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2020 Monticello Annual Comprehensive Financial ReportComprehensive Annual Financial Report City of MonƟcello, Minnesota For the Fiscal Year Ended December 31, 2020 City of Monticello Wright County, Minnesota COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED DECEMBER 31, 2020 Prepared by THE FINANCE DEPARTMENT Sarah Rathlisberger, Finance Director ● Liz Lindrud, Senior Accountant Julie Cheney, Finance Assistant ● Cheri Butler, Payroll Clerk Debbie Davidson, Finance Clerk ● Pat Kovich, Utility Billing Specialist CITY OF MONTICELLO Comprehensive Annual Financial Report Table of Contents December 31, 2020 INTRODUCTORY SECTION Page Letter of Transmittal 1 GFOA Certificate of Achievement for Excellence in Financial Reporting 4 Organization Chart 5 Directory of Officials 6 FINANCIAL SECTION Independent Auditor's Report 7 Management's Discussion and Analysis 9 Basic Financial Statements Government-wide Financial Statements Statement of Net Position 19 Statement of Activities 21 Fund Financial Statements Balance Sheet - Governmental Funds 22 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position 23 Statement of Revenues, Expenditures and Changes in Fund Balance - Governmental Funds 24 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities 25 Statement of Net Position - Proprietary Funds 26 Statement of Revenues, Expenses and Changes in Net Position - Proprietary Funds 29 Statement of Cash Flows - Proprietary Funds 30 Notes to the Financial Statements 33 Required Supplementary Information Schedule of Employer's Share and Non-Employer Proportionate Share of Net Pension Liability - Public Employees Retirement Association 57 Schedule of Employer's Pension Contibutions - Public Employees Retirement Association 58 Schedule of Changes in the Fire Relief Association's Net Pension Liability (Asset) and Related Ratios 59 Schedule of Employer's Pension Contributions - Monticello Fire Department Relief Association 60 Schedule of Changes in the City's Total OPEB Liability and Related Ratios 61 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - General Fund 62 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - Community Center Fund 64 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - Economic Development Authority Fund 65 Notes to the Required Supplementry Information 66 Combining and Individual Fund Financial Statements and Schedules Nonmajor Governmental Funds Combining Balance Sheet 69 Combining Statement of Revenues, Expenditures and Changes in Fund Balance 70 (continued) I CITY OF MONTICELLO Comprehensive Annual Financial Report Table of Contents December 31, 2020 (continued) Internal Service Funds Page Combining Statement of Net Position 71 Combining Statement of Revenues, Expenses and Changes in Net Position 72 Combining Statement of Cash Flows 73 Other Supplementry Schedules Schedule of Revenues (Sources) and Expenditures (Uses) - General Fund 75 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - Small Cities Development Program 79 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - Cemetery Fund 80 Schedule of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual - CDBG-Revitalization Fund 81 Schedule of Assets, Liabilities, Deferred Inflows of Resources and Fund Balances - Economic Development Authority 82 Schedule of Revenues, Expenditures and Other Financing Uses - Economic Development Authority 84 Schedule of Assets, Liabilities, Deferred Inflows of Resources and Fund Balances - Debt Service Activities 86 Schedule of Revenues, Expenditures and Other Financing Sources (Uses) - Debt Service Activities 87 STATISTICAL SECTION Financial trends Net Position by Component - Last Ten Fiscal Years 89 Changes in Net Position - Last Ten Fiscal years 90 General Governmental Tax Revenues by Source - Last Ten Fiscal Years 92 Fund Balances of Governmental Funds - Last Ten Fiscal Years 93 Changes in Fund Balances of Governmental Funds - Last Ten Fiscal Years 94 Governmental Funds Tax Revenues by Source - Last Ten Fiscal Years 95 Revenue capacity Tax Capacity Value and Estimated Market Value of Taxable Property - Last Ten Fiscal Years 96 Property Tax Rates - All Direct and Overlapping Governments - Last Ten Fiscal Years 97 Property Tax Levies and Collections - Last Ten Fiscal Years 98 Principal Property Taxpayers - Current Year and Nine Years Ago 99 New Construction and Bank Deposits - Last Ten Fiscal Years 100 Water Sold by Customer Type - Last Ten Fiscal Years 101 Water and Sewage Utility Rates - Last Ten Fiscal Years 102 Debt capacity Ratios of Outstanding Debt by Type - Last Ten Fiscal Years 103 Ratios of Net General Obligation Bonded Debt Outstanding - Last Ten Fiscal Years 104 Legal Debt Margin Information - Last Ten Fiscal Years 105 Computation of Direct and Overlapping Debt - As of December 31, 2020 106 Schedule of General Obligation Revenue Bond Coverage - Last Ten Fiscal Years 107 Economic and demographic information Demographic and Economic Statistics - Last Ten Fiscal Years 108 Principal Employers - Current Year and Nine Years Ago 109 Operating information City Government Employees by Function/Program - Last Ten Fiscal Years 110 Operating Indicators by Function - Last Ten Fiscal Years 111 Capital Assets Statistics by Function - Last Ten Fiscal Years 113 Schedule of Cash Flows Adjusted for Additional City Funding of Fiber Optics Fund -Last Six Fiscal Years 114 II INTRODUCTORY SECTION May 14, 2021 To the Honorable Mayor, Members of the City Council, and the Residents of the City of Monticello: The city is pleased to present the Comprehensive Annual Financial Report (Financial Report) of the City of Monticello, Minnesota (the city) for the fiscal year ended December 31, 2020. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with the city. To the best of our knowledge and belief, the enclosed data is accurate, in all material respects, and is reported in a manner designed to present fairly the financial position and results of operations of the various funds of the city. All disclosures necessary to enable the reader to gain an understanding of the city’s financial activities have been included. Management assumes full responsibility for the completeness and reliability of the information contained in this report, based upon a comprehensive framework of internal control that it has established for this purpose. Because the cost of internal control should not exceed anticipated benefits, the objective is to provide reasonable, rather than absolute, assurance that the financial statements are free of any material misstatements. The city’s financial statements have been audited by Malloy, Montague, Karnowski, Radosevich & Co., P.A. (MMKR), a firm of licensed certified public accountants. The goal of the independent audit is to provide reasonable assurance that the financial statements of the city for the fiscal year ended December 31, 2020 are free of material misstatements. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unmodified opinion that the city’s financial statements for the fiscal year ended December 31, 2020, are fairly presented in conformity with accounting principles generally accepted in the United States of America. The independent Letter of Transmittal CITY OF MONTICELLO auditor’s report is presented as the first component of the financial section of this report. The preparation of this Financial Report is a requirement of state law. Also, the Financial Report is required by the bond rating agencies before they will rate the city’s bonds. The report can be used by the city council and residents of the city to gain a better understanding of the financial condition of the city. Accounting principles generally accepted in the United States of America require that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The city’s MD&A can be found immediately following the independent auditor’s report. PROFILE OF THE CITY The city is situated in a prime location on Interstate 94 between the cities of Minneapolis/St. Paul and St. Cloud. The city has experienced remarkable growth within the last 10 years in the residential, commercial, office, and retail sectors. The city is a freestanding urban fringe community encompassing approximately 5,000 acres and a population of 13,886. The city is home to one of Minnesota’s two nuclear power plants, both owned by Xcel Energy, Inc. (NYSE: XEL). With a small carbon footprint, the Xcel plant is also the city’s largest employer and property taxpayer. Additionally, Monticello’s business friendly environment provides a home for Cargill Kitchen Solutions. The privately-owned, agri-giant is the city’s largest customer of water and sewage utility services. The city was founded by second-generation Americans who migrated west in the mid-1800s. Early settlers found the gently sloping banks and shallow levels of the Mississippi River made a logical place for a river crossing. Incorporated in 1856, the city grew quickly during the early settlement years and then leveled to a population of about 1,300. It was this original settlement that became the core city and survives today as downtown Monticello. The city is categorized as a 501(a) entity by IRS Code and operates under the “Optional Plan A” form of government as defined in Minnesota Statutes. Under this plan, the government of the city is directed by a city council composed of an elected mayor and four elected city council members. The city council exercises legislative authority and determines all matters of policy. The city council appoints personnel responsible for the proper administration of all affairs relating to the city. Council members serve four-year terms, with two members 1 Letter of Transmittal CITY OF MONTICELLO elected every two years. The mayor is elected for a two-year term. The mayor and members of the city council are elected at large. The city provides a full range of services: the construction and maintenance of streets and other infrastructure; snow removal; park and cemetery maintenance; recreational and cultural activities; water, sewer, stormwater, and residential garbage and recycling systems; community development, building inspection, planning, police, fire, liquor store, and deputy registrar operations; a city-run fiber optic system and community center; and general government operations, including administration, finance/accounting, information systems, community information, and general government buildings. The city council is required to adopt a final budget by late December for the subsequent year. The budget is prepared by fund, function (e.g. public works), and department (e.g. streets and alleys). Transfers of appropriations between funds require the approval of the city council. The legal level of budgetary control is the department level in the General Fund and fund level in all other funds. Budget amendments require city council approval. FINANCIAL PLANNING AND THE LOCAL ECONOMY The city is recovering from economic woes that affected many communities in Wright County and throughout the state of Minnesota in the late 2000s. The nuclear power plant provides the city with