 - 3.35 % 12/01/2013 12/01/2028 1,910,000$ Public Facility Authority loan (2015A) 2,214,632 1.06 08/26/2015 08/20/2035 1,800,000 Net premiums (discounts) on bonds 19,524 Compensated absences payable 86,154 Total OPEB liability 37,018 Total business-type activities 3,852,696$ January 1, December 31, Due Within 2019 Additions Retirements 2019 One Year Governmental activities General obligation bonds 5,375,000$ 6,640,000$ (415,000)$ 11,600,000$ 830,000$ Certificates of indebtedness 135,000 - (65,000) 70,000 70,000 Special assessment bonds 10,925,000 320,000 (2,045,000) 9,200,000 2,065,000 Tax abatement bonds 7,800,000 1,040,000 (450,000) 8,390,000 545,000 Add premiums on bonds 119,506 131,662 (181,981) 69,187 - Less discounts on bonds (13,729) - 13,729 - - Compensated absences 275,276 276,612 (246,771) 305,117 201,588 Total OPEB liability 220,074 14,554 (143,997) 90,631 - Total governmental activities 24,836,127$ 8,422,828$ (3,534,020)$ 29,724,935$ 3,711,588$ Business-type activities General obligation revenue bonds 2,095,000$ -$ (185,000)$ 1,910,000$ 190,000$ PFA loans 1,903,000 - (103,000) 1,800,000 104,000 Add premiums on bonds 21,510 - (1,986) 19,524 - Compensated absences 88,625 69,770 (72,241) 86,154 51,858 Total OPEB liability 89,889 5,945 (58,816) 37,018 - Total business-type activities 4,198,024$ 75,715$ (421,043)$ 3,852,696$ 345,858$ 44 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO C. Minimum Debt Payments Minimum annual principal and interest payments to maturity for bonds payable are as follows: D. Conduit Debt From time to time, the city has issued bonds or notes to provide financial assistance to private sector entities for the acquisition and construction of housing or commercial facilities deemed to be in the public interest. The bonds or notes are secured by the property financed and are payable solely from payments received on the underlying mortgage loans or leases. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private sector entity served by the bond issuance. The city is not obligated in any manner for repayment of the bonds or notes. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 2019, there was one Revenue Refunding Note and two series of Educational Facilities Revenue Notes outstanding. The original issue of the 2014 Revenue Refunding Note (Ice Arena Project) totaled $1,111,000 and matures in 2024. The original issues of the 2017A and 2017B Educational Facilities Revenue Notes totaled $2,225,000 and mature in 2037. These balances have reduced through regularly scheduled payments. The outstanding balance as of December 31, 2019 is undetermined. E. Pay-As-You-Go Tax Increment Notes The city, in order to spur economic development and redevelopment, has entered into private development and redevelopment agreements to encourage developers to construct, expand, or improve new or existing properties and buildings or clean-up and redevelop blighted areas. These agreements may in substance be a tax abatement but will depend on their individual circumstances. F. Abatements The city currently has three agreements that would be considered tax abatements under GASB Statement 77, two of which are combined in TIF District 1-22: The city is authorized to create a tax increment financing plan under Minnesota Statute 469.175. The criteria that must be met under the statute are that, in the opinion of the municipality:  the proposed development or redevelopment would not reasonably be expected to occur solely through private investment within the reasonably foreseeable future; and Year Ending December 31, Principal Interest Principal Interest Principal Interest Principal Interest Principal Interest Principal Interest 2020 830,000$ 322,068$ 70,000$ 1,470$ 2,065,000$ 196,622$ 545,000$ 234,814$ 190,000$ 52,398$ 104,000$ 19,134$ 2021 885,000 271,709 - - 1,050,000 159,825 565,000 215,773 195,000 48,597 105,000 18,028 2022 910,000 251,834 - - 1,065,000 136,850 580,000 201,373 200,000 44,405 106,000 16,912 2023 925,000 230,296 - - 890,000 116,525 590,000 186,573 205,000 39,705 107,000 15,786 2024 945,000 207,701 - - 910,000 97,875 605,000 171,472 210,000 34,375 108,000 14,648 2025 - 2029 4,635,000 676,163 - - 2,945,000 216,925 3,295,000 609,512 910,000 74,190 559,000 55,744 2030 - 2034 2,470,000 150,765 - - 275,000 8,250 2,210,000 136,970 - - 589,000 25,395 2035 - - - - - - - - - - 122,000 1,297 11,600,000$ 2,110,536$ 70,000$ 1,470$ 9,200,000$ 932,872$ 8,390,000$ 1,756,487$ 1,910,000$ 293,670$ 1,800,000$ 166,944$ Business-Type Activities PFA Loan Governmental Activities General Obligation Bonds General Obligation General Obligation Bonds Certificate of Indebtedness Tax Abatement Bonds Special Assessment Bonds Name Purpose Amount of taxes abated during the fiscal year Outstanding principal balance at year end Date of required decertification 24,827$ -$ 12/31/2029 49,051$ 184,816$ 12/31/2024 1-22 Downtown District Redevelopment activities in 1997 Downtown and 2010 Embracing Downtown plans 1-29 Front Porch Assoc Inc. 27 townhouse housing units; owner-occupied 45 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO  the increased market value of the site that could reasonably be expected to occur without the use of tax increment financing would be less than the increase in the market value estimated to result from the proposed development after subtracting the present value of the projected tax increments for the maximum duration of the district permitted by the plan. The requirements of this item do not apply if the district is a housing district;  that the tax increment financing plan conforms to the general plan for the development or redevelopment of the municipality as a whole; and  that the tax increment financing plan will afford maximum opportunity, consistent with the sound needs of the municipality as a whole, for the development or redevelopment of the project by private enterprise. The city has development agreements with private developers for properties in the city’s tax increment districts. As part of the agreements, the city has agreed to reimburse the developers for certain costs through pay-as-you-go tax increment notes. These notes provide for the payment of principal equal to the developers’ costs, plus interest at rates ranging from 5.0% to 8.5% (interest accrual commencing upon the developer completing the project). Payments of the notes will be made at the lesser of the scheduled note payments or the actual net tax increment received during the period specified in the agreement. The notes, classified as abatements, will be canceled at the end of the agreement term, whether it has been fully repaid or not. The outstanding principal balances as of December 31, 2019 are listed in the previous table. These notes are not included in the city’s long-term debt, because repayment is required only to the extent sufficient tax increments are received. The city’s position is that this is an obligation to assign future and uncertain revenue sources and is not actual debt in substance. G. Arbitrage Rebate In accordance with the provisions of Section 148(f) of the Internal Revenue Code of 1986, as amended, bonds must satisfy certain arbitrage rebate requirements. Positive arbitrage is the excess of (1) the amount earned on investments purchased with bond proceeds over (2) the amount that such investments would have earned had such investments been invested at a rate equal to the yield on the bond issue. In order to comply with the arbitrage rebates requirements, positive arbitrage must be paid to the U.S. treasury at the end of each five-year anniversary date of the bond issue. As of December 31, 2019, there are no arbitrage rebates owed. H. Revenue Pledged Future revenue pledged for the payment of long-term debt is as follows: NOTE 6. DEFINED BENEFIT PENSION PLANS – STATE-WIDE A. Plan Description The city participates in the General Employees Retirement Fund (GERF) cost- sharing multiple-employer defined benefit pension plan administered by the Public Employees Retirement Association of Minnesota (PERA). PERA’s defined benefit pension plans are established and administered in accordance with Minnesota Statutes, Chapters 353 and 356. PERA’s defined benefit pension plans are tax qualified plans under Section 401 (a) of the Internal Revenue Code. General Employees Retirement Fund (General Employees Plan) All full-time and certain part-time employees of the city are covered by the General Employees Plan. General Employees Plan members belong to the Coordinated Plan. Coordinated Plan members are covered by Social Security. B. Benefits Provided PERA provides retirement, disability, and death benefits. Benefit provisions are established by state statute and can only be modified by the state legislature. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. 2013B G.O. Wastewater Treatment Bonds PFA Loan Use of proceeds Sewage Fund Sewage Fund Revenue pledged Type Utility charges Utility charges Percent of total debt service 53% 47% Term of pledge 2013-2028 2015-2035 Remaining principal & interest 2,203,670$ 1,966,944$ Current year Principal and interest paid 241,597$ 123,229$ Pledged revenue received 1,295,244$ 1,148,612$ Description 46 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO General Employees Plan Benefits Benefits are based on a member’s highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for PERA's Coordinated Plan members. Members hired prior to July 1, 1989, receive the higher of Method 1 or Method 2 formulas. Only Method 2 is used for members hired after June 30, 1989. Under Method 1, the accrual rate for Coordinated members is 1.2% of average salary for each of the first 10 years of service and 1.7% of average salary for each additional year. Under Method 2, the accrual rate for Coordinated members is 1.7% of average salary for all years of service. For members hired prior to July 1, 1989, a full annuity is available when age plus years of service equal 90 and normal retirement age is 65. For members hired on or after July 1, 1989, normal retirement age is the age for unreduced Social Security benefits capped at 66. Annuities, disability benefits, and survivor benefits are increased effective every January 1. Beginning January 1, 2019, the postretirement increase will be equal to 50 % of the cost-of-living adjustment (COLA) announced by the SSA, with a minimum increase of at least 1.0% and a maximum of 1.5%. Recipients that have been receiving the annuity or benefit for at least a full year as of the June 30 before the effective date of the increase will receive the full increase. For recipients receiving the annuity or benefit for at least one month but less than a full year as of the June 30 before the effective date of the increase will receive a reduced prorated increase. For members retiring on January 1, 2024, or later, the increase will be delayed until normal retirement age (age 65 if hired prior to July 1, 1989, or age 66 for individuals hired on or after July 1, 1989). Members retiring under Rule of 90 are exempt from the delay to normal retirement. C. Contributions Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. Contribution rates can only be modified by the state legislature. General Employees Fund Contributions Coordinated Plan members were required to contribute 6.50%, of their annual covered salary in fiscal year 2019, and the city was required to contribute 7.50% for Coordinated Plan members. The city’s contributions to the General Employees Fund for the year ended December 31, 2019, were $308,216. The city’s contributions were equal to the required contributions as set by state statute. D. Pension Costs General Employees Fund Pension Costs At December 31, 2019, the city reported a liability of $3,123,758 for its proportionate share of the General Employees Fund’s net pension liability. The city’s net pension liability reflected a reduction due to the State of Minnesota’s contribution of $16 million to the fund in 2019. The State of Minnesota is considered a non-employer contributing entity and the state’s contribution meets the definition of a special funding situation. The State of Minnesota’s proportionate share of the net pension liability associated with the city totaled $96,996. The net pension liability was measured as of June 30, 2019, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The city’s proportion of the net pension liability was based on the city’s contributions received by PERA during the measurement period for employer payroll paid dates from July 1, 2018, through June 30, 2019, relative to the total employer contributions received from all of PERA’s participating employers. At June 30, 2019, the city’s proportionate share was 0.0565% which was an increase of 0.0015% from its proportion measured as of June 30, 2018. For the year ended December 31, 2019, the city recognized pension expense of $366,028 for its proportionate share of the General Employees Fund’s pension expense. In addition, the city recognized an additional $7,272 as pension expense (and grant revenue) for its proportionate share of the State of Minnesota’s contribution of $16 million to the General Employees Fund. At December 31, 2019, the city reported its proportionate share of the General Employees Plan’s deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: $154,016 reported as deferred outflows of resources related to pensions resulting from the city’s contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2020. Amounts reported as deferred outflows and inflows of Deferred Outflows Deferred Inflows of Resources of Resources Differences between expected and actual economic experience 85,384$ -$ Changes in actuarial assumptions - 240,149 Net collective difference between projected and actual investment earnings - 296,002 Changes in proportion 65,602 79,165 Contributions paid to PERA subsequent to the measurement date 154,016 - Total 305,002$ 615,316$ 47 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO resources related to pensions, excluding the contributions subsequent to the measurement date, will be recognized in pension expense as follows: E. Actuarial Assumptions The total pension liability in the June 30, 2019 actuarial valuation was determined using an individual entry-age normal actuarial cost method and the following actuarial assumptions: Salary increases were based on a service-related table. Mortality rates for active members, retirees, survivors, and disabilitants for all plans were based on RP 2014 tables for males or females, as appropriate, with slight adjustments to fit PERA’s experience. Cost of living benefit increases after retirement for retirees are assumed to be 1.25% per year for the General Employees Plan. Actuarial assumptions used in the June 30, 2019 valuation were based on the results of actuarial experience studies. The most recent four-year experience study in the General Employees Plan was completed in 2019. The following changes in actuarial assumptions and changes in plan provisions occurred in the General Employees Plan in 2019:  The mortality projection scale was changed from MP-2017 to MP-2018.  The employer supplemental contribution was changed prospectively, decreasing from $31.0 million to $21.0 million per year. The State’s special funding contribution was changed prospectively, requiring $16.0 million due per year through 2031. The State Board of Investment, which manages the investments of PERA, prepares an analysis of the reasonableness on a regular basis of the long-term expected rate of return using a building-block method in which best-estimate ranges of expected future rates of return are developed for each major asset class. These ranges are combined to produce an expected long-term rate of return by weighting the expected future rates of return by the target asset allocation percentages. The target allocation and best estimates of geometric real rates of return for each major asset class are summarized in the following table: F. Discount Rate The discount rate used to measure the total pension liability in 2019 was 7.50%. The projection of cash flows used to determine the discount rate assumed that contributions from plan members and employers will be made at the rates set in Minnesota Statutes. Based on these assumptions, the fiduciary net position of the General Employees Fund was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. G. Pension Liability Sensitivity The following presents the city’s proportionate share of the net pension liability calculated using the discount rate disclosed in the preceding paragraph, as well as what the city’s proportionate share of the net pension liability would be if it were calculated using a discount rate 1 percentage point lower or 1 percentage point higher than the current discount rate: Pension Year ended Expense December 31, Amount 2020 (207,348)$ 2021 (222,021) 2022 (39,995) 2023 5,034 (464,330)$ Inflation 2.50% per year Active Member Payroll Growth 3.25% per year Investment Rate of Return 7.50% Long-Term Target Expected Real Allocation Rate of Return Domestic Equity 35.5% 5.10% Private Markets 25.0% 5.90% Bonds 20.0% 0.75% International Stocks 17.5% 5.90% Cash 2.0% 0.00% Total 100.0% Asset Class 48 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO H. Pension Plan Fiduciary Net Position Detailed information about the General Employees Fund pension plan’s fiduciary net position is available in a separately-issued PERA financial report that includes financial statements and required supplementary information. That report may be obtained on the Internet at www.mnpera.org. NOTE 7. PUBLIC EMPLOYEES DEFINED CONTRIBUTION PENSION PLANS – STATE-WIDE All council members of the city are covered by the Public Employees Defined Contribution Plan (PEDCP), a multiple-employer deferred compensation plan administered by PERA. However, only two of the five Council members choose to participate in the plan. The PEDCP is a tax qualified plan under Section 401(a) of the Internal Revenue Code and all contributions by or on behalf of employees are tax deferred until time of withdrawal. Plan benefits depend solely on amounts contributed to the plan plus investment earnings, less administrative expenses. Minnesota Statutes, Chapter 353D.03, specifies plan provisions, including the employee and employer contribution rates for those qualified personnel who elect to participate. An eligible elected official who decides to participate contributes 5% of salary which is matched by the elected official's employer. Employer and employee contributions are combined and used to purchase shares in one or more of the seven accounts of the Minnesota Supplemental Investment Fund. For administering the plan, PERA receives 2% of employer contributions and twenty-five hundredths of 1% (0.25%) of the assets in each member's account annually. Total contributions made by the city during fiscal year 2019 were: NOTE 8. DEFINED BENEFIT PENSION PLAN - MONTICELLO FIRE RELIEF ASSOCIATION A. Plan Description All members of the Monticello Fire Department (the Department) are covered by a defined benefit plan administered by the Monticello Fire Relief Association (the Association). As of December 31, 2019, the plan covered 25 active firefighters and 5 retirees and beneficiaries. The plan is a single-employer retirement plan that is established and administered in accordance with Minnesota statute, chapter 69. The Association maintains a separate Special fund to accumulate assets to fund the retirement benefits earned by the Department’s membership. Funding for the Association is derived from voluntary contributions from the city and 2% fire aid from the State of Minnesota, as well as from investment income. B. Benefits Provided Upon approval by the Board of Trustees, lump sum retirement benefits are either paid or deferred as follows: Each member who is at least 50 years of age, has retired from the fire department, has served at least 10 years of active service with such department before retirement and has been a member of the Association in good standing at least 10 years prior to such retirement, shall be entitled to a lump sum service pension in the amount of $4,200 for each year of service but not exceeding the maximum amount per year of service allowed by law for the minimum average amount of available financing per firefighter as prescribed by laws. A year of service may be prorated to twelve monthly slices, if a full year of active service is not reached. If a member of the Association shall become permanently and totally disabled, the Association shall pay the sum of $4,200 for each year the member was an active member of the Association. If a member who received a disability pension subsequently recovers and returns to active duty, the disability pension is deducted from the service pension as approved by the Board of Trustees. According to the bylaws of the Association and pursuant to Minnesota Statutes, members who retire with less than 20 years of service and have reached the age of 50 years and have completed at least 10 years of active membership are entitled to a reduced service pension not to exceed the amount calculated by multiplying the member’s service pension for the completed years of service times an applicable nonforfeitable percentage. 1% Decrease 1% Increase In Discount Discount In Discount Rate (6.50%) Rate (7.50%) Rate (8.50%) City's proportionate share of the GERF net pension liability 5,135,291$ 3,123,758$ 1,462,839$ Required Employee Employer Employee Employer Rate 780$ 780$ 5.00% 5.00% 5.00% Contribution Amount % of Covered Payroll 49 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO During the time a member is on deferred vested pension (not yet reached age 50), they will earn interest on the deferred benefit amount at a rate determined by the Board of Trustees, up to 5%, compounded annually. A deferred vested member will not be eligible for disability benefits. C. Contributions Minnesota statutes, chapters 424 and 424A authorize pension benefits for volunteer fire relief associations. Contributions by the city are determined as follows:  Normal cost for next year (increase in pension benefit obligation)  Plus estimated expenses for next year and 10% of any deficits  Less anticipated income next year and 10%of any surplus The plan is funded by fire state aid, investment earnings and, if necessary, employer contributions as specified in Minnesota statutes and voluntary city contributions (if applicable). The State of Minnesota contributed $122,639 in fire state aid to the plan on behalf of the city Fire Department for the year ended December 31, 2019, which was recorded as a revenue. Required employer contributions are calculated annually based on statutory provisions. The city’s statutorily-required contributions to the plan for the year ended December 31, 2019 were $122,639. The city’s contributions were equal to the required contributions as set by state statute. The city made no voluntary contributions to the plan. Furthermore, the members have no obligation to contribute to the plan. D. Actuarial Assumptions The total pension liability at December 31, 2019 was determined using the entry age cost method and the following assumptions: Retirement eligibility at 100% service pension at age 50 and 20 years of service, early vested retirement at age 50 with 10 years of service vested at 60% and increased by 4% for each additional year of service up to 20 and eligibility for deferred service pension payable at age 50 and 20 years of service. E. Pension Costs At December 31, 2019, the city reported a net pension asset of $228,740 for the FRA plan. The total pension liability used to calculate the net pension liability in accordance with GASB 68 was determined by Robinson Associates LLC applying an actuarial formula to specific census data certified by the fire department as of December 31, 2019. For the year ended December 31, 2019, the Fire Department recognized pension expense of $54,949. At December 31, 2019, the fire department reported deferred outflows/inflows of resources as follows: Amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: The discount rate was decreased in 2019 from 4.42% to 4.25%, which is primarily due to a lower weighted average rate of return on the FRA's asset classes of investments. Benefit increases 2.00% per year Cost of living increases 2.00% per year Investment rate of return 4.25% 20 year municipal bond yield 2.74% Deferred Deferred Outflows Inflows of Resources of Resources Differences between expected and actual economic experience 78,529$ 197,829$ Changes in actuarial assumptions 8,094 8,210 Net difference between projected and actual investment earnings - 64,564 86,623$ 270,603$ Pension Year ended Expense December 31, Amount 2020 (29,799)$ 2021 (27,708) 2022 (12,812) 2023 (35,021) 2024 (10,194) Thereafter (68,446) (183,980)$ 50 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO The 4.25% long-term expected rate of return on pension plan investments was determined using a building-block method in which best estimates for expected future real rates of return (expected returns, net of inflation) were developed for each asset class using the plan’s target investment allocation along with long-term return expectations by asset class. Inflation expectations were applied to derive the nominal rate of return for the portfolio. The target allocation and best estimates of arithmetic real rates of return for each major asset class are summarized in the following table: F. Changes in the Net Pension Liability (Asset) G. Discount Rate The discount rate used to measure the total pension liability was 4.25%. The projection of cash flows used to determine the discount rate assumed that contributions to the FRA plan will be made as specified in statute. Based on that assumption and considering the funding ratio of the plan, the fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. H. Pension Asset Sensitivity The following presents the city’s net pension liability (asset) for the FRA plan, calculated using the discount rate disclosed in the preceding paragraph, as well as what the city’s net pension liability (asset) would be if it were calculated using a discount rate 1 percentage point lower or 1 percentage point higher than the current discount rate: I. Pension Plan Fiduciary Net Position The Association issues a publicly available financial report that includes financial statements and required supplementary information. A copy of the report may be obtained at Monticello City Hall. J. Other Pension Information The following is a summary of the net pension assets and liabilities, deferred outflows and inflows of resources, and pension expense reported for the PERA and FRA pension plans as of the year ended December 31, 2019: Long-term Target Expected Real Allocation Rate of Return Cash 2.3% -0.02% Mutual funds 97.7% 3.22% 100.0% Asset Class Total Plan Net Pension Pension Fiduciary Liability Liability (TPL) Net Position (Asset) (a) (b) (a-b) Beginning balance 12/31/18 1,322,555$ 1,236,914$ 85,641$ Changes for the year Service cost 69,774 - 69,774 Interest on total pension liability 50,829 - 50,829 Differences between actual and expected experience in measurement of TPL (148,892) - (148,892) Effect on TPL of changes in assumptions for the future Economic assumptions 9,010 - 9,010 Demographic assumptions (240) - (240) Contributions from employer - 122,639 (122,639) Supplemental benefits reimbursed - 5,068 (5,068) Net investment income - 172,359 (172,359) Benefit payments (321,833) (321,833) - Administrative expenses - (5,204) 5,204 Ending balance 12/31/19 981,203$ 1,209,943$ (228,740)$ 1% Decrease 1% Increase In Discount Discount In Discount Rate (3.25%) Rate (4.25%) Rate (5.25%) Net Pension Liability (Asset)(168,834)$ (228,740)$ (277,958)$ Deferred Deferred Net Pension Net Pension Outflows of Inflows of Pension Pension Plan Asset Liability Resources Resources Expense State-wide, mulit- employer - PERA -$ 3,123,758$ 305,002$ 615,316$ 373,300$ Single-employer - FRA 228,740 - 86,623 270,603 54,949 228,740$ 3,123,758$ 391,625$ 885,919$ 428,249$ 51 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO NOTE 9. OTHER POST-EMPLOYMENT BENEFITS (OPEB) PLAN A. Plan Description The city provides post-employment insurance benefits to certain eligible employees through its OPEB Plan, a single-employer defined benefit plan administered by the city. All post-employment benefits are based on contractual agreements with employee groups. Eligibility for these benefits is based on years of service and/or minimum age requirements. These contractual agreements do not include any specific contribution or funding requirements. The Retiree Health Plan does not issue a publicly available financial report. No plan assets are accumulated in a trust that meets the criteria in paragraph 4 of GASB Statement No. 75. B. Benefits Provided All retirees of the city upon retirement have the option under state law to continue their medical insurance coverage through the city. For members of certain employee groups, the city pays for all or part of the eligible retiree’s premiums for medical and/or dental insurance from the time of retirement until the employee reaches the age of eligibility for Medicare. Benefits paid by the city differ by bargaining unit and date of hire, with some contracts specifying a certain dollar amount per month, and some covering premium costs as defined within each collective bargaining agreement. Retirees not eligible for these city-paid premium benefits must pay the full city premium rate for their coverage. The city is legally required to include any retirees for whom it provides health insurance coverage in the same insurance pool as its active employees until the retiree reaches Medicare eligibility, whether the premiums are paid by the city or the retiree. Consequently, participating retirees are considered to receive a secondary benefit known as an “implicit rate subsidy.” This benefit relates to the assumption that the retiree is receiving a more favorable premium rate than they would otherwise be able to obtain if purchasing insurance on their own, due to being included in the same pool with the city’s younger and statistically healthier active employees. C. Contributions The required contribution is based on projected pay-as-you-go financing requirements, with additional amounts to prefund benefits as determined periodically by the city. The city’s current year required pay-as-you-go contributions to finance the benefits described in the previous section totaled $2,040. D. Membership Membership in the plan consisted of the following as of the latest actuarial valuation: E. Total OPEB Liability of the City The city’s total OPEB liability of $127,649 as of year-end was measured as of January 1, 2019, and was determined by an actuarial valuation as of that date. F. Actuarial Assumption The total OPEB liability was determined by an actuarial valuation as of January 1, 2019, using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: The actuarial assumptions used in the latest valuation were based on those used to value pension liabilities for Minnesota city employees. The state pension plans base their assumptions on periodic experience studies. Economic assumptions are based on input from a variety of published sources of historical and projected future financial data. Each assumption was reviewed for reasonableness with the source information as well as for consistency with the other economic assumptions. Since the plan is not funded by an irrevocable trust, the discount rate is equal to the 20-year municipal bond yield rate of 3.80%, which was set by considering published rate information for 20-year high quality, tax-exempt, general obligation municipal bonds as of the measurement date. The city discount rate used in the prior measurement date was 3.30%. Mortality rates were based on the RP-2014 White Collar Mortality Tables with MP-2018 Generational Improvement Scale. Future retirees electing coverage is assumed to be 50% with 30% of those electing family coverage. Retirees and beneficiaries receiving benefits - Active plan members 38 Total members 38 Discount rate 3.80% 20-year municipal bond yield 3.80% Inflation rate 2.50% Salary increases 3.00% Medical trend rate 6.5% grading to 5.0% over 6 years 52 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO G. Changes in the Total OPEB Liability Assumption changes since the prior measurement date include the following:  The health care trend rates were changed to better anticipate short term and long term medical increases.  The mortality tables were updated form the RP-2014 White Collar Mortality Tables with MP-2016 Generational Improvement Scale to the RP-2014 White Collar Mortality Tables with MP-2018 Generational Improvement Scale.  The percentage of retirees electing single or family coverage was updated to reflect that the city sponsored plan has separated single and family premium rates, rather than a composite rate. Future retirees electing coverage is assumed to be 50% with 30% of those electing family coverage.  The discount rate was changed from 3.30% to 3.80% H. Total OPEB Liability Sensitivity to Discount and Health-Care Cost Trend Rate Changes The following presents the total OPEB liability of the city, as well as what the city’s total OPEB liability would be if it were calculated using a discount rate that is 1 percentage point lower or 1 percentage point higher than the current discount rate: The following presents the total OPEB liability of the city, as well as what the city’s total OPEB liability would be if it were calculated using healthcare cost trend rates that are 1 percentage point lower or 1 percentage point higher than the current healthcare cost trend rates: I. OPEB Expense and Related Deferred Outflows of Resources and Deferred Inflows of Resources For the current year ended, the city recognized OPEB expense of ($8,619). As of year-end, the city reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Amounts reported as deferred outflows and inflows of resources related to OPEB, excluding benefit payments after the measurement date, will be recognized in OPEB expense as follows: Total OPEB Liability Beginning balance 309,963$ Changes for the year Service cost 10,152 Interest 10,347 Changes in assumptions (2,047) Differences between expected and actual experience (187,489) Benefit payments – employer financed (13,277) (182,314) Ending balance 127,649$ 1% Decrease in Discount 1% Increase in Discount Rate Rate Discount Rate OPEB discount rate 2.80% 3.80% 4.80% Total OPEB liability 137,786$ 127,649$ 118,116$ 1% Decrease in Healthcare Trend 1% Increase in Healthcare Trend Rate Rate Healthcare Trend Rate OPEB medical trend rate 5.50% decreasing to 6.50% decreasing to 7.50% decreasing to 4.00% over 6 years 5.00% over 6 years 6.00% over 6 years Total OPEB liability 113,864$ 127,649$ 143,810$ Deferred Deferred Outflows Inflows of Resources of Resources Liability gains -$ 160,704$ Assumption changes - 1,754 Benefit payments after the measurement date 2,040 - Total 2,040$ 162,458$ OPEB Year Ending Expense June 30, Amount 2020 (27,078)$ 2021 (27,078) 2022 (27,078) 2023 (27,078) 2024 (27,078) Thereafter (27,068) (162,458)$ 53 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO NOTE 10. RISK MANAGEMENT AND LITIGATION The city is exposed to various risks of losses related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. For the past several years, the city has obtained insurance coverage from various trusts administered by the League of Minnesota Cities. Additionally, the city has effectively managed risk through various employee education and prevention programs. All risk management activities are accounted for in the appropriate fund. Expenditures and claims are recognized when it is probable that a loss has occurred, the amount of the loss can be reasonably estimated, and the loss amount exceeds insurance coverage. In determining claims, events that might create claims, but for which none have been reported, are considered. The city attorney estimates that the amount of actual or potential claims against the city as of December 31, 2019 will not materially affect the financial condition of the city. Workers compensation coverage is procured through Travelers Insurance, a private insurance company. The city has never had to contribute any additional funds beyond the annual standard premium and deductibles, which is $1,000 per occurrence. The city’s annual premium reflects a base rate based on number of employees, total employee compensation, and history of workplace injuries. The city provides health benefit coverage to all full-time employees and certain part-time employees who meet personnel policy set criteria. The city pays a portion of the premium, which is set annually by council action, and is not obligated to make any other payments. The city also purchases property, vehicle, liability and various other insurance coverages from the LMCIT. The standard deductible for most claims is $1,000. State statute sets tort limits for most liability claims at $500,000 per individual and $1,500,000 for all claimants for one incident. Annually, the council can waive the tort limits, but has chosen not to without exception. The city periodically receives a dividend from LMCIT and has never had to contribute additional funds beyond premiums and deductibles. There were no significant reductions in insurance coverages from the previous year and there were no settlements in excess of insurance coverage in each of the past three years. NOTE 11. CLAIMS AND JUDGMENTS The city participates in a number of federal and state programs that are fully or partially funded by grants received from other governmental units. Expenditures financed by grants are subject to audit by the appropriate grantor government. If expenditures are disallowed due to noncompliance with grant program regulations, the city may be required to reimburse the grantor government. As of December 31, 2019, significant amounts of grant expenditures have not been audited by the granting agency, but the city believes that disallowed expenditures discovered in subsequent audits, if any, will not have a material effect on any of the individual funds or the overall financial position of the city. NOTE 12. CONCENTRATION OF REVENUES Cargill Kitchen Solutions is the largest customer of water and sewage services. The company’s water purchases account for $89,510, or 6.9 percent, of Water Fund operating revenue; and the company’s sewage charges account for $482,215, or 19.7 percent, of Sewage Fund operating revenue. Additionally, Northern States Power Company’s (Xcel Energy) net tax capacity for property taxes payable in 2019 is $16,079,435, or 54.0 percent, of the total net capacity of $29,784,556. Accordingly, Xcel Energy’s share of the $10.310 million city property tax levy is $5.57 million. The tax capacity on January 1, 2020, is based on market values certified to the state on January 1, 2019. Xcel has experienced a decrease in plant value in recent years, contributing to the decrease in the company’s net tax capacity to $16,079,435, or 53 percent, of the $30,610,915 total tax capacity for taxes payable in 2020. NOTE 13. SUBSEQUENT EVENTS In 2019, the city council approved the partial early redemption of $840,000 of the remaining 2011A General Obligation Improvement and Refunding Bonds on February 1, 2020. These bonds had original maturity dates of February 1, 2021, February 1, 2022, and February 1, 2023. Existing reserves in the debt service fund were used to prepay the bonds. After the partial early redemption, $385,000 of the 2011A Bonds will remain outstanding with maturity dates of February 1, 2021 and February 1, 2022. Shortly after the 2019 fiscal year-end, the worldwide spread of the novel coronavirus (COVID-19) has caused significant volatility in the economy and financial markets. There is significant uncertainty about the breadth and duration of potential business disruptions related to COVID-19, and its economic impact in the U.S. and around the world. At this time, the city is unable to determine what effect this may have on its future financial condition and operations. 54 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO NOTE 14. INTERFUND TRANSFERS Interfund transfers for the year ended December 31, 2019 are as follows: The following schedule reflects each fund transfer: In addition, the governmental activities transferred $5,029,427 of capital assets to the newly created Water Quality enterprise fund. Transfers In Transfers Out Governmental funds: General 25,000$ 1,450,040$ Economic Development Authority - 230,000 Debt Service 345,000 75,000 Capital Projects 3,458,040 5,000 Nonmajor governmental 2,100,000 1,561,818 Total governmental funds 5,928,040 3,321,858 Enterprise funds: Water - 1,533,000 Sewage - 600,000 Water Quality 1,426,818 - Liquor - 2,100,000 Total enterprise funds 1,426,818 4,233,000 Internal service funds: Central Equipment 200,000 - Total 7,554,858$ 7,554,858$ Amount General Economic Development Authority 25,000$ (1) Debt Service Economic Development Authority 205,000 (2) Capital Projects 5,000 (3) Nonmajor governmental 135,000 (2) Capital Projects General 1,250,040 (4) Water 1,533,000 (4) Sewage 600,000 (4) Debt Service 75,000 (5) Nonmajor governmental Liquor 2,100,000 (4) Water Quality Nonmajor governmental 1,426,818 (6) Central Equipment General 200,000 (4) Total 7,554,858$ (1) Transfer for contribution to downtown improvements. (2) Transfer for principal and interest payments on various debt issues. (3) Transfer to establish funds for repayment of 2019A bonds. (4) Transfer for project and equipment related funding. (5) Transfer to close out 2010A bond sub-fund. (6) Transfer to establish new fund. Transfers In Transfers Out 55 Notes to the Financial Statements December 31, 2019 CITY OF MONTICELLO NOTE 15. FUND BALANCES At December 31, 2019, a summary of the city’s governmental fund balance classifications are as follows: Economic Debt General Community Development Service Capital Nonmajor Fund Center Authority Fund Projects Funds Total Nonspendable Prepaid items 135,139$ 28,619$ 42,580$ -$ -$ 829$ 207,167$ Restricted Debt service - - - 1,821,561 - - 1,821,561 Capital improvements - - - - 2,335,310 - 2,335,310 Economic development - - 1,377,734 - - 904,757 2,282,491 Tax increment - - 1,128,160 - - - 1,128,160 Total restricted - - 2,505,894 1,821,561 2,335,310 904,757 7,567,522 Assigned Capital improvements - - - - 12,865,091 3,361,615 16,226,706 Economic development - - 4,764,790 - - - 4,764,790 Community center operations - 210,863 - - - - 210,863 Cemetery operations - - - - - 25,246 25,246 Total assigned - 210,863 4,764,790 - 12,865,091 3,386,861 21,227,605 Unassigned 6,542,111 - - - - - 6,542,111 Total 6,677,250$ 239,482$ 7,313,264$ 1,821,561$ 15,200,401$ 4,292,447$ 35,544,405$ Special Revenue Funds 56 CITY OF MONTICELLO Required Supplementary Information Schedule of Employer's Share and Non-Employer Proportionate Share of Net Pension Liability - Public Employees Retirement Association Last Ten Fiscal Years PERA Fiscal Year Ending June 30, Employer's Proportion (Percentage) of the Net Pension Liability Employer's Proportionate Share (Amount) of the Net Pension Liability Employer's Proportionate Share of the State of Minnesota's Proportionate Share of the Net Pension Liability Total Employer's Proportionate Share of the Net Pension Liability Covered Payroll Employer's Proportionate Share of the Net Pension Liability as a Percentage of Covered Payroll Plan Fiduciary Net Position as a Percentage of the Total Pension Liability 2015 0.0578% $2,995,496 $0 $2,995,496 $3,395,756 88.21% 78.2% 2016 0.0588% 4,774,268 62,387 4,836,655 3,651,024 130.77% 68.9% 2017 0.0549% 3,504,780 44,041 3,548,821 3,534,506 99.16% 75.9% 2018 0.0550% 3,051,175 100,077 3,151,252 3,697,145 82.53% 79.5% 2019 0.0565% 3,123,758 96,996 3,220,754 3,997,826 78.14% 80.2% Note 1: Changes in Plan Provisions. (a) 2015 changes - On January 1, 2015, the Minneapolis Employees Retirement Fund was merged into the GERF, which increased the total pension liability by $1.1 billion and increased the fiduciary plan net position by $892 million. Upon consolidation, state and employer contributions were revised; the state’s contribution of $6 million, which meets the special funding situation definition, was due September 2015. (b) 2017 changes - The state's special funding contribution increased from $6 million to $16 million. (c) 2019 changes - The employer supplemental contribution was changed prospectively, decreasing from $31.0 million to $21.0 million per year. The State’s special funding contribution was changed prospectively, requiring $16.0 million due per year through 2031. Note 2: Changes in Actuarial Assumptions (a) 2015 changes - The assumed post-retirement benefit increase rate was changed from 1.00 percent per year through 2030 and 2.50 percent per year thereafter to 1.00 percent per year through 2035 and 2.50 percent per year thereafter. (b) 2016 changes - The assumed post-retirement benefit increase rate was changed from 1.00 percent per year through 2035 and 2.50 percent per year thereafter to 1.00 percent per year for all future years. The assumed investment return and the single discount rate were both changed from 7.90 percent to 7.50 percent. Other assumptions were changed pursuant to the experience study dated June 30, 2015. The assumed future salary increases, payroll growth, and inflation were decreased by 0.25 percent to 3.25 percent for payroll growth and 2.50 percent for inflation. (c) 2017 changes - The Combined Service Annuity (CSA) loads were changed from 0.8 percent for active members and 60 percent for vested and non vested deferred members. The revised CSA loads are now 0.00 percent for active member liability, 15.00 percent for vested deferred member liability, and 3.00 percent for nonvested deferred member liability. The assumed post-retirement benefit increase rate was changed from 1.00 percent per year for all years to 1.00 percent per year through 2044, and 2.50 percent per year thereafter. (d) 2018 changes - The mortality projection scale ws changed from MP-2015 to MP-2017. The assumed benefit increase was changed from 1.00 percent per year through 2044 and 2.50 percent per year thereafter to 1.25 percent per year. (e) 2019 changes - The mortality projection scale was changed from MP-2017 to MP-2018. Note 3: The city implemented GASB Statement No. 68 in fiscal 2015 (using a June 30, 2015 measurement date). This schedule is intended to present 10-year trend information. Additional years will be added as they become available. Note 4: For purposes of this schedule, covered payroll is defined as "pensionable wages." General Employees Retirement Fund 57 CITY OF MONTICELLO Required Supplementary Information Schedule of Employer's Pension Contributions - Public Employees Retirement Association Last Ten Fiscal Years Fiscal Year Ending December 31, Statutorily Required Contributions (a) Contributions in Relation to the Statutorily Required Contributions (b) Contribution Deficiency (Excess) (a-b) Covered Payroll (c) Contributions as a Percentage of Covered Payroll (b/c) 2015 266,042$ 266,042$ -$ 3,547,217$ 7.5% 2016 267,516 267,516 - 3,566,884 7.5% 2017 269,721 269,721 - 3,596,280 7.5% 2018 287,700 287,700 - 3,835,998 7.5% 2019 308,216 308,216 - 4,109,547 7.5% Note 1: For purposes of this schedule, covered payroll is defined as "pensionable wages." Note 2: The city implemented GASB Statement No. 68 in fiscal 2015 using a June 30, 2015 measurement date. This schedule is intended to present 10-year trend information. Additional years will be added as they become available. General Employees Retirement Fund 58 CITY OF MONTICELLO Required Supplementary Information Schedule of Changes in the Fire Relief Association's Net Pension Liability (Asset) and Related Ratios Last Ten Fiscal Years 2015 2016 2017 2018 2019 Total pension liability Service cost 77,343$ 79,730$ 66,097$ 71,325$ 69,774$ Interest 41,888 44,224 49,857 49,897 50,829 Changes in benefit terms - 90,761 67,016 74,540 - Experience gain/(loss)- (53,156) (30,666) 94,235 (148,892) Effect of changes in assumptions - - (10,673) - 8,770 Benefit payments, including refund of member contributions (128,101) (1,168) (164,699) (121,900) (321,833) Net change in total pension liability (8,870) 160,391 (23,068) 168,097 (341,352) Total pension liability - beginning 1,026,005 1,017,135 1,177,526 1,154,458 1,322,555 Total pension liability - ending (A)1,017,135$ 1,177,526$ 1,154,458$ 1,322,555$ 981,203$ Plan fiduciary net position Contributions - State 120,027$ 123,656$ 125,764$ 130,874$ 122,639$ Contributions - Municipal - - - - - Supplemental benefits reimbursements 2,000 - 2,000 1,000 5,068 Net investment income (17,673) 55,902 126,579 (54,150) 172,359 Benefit payments, including refund of member contributions (128,101) (1,168) (164,699) (121,900) (321,833) Administrative expenses (3,532) (4,144) (4,331) (4,929) (5,204) Net change in plan fiduciary net position (27,279) 174,246 85,313 (49,105) (26,971) Plan fiduciary net position - beginning 1,053,739 1,026,460 1,200,706 1,286,019 1,236,914 Plan fiduciary net position - ending (B)1,026,460$ 1,200,706$ 1,286,019$ 1,236,914$ 1,209,943$ Net pension liability (asset) - ending (A)-(B)(9,325) (23,180) (131,561) 85,641 (228,740) Plan fiduciary net position as a percentage of the total pension liability 100.9%102.0%111.4%93.5%123.3% Covered payroll*N/A N/A N/A N/A N/A Net pension liability as a percentage of covered payroll*N/A N/A N/A N/A N/A *The Association is comprised of volunteers, therefore, there are no payroll expenditures (i.e., there are no covered payroll percentage calculations) Note 1: Changes in Actuarial Assumptions and Benefit Terms (a) 2016 changes - The benefit level was increased from $3,300 to $3,600 per year of service. (b) 2017 changes - The annual turnover rate was changed from 10 percent to 1 percent. The discount rate was increased from 4.19% to 4.42%, which is primarily due to a reduction in the portfolio's average expense load. The benefit level was increased from $3,600 to $3,900 per year of service. (c) 2018 changes - The benefit level was increased from $3,900 to $4,200 per year of service. (d) 2019 changes - The discount rate was decreased from 4.42% to 4.25%, which is primarily due to a lower weighted average rate of return on the FRA's asset classes of investments. Note 2: The city implemented GASB Statement No. 68 in fiscal 2015 using a December 31, 2015 measurement date. This schedule is intended to present 10-year trend information. Additional years will be added as they become available. 59 CITY OF MONTICELLO Required Supplementary Information Schedule of Employer's Pension Contributions - Monticello Fire Department Relief Association Last Ten Fiscal Years Statutorily Required Contributions (a) Actual Contributions Paid (b) Contribution Deficiency (Excess) (a-b) -$ -$ -$ 120,027$ - - - 123,656 - - - 125,764 - - - 130,874 - - - 122,639 Note 1:The Monticello Volunteer Firemen's Relief Association is comprised of volunteers; therefore there are no payroll expenditures (i.e. there are no covered payroll percentage calculations). Note 2:The city implemented GASB Statement No. 68 in fiscal 2015 using a December 31, 2015 measurement date. This schedule is intended to present 10-year trend information. Additional years will be added as they become available. 2016 2017 2018 City Contributions Non-Employer Contribution - State 2% Fire Aid City Fiscal Year Ending December 31, 2015 2019 60 CITY OF MONTICELLO Required Supplementary Information Schedule of Changes in the City's Total OPEB Liability and Related Ratios Last Ten Fiscal Years 2018 2019 Total OPEB liability Service cost 24,158$ 10,152$ Interest 9,998 10,347 Changes in assumptions - (2,047) Differences between expected and actual experience - (187,489) Benefit payments (5,938) (13,277) Net change in total OPEB liability 28,218 (182,314) Total OPEB liability - beginning 281,745 309,963 Total OPEB liability - ending 309,963$ 127,649$ Covered payroll 3,130,628$ 2,462,725$ Net OPEB liability as a percentage of covered payroll 10%5% Note 1: Changes in Actuarial Assumptions (a) 2018 changes - The discount rate was decreased from 3.5% to 3.3% (b) 2019 changes - The discount rate was increased from 3.3% to 3.8%. The health care trend rates were changed to better anticipate short term and long term medical increases. The mortality tables were updated from the RP-2014 White Collar Mortality Tables with MP-2016 Generational Improvement Improvement Scale to the RP-2014 White Collar Mortality Tables with MP-2018 Generational Improvement Scale. The percentage of retirees electing single or family coverage was updated to reflect that the city sponsored plan has separated single and family premium rates, rather than a composite rate. The assumption was changed that 50% of eligible retirees will elect to continue coverage and 30% of retirees with coverage will elect family coverage. Note 2:The city implemented GASB Statement No. 75 in fiscal 2018 using a January 1, 2018 measurement date. This schedule is intended to present 10-year trend information. Additional years will be added as they become available. 61 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - General Fund For the Year Ended December 31, 2019 101 Original and Final Variance with Budget Actual Final Budget Revenues Property taxes 6,690,000$ 6,689,647$ (353)$ Franchise taxes 246,500 211,000 (35,500) Special assessments 500 802 302 Licenses and permits 405,700 603,925 198,225 Intergovernmental 364,500 431,004 66,504 Charges for services 614,100 712,382 98,282 Fines and forfeitures 36,500 40,054 3,554 Investment earnings 80,000 228,216 148,216 Other revenues 123,200 315,966 192,766 Total revenues 8,561,000 9,232,996 671,996 Expenditures: Current General government Mayor and council 58,639 57,409 (1,230) City administration 465,631 443,963 (21,668) City clerk 127,861 121,197 (6,664) Finance 475,957 456,902 (19,055) Audit 44,000 45,940 1,940 City assessing 68,000 64,554 (3,446) Legal 38,000 41,837 3,837 Human resources 137,412 142,812 5,400 Planning and zoning 278,269 315,091 36,822 City hall 73,697 66,422 (7,275) Prairie center building 17,970 21,225 3,255 Public safety Law enforcement 1,457,430 1,455,727 (1,703) Fire and rescue 420,078 477,941 57,863 Fire relief 124,000 123,640 (360) Building inspections 415,885 324,072 (91,813) Civil defense 3,054 8,253 5,199 Animal control 52,838 46,709 (6,129) National Guard 14,000 13,423 (577) (continued) 62 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - General Fund For the Year Ended December 31, 2019 (Continued) Original and Final Variance with Budget Actual Final Budget Expenditures (continued) Public works Public works administration 211,857$ 228,625$ 16,768$ Engineering 145,589 111,710 (33,879) Public works inspecitons 111,913 90,047 (21,866) Streets and alleys 1,086,814 920,384 (166,430) Ice and snow removal 294,410 454,607 160,197 Shop and garage 209,692 178,063 (31,629) Stormwater 85,850 27,650 (58,200) Street lighting 246,500 210,948 (35,552) Sanitation Refuse and recycling collection 641,071 610,944 (30,127) Transit Bus service 5,000 - (5,000) Recreation and culture Senior center 105,952 102,169 (3,783) Park operations 975,591 925,482 (50,109) Park ballfields 26,900 19,836 (7,064) Shade tree 90,027 61,396 (28,631) Public arts 30,000 46,954 16,954 Library 46,113 53,592 7,479 Total expenditures 8,586,000 8,269,524 (316,476) Excess (deficiency) of revenues over expenditures (25,000) 963,472 988,472 Other financing sources (uses) Sale of capital assets - 29,340 29,340 Transfers in 25,000 25,000 - Transfers out - (1,450,040) (1,450,040) Total other financing sources (uses) 25,000 (1,395,700) (1,420,700) Net change in fund balance - (432,228) (432,228) Fund balance at beginning of year 7,109,478 7,109,478 - Fund balance at end of year 7,109,478$ 6,677,250$ (432,228)$ 63 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Community Center Fund For the Year Ended December 31, 2019 226 Original and Final Variance with Budget Actual Final Budget Revenues Property taxes 402,000$ 402,000$ -$ Charges for services 1,576,500 1,361,002 (215,498) Investment earnings 2,000 12,945 10,945 Other revenues 19,500 50,589 31,089 Total revenues 2,000,000 1,826,536 (173,464) Expenditures Current Recreation and culture Operations 446,454 437,134 (9,320) Rentals 24,430 21,963 (2,467) Aquatics 210,466 200,872 (9,594) Concessions & guest services 199,000 199,682 682 Maintenance 735,164 727,319 (7,845) Programming 279,486 287,584 8,098 Capital outlay Recreation and culture Aquatics 150,000 105,134 (44,866) Maintenance - 214,161 214,161 Total expenditures 2,045,000 2,193,849 148,849 Net change in fund balance (45,000) (367,313) (322,313) Fund balance at beginning of year 606,795 606,795 - Fund balance at end of year 561,795$ 239,482$ (322,313)$ 64 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Economic Development Authority Fund For the Year Ended December 31, 2019 213 Original and Final Variance with Budget Actual Final Budget Revenues Property taxes 348,000$ 348,515$ 515$ Tax increments 617,344 679,925 62,581 Investment earnings 41,500 137,656 96,156 Interest on loans - 5,433 5,433 Other revenues 500 3,220 2,720 Total revenues 1,007,344 1,174,749 167,405 Expenditures Current Economic development General operations 211,000 206,482 (4,518) Land held for resale adjustment 144,000 58,619 (85,381) Developmental activities 290,344 606,849 316,505 Total expenditures 645,344 871,950 226,606 Excess (deficiency) of revenues over expenditures 362,000 302,799 (59,201) Other financing uses Transfers out (200,000) (230,000) (30,000) Net change in fund balance 162,000 72,799 (89,201) Fund balance at beginning of year 7,240,465 7,240,465 - Fund balance at end of year 7,402,465$ 7,313,264$ (89,201)$ 65 Notes to the Required Supplementary Information December 31, 2019 CITY OF MONTICELLO Budgetary Information Budgetary basis of accounting The city follows these procedures in establishing the budgetary data reflected in the basic financial statements: A. Prior to September 1, the city administrator submits to the city council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. The city council provides input and adjustments. Based on the proposed budget, the city council certifies the proposed property tax levy to the county auditor according to Minnesota Statutes before September 30. B. Public hearings are conducted at the city council’s chambers in the Monticello Community Center. C. On or before December 28, the final budget is legally enacted by city council resolution and the final property tax levy is certified to the county auditor. D. Management is authorized to transfer budgeted amounts between departments within a fund; however, any revisions that alter the total expenditures of any fund must be approved by the city council. E. The city has legally adopted budgets for the General Fund and all special revenue funds. Expenditures may not legally exceed budgeted appropriations at the total fund level. Monitoring of budgets is maintained at the department level. All amounts over budget have been approved by the city council through the disbursement process. The city is not legally required to adopt an annual budget for the nonmajor special revenue funds, the Debt Service Fund, and the Capital Projects Funds. Project- length financial plans are adopted for the Debt Service and Capital Projects Funds. F. Budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America. Budgeted amounts are as originally adopted or amended by the city council. All annual appropriations lapse at year-end. Excess of expenditures over appropriations For the year ended December 31, 2019, expenditures exceeded appropriations in the Community Center special revenue fund by $148,849. The excess of expenditures resulted from capital improvements budgeted in 2018, but completed in 2019. Fund balance reserves were used to fund the expenditures. For the year ended December 31, 2019, expenditures exceeded appropriations in the Economic Development Authority special revenue fund by $226,606. The excess of expenditures resulted from an unbudgeted qualifying TIF grant awarded in 2019 for underground parking at a new downtown apartment complex. Fund balance reserves were used to fund the expenditures. 66 NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS are used to account for revenue derived from specific taxes or other earmarked revenue sources (other than for major capital projects) that are restricted by law or administrative action to expenditures for specified purposes. Small Cities Development Program (SCDP) Fund - Established to account for the administration of loans to local businesses while following state and federal guidelines. Cemetery Fund – Established to account for the activities of cemetery operations at Riverside Cemetery. CDBG Revitalization Fund – Established to account for funding and activities for the CDBG Revitalization Grant. CAPITAL PROJECTS FUNDS are used to account for resources used for the acquisition and construction of capital assets by the city, except for those financed by proprietary funds. Storm Sewer Access Fund – This fund was established to account for fees collected from building permits for new construction and lot development. The fees will finance major improvements to the city’s storm sewer system. This fund was closed into the new Water Quality enterprise fund created in 2019. City Street Reconstruction Fund – This fund was established to account for annual improvements to the city’s infrastructure based on a reconstruction schedule. Street Lighting Improvement Fund – This fund was established to account for activities incorporating street lighting into designated areas throughout the city. A portion of the city’s electric franchise fee is the main revenue source for this fund. Park and Pathway Dedication Fund – This fund was established to account for restricted fees collected from developers for park land acquisition and for park and pathway improvements. The fund also accumulates resources from other sources used for the same purposes. CITY OF MONTICELLO Combining Balance Sheet Nonmajor Governmental Funds 221 651 214 212 245 229 Small Cities City Street Street Park & Development CDBG -Storm Sewer Recon-Lighting Pathway Program Cemetery Revitalization Access struction Improvement Dedication Total ASSETS Cash and investments 718,051$ 25,246$ 392$ -$ 1,633,770$ 694,649$ 1,026,391$ 4,098,499$ Receivables Accounts - - - - - 94,888 36,489 131,377 Prepaid items - 829 - - - - - 829 Notes receivable 186,314 - 27,500 - - - - 213,814 Total assets 904,365$ 26,075$ 27,892$ -$ 1,633,770$ 789,537$ 1,062,880$ 4,444,519$ LIABILITIES Accounts and contracts payable -$ -$ -$ -$ -$ 1,033$ 123,539$ 124,572$ DEFERRED INFLOWS OF RESOURCES Unavailable revenue - notes receivable - - 27,500 - - - - 27,500 FUND BALANCES Nonspendable - 829 - - - - - 829 Restricted for economic development 904,365 - 392 - - - - 904,757 Assigned for capital improvements - - - - 1,633,770 788,504 939,341 3,361,615 Assigned for cemetery operations - 25,246 - - - - - 25,246 Total fund balances 904,365 26,075 392 - 1,633,770 788,504 939,341 4,292,447 Total liabilities, deferred inflows of resources, and fund balances 904,365$ 26,075$ 27,892$ -$ 1,633,770$ 789,537$ 1,062,880$ 4,444,519$ Special Revenue Funds Capital Project Funds December 31, 2019 67 CITY OF MONTICELLO Combining Statement of Revenues, Expenditures and Changes in Fund Balance Nonmajor Governmental Funds For the Year Ended December 31, 2019 221 651 214 263 212 245 229 Small Cities City Street Street Park & Development CDBG -Storm Sewer Recon-Lighting Pathway Program Cemetery Revitalization Access struction Improvement Dedication Total Revenues Franchise taxes -$ -$ -$ -$ -$ 165,923$ -$ 165,923$ Special assessments - - - 35,076 - - - 35,076 Charges for services - 52,405 - 159,779 - - - 212,184 Investment earnings 25,886 1,670 12 44,631 57,409 23,783 22,330 175,721 Interest on loans 5,496 - - - - - - 5,496 Other revenues - - - - - - 66,489 66,489 Total revenues 31,382 54,075 12 239,486 57,409 189,706 88,819 660,889 Expenditures Current Public works - - - 171,604 - - - 171,604 Recreation and culture - 25,154 - - - - 28,016 53,170 Capital outlay Public works - - - - - 3,787 - 3,787 Recreation and culture - 54,906 - - - - 1,917,927 1,972,833 Total expenditures - 80,060 - 171,604 - 3,787 1,945,943 2,201,394 Excess (deficiency) of revenues over expenditures 31,382 (25,985) 12 67,882 57,409 185,919 (1,857,124) (1,540,505) Other financing sources (uses) Transfers in - - - - - - 2,100,000 2,100,000 Transfers out - - - (1,426,818) (135,000) - - (1,561,818) Total other financing sources (uses)- - - (1,426,818) (135,000) - 2,100,000 538,182 Net change in fund balance 31,382 (25,985) 12 (1,358,936) (77,591) 185,919 242,876 (1,002,323) Fund balance at begining of year 872,983 52,060 380 1,358,936 1,711,361 602,585 696,465 5,294,770 Fund balance at end of year 904,365$ 26,075$ 392$ -$ 1,633,770$ 788,504$ 939,341$ 4,292,447$ Special Revenue Funds Capital Project Funds 68 INTERNAL SERVICE FUNDS INTERNAL SERVICE FUNDS are used to account for the financing of centralized services to city departments on a cost-reimbursement basis (including depreciation). Benefit Accrual Fund – This fund was established to account for resources accumulated to satisfy paid-time-off (PTO) and vacation/sick leave liabilities of governmental fund employees. Central Equipment Fund – This fund was established to account for equipment purchases and rental to various governmental fund departments. Information Technology (IT) Services Fund – This fund was established to account for the accumulation and distribution of various IT related costs, including communications, software support, capital and non-capital equipment, and software purchases. CITY OF MONTICELLO Combining Statement of Net Position Internal Service Funds December 31, 2019 704 703 702 Benefit Central IT Accrual Equipment Services Total ASSETS Current assets Cash and investments 325,887$ 746,905$ 296,580$ 1,369,372$ Accounts receivable - - 30 30 Total current assets 325,887 746,905 296,610 1,369,402 Noncurrent assets Capital assets Machinery and equipment - 1,937,391 58,172 1,995,563 Less accumulated depreciation - (653,519) (32,868) (686,387) Total noncurrent assets - 1,283,872 25,304 1,309,176 TOTAL ASSETS 325,887 2,030,777 321,914 2,678,578 LIABILITIES Current liabilities Accounts payable - - 8,741 8,741 Accrued interest payable - 453 - 453 Bonds payable due within one year - 125,000 - 125,000 Compensated absences due within one year 201,588 - - 201,588 Total current liabilities 201,588 125,453 8,741 335,782 Noncurrent liabilities Bonds payable, net current portion - 240,000 - 240,000 Compensated absences payable 103,529 - - 103,529 Total noncurrent liabilities 103,529 240,000 - 343,529 TOTAL LIABILITIES 305,117 365,453 8,741 679,311 NET POSITION Net investment in capital assets - 918,872 25,304 944,176 Unrestricted 20,770 746,452 287,869 1,055,091 TOTAL NET POSITION 20,770$ 1,665,324$ 313,173$ 1,999,267$ 69 CITY OF MONTICELLO Combining Statement of Revenues, Expenses and Changes in Net Position Internal Service Funds For the Year Ended December 31, 2019 704 703 702 Benefit Central IT Accrual Equipment Services Total Operating revenues Charges to other funds 29,841$ 298,900$ 249,200$ 577,941$ Other revenues - - 120 120 Total operating revenues 29,841 298,900 249,320 578,061 Operating expenses Personal services 29,841 - - 29,841 Materials and supplies - - 16,147 16,147 Other services and charges - - 126,928 126,928 Depreciation - 186,026 7,468 193,494 Total operating expenses 29,841 186,026 150,543 366,410 Operating income - 112,874 98,777 211,651 Nonoperating revenues (expenses) Investment earnings 9,587 22,537 6,964 39,088 Interest expense - (11,477) - (11,477) Total nonoperating revenues (expenses)9,587 11,060 6,964 27,611 Income before capital contributions and transfers 9,587 123,934 105,741 239,262 Transfers in - 200,000 - 200,000 Change in net position 9,587 323,934 105,741 439,262 Net position at beginning of year 11,183 1,341,390 207,432 1,560,005 Net position at end of year 20,770$ 1,665,324$ 313,173$ 1,999,267$ 70 CITY OF MONTICELLO Combining Statement of Cash Flows Internal Service Funds For the Year Ended December 31, 2019 704 703 702 Benefit Central IT Accrual Equipment Services Total Cash flow from operating activities Cash received from internal services provided 29,841$ 298,900$ 249,320$ 578,061$ Cash paid to suppliers for goods and services - - (153,055) (153,055) Net cash provided by operating activities 29,841 298,900 96,265 425,006 Cash flows from noncapital financing activities Transfers from other funds - 200,000 - 200,000 Cash flows from capital and related financing activities Acquisition of capital assets - (295,303) - (295,303) Principal payments on long-term debt - (120,000) - (120,000) Interest and fiscal charges paid on long-term debt - (11,619) - (11,619) Net cash (used) by capital and related financing activities - (426,922) - (426,922) Cash flows from investing activities Interest on investments 9,587 22,537 6,964 39,088 Increase in cash and cash equivalents 39,428 94,515 103,229 237,172 Cash and cash equivalents - January 1 286,459 652,390 193,351 1,132,200 Cash and cash equivalents - December 31 325,887$ 746,905$ 296,580$ 1,369,372$ Reconciliation of operating income (loss) to net cash provided by operating activities: Operating income -$ 112,874$ 98,777$ 211,651$ Adjustments to Reconcile Operating Income to Net Cash Provided by Operating Activities: Depreciation - 186,026 7,468 193,494 Changes in assets and liabilities: Increase (decrease) in accounts payable - - (9,980) (9,980) Increase (decrease) in compensated absences 29,841 - - 29,841 Net cash provided by operating activities 29,841$ 298,900$ 96,265$ 425,006$ 71 (This page left blank intentionally) 72 CITY OF MONTICELLO Schedule of Revenues (Sources) and Expenditures (Uses) General Fund For the Year Ended December 31, 2019 2019 Variance with 2015 2016 2017 2018 Final 2019 Final Actual Actual Actual Actual Budget Actual Budget Revenue and other sources - summary: Property taxes 5,906,255$ 6,204,429$ 6,384,444$ 6,634,769$ 6,690,000$ 6,689,647$ (353)$ Franchise taxes 216,500 263,900 250,000 245,000 246,500 211,000 (35,500) Special assessments 1,330 242 2,290 206 500 802 302 Licenses and permits 461,049 668,602 600,933 504,464 405,700 603,925 198,225 Intergovernmental 354,679 389,005 429,697 428,443 364,500 431,004 66,504 Charges for services 349,601 351,702 397,570 509,464 614,100 712,382 98,282 Fines and forfeitures 42,474 30,656 36,702 45,350 36,500 40,054 3,554 Investment earnings 64,037 99,237 120,631 106,767 80,000 228,216 148,216 Other 241,721 263,783 271,078 215,330 123,200 315,966 192,766 Sales of capital assets 30,473 11,180 1,725 15,000 - 29,340 29,340 Interfund transfers - - - - 25,000 25,000 - Total Revenues & Other Sources 7,668,119 8,282,736 8,495,070 8,704,793 8,586,000 9,287,336 701,336 Revenue and other sources - detail: Property taxes Property tax - current 5,840,880 6,152,157 6,277,737 6,567,152 6,670,000 6,649,999 (20,001) Property tax - delinquent 46,786 31,704 71,029 46,482 - 17,832 17,832 Mobile home tax 15,077 16,324 17,620 18,984 16,000 18,202 2,202 Penalties and interest - taxes 3,512 4,244 18,058 2,151 4,000 3,614 (386) Franchise taxes Franchise taxes - electric 216,500 263,900 250,000 245,000 246,500 211,000 (35,500) Special assessments Assessment for services/projects 1,330 242 2,290 206 500 802 302 Licenses and permits Liquor license 45,640 45,895 46,205 50,295 46,700 52,303 5,603 Beer license 1,013 1,013 1,151 1,988 - - - Other business licenses & permits 2,545 5,295 6,387 6,840 4,500 7,540 3,040 Building permits 395,024 598,983 520,692 427,644 340,000 520,409 180,409 Fire sprinkler permits 215 - - - - - - Variance/conditional use permits 2,100 - 200 - - - - Driveway permits 75 30 360 180 400 510 110 Mobile home permits 325 180 868 720 300 2,551 2,251 Excavation permits 6,125 7,125 6,405 7,410 5,000 6,720 1,720 Right-of-way permits 2,677 3,144 4,610 3,707 2,800 4,567 1,767 Sign/banner permits 4,135 5,694 9,355 4,815 4,500 6,020 1,520 Animal licenses 1,175 1,243 4,700 865 1,500 3,305 1,805 Intergovernmental Pera increase aid 6,741 6,741 6,822 6,849 6,800 6,741 (59) State highway aid - operating 125,258 131,898 134,955 155,374 125,000 155,211 30,211 (continued) 73 CITY OF MONTICELLO Schedule of Revenues (Sources) and Expenditures (Uses) General Fund For the Year Ended December 31, 2019 (Continued) 2019 Variance with 2015 2016 2017 2018 Final 2019 Final Actual Actual Actual Actual Budget Actual Budget Intergovernmental (continued) Fire department aid - operating 120,027$ 123,656$ 133,813$ 130,874$ 124,000$ 123,640$ (360)$ Police department aid - operating 66,814 68,710 70,959 71,834 68,000 81,708 13,708 County operating grant - street/highway 19,642 55,780 26,875 27,353 20,000 26,428 6,428 County operating grant - civil defense 2,221 2,220 2,392 12,331 2,200 7,531 5,331 County operating grant - recycling 13,976 - 53,881 19,978 18,500 19,745 1,245 Operating grant -other - - - 3,850 - 10,000 10,000 Charges for services Zoning/subdivision fees 1,050 - - - - - - Assessment searches 11,100 12,760 10,968 10,695 8,500 13,940 5,440 Blight notice fee 350 320 - - - - - Final plat fee 150 - - - - - - Planning administration fee 900 5,950 7,585 5,876 1,000 24,571 23,571 NSF fee 30 30 60 30 - - - Inspection/construction fees 826 965 1,014 764 300 907 607 Contractor licensing fee 1,075 825 320 290 - 720 720 Fire protections fees - townships 126,439 131,717 131,774 142,374 132,000 142,740 10,740 Fire emergency response fee 11,250 4,900 23,500 19,995 10,000 19,210 9,210 Fire - other fees 2,165 3,814 5,407 11,808 3,000 3,345 345 Blight mowing fees 625 450 - - - - - Rental housing fees 45,210 49,020 49,600 45,500 47,000 42,835 (4,165) Animal control fees 36,869 36,089 45,224 45,232 37,000 38,915 1,915 Miscellaneous pubic works - - - 8,621 - - - Tree and brush removal charge 6,755 3,290 1,513 2,365 2,300 2,580 280 Recycling bin fee 260 - - 30 - - - Garbage fee - taxable 90,310 89,656 80,774 169,217 360,000 381,328 21,328 Garbage surcharge - not taxable 240 300 - 90 - - - Field/Tourney fees 4,544 5,679 14,036 14,400 8,000 13,200 5,200 Park rental fees 6,305 4,962 5,355 9,051 5,000 5,751 751 Arts activity fees - - - - - 400 400 Memorial program revenue 1,404 - - - - - - Developer cost reimbursement 1,744 750 19,540 16,429 - 19,498 19,498 General charges for services - 225 900 6,697 - 2,442 2,442 Fines and forfeitures Court fines 41,761 30,150 35,607 44,450 36,000 38,454 2,454 Animal impound fines 713 506 595 400 500 1,100 600 Liquor license violation - - 500 500 - 500 500 Investment earnings Investment earnings 64,037 99,237 120,631 106,767 80,000 228,216 148,216 (continued) 74 CITY OF MONTICELLO Schedule of Revenues (Sources) and Expenditures (Uses) General Fund For the Year Ended December 31, 2019 (Continued) 2019 Variance with 2015 2016 2017 2018 Final 2019 Final Actual Actual Actual Actual Budget Actual Budget Other City property rental 1,600$ 1,600$ 1,600$ 1,600$ 1,600$ 1,600$ -$ Billboard land rental 2,150 21,149 21,187 22,881 21,100 23,475 2,375 Lease - Prairie Center 22,500 24,006 32,238 28,548 15,000 30,154 15,154 Lease - communication tower 22,180 24,905 26,441 29,213 25,500 26,300 800 Contributions 5,958 5,315 3,025 13,543 2,500 42,567 40,067 Sale of city property 1,831 10,650 20,948 5,724 1,000 3,096 2,096 Sale of lock boxes 1,368 1,710 855 920 800 2,400 1,600 Tree Sales 6,026 7,533 8,646 7,073 7,500 6,752 (748) Copies 49 19 10 15 - 47 47 Refunds & reimbursables 75,416 88,860 49,603 42,297 - 21,663 21,663 Assessment fee reimbursement 23,026 24,150 19,950 21,300 20,000 16,575 (3,425) Fire contributions 13,268 7,852 12,660 2,973 - 84,149 84,149 Insurance claims 29,926 - 46,475 - - 1,867 1,867 Other miscellaneous 36,423 46,034 27,440 39,243 28,200 55,321 27,121 Other Financing Sources Sales of capital assets 30,473 11,180 1,725 15,000 - 29,340 29,340 Transfers from other funds - - - - 25,000 25,000 - Total revenues and other sources 7,668,119$ 8,282,736$ 8,495,070$ 8,704,793$ 8,586,000$ 9,287,336$ 701,336$ Expenditures and other uses - summary General government 1,467,657$ 1,495,576$ 1,622,716$ 1,656,557$ 1,785,436$ 1,777,352$ (8,084)$ Public safety 1,972,986 2,036,777 2,178,728 2,354,453 2,487,285 2,449,765 (37,520) Public works 1,709,063 1,802,884 1,904,391 2,079,091 2,392,625 2,222,034 (170,591) Sanitation 563,477 600,300 614,328 615,586 641,071 610,944 (30,127) Transit 40,000 41,250 3,191 18,333 5,000 - (5,000) Recreation and culture 962,186 1,016,025 1,119,343 1,200,388 1,274,583 1,209,429 (65,154) General unallocated - - - - - - - Transfers out and other uses 297,012 - 300,000 700,000 - 1,450,040 1,450,040 Total expenditures and other uses 7,012,381$ 6,992,812$ 7,742,697$ 8,624,408$ 8,586,000$ 9,719,564$ 1,133,564$ Expenditures and other uses - divisions General government Mayor and council 52,572$ 57,507$ 54,123$ 53,928$ 58,639$ 57,409$ (1,230)$ City administration 314,690 326,134 481,843 449,100 465,631 443,963 (21,668) City clerk 2,979 66,031 102,422 130,948 127,861 121,197 (6,664) Finance 377,867 393,754 425,247 430,924 475,957 456,902 (19,055) Audit 37,798 39,273 44,745 40,531 44,000 45,940 1,940 City assessing 50,466 50,415 51,972 66,190 68,000 64,554 (3,446) Legal 36,946 29,152 35,714 27,967 38,000 41,837 3,837 Human resources 117,249 116,522 123,206 126,581 137,412 142,812 5,400 Planning and zoning 244,976 210,173 216,007 239,045 278,269 315,091 36,822 (continued) 75 CITY OF MONTICELLO Schedule of Revenues (Sources) and Expenditures (Uses) General Fund For the Year Ended December 31, 2019 (Continued) 2019 Variance with 2015 2016 2017 2018 Final 2019 Final Actual Actual Actual Actual Budget Actual Budget General government (continued) Information technology services 19,872$ 692$ -$ -$ -$ -$ -$ City hall 198,915 197,006 70,235 66,111 73,697 66,422 (7,275) Prairie center building 13,327 8,917 17,202 25,232 17,970 21,225 3,255 Public safety Law Enforcement 1,174,439 1,212,080 1,257,194 1,362,411 1,457,430 1,455,727 (1,703) Fire and rescue 309,970 289,010 350,891 435,068 420,078 477,941 57,863 Fire relief 120,027 123,656 125,764 132,874 124,000 123,640 (360) Building inspections 304,858 350,304 381,260 351,511 415,885 324,072 (91,813) Civil defense 1,500 1,234 1,933 12,332 3,054 8,253 5,199 Animal control 48,754 46,943 48,166 46,608 52,838 46,709 (6,129) National Guard 13,438 13,550 13,520 13,649 14,000 13,423 (577) Public works Public works administration 124,504 126,327 120,785 196,851 211,857 228,625 16,768 Engineering 110,555 111,795 130,325 126,179 145,589 111,710 (33,879) Public works inspecitons 32,084 62,100 62,882 83,560 111,913 90,047 (21,866) Streets and alleys 737,836 806,098 846,575 891,117 1,086,814 920,384 (166,430) Ice and snow 263,020 264,232 267,095 344,974 294,410 454,607 160,197 Shop and garage 185,837 171,079 200,690 168,049 209,692 178,063 (31,629) Stormwater 26,712 29,277 30,743 23,883 85,850 27,650 (58,200) Parking lots 2,030 - - - - - - Street lighting 226,485 231,976 245,296 244,478 246,500 210,948 (35,552) Sanitation Refuse and recycling collection 563,477 600,300 614,328 615,586 641,071 610,944 (30,127) Transit Bus service 40,000 41,250 3,191 18,333 5,000 - (5,000) Recreation and culture Senior center 97,115 99,124 103,161 103,226 105,952 102,169 (3,783) Park operations 706,934 775,738 871,121 916,335 975,591 925,482 (50,109) Park ballfields 16,971 20,538 21,936 21,063 26,900 19,836 (7,064) Shade tree 104,990 75,802 80,922 80,916 90,027 61,396 (28,631) Public arts - - - 29,876 30,000 46,954 16,954 Library 36,176 44,823 42,203 48,972 46,113 53,592 7,479 Transfers out and other uses Transfers out 297,012 - 300,000 700,000 - 1,450,040 1,450,040 Total expenditures & other uses 7,012,381$ 6,992,812$ 7,742,697$ 8,624,408$ 8,586,000$ 9,719,564$ 1,133,564$ Revenue and other sources over expenditures and other uses 655,738$ 1,289,924$ 752,373$ 80,385$ -$ (432,228)$ (432,228) 76 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Small Cities Development Program For the Year Ended December 31, 2019 221 Orginal and Final Variance with Budget Actual Final Budget Revenues Investment earnings 10,000$ 25,886$ 15,886$ Interest on loans - 5,496 5,496 Total revenues 10,000 31,382 21,382 Fund balance at beginning of year 872,983 872,983 - Fund balance at end of year 882,983$ 904,365$ 21,382$ 77 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Cemetery Fund For the Year Ended December 31, 2019 651 Orginal and Final Variance with Budget Actual Final Budget Revenues Charges for services 51,500$ 52,405$ 905$ Investment earnings 500 1,670 1,170 Total revenues 52,000 54,075 2,075 Expenditures Current Recreation and culture Cemetery operations 31,000 25,154 (5,846) Capital outlay Recreation and culture Cemetery 60,000 54,906 (5,094) Total expenditures 91,000 80,060 (10,940) Net change in fund balance (39,000) (25,985) 13,015 Fund balance at beginning of year 52,060 52,060 - Fund balance at end of year 13,060$ 26,075$ 13,015$ 78 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - CDBG-Revitalization Fund For the Year Ended December 31, 2019 214 Orginal and Final Variance with Budget Actual Final Budget Revenues Investment earnings -$ 12$ 12$ Fund balance at beginning of year 380 380 - Fund balance at end of year 380$ 392$ 12$ 79 CITY OF MONTICELLO Schedule of Assets, Liabilities, Deferred Inflows of Resources and Fund Balances Economic Development Authority December 31, 2019 TIF 6 (d)TIF 19 TIF 20 (d)TIF 22 TIF 24 EDA General GMEF TIF Future Raindance MS Shores Prairie West Downtown St. Henry's ASSETS Cash and investments 1,779,432$ 1,027,511$ -$ 702,384$ 52,591$ 102,943$ 245,223$ 59,543$ Receivables Unremitted taxes 1,324 - - - - - - - Delinquent taxes 941 - - - - - - - Accounts 1,440 - - - - - - - Intrafund receivable 327,796 - - - - - - - Prepaid items 2,580 - - 40,000 - - - - Notes receivable - 187,023 - - - - - - Land held for resale 2,712,170 - - - - - 163,200 - TOTAL ASSETS 4,825,683$ 1,214,534$ -$ 742,384$ 52,591$ 102,943$ 408,423$ 59,543$ LIABILITIES Accounts and contracts payable 9,204$ -$ -$ -$ -$ -$ -$ -$ Due to other governmental units 226 - - - - - - - Intrafund payable - - 44,497 - - - - - Unearned revenue - - - - - - 163,200 - Escrow deposits 3,445 - - - - - - - Total liabilities 12,875 - 44,497 - - - 163,200 - DEFERRED INFLOWS OF RESOURCES Unavailable revenue - property taxes 941 - - - - - - - FUND BALANCES Nonspendable 2,580 - - 40,000 - - - - Restricted - 1,214,534 - 702,384 52,591 102,943 245,223 59,543 Assigned 4,809,287 - (44,497) - - - - - Total fund balance 4,811,867 1,214,534 (44,497) 742,384 52,591 102,943 245,223 59,543 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES 4,825,683$ 1,214,534$ -$ 742,384$ 52,591$ 102,943$ 408,423$ 59,543$ Required or Actual Decertification Date 12/9/2013 12/31/2023 12/10/2018 12/31/2024 12/31/2026 TIF District Type Redevelopment Housing Redevelopment Housing & Housing (d) = decertified Redevelopment (continued) 80 CITY OF MONTICELLO Schedule of Assets, Liabilities, Deferred Inflows of Resources and Fund Balances Economic Development Authority December 31, 2019 (Continued) TIF 29 TIF 30 TIF 34 TIF 39 TIF 40 GAAP Total Front Porch CMHP Interchange Otter Creek Briggs Reconciliation EDA ASSETS Cash and investments 123,686$ 108,677$ 16,356$ 56$ -$ -$ 4,218,402$ Receivables Unremitted taxes - - - - - - 1,324 Delinquent taxes - - - - - - 941 Accounts - - - - - - 1,440 Intrafund receivable - - - - - (327,796) - Prepaid items - - - - - - 42,580 Notes receivable - - - - - - 187,023 Land held for resale - - - - - - 2,875,370 TOTAL ASSETS 123,686$ 108,677$ 16,356$ 56$ -$ (327,796)$ 7,327,080$ LIABILITIES Accounts and contracts payable -$ -$ -$ -$ -$ -$ 9,204$ Due to other governmental units - - - - - - 226 Intrafund payable - 113,996 - 169,303 - (327,796) - Unearned revenue - - - - - (163,200) - Escrow deposits - - - - - - 3,445 Total liabilities - 113,996 - 169,303 - (490,996) 12,875 DEFERRED INFLOWS OF RESOURCES Unavailable revenue - property taxes - - - - - - 941 FUND BALANCES Nonspendable - - - - - - 42,580 Restricted 123,686 (5,319) 16,356 (169,247) - 163,200 2,505,894 Assigned - - - - - - 4,764,790 Total fund balance 123,686 (5,319) 16,356 (169,247) - 163,200 7,313,264 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES 123,686$ 108,677$ 16,356$ 56$ -$ (327,796)$ 7,327,080$ Required or Actual Decertification Date 12/31/2029 12/31/2029 12/31/2022 12/31/2021 12/31/2045 TIF District Type Housing Housing Redevelopment Economic Housing (d) = decertified Development 81 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Other Financing Uses Economic Development Authority For the Year Ended December 31, 2019 TIF 6 (d)TIF 19 TIF 20 (d)TIF 22 TIF 24 EDA General GMEF TIF Future Raindance MS Shores Prairie West Downtown St. Henry's Revenues Property taxes 348,515$ -$ -$ -$ -$ -$ -$ -$ Tax increments - - - - 35,915 - 287,485 51,252 Investment earnings 57,026 32,325 - 22,865 4,895 3,258 6,090 3,606 Interest on loans 11,335 5,433 - - - - - - Other revenues 3,220 - - - - - - - Total revenues 420,096 37,758 - 22,865 40,810 3,258 293,575 54,858 Expenditures: Current Salary and wages 92,564 - - - - - - - Benefits 34,565 - - - - - - - Supplies 146 - - - - - - - Professional services - legal 22,103 - - - - - - - Professional services - other 25,439 - - - - - 990 - LPV Insurance 976 - - - - - - - Legal and general publications 246 - - - 39 - 39 39 Property taxes 3,492 - - - - - - - Marketing 1,698 - - - - - - - Dues and membership 5,291 - - - - - - - Utilities 1,211 - - - - - - - IT services 3,009 - - - - - - - Travel and conferences 1,884 - - - - - - - Land adjustment to market 58,619 - - - - - - - Qualifying TIF expenditures - - - - 240,000 - - 160,000 Other expenditures 13,858 - - - - - 5,456 - Excess increments - - - - - - 126,291 - Interest on intrafund loans - - - - - - - - PAYG payments to third parties - - - - - - 49,051 - Total expenditures 265,101 - - - 240,039 - 181,827 160,039 Excess (deficiency) of revenues over (under) expenditures 154,995 37,758 - 22,865 (199,229) 3,258 111,748 (105,181) Other financing uses Transfers out (25,000) - - - - - - - Net change in fund balances 129,995 37,758 - 22,865 (199,229) 3,258 111,748 (105,181) Fund balance at beginning of year 4,681,872 1,176,776 (44,497) 719,519 251,820 99,685 133,475 164,724 Fund balance at end of year 4,811,867$ 1,214,534$ (44,497)$ 742,384$ 52,591$ 102,943$ 245,223$ 59,543$ Required or Actual Decertification Date 12/9/2013 12/31/2023 12/10/2018 12/31/2024 12/31/2026 TIF District Type Redevelopment Housing Redevelopment Housing & Housing (d) = decertified Redevelopment (continued) 82 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Other Financing Uses Economic Development Authority For the Year Ended December 31, 2019 (Continued) TIF 29 TIF 30 TIF 34 TIF 39 TIF 40 GAAP Total Front Porch CMHP Interchange Otter Creek Briggs Reconciliation EDA Revenues Property taxes -$ -$ -$ -$ -$ -$ 348,515$ Tax increments 31,033 13,162 215,475 45,603 - - 679,925 Investment earnings 3,817 3,420 353 1 - - 137,656 Interest on loans - - - - - (11,335) 5,433 Other revenues - - - - - - 3,220 Total revenues 34,850 16,582 215,828 45,604 - (11,335) 1,174,749 Expenditures: Current Salary and wages - - - - - - 92,564 Benefits - - - - - - 34,565 Supplies - - - - - - 146 Professional services - legal - - - - - - 22,103 Professional services - other - - - - - - 26,429 LPV Insurance - - - - - - 976 Legal and general publications 39 39 39 - - - 480 Property taxes - - - - - - 3,492 Marketing - - - - - - 1,698 Dues and membership - - - - - - 5,291 Utilities - - - - - - 1,211 IT services - - - - - - 3,009 Travel and conferences - - - - - - 1,884 Land adjustment to market - - - - - - 58,619 Qualifying TIF expenditures - - - - - - 400,000 Other expenditures - - - - - - 19,314 Excess increments - - - - - - 126,291 Interest on intrafund loans - 3,069 - 8,266 - (11,335) - PAYG payments to third parties 24,827 - - - - - 73,878 Total expenditures 24,866 3,108 39 8,266 - (11,335) 871,950 Excess (deficiency) of revenues over (under) expenditures 9,984 13,474 215,789 37,338 - - 302,799 Other financing uses Transfers out - - (205,000) - - - (230,000) Net change in fund balances 9,984 13,474 10,789 37,338 - - 72,799 Fund balance at beginning of year 113,702 (18,793) 5,567 (206,585) - 163,200 7,240,465 Fund balance at end of year 123,686$ (5,319)$ 16,356$ (169,247)$ -$ 163,200$ 7,313,264$ Required or Actual Decertification Date 12/31/2029 12/31/2029 12/31/2022 12/31/2021 12/31/2045 TIF District Type Housing Housing Redevelopment Economic Housing (d) = decertified Development 83 CITY OF MONTICELLO Schedule of Assets, Liabilities, Deferred Inflows of Resources and Fund Balances Debt Service Activities December 31, 2019 317 312 318 319 320 321 322 323 2010A 2011A 2014A 2015B 2016A 2017A 2018A 2019A Improvement Refunding Bonds Bonds Bonds Bonds Bonds Bonds Total ASSETS Cash and cash equivalents 52$ 893,344$ 121,884$ 109,612$ 364,456$ 268,472$ 57,239$ 5,011$ 1,820,070$ Receivables Unremitted special assessments 144 - - - 2,366 353 - - 2,863 Deliquent special assessments - - - - - 443 - - 443 Deferred special assessments - 2,535,167 - 103,170 516,625 262,955 - 92,070 3,509,987 Total assets 196$ 3,428,511$ 121,884$ 212,782$ 883,447$ 532,223$ 57,239$ 97,081$ 5,333,363$ LIABILITIES Accounts and contracts payable 196$ 196$ 196$ 196$ 196$ 196$ 196$ -$ 1,372$ DEFERRED INFLOWS OF RESOURCES Unavailable revenue - special assessments - 2,535,167 - 103,170 516,625 263,398 - 92,070 3,510,430 FUND BALANCES Restricted for debt service - 893,148 121,688 109,416 366,626 268,629 57,043 5,011 1,821,561 Total liabilities, deferred inflows of resources, and fund balances 196$ 3,428,511$ 121,884$ 212,782$ 883,447$ 532,223$ 57,239$ 97,081$ 5,333,363$ General Obligation Bonds 84 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Other Financing Sources (Uses) Debt Service Activities For the Year Ended December 31, 2019 317 312 318 319 320 321 322 323 2010A 2011A 2014A 2015B 2016A 2017A 2018A 2019A Improvement Refunding Bonds Bonds Bonds Bonds Bonds Bonds Total Revenues Property taxes -$ 150,581$ 537,244$ 200,905$ 409,134$ 429,782$ 500,000$ -$ 2,227,646$ Special assessments 36,136 52,715 - 23,514 123,176 137,796 - - 373,337 Investment earnings (8,455) 18,037 5,915 4,448 14,970 10,322 3,027 11 48,275 Total revenues 27,681 221,333 543,159 228,867 547,280 577,900 503,027 11 2,649,258 Expenditures Debt service Principal 870,000 380,000 360,000 160,000 445,000 365,000 275,000 - 2,855,000 Interest and fiscal charges 11,424 49,521 152,357 53,546 84,096 107,286 176,011 - 634,241 Total expenditures 881,424 429,521 512,357 213,546 529,096 472,286 451,011 - 3,489,241 Excess (deficiency) of revenues over expenditures (853,743) (208,188) 30,802 15,321 18,184 105,614 52,016 11 (839,983) Other financing sources (uses) Transfers in 135,000 205,000 - - - - - 5,000 345,000 Transfers out (75,000) - - - - - - - (75,000) Total other financing sources (uses)60,000 205,000 - - - - - 5,000 270,000 Net change in fund balance (793,743) (3,188) 30,802 15,321 18,184 105,614 52,016 5,011 (569,983) Fund balance at begining of year 793,743 896,336 90,886 94,095 348,442 163,015 5,027 - 2,391,544 Fund balance at end of year -$ 893,148$ 121,688$ 109,416$ 366,626$ 268,629$ 57,043$ 5,011$ 1,821,561$ General Obligation Bonds 85 (This page left blank intentionally) 86 STATISTICAL SECTION The Statistical Section is included to provide detailed data on the physical, economic, social and political characteristics of the reporting government. It is intended to provide the user with a broader and more complete understanding of the government and its financial affairs than is possible from the basic financial statements and supplementary information included in the Financial Section. Page Financial trends Net Position by Component - Last Ten Fiscal Years 87 Changes in Net Position - Last Ten Fiscal years 88 General Governmental Tax Revenues by Source - Last Ten Fiscal Years 90 Fund Balances of Governmental Funds - Last Ten Fiscal Years 91 Changes in Fund Balances of Governmental Funds - Last Ten Fiscal Years 92 Governmental Funds Tax Revenues by Source - Last Ten Fiscal Years 93 Revenue capacity Tax Capacity Value and Estimated Market Value of Taxable Property - Last Ten Fiscal Years 94 Property Tax Rates - All Direct and Overlapping Governments - Last Ten Fiscal Years 95 Property Tax Levies and Collections - Last Ten Fiscal Years 96 Principal Property Taxpayers - Current Year and Nine Years Ago 97 New Construction and Bank Deposits - Last Ten Fiscal Years 98 Water Sold by Customer Type - Last Ten Fiscal Years 99 Water and Sewage Utility Rates - Last Ten Fiscal Years 100 Debt capacity Ratios of Outstanding Debt by Type - Last Ten Fiscal Years 101 Ratios of Net General Obligation Bonded Debt Outstanding - Last Ten Fiscal Years 102 Legal Debt Margin Information - Last Ten Fiscal Years 103 Computation of Direct and Overlapping Debt - As of December 31, 2019 104 Schedule of General Obligation Revenue Bond Coverage - Last Ten Fiscal Years 105 Economic and demographic information Demographic and Economic Statistics - Last Ten Fiscal Years 106 Principal Employers - Current Year and Nine Years Ago 107 Operating information City Government Employees by Function/Program - Last Ten Fiscal Years 108 Operating Indicators by Function - Last Ten Fiscal Years 109 Capital Assets Statistics by Function - Last Ten Fiscal Years 111 Schedule of Cash Flows Adjusted for Additional City Funding of Fiber Optics Fund -Last Five Fiscal Years 112 CITY OF MONTICELLO Net Position by Component Last Ten Fiscal Years (accrual basis of accounting) 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Governmental activities Net investment in capital assets 31,901,676$ 38,242,040$ 40,525,009$ 44,268,757$ 48,253,810$ 38,099,568$ 41,077,683$ 41,535,637$ 43,517,983$ 40,008,410$ Restricted 18,337,866 16,894,936 13,061,044 18,118,070 10,453,449 12,633,770 10,569,693 11,599,951 9,649,085 8,690,172 Unrestricted 26,876,421 24,758,269 25,119,107 13,487,299 14,792,521 18,144,067 20,824,170 20,899,110 23,422,548 27,133,699 Total governmental net position 77,115,963$ 79,895,245$ 78,705,160$ 75,874,126$ 73,499,780$ 68,877,405$ 72,471,546$ 74,034,698$ 76,589,616$ 75,832,281$ Business-type activities Net investment in capital assets 28,556,355$ 25,031,043$ 23,698,091$ 20,496,832$ 42,117,264$ 40,722,087$ 41,014,122$ 39,944,797$ 39,250,211$ 42,808,003$ Restricted 19,350 19,350 19,350 - - - - - - - Unrestricted 6,363,148 6,901,353 7,642,046 6,463,638 9,121,952 8,163,982 9,052,590 11,905,058 13,261,505 14,855,640 Total business-type net position 34,938,853$ 31,951,746$ 31,359,487$ 26,960,470$ 51,239,216$ 48,886,069$ 50,066,712$ 51,849,855$ 52,511,716$ 57,663,643$ Primary government Net investment in capital assets 60,458,031$ 63,273,083$ 64,223,100$ 64,765,589$ 90,371,074$ 78,821,655$ 82,091,805$ 81,480,434$ 82,768,194$ 82,816,413$ Restricted 18,357,216 16,914,286 13,080,394 18,118,070 10,453,449 12,633,770 10,569,693 11,599,951 9,649,085 8,690,172 Unrestricted 33,239,569 31,659,622 32,761,153 19,950,937 23,914,473 26,308,049 29,876,760 32,804,168 36,684,053 41,989,339 Total primary government net position 112,054,816$ 111,846,991$ 110,064,647$ 102,834,596$ 124,738,996$ 117,763,474$ 122,538,258$ 125,884,553$ 129,101,332$ 133,495,924$ Note 1: In fiscal years 2012 and 2013, the city had a change in accounting principle, a change in fund structure, and prior period adjustments. In addition, the city implemented GASB Statement No. 68 and GASB Statement No. 71 in fiscal year 2015, and GASB Statement No. 75 in fiscal year 2018. Prior years have not been adjusted to reflect these changes. $- $20 $40 $60 $80 $100 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019MillionsPrimary Government Net Position Net investment in capital assets Restricted net position Unrestricted net position 87 CITY OF MONTICELLO Changes in Net Position Last Ten Fiscal Years (accrual basis of accounting) Expenses 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Governmental activities General government 2,065,463$ 2,111,710$ 2,103,737$ 1,623,727$ 1,488,243$ 1,447,725$ 1,694,111$ 1,656,666$ 1,614,613$ 1,927,752$ Public safety 1,766,712 1,788,595 1,819,378 1,884,981 1,880,193 1,960,009 2,187,363 2,208,971 2,377,661 2,406,748 Public works 3,579,291 4,838,544 5,045,729 5,163,461 5,223,345 5,312,612 5,480,074 5,292,743 5,548,199 5,765,576 Sanitation 534,903 495,693 500,037 487,268 517,956 563,477 600,300 614,328 615,586 610,944 Transit - - - - 10,000 40,000 41,250 3,191 18,333 - Recreation and culture 2,636,088 1,753,197 2,719,730 2,875,260 2,882,127 3,524,979 3,998,945 3,521,756 3,460,887 3,636,958 Economic development 2,647,687 1,199,936 803,594 1,005,813 1,084,620 1,547,875 756,620 488,380 1,206,067 872,984 Interest and fiscal charges 1,464,012 1,248,716 1,298,869 235,265 649,854 735,753 565,774 514,558 617,344 752,595 Total governmental activities 14,694,156 13,436,391 14,291,074 13,275,775 13,736,338 15,132,430 15,324,437 14,300,593 15,458,690 15,973,557 Business-type activities Water utility 936,718 1,167,572 1,118,789 1,009,600 1,084,882 1,102,610 1,168,473 1,157,506 1,235,055 1,216,446 Sewage utility 2,495,976 2,340,555 2,480,657 2,466,660 2,762,357 2,661,990 2,618,887 2,708,053 2,932,413 2,889,438 Liquor 3,940,458 4,161,212 4,302,055 4,457,207 4,569,673 4,768,218 4,873,033 5,104,937 5,394,968 5,577,481 Fiber optics 3,815,377 5,702,480 5,228,428 5,240,871 2,919,170 2,536,461 2,483,262 2,252,287 2,276,015 1,990,052 Deputy registrar - - - 293,531 300,236 313,968 345,492 390,658 421,662 458,695 Total business-type activities 11,188,529 13,371,819 13,129,929 13,467,869 11,636,318 11,383,247 11,489,147 11,613,441 12,260,113 12,132,112 Total primary government expenses 25,882,685$ 26,808,210$ 27,421,003$ 26,743,644$ 25,372,656$ 26,515,677$ 26,813,584$ 25,914,034$ 27,718,803$ 28,105,669$ Program Revenues Governmental activities Charges for services General government 491,304$ 521,182$ 619,992$ 147,244$ 180,145$ 214,087$ 274,309$ 239,460$ 207,802$ 232,336$ Public safety 96,293 202,237 179,540 163,366 164,616 320,158 894,311 851,307 780,236 921,916 Public works 1,556,098 508,077 383,066 544,404 371,671 521,697 527,425 283,241 217,675 373,581 Sanitation 165,387 52,304 53,077 16,653 48,385 104,786 89,956 80,774 169,337 381,328 Recreation and culture 1,153,113 1,240,970 1,150,273 1,307,149 1,331,581 1,488,197 1,437,659 1,493,651 1,630,915 1,602,473 Economic development - - - - - 14,653 301,232 13,846 2,832 14,149 Operating grants and contributions 424,845 253,127 252,784 293,710 295,828 355,041 389,005 429,697 428,443 431,004 Capital grants and contributions 4,124,271 2,083,511 1,841,915 1,079,738 1,774,628 2,667,710 3,297,265 1,996,441 2,044,698 1,024,891 Total governmental activities program revenues 8,011,311 4,861,408 4,480,647 3,552,264 4,166,854 5,686,329 7,211,162 5,388,417 5,481,938 4,981,678 Business-type activities Charges for services Water utility 828,635 1,078,133 1,304,923 1,214,570 1,117,226 1,126,718 1,172,258 1,415,441 1,432,194 1,300,191 Sewage utility 1,470,537 1,712,058 1,850,919 1,981,491 2,081,660 2,083,122 2,223,252 2,472,774 2,581,833 2,443,856 Water quality - - - - - - - - - 61,757 Liquor 4,477,651 4,653,384 4,854,798 5,085,924 5,166,066 5,493,925 5,450,630 5,755,166 6,090,981 6,377,457 Fiber optics 456,820 1,610,258 1,747,587 1,606,720 1,761,978 1,642,403 1,739,566 1,757,134 1,736,243 1,795,435 Deputy registrar - - - 456,285 497,798 535,931 562,891 594,777 694,263 953,855 Capital grants and contributions - - - - 488,628 1,454,980 2,000,456 699,901 925,195 1,646,123 Total business-type activities program revenues 7,233,643 9,053,833 9,758,227 10,344,990 11,113,356 12,337,079 13,149,053 12,695,193 13,460,709 14,578,674 Total primary government program revenues 15,244,954$ 13,915,241$ 14,238,874$ 13,897,254$ 15,280,210$ 18,023,408$ 20,360,215$ 18,083,610$ 18,942,647$ 19,560,352$ (continued) 88 CITY OF MONTICELLO Changes in Net Position Last Ten Fiscal Years (accrual basis of accounting) 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Net (expense)/revenue Governmental activities (6,682,845)$ (8,574,983)$ (9,810,427)$ (9,723,511)$ (9,569,484)$ (9,446,101)$ (8,113,275)$ (8,912,176)$ (9,976,752)$ (10,991,879)$ Business-type activities (3,954,886) (4,317,986) (3,371,702) (3,122,879) (522,962) 953,832 1,659,906 1,081,752 1,200,596 2,446,562 Total primary government net expense (10,637,731)$ (12,892,969)$ (13,182,129)$ (12,846,390)$ (10,092,446)$ (8,492,269)$ (6,453,369)$ (7,830,424)$ (8,776,156)$ (8,545,317)$ General Revenues and Other Changes in Net Position Governmental activities Taxes Property taxes 7,105,319$ 7,406,358$ 7,722,214$ 7,961,229$ 8,393,374$ 8,683,585$ 9,270,592$ 9,560,482$ 9,972,166$ 10,375,714$ Tax increment 1,155,386 1,044,791 1,024,134 965,935 826,363 727,617 668,352 648,031 638,278 679,925 Franchise taxes 371,258 341,362 339,518 320,640 357,409 333,484 412,217 436,248 386,622 432,934 Unrestricted grants and contributions 37,665 19,359 38,618 65,228 27,502 - - - - - Investment earnings 859,583 1,467,780 767,722 (189,128) 784,347 278,465 375,614 379,107 364,364 969,216 Other - - 11,575 3,885 217,643 30,473 11,180 - - - Gain on sale of capital assets 442,091 354,501 540,272 489,782 - - - 1,725 15,000 - Transfers (5,774,257) 713,655 (2,420,489) 278,500 (3,411,500) 2,301,045 969,461 (550,265) 1,000,000 (2,223,245) Total governmental activities 4,197,045 11,347,806 8,023,564 9,896,071 7,195,138 12,354,669 11,707,416 10,475,328 12,376,430 10,234,544 Business-type activities Investment earnings 236,131 495,484 264,589 (117,175) 399,757 108,191 128,080 151,126 162,003 482,120 Miscellaneous 125,326 1,555,509 100,687 65,468 - 88,157 5,218 - 379,246 - Gain on extinguishment of debt - - - - 20,990,451 - - - - - Contribution of land to County - - - - - (5,511,547) - - - - Transfer of operations - - - - - - 356,900 - - - Transfers 5,774,257 (713,655) 2,420,489 (278,500) 3,411,500 (2,301,045) (969,461) 550,265 (1,000,000) 2,223,245 Total business-type activities 6,135,714 1,337,338 2,785,765 (330,207) 24,801,708 (7,616,244) (479,263) 701,391 (458,751) 2,705,365 Total primary government 10,332,759$ 12,685,144$ 10,809,329$ 9,565,864$ 31,996,846$ 4,738,425$ 11,228,153$ 11,176,719$ 11,917,679$ 12,939,909$ Changes in Net Position Governmental activities (2,485,800)$ 2,772,823$ (1,786,863)$ 172,560$ (2,374,346)$ 2,908,568$ 3,594,141$ 1,563,152$ 2,399,678$ (757,335)$ Business-type activities 2,180,828 (2,980,648) (585,937) (3,453,086) 24,278,746 (6,662,412) 1,180,643 1,783,143 741,845 5,151,927 Total primary government (304,972)$ (207,825)$ (2,372,800)$ (3,280,526)$ 21,904,400$ (3,753,844)$ 4,774,784$ 3,346,295$ 3,141,523$ 4,394,592$ Note 1: The city made a fund structure change for the period ending December 31, 2013. Prior year data has not been restated as a result of this change. Note 2: The city implemented GASB Statement No. 68 and GASB Statement No. 71 in fiscal year 2015, and GASB Statement No. 75 in fiscal year 2018. Prior years have not been adjusted to reflect these changes. Note 3: The city created a new Water Quality enterprise fund in 2019. As part of creating the fund, all balances of the Storm Water Access capital projects fund were transferred to this fund. 89 CITY OF MONTICELLO General Governmental Tax Revenues by Source Last Ten Fiscal Years (accrual basis of accounting) Property Tax Franchise Year Tax Increment Tax Total 2010 7,105,319$ 1,155,386$ 371,258$ 8,631,963$ 2011 7,406,358 1,044,791 341,362 8,792,511 2012 7,722,214 1,024,134 339,518 9,085,866 2013 7,961,229 965,935 320,640 9,247,804 2014 8,393,374 826,363 357,409 9,577,146 2015 8,683,585 727,617 333,484 9,744,686 2016 9,270,592 668,352 412,217 10,351,161 2017 9,560,482 648,031 436,248 10,644,761 2018 9,972,166 638,278 386,622 10,997,066 2019 10,375,714 679,925 432,934 11,488,573 Change 2010-2019 46.0%-41.2%16.6%33.1% Source: Finance Department $- $2 $4 $6 $8 $10 $12 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019MillionsTax Revenues by Source Property Tax Tax Increment Franchise Tax 90 CITY OF MONTICELLO Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 General Fund Reserved 336,286$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Unreserved 4,644,748 - - - - - - - - - Nonspendable - 386,616 342,380 258,100 126,327 113,302 134,245 110,869 124,650 135,139 Committed - 3,374,200 - - - - - - - - Unassigned - 649,821 3,136,127 3,656,463 4,204,731 4,873,494 6,142,475 6,918,224 6,984,828 6,542,111 Total general fund 4,981,034$ 4,410,637$ 3,478,507$ 3,914,563$ 4,331,058$ 4,986,796$ 6,276,720$ 7,029,093$ 7,109,478$ 6,677,250$ All other governmental funds Reserved 7,884,431$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Unreserved Special revenue 18,324,689 - - - - - - - - - Capital projects (1,532,220) - - - - - - - - - Nonspendable - 1,299,057 197,123 1,822,926 1,815,087 4,259,743 3,690,330 23,488 47,614 72,028 Restricted - 22,140,662 21,480,938 10,928,985 10,453,449 8,619,905 6,987,234 7,924,461 5,867,997 7,567,522 Committed - 2,662,124 - - - - - - - - Assigned - 9,138,626 8,655,488 6,485,727 7,321,744 11,109,806 13,320,718 16,910,080 17,145,463 21,227,605 Unassigned Special revenue - (141,890) - - - - - - - - Capital projects - (1,435,666) - - - - - - - - Total all other governmental funds 24,676,900$ 33,662,913$ 30,333,549$ 19,237,638$ 19,590,280$ 23,989,454$ 23,998,282$ 24,858,029$ 23,061,074$ 28,867,155$ Note 1: The City made a fund structure change for the period ending December 31, 2013. Prior year data has not been restated as a result of this change. Note 2: The city implemented GASB 54 for the financial reporting period ending December 31, 2011. Prior years have not been restated as a result of this change. 91 CITY OF MONTICELLO Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Revenues Property taxes 7,319,154$ 7,294,635$ 8,234,086$ 7,985,695$ 8,407,627$ 8,638,401$ 9,295,983$ 9,593,445$ 9,967,550$ 10,375,468$ Tax increments 1,155,386 1,044,791 1,024,134 965,935 826,363 727,617 668,352 648,031 638,278 679,925 Franchise taxes 371,258 341,362 339,518 320,640 357,409 333,484 412,217 436,248 386,622 432,934 Special assessments 1,465,264 1,856,134 1,902,871 2,065,944 1,912,932 3,318,901 984,390 946,669 700,190 712,681 Licenses and permits 217,184 249,999 275,699 331,711 378,810 461,049 668,602 600,933 504,464 603,925 Intergovernmental 1,620,771 1,434,420 540,475 1,264,781 732,366 1,520,239 2,041,362 1,340,094 911,477 896,638 Charges for services 2,890,006 2,239,584 2,076,834 1,846,919 1,722,974 2,063,520 2,222,475 1,909,357 2,098,362 2,297,568 Fines and forfeitures 205 85 14,338 1,725 1,900 42,474 30,656 36,702 45,350 40,054 Investment earnings 859,583 1,467,780 767,722 (183,242) 738,956 261,856 357,112 364,786 351,620 930,128 Interest on loans - - - - - - - - - 10,929 Other revenues 643,873 603,019 753,832 700,776 413,113 475,170 589,394 335,530 302,469 436,264 Total revenues 16,542,684 16,531,809 15,929,509 15,300,884 15,492,450 17,842,711 17,270,543 16,211,795 15,906,382 17,416,514 Expenditures General government 1,997,458 2,039,270 2,023,674 1,576,653 1,450,930 1,465,458 1,489,892 1,617,680 1,656,557 1,777,352 Public safety 1,684,296 1,728,409 1,735,579 1,805,434 1,845,073 1,972,986 2,036,777 2,178,728 2,354,453 2,449,765 Public works 1,562,155 1,675,222 1,703,849 1,707,576 1,793,162 1,734,562 1,941,750 2,009,481 2,079,305 2,393,638 Sanitation 534,903 495,693 500,037 505,996 517,956 563,477 600,300 614,328 615,586 610,944 Transit - - - - 10,000 40,000 41,250 3,191 18,333 - Recreation and culture 2,164,534 2,419,369 2,272,595 2,472,987 2,386,832 2,622,991 2,756,372 2,940,313 3,034,496 3,137,153 Economic development 2,647,687 1,198,449 800,540 1,011,961 1,084,620 1,237,107 530,746 486,706 1,210,053 871,950 Capital outlay 4,138,459 4,067,251 2,829,049 1,357,254 2,220,883 2,238,365 6,235,029 5,430,272 9,708,481 7,941,452 Debt service Principal 5,001,000 4,860,000 5,174,500 5,290,750 5,411,000 5,028,000 5,681,653 3,921,000 2,285,000 2,855,000 Interest and fiscal charges 1,553,661 1,383,095 1,290,430 930,982 658,983 570,753 529,116 470,508 522,220 634,241 Bond issuance costs - - - - - 71,358 107,050 93,300 94,350 138,350 Total expenditures 21,284,153 19,866,758 18,330,253 16,659,593 17,379,439 17,545,057 21,949,935 19,765,507 23,578,834 22,809,845 Excess of revenues over (under) expenditures (4,741,469) (3,334,949) (2,400,744) (1,358,709) (1,886,989) 297,654 (4,679,392) (3,553,712) (7,672,452) (5,393,331) Other financing sources (uses) Long-term debt issued 3,255,000 10,735,000 - - 6,080,000 2,605,000 4,900,000 5,000,000 5,000,000 8,000,000 Premium (discount) on debt issued (19,530) 301,910 - - (12,374) 46,898 97,503 78,814 40,882 131,662 Refunded bonds redeemed (865,000) - - (10,690,000) - - - - - - Sale of capital assets 67,569 - 11,575 12,428 - 30,473 11,180 1,725 15,000 29,340 Transfers in 4,687,126 5,710,819 9,990,120 6,906,770 4,914,385 4,261,817 2,192,636 1,029,628 2,082,845 5,928,040 Transfers out (4,431,158) (4,997,164) (10,732,901) (7,158,933) (8,325,885) (2,186,930) (1,223,175) (944,335) (1,182,845) (3,321,858) Total other financing sources (uses)2,694,007 11,750,565 (731,206) (10,929,735) 2,656,126 4,757,258 5,978,144 5,165,832 5,955,882 10,767,184 Net change in fund balances (2,047,462)$ 8,415,616$ (3,131,950)$ (12,288,444)$ 769,137$ 5,054,912$ 1,298,752$ 1,612,120$ (1,716,570)$ 5,373,853$ Debt service as percentage of noncapital expenditures 38.2% 42.6% 41.4% 41.7% 40.0% 35.5% 38.7% 31.0% 20.7% 24.3% Note: The city made a fund structure change for the period ending December 31, 2013. Prior year data has not been modified to reflect this change. 92 CITY OF MONTICELLO Governmental Funds Tax Revenues by Source Last Ten Fiscal Years (modified accrual basis of accounting) Property Tax Franchise Year Tax Increment Tax Total 2010 7,319,154$ 1,155,386$ 371,258$ 8,845,798$ 2011 7,294,635 1,044,791 341,362 8,680,788 2012 8,234,086 1,024,134 339,518 9,597,738 2013 7,985,695 965,935 320,640 9,272,270 2014 8,407,627 826,363 357,409 9,591,399 2015 8,638,401 727,617 333,484 9,699,502 2016 9,295,983 668,352 412,217 10,376,552 2017 9,593,445 648,031 436,248 10,677,724 2018 9,967,550 638,278 386,622 10,992,450 2019 10,375,468 679,925 432,934 11,488,327 Change 2010-2019 41.8%-41.2%16.6%29.9% Source: Finance Department $- $2 $4 $6 $8 $10 $12 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019MillionsTax Revenues by Source Property Tax Tax Increment Franchise Tax 93 CITY OF MONTICELLO Tax Capacity Value and Estimated Market Value of Taxable Property Last Ten Fiscal Years Total Net Tax Taxable Net Capacity as a Residential % of Commercial % of Personal % of Ag/Misc % of Tax Capacity % of Total Direct Total Percentage of Year Property Total Property Total Property Total Property Total Value Total Tax Rate Market Value Market Value 2010 6,165,704$ 35.4%10,793,836$ 62.0%189,563$ 1.1%251,177$ 1.4% 17,400,280$ 100.0%45.822 1,188,222,100$ 1.5% 2011 5,307,260 31.9%10,897,898 65.5%194,825 1.2%229,016 1.4% 16,628,999 100.0%46.729 1,106,541,400 1.5% 2012 4,611,403 23.6%14,538,165 74.3%235,633 1.2%194,492 1.0% 19,579,693 100.0%49.773 1,219,719,700 1.6% 2013 4,824,117 25.4%13,793,916 72.5%239,129 1.3%164,609 0.9% 19,021,771 100.0%42.234 1,201,075,800 1.6% 2014 5,408,138 21.9%18,818,097 76.4%235,713 1.0%184,750 0.7% 24,646,698 100.0%44.709 1,513,570,400 1.6% 2015 5,861,759 22.1%20,316,219 76.4%238,732 0.9%164,516 0.6% 26,581,226 100.0%35.737 1,712,125,200 1.6% 2016 6,505,649 23.0%21,386,874 75.6%248,668 0.9%166,437 0.6% 28,307,628 100.0%34.471 1,828,437,600 1.5% 2017 7,325,880 24.2%22,510,588 74.4%272,344 0.9%141,596 0.5% 30,250,408 100.0%33.172 1,962,020,100 1.5% 2018 8,086,159 27.1%21,262,918 71.4%286,580 1.0%148,899 0.5% 29,784,556 100.0%32.333 1,974,154,400 1.5% 2019 8,924,604 29.2%21,267,629 69.5%274,720 0.9%143,962 0.5% 30,610,915 100.0%34.262 2,054,313,700 1.5% Note 1: The fiscal year is for the values in the year levied for taxes collectible in the following year. Note 2: Tax exempt property values are not included in total taxable net tax capacity value. Source: Wright County Certificate of Taxes and Taxable Properties. Real Property $- $5 $10 $15 $20 $25 $30 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019MillionsTotal Taxable Net Tax Capacity Value (Excludes Personal and Ag/Misc Property) Residential Commercial 94 CITY OF MONTICELLO Property Tax Rates - All Direct and Overlapping Governments Last Ten Fiscal Years Monticello Total (1) City Wright School Special Direct and Year of Monticello County District #882 Districts Overlapping 2010 45.82 35.82 24.95 1.75 108.34 2011 46.73 39.31 27.03 1.50 114.57 2012 49.77 43.45 28.26 1.24 122.72 2013 42.23 44.29 26.23 0.61 113.36 2014 44.71 43.45 28.27 -116.43 2015 35.74 40.59 22.88 -99.21 2016 34.47 39.97 20.86 1.08 96.38 2017 33.17 39.60 16.24 1.02 90.03 2018 32.33 39.95 15.62 1.09 88.99 2019 34.26 44.27 16.97 1.20 96.70 Note 1: Source:Wright County Overlapping Taxing Districts Information reflects total tax rates levied by each entity. Tax rates are expressed in terms of “net tax capacity.” A property’s tax capacity is determined by multiplying its taxable market value by a state determined class rate. Class rates vary by property type and change periodically based on state legislation. Components of the direct rate are not readily available. 0 20 40 60 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019Rate %Property Tax Rates For the three highest taxing authorities Wright District #882 City 95 CITY OF MONTICELLO Property Tax Levies and Collections Last Ten Fiscal Years PROPERTY TAXES Total Tax Collections in Abatements Fiscal Levy for Tax Net % of Subsequent % of and % of Year Fiscal Year Credits Levy Amount Net Levy Years Amount Net Levy Adjustments Amount Net Levy 2010 7,648,269$ 278,930$ 7,369,339$ 7,155,141$ 97.1% 187,503$ 7,342,644$ 99.6% (26,695)$ -$ 0.0% 2011 7,677,351 293,075 7,384,276 7,178,807 97.2% 185,763 7,364,570 99.7% (19,706) - 0.0% 2012 7,850,042 - 7,850,042 7,759,174 98.8% 33,453 7,792,627 99.3% (57,415) - 0.0% 2013 7,900,724 - 7,900,724 7,827,356 99.1% 40,255 7,867,611 99.6% (33,113) - 0.0% 2014 8,151,086 - 8,151,086 8,109,373 99.5% 30,264 8,139,637 99.9% (7,013) 4,436 0.1% 2015 8,535,565 - 8,535,565 8,498,745 99.6% 22,697 8,521,442 99.8% (12,524) 1,599 0.0% 2016 9,205,700 - 9,205,700 9,177,787 99.7% 22,805 9,200,592 99.9% (3,733) 1,375 0.0% 2017 9,430,000 - 9,430,000 9,416,303 99.9% 10,813 9,427,116 100.0% (1,546) 1,338 0.0% 2018 9,870,000 - 9,870,000 9,850,163 99.8% 9,240 9,859,403 99.9% (5,488) 5,109 0.1% 2019 10,310,000 - 10,310,000 10,289,339 99.8% - 10,289,339 99.8% (146) 20,515 0.2% TAX INCREMENTS Total Tax Collections in Abatements Fiscal Levy for Tax Net % of Subsequent % of and % of Year Fiscal Year Credits Levy Amount Net Levy Years Amount Net Levy Adjustments Amount Net Levy 2010 1,193,383$ -$ 1,193,383$ 1,144,243$ 95.9% 36,309$ 1,180,552$ 98.9%(12,831)$ -$ 0.0% 2011 1,071,686 - 1,071,686 1,044,309 97.4% 25,742 1,070,051 99.8%(1,635) - 0.0% 2012 955,039 - 955,039 953,400 99.8% - 953,400 99.8%(1,639) - 0.0% 2013 971,745 - 971,745 970,071 99.8% - 970,071 99.8%(1,674) - 0.0% 2014 869,425 - 869,425 869,339 100.0% 60 869,399 100.0%(26) - 0.0% 2015 729,130 - 729,130 727,558 99.8% - 727,558 99.8%(1,572) - 0.0% 2016 668,351 - 668,351 668,351 100.0% - 668,351 100.0%- - 0.0% 2017 650,375 - 650,375 648,033 99.6% - 648,033 99.6%(2,342) - 0.0% 2018 640,584 - 640,584 638,278 99.6% - 638,278 99.6%(2,306) - 0.0% 2019 679,925 - 679,925 679,925 100.0% - 679,925 100.0%- - 0.0% Source: Wright County Year of the Net Levy to Date Total Uncollected Collected within the Total Collections Year of the Net Levy to Date Total Uncollected Collected within the Total Collections 96 CITY OF MONTICELLO Principal Property Taxpayers Current Year and Nine Years Ago Percentage of Percentage of (1)Taxable Net Tax Total Net Tax Taxable Net Tax Total Net Tax Taxpayer Market Value Capacity Value Rank Capacity Value Market Value Capacity Value Rank Capacity Value Xcel Energy (Northern States)804,626,600$ 16,079,435$ 1 54.0%264,106,700$ 5,275,739$ 1 29.4% IRET Properties 24,812,800 310,160 2 1.0% CentraCare Medical Center (New River)12,808,500 255,380 3 0.9%9,706,800 193,386 4 1.1% Mills Fleet Farm 12,868,000 254,360 4 0.9% Target Corporation 10,000,000 199,250 5 0.7%13,161,600 262,482 2 1.5% Walmart Real Estate Bus Trust 9,648,000 192,210 6 0.6%12,954,100 255,996 3 1.4% Home Depot USA, Inc.6,501,500 129,280 7 0.4%8,263,000 164,510 5 0.9% Clear Creek Land Company LLC 6,244,400 124,138 8 0.4% Spirit Master Funding (Muller Theatres)5,532,300 109,515 9 0.4%6,419,200 127,226 10 0.7% AX TC Retail, LP 5,259,500 103,690 10 0.3% Ryan Companies 8,742,900 147,516 6 0.8% Jacob Holdings of Sandberg Road 7,419,000 146,880 7 0.8% L&P Ventures, LLC 7,416,600 140,374 8 0.8% Jacob Holdings of Monticello, LLC 6,483,900 127,936 9 0.7% 898,301,600$ 17,757,418$ 59.6%344,673,800$ 6,842,045$ 38.1% (1) The market value and taxable net tax capacity value is for taxes levied in 2019, which are payable in 2020. Source: Wright County Certificate of Taxes and Taxable Properties and 2010 City of Monticello CAFR 2019 2010 97 CITY OF MONTICELLO New Construction and Bank Deposits Last Ten Fiscal Years New New New New Total New Commercial Commercial Residential Residential Residential &Percent Year Permits Value Permits Value Commercial Total (1)Change 2010 3 2,070,000$ 2 319,118$ 2,389,118$ 1,288,460$ -3.4% 2011 5 1,987,000 2 336,606 2,323,606 1,389,163 7.8% 2012 2 880,000 22 3,520,415 4,400,415 1,407,421 1.3% 2013 3 1,790,000 52 8,920,580 10,710,580 1,425,497 1.3% 2014 3 2,106,000 72 12,317,617 14,423,617 1,486,376 4.3% 2015 2 763,000 44 8,836,399 9,599,399 1,557,782 4.8% 2016 7 19,425,000 61 12,750,071 32,175,071 1,643,984 5.5% 2017 3 3,270,264 64 13,358,118 16,628,382 1,765,565 7.4% 2018 4 6,783,829 58 12,148,575 18,932,404 1,827,691 3.5% 2019 4 7,228,571 56 10,712,880 17,941,451 1,915,042 4.8% (1) Reported for Wright County as of June 30 Source: City of Monticello building department and FDIC Market Share Reports Bank Deposits (000s)Building Permits $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 New Residential and Commercial Construction Residential Commercial 98 CITY OF MONTICELLO Water Sold by Customer Type Last Ten Fiscal Years (gallons) Total % of % of % of % of Water % of Year Residential Total Commercial Total Industrial Total Government Total Sold Total 2010 376,687,840 67.1%90,001,208 16.0%47,225,176 8.4%47,227,405 8.4%561,141,629 100.0% 2011 348,580,072 66.0%84,194,027 15.9%50,971,196 9.7%44,219,755 8.4%527,965,050 100.0% 2012 426,358,402 69.0%97,281,410 15.7%46,654,712 7.5%47,866,428 7.7%618,160,952 100.0% 2013 383,079,041 68.8%85,819,687 15.4%45,954,136 8.2%42,206,803 7.6%557,059,667 100.0% 2014 328,835,772 68.2%79,370,922 16.5%38,308,124 7.9%35,566,000 7.4%482,080,818 100.0% 2015 325,188,041 68.1%76,283,322 16.0%38,897,216 8.1%37,005,919 7.8%477,374,498 100.0% 2016 329,068,876 67.7%77,795,226 16.0%42,407,860 8.7%36,647,583 7.5%485,919,545 100.0% 2017 371,596,967 67.7%93,770,712 17.1%43,220,312 7.9%40,409,649 7.4%548,997,640 100.0% 2018 352,322,681 67.3%89,911,481 17.2%43,067,083 8.2%38,128,401 7.3%523,429,646 100.0% 2019 307,411,101 64.0%93,783,767 19.5%44,120,527 9.2%35,187,913 7.3%480,503,308 100.0% Source: City of Monticello utility billing department 0 100 200 300 400 500 600 700 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019MillionsWater Sold by Customer Type (gallons) Government Industrial Commercial Residential 99 CITY OF MONTICELLO Water and Sewage Utility Rates Last Ten Fiscal Years Rate Tier 1 Rate Tier 2 Rate Tier 3 Rate Tier 4 Rate Tier 1 Rate Tier 2 Rate Tier 3 Rate Tier 4 Rate Tier 1 Rate Tier 1 Base Rate 501–4,000 4,001–13,369 Over 13,369 Base Rate 501–4,000 4,001–13,369 Over 13,369 Base Rate Over 500 Fiscal First 500 per 100 per 100 per 100 First 500 per 100 per 100 per 100 First 500 per 100 Year Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet 2010 13.00$ 0.85$ 0.95$ N/A 14.75$ 0.95$ N/A N/A 15.15$ 2.75$ 2011 14.30 0.95 1.10 1.20 14.30 0.95 1.10 1.20 16.75 3.00 2012 15.44 1.03 1.19 1.30 15.44 1.03 1.19 1.30 18.76 3.36 2013 17.00 1.13 1.31 1.43 17.00 1.13 1.31 1.43 20.65 3.70 2014 17.00 1.13 1.31 1.43 17.00 1.13 1.31 1.43 20.65 3.70 2015 17.85 1.19 1.38 1.50 17.85 1.19 1.38 1.50 21.69 3.89 2016 18.85 1.22 1.41 1.50 18.85 1.22 1.41 1.50 22.69 3.97 Rate Tier 1 Rate Tier 2 Rate Tier 3 Rate Tier 4 Rate Tier 1 Rate Tier 2 Rate Tier 3 Rate Tier 4 Rate Tier 1 Rate Tier 1 Base Rate 1,001–10,000 10,001–33,000 Over 33,000 Base Rate 1,001–10,000 10,001–33,000 Over 33,000 Base Rate Over 1,000 Fiscal First 1,000 per 1,000 per 1,000 per 1,000 First 1,000 per 1,000 per 1,000 per 1,000 First 1,000 per 1,000 Year Gallons Gallons Gallons Gallons Gallons Gallons Gallons Gallons Gallons Gallons 2017 6.45 1.66 1.92 2.09 6.45 1.66 1.92 2.09 8.05 5.48 2018 6.95 1.70 1.97 2.15 6.95 1.70 1.97 2.15 8.75 5.63 2019 7.10 1.74 2.02 2.21 7.10 1.74 2.02 2.21 9.00 5.77 N/A – Not Available Note: The city began billing monthly in 2017. Source: City of Monticello fee schedule Residential Commercial Water Sewage Residential Commercial Water Sewage 100 CITY OF MONTICELLO Ratios of Outstanding Debt by Type Last Ten Fiscal Years 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Governmental activities General obligation bonds Special assessment 21,320,000$ 29,490,000$ 26,625,000$ 13,010,000$ 12,203,653$ 11,689,653$ 12,730,000$ 12,695,000$ 10,925,000$ 9,200,000$ Other 11,531,903 10,196,903 8,877,403 7,506,653 10,487,000 9,563,000 7,686,000 5,785,000 5,375,000 11,600,000 Tax abatement - - - - - - - 2,960,000 7,800,000 8,390,000 Net premium (discount) 572,079 818,803 744,748 265,320 67,350 190,196 159,266 128,336 105,777 69,187 Total GO bonds 33,423,982 40,505,706 36,247,151 20,781,973 22,758,003 21,442,849 20,575,266 21,568,336 24,205,777 29,259,187 Certificates of indebtedness - - - 445,000 385,000 325,000 265,000 200,000 135,000 70,000 Total general obligation debt 33,423,982 40,505,706 36,247,151 21,226,973 23,143,003 21,767,849 20,840,266 21,768,336 24,340,777 29,329,187 Non-general obligation bonds Revenue 4,612,454 3,690,898 2,739,341 1,782,784 985,000 - - - - - Total governmental activites 38,036,436$ 44,196,604$ 38,986,492$ 23,009,757$ 24,128,003$ 21,767,849$ 20,840,266$ 21,768,336$ 24,340,777$ 29,329,187$ Business-type activities General obligation revenue bonds 747,097$ 654,097$ 568,597$ 3,479,347$ 3,206,347$ 2,930,347$ 2,460,000$ 2,280,000$ 2,095,000$ 1,910,000$ Non-general obligation Revenue bonds 26,445,000 26,445,000 26,445,000 26,445,000 - - - - - - PFA loans - - - - - 615,268 1,927,850 1,998,402 1,903,000 1,800,000 Net premium (discount) (457,441) (434,904) (412,366) (360,211) 31,941 30,339 27,354 23,495 21,510 19,524 Total business-type activities 26,734,656$ 26,664,193$ 26,601,231$ 29,564,136$ 3,238,288$ 3,575,954$ 4,415,204$ 4,301,897$ 4,019,510$ 3,729,524$ Total primary government 64,771,092$ 70,860,797$ 65,587,723$ 52,573,893$ 27,366,291$ 25,343,803$ 25,255,470$ 26,070,233$ 28,360,287$ 33,058,711$ % of personal income (1) 15.8% 15.3% 13.2% 10.1% 5.1% 4.4% 4.2% 4.2% 4.4% 4.8% Per capita debt (1) 5,632$ 5,554$ 5,071$ 4,055$ 2,106$ 1,931$ 1,899$ 1,944$ 2,093$ 2,399$ (1) See the Schedule of Demographic and Economic Statistics. Source: Details regarding the city’s outstanding debt can be found in the notes to basic financial statements. 101 CITY OF MONTICELLO Ratios of Net General Obligation Bonded Debt Outstanding Last Ten Fiscal Years Percentage of Less Net Estimated General Position Actual Market Obligation Restricted for Value of Year Bonds (1)Debt Service Total Property (2)Per Capita (3) 2010 34,171,079$ 18,337,866$ 15,833,213$ 1.33%1,377$ 2011 41,159,803 16,894,936 24,264,867 2.19%1,902 2012 36,815,748 13,061,044 23,754,704 1.95%1,836 2013 24,706,320 9,660,316 15,046,004 1.25%1,161 2014 26,349,350 9,942,901 16,406,449 1.08%1,263 2015 24,728,535 9,266,800 15,461,735 0.90%1,178 2016 23,327,620 7,009,231 16,318,389 0.89%1,227 2017 24,071,831 6,359,147 17,712,684 0.90%1,321 2018 26,457,287 6,082,504 20,374,783 1.03%1,503 2019 31,258,711 5,251,080 26,007,631 1.27%1,887 (1) Does not include revenue bonds. (2) See the Schedule of Taxable Net Tax Capacity Value and Estimated Market Value of Taxable Property for the estimated actual market value. (3) See the Schedule of Demographic and Economic Statistics. Source: Details regarding the city’s outstanding debt can be found in the notes to basic financial statements. 102 CITY OF MONTICELLO Legal Debt Margin Information Last Ten Fiscal Years 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 35,646,663$ 33,196,242$ 36,591,591$ 35,671,296$ 45,407,112$ 51,363,756$ 54,853,128$ 58,860,603$ 59,224,632$ 61,629,411$ Total net debt applicable to debt limit 4,985,000 4,365,000 3,795,000 6,200,000 10,872,000 9,888,000 7,951,000 8,945,000 13,310,000 20,060,000 Legal debt margin 30,661,663$ 28,831,242$ 32,796,591$ 29,471,296$ 34,535,112$ 41,475,756$ 46,902,128$ 49,915,603$ 45,914,632$ 41,569,411$ Total net debt applicable to debt limit as a percentage of debt limit 14.0% 13.1% 10.4% 17.4% 23.9% 19.3% 14.5% 15.2% 22.5% 32.5% Market value 2,054,313,700$ Debt limit (3% of market value) 61,629,411$ Debt applicable to limit General obligation bonds 31,170,000 Less amounts for general obligation bonds not subject to debt limit (11,110,000) Total net debt applicable to limit 20,060,000 Legal debt margin 41,569,411$ Source: Details regarding the city’s outstanding debt can be found in the notes to basic financial statements. Market value data provided in Wright County Certificate of Taxes and Taxable Properties. Legal Debt Margin Calculation for Fiscal Year 2019 Fiscal Year Legal debt limit 103 CITY OF MONTICELLO Computation of Direct and Overlapping Debt As of December 31, 2019 Estimated Gross percentage Amount bonded debt applicable applicable to Jurisdiction outstanding to city (1)city DIRECT DEBT: City of Monticello 29,329,187$ 100.0%29,329,187$ OVERLAPPING DEBT: I.S.D. 882 49,895,000 73.7%36,772,615 Wright County 153,290,000 16.9%25,906,010 Total Overlapping Debt 62,678,625 Total direct and overlapping debt 92,007,812$ (1) Note: Source: The Wright County auditor provided the debt outstanding and estimated applicable percentages for the school district and county. The percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicable percentages were estimated by determining the portion of the government’s taxable assessed value that is within the City’s boundaries and dividing it by the government’s total taxable assessed value. Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City. This process recognizes that, when considering the government’s ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident and, therefore, responsible for repaying the debt of each overlapping government. 104 CITY OF MONTICELLO Schedule of General Obligation Revenue Bond Coverage Last Ten Fiscal Years Sewage Fund: Net Revenue Gross Operating Available for Year (3)Revenues (1)Expenses(2)Debt Service Principal Interest Total Coverage 2013 2,006,718$ 1,476,418$ 530,300$ -$ -$ -$ - 2014 2,081,660 1,570,197 511,463 273,000 91,963 364,963 140.1% 2015 2,083,122 1,479,157 603,965 276,000 84,158 360,158 167.7% 2016 2,223,252 1,411,831 811,421 570,830 78,002 648,832 125.1% 2017 2,472,774 1,552,617 920,157 289,000 63,823 352,823 260.8% 2018 2,581,833 1,674,428 907,405 287,149 81,125 368,274 246.4% 2019 2,443,856 1,596,714 847,142 288,000 76,826 364,826 232.2% (1) Total revenues does not include investment earnings. (2) Total operating expenses excluding depreciation. (3) The first year of bond payments is 2014. Schedule excludes telecommunications bonds. No other revenue bonds existed before 2013. Source: Finance Department Debt Service Requirements (3) 105 CITY OF MONTICELLO Demographic and Economic Statistics Last Ten Fiscal Years Per Estimated Capita Unemployment School Personal Personal Year Population (1)rate (2)Enrollment (3)Income (4)Income (5) 2010 11,501 8.8%3,932 410,758,215$ 35,715$ 2011 12,759 7.5%3,921 462,041,667 36,213 2012 12,935 6.2%3,989 498,178,590 38,514 2013 12,964 4.6%4,031 520,193,464 40,126 2014 12,993 3.8%4,010 531,660,567 40,919 2015 13,125 3.7%4,115 570,058,125 43,433 2016 13,299 4.3%4,119 603,960,786 45,414 2017 13,409 3.5%4,074 620,461,248 46,272 2018 13,553 3.4%4,157 644,811,081 47,577 2019 13,782 3.5%4,053 691,594,542 50,181 Notes/sources: (1) (2) (3) (4) (5) 2010 U.S. Bureau of Census; 2011–2019 Minnesota State Demographic Center population estimates. Annual average unemployment rate for Wright County provided by the Minnesota Department of Employment & Economic Development. ISD No. 882 enrollment information was obtained from the District's CAFR for the year ended June 30, 2019. This estimated personal income number is calculated by taking the per capita personal income and multiplying it by the city’s population. Also see note (5) regarding the per capita personal income figures. Per capita personal income data is provided by the Bureau of Economic Analysis. Monticello's estimates are based on Wright County information. Wright County, where Monticello is located, is the smallest, relevant statistical tracking area. Data is subject to annual revisions by the Bureau of Economic Analysis. 106 CITY OF MONTICELLO Principal Employers Current Year and Nine Years Ago Percentage of Percentage of Total City Total City Employer Employees Rank Employment (1)Employees Rank Employment (1) Xcel Energy (Northern States)600 1 8.1%450 4 7.3% ISD No. 882 (Monticello)576 2 7.8%875 1 14.2% CentraCare Medical Center (New River)500 3 6.8%550 2 8.9% Cargill Kitchen Solutions (Sunny Fresh)350 4 4.7%465 3 7.5% Wal-Mart Supercenter 300 5 4.1%375 5 6.1% City of Monticello 202 6 2.7%151 6 2.4% Home Depot 150 7 2.0% Target 150 7 2.0% Ultra Machine Corporation 140 9 1.9%135 8 2.2% Cub Foods 100 10 1.4%123 9 2.0% Denny Hecker Monticello 150 7 2.4% Monticello Clinic 98 10 1.6% 3,068 43.5%3,372 54.7% (1) The city estimates its workforce by using the city's percentage of total county population and multiplying that number by the county's total workforce. Source: City of Monticello 2019A Bond Statement and 2010 City of Monticello CAFR 2019 2010 107 CITY OF MONTICELLO City Government Employees by Function/Program Last Ten Fiscal Years 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Employees by function General Fund General government 11.00 11.00 11.00 11.00 12.50 12.50 13.50 11.50 11.50 11.50 Public Safety Building 3.00 3.00 3.00 3.00 3.00 4.00 4.00 4.00 3.00 3.00 Fire marshal - - - - - - - - 1.00 1.00 Public works Engineering 3.00 3.00 3.00 1.00 1.00 1.00 1.00 1.00 2.00 2.00 Maintenance(1)19.50 19.00 19.00 19.00 18.50 18.50 18.50 10.50 9.50 9.60 Recreation and culture Parks 5.00 5.00 5.00 5.00 5.00 5.00 5.00 13.00 10.00 8.90 Community development 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Special Revenue Funds Recreation and culture Community center-FT 8.00 8.00 8.00 8.00 7.50 7.50 7.50 7.50 7.50 7.50 Community center-PT(2)36.50 36.50 36.50 36.50 36.50 36.50 36.50 38.10 37.30 35.00 Enterprise Funds Sewer/water 4.00 4.00 4.00 4.00 4.00 5.00 5.00 6.00 6.00 6.50 Deputy registrar(3)5.00 5.00 5.00 5.00 5.00 5.00 5.00 7.50 7.00 7.60 Liquor store 10.00 10.00 10.00 10.00 11.50 11.50 11.50 12.40 13.10 14.20 FiberNet(4)11.00 11.50 11.50 8.50 8.50 8.50 - - - - Total 118.00 118.00 118.00 113.00 115.00 117.00 109.50 113.50 109.90 108.80 Employees by fund type General Fund 43.50 43.00 43.00 41.00 42.00 43.00 44.00 42.00 39.00 38.00 Special Revenue Funds 44.50 44.50 44.50 44.50 44.00 44.00 44.00 45.60 44.80 42.50 Enterprise Funds 30.00 30.50 30.50 27.50 29.00 30.00 21.50 25.90 26.10 28.30 118.00 118.00 118.00 113.00 115.00 117.00 109.50 113.50 109.90 108.80 FT = Full-time PT = Part-time (1) Includes seasonal public works (2) Years 2010-2013 were estimated 2014 levels as data was not previously tracked. (3) Prior to 2013, the deputy registrar function was included with general government. Prior years were restated. (4) Management and operations were contracted out beginning July 1, 2016. Source: City of Monticello human resources department Fiscal Year 108 CITY OF MONTICELLO Operating Indicators by Function Last Ten Fiscal Years 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Function Fire Calls for service 282 284 237 270 286 262 270 312 269 294 Public works Salt (tons) 521 445 300 475 385 534 525 461 585 752 Sand (tons) 710 547 335 325 600 285 300 397 329 432 Crack sealant (pounds) 23,580 11,384 1,492 25,739 23,282 29,580 49,039 46,721 46,868 47,176 Asphalt repairs (tons of asphalt) 200 253 220 225 190 293 220 167 164 492 Recreation and culture Shade trees planted 150 140 220 275 270 257 280 320 305 314 Diseased trees removed 180 113 205 71 46 208 60 40 12 15 Trails maintained (miles) 17 17 17 17 18 18 20 40 40 41 Community center users 183,527 190,014 175,272 211,234 204,134 199,228 197,523 188,124 183,523 183,521 Program sales 167,723$ 168,159$ 162,227$ 192,708$ 184,125$ 213,924$ 193,628$ 162,461$ 183,194$ 112,506$ Rental revenue 184,913$ 154,962$ 149,733$ 163,329$ 150,964$ 154,938$ 168,353$ 190,343$ 199,200$ 197,351$ Economic development Permits issued 495 372 632 659 721 768 802 911 856 837 Permit valuation 9,033,078$ 5,333,124$ 12,285,873$ 15,821,223$ 19,714,895$ 36,242,742$ 59,426,683$ 43,853,123$ 33,125,788$ 45,723,446$ New single-family dwellings 2 2 22 52 72 44 61 64 58 56 Water Meters/remotes replaced 145 215 418 235 598 694 991 734 606 426 Curb box repairs (water valves) 200 200 100 100 100 100 100 100 50 4 Hydrant repair 175 430 300 300 203 430 250 177 159 65 Residential water gallons used 376,687,840 348,580,072 426,358,402 383,079,041 328,835,772 325,188,041 329,068,876 371,596,967 352,322,681 307,411,101 Avg. daily consumption (MG) 1.625 1.557 1.798 1.621 1.400 1.308 1.419 1.580 1.540 1,401 Max. daily gallons pumped (MG) 3.565 4.116 4.590 4.269 4.031 3.203 3.450 4.168 3.400 3,064 Sewer Sewage flow (MG) 398 431 408 392 435 417 432 445 434 473 Thickened sludge (wet tons) n/a n/a n/a n/a 1,924 1,549 1,449 1,578 2,115 2,145 Thickened sludge (dry tons) n/a n/a n/a n/a 264 236 216 229 333 336 Dry tons as % of wet tons n/a n/a n/a n/a 0 0 14.9% 14.5% 15.7% 15.7% Library Items checked out 248,327 228,886 237,938 263,220 199,182 195,235 190,433 182,986 182,691 171,460 Programs offered 164 153 149 173 169 167 212 290 287 243 Program participants 3,604 3,807 3,761 3,773 3,788 3,919 4,306 5,336 5,059 4,788 Fiscal Year (continued) 109 CITY OF MONTICELLO Operating Indicators by Function Last Ten Fiscal Years (continued) 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Fiber optics Customers n/a n/a n/a n/a 1,539 1,574 1,630 1,671 1,639 1,701 Service subscriptions n/a n/a n/a n/a 2,755 2,656 2,589 2,528 2,388 2,381 TV customers n/a n/a n/a n/a 813 714 641 543 458 395 Phone customers n/a n/a n/a n/a 582 518 461 431 386 362 Internet customers n/a n/a n/a n/a 1,360 1,424 1,487 1,554 1,544 1,624 Liquor store Transactions n/a n/a n/a n/a 229,236 237,535 235,901 248,356 261,071 267,276 Average liquor sale transaction n/a n/a n/a n/a 22 22.42$ 22.39$ 22.42$ 22.56$ 23.07$ Beer sales 2,289,801$ 2,328,735$ 2,483,194$ 2,539,168$ 2,604,942$ 2,763,478$ 2,768,394$ 2,933,853$ 3,074,408$ 3,252,142$ Liquor sales 1,251,448$ 1,343,109$ 1,396,521$ 1,506,776$ 1,546,118$ 1,634,198$ 1,624,908$ 1,739,562$ 1,909,953$ 2,019,096$ Wine sales 657,562$ 748,908$ 812,832$ 860,817$ 868,779$ 927,732$ 889,082$ 894,151$ 904,385$ 894,005$ Other sales n/a n/a n/a 138,854$ 145,903$ 166,654$ 171,420$ 192,615$ 201,482$ 212,052$ Gross profit margin % - beer 20.4% 19.1%20.3% 22.5% 21.4% 25.6% 21.1% 23.2% 21.4% 22.5% Gross profit margin % - liquor 29.6% 28.0%29.3% 27.7% 30.3% 29.8% 29.0% 26.6% 29.0% 30.1% Gross profit margin % - wine 26.8% 28.5%31.4% 29.7% 30.7% 31.5% 32.5% 34.4% 32.5% 31.8% Annual sales increase 2.9% 3.9%4.1% 4.1% 2.4% 6.3% -0.7% 5.6% 5.7% 4.7% Deputy registrar (DMV) Motor vehicle transactions 51,250 54,814 56,211 55,261 60,051 64,927 67,508 70,605 110,574 129,825 DNR transactions 5,982 5,616 5,465 5,727 5,949 5,914 6,318 5,873 7,009 8,148 Game/fish transactions 156 325 509 445 433 387 600 647 549 709 Drivers licenses transactions 605 579 814 951 1,462 1,294 1,465 1,390 1,411 1,283 Total transactions 57,993 61,334 62,999 62,384 67,895 72,522 75,891 78,515 119,543 139,965 Dealerships serviced n/a n/a n/a 19 19 19 21 27 28 30 Net revenue per transaction n/a 1.71$ 2.75$ 2.68$ 2.91$ 3.02$ 3.05$ 2.66$ 2.21$ 3.48$ N/A = Not Available MG = Millions of Gallons Notes: Indicators are not available for the general government function. State implementation of MNLARS changed how transactions are counted beginning in 2018. Sources: Various city departments Fiscal Year 110 CITY OF MONTICELLO Capital Assets Statistics by Function Last Ten Fiscal Years 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 Function Public safety Fire Fire stations in service 1 1 1 1 1 1 1 1 1 1 Number of volunteers 30 30 30 30 30 30 30 30 30 30 Public works Streets (miles)68.0 68.0 68.0 68.0 68.0 68.0 68.0 69.0 70.0 70.0 Recreation and culture Parks acreage 509 635 635 696 860 326 367 367 404 404 Parks 28 28 28 28 30 30 30 30 30 30 Park buildings 15 15 15 15 15 15 15 15 18 18 Community center (sq. ft.)81,000 81,000 81,000 82,000 82,000 82,000 82,000 82,000 82,000 82,000 Water Fire hydrants 700 700 700 700 700 700 700 700 700 700 Note: No capital asset indicators are available for the general government and economic development functions. Note: The city contributed jointly-owned land at the Bertram Chain of Lakes to Wright County in 2015. Source: Various city departments 111 Schedule of Cash Flows Adjusted for Additional City Funding of Fiber Optics Fund Last Five Fiscal Years 2015 2016 2017 2018 2019 Cash flows from operating activities Cash received from customers and users 1,733,236$ 1,613,032$ 1,886,377$ 1,679,899$ 1,789,793$ Cash paid to suppliers for goods and services (1,332,231) (1,657,929) (1,955,033) (1,877,048) (1,465,167) Cash paid to employees (565,657) (322,670) (18,367) (205) (244) Cash paid to other funds for services provided (24,291) (26,929) - (1,530) (1,194) Net cash used by operating activities (188,943) (394,496) (87,023) (198,884) 323,188 Cash flows from noncapital financing activities Transfers from other funds 450,000 350,000 180,000 130,000 - Cash flows from capital and related financing activities Sale of assets 29,850 - - - - Cash flows from investing activities Interest on investments 8,255 5,783 4,490 3,216 16,259 Net increase (decrease) in cash and cash equivalents 299,162 (38,713) 97,467 (65,668) 339,447 Additional city funding Transfer from liquor fund (450,000) (350,000) (180,000) (130,000) - 2014A debt service paid by property tax levy (163,712) (515,519) (512,086) (512,665) (512,357) Adjusted net decrease in cash and cash equivalents (314,550)$ (904,232)$ (594,619)$ (708,333)$ (172,910)$ CITY OF MONTICELLO $(1,000,000) $(800,000) $(600,000) $(400,000) $(200,000) $- $200,000 $400,000 $600,000 2015 2016 2017 2018 2019 Fiber Optics Fund Cash Flows Net increase (decrease) in cash and cash equivalents Transfer from liquor fund 2014A debt service paid by property tax levy Adjusted net decrease in cash and cash equivalents 112 BACK COVER