a relatively stable tax and employment base. During the economic downturn, the city lost very few of its local businesses, although some reduced their workforce and scaled back operations. New commercial development came to a virtual standstill and growth remains conservative but is increasing. The residential growth has increased greatly from a decade ago when the economic downturn was still causing slow development, but still has not reached pre-economic downturn levels. In the past, the state of Minnesota has reduced local government aid (LGA) and the market value homestead credit (MVHC) to cities and counties to balance its own budget. Since the city does not receive LGA, the city’s finances are relatively insulated from the state’s budget impacts. In 2012, the state eliminated the MVHC and replaced it with a Market Value Exclusion program. The new program shifted more of the tax burden to nonresidential property taxpayers. The economy and housing market has also affected city revenues for building permits. The city issued 495 building permits in 2010 with a total valuation of $9,033,078. In 2020, the city issued 957 permits with a total valuation of $32,453,366. New residential infrastructure construction will need to occur to support the same level of residential building permits in the future. Fortunately, the city does not rely on the state as a major funding source (LGA). In addition, the city has budgeted conservatively over the years, resulting in very modest growth in the property tax levy. To assist external stakeholders, the city is continuously exploring various ways to better represent its financial position. Other initiatives include consolidating funds with similar purposes, distributing unallocated expenses and aggregating similar costs for distribution as single amounts to each budget unit. Further, staff continues to refine the chart of accounts with the goal of providing better information to decision makers. MAJOR INITIATIVES The city has three major ongoing initiatives in 2020. The first ongoing initiative is the revitalization of its historic downtown. The downtown is the oldest part of the city, and many buildings need maintenance or demolition. In addition, the amount of traffic on State Highway 25 and County Road 75 makes both vehicle and pedestrian traffic difficult to move from one area of the downtown to another. Because of these issues, several store fronts are unoccupied. To address these issues, the city completed an Embracing Downtown Monticello initiative with the goal to identify needed improvements and enhancements, which will once again make the downtown area a vibrant shopping and resident destination. This initiative was supplemented with a 2017 Downtown Small Area Plan. Several property acquisitions have taken place by the Monticello Economic Development Authority (EDA) to support this initiative. The challenge moving forward will be the implementation of the plan and creating development opportunities within the downtown area for new and existing businesses. The city’s new Monti:2040 Comprehensive Plan, completed in 2020, includes downtown revitalization as a priority focus through 2040. 2 Letter of Transmittal CITY OF MONTICELLO The second ongoing initiative is the joint operation with Wright County of Bertram Chain of Lakes properties. The city and Wright County completed the final land purchases in 2016. This 1,258-acre site includes four pristine lakes and woodlands, which, when developed, will become a regional park. Wright County and the city obtained matching grants from the state to purchase much of the acreage in the park. Construction of phase 1 of park improvements began in 2019 and is expected to be completed in 2021. Finally, a pending Trunk Highway Transportation study will provide context for the last major initiative of improving regional transportation corridors. The city is part of a joint powers agreement, which also includes the cities of Becker and Big Lake, the counties of Wright and Sherburne, the townships of Becker, Big Lake, Silver Creek, and Monticello. In addition, and as was the case for all forms and levels of government, a major focus in 2020 was the COVID-19 pandemic. The city had to find new ways to provide essential services for those who live, work, and play in our community. INTERNAL CONTROL The management of the city is responsible for establishing and maintaining a system of internal controls designed to ensure that the assets of the city are protected from loss, theft, or misuse and that adequate accounting data is compiled to allow for the preparation of financial statements in conformity with accounting principles generally accepted in the United States of America. The city’s internal controls are designed to provide reasonable, but not absolute assurance that these objectives are met. The concept of reasonable assurance recognizes that: 1) the cost of a control should not exceed the benefits likely to be derived, and 2) the valuation of cost and benefit requires estimates and judgments by management. The city’s internal controls are subject to periodic evaluation by management and the finance department staff of the city. BUDGETING CONTROLS The city maintains budgetary controls, and the objective of these budgetary controls is to assure compliance with legal provisions embodied in the annual appropriated budget approved by the city council. Activities of the General Fund are included in the annual appropriated budget. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established by department within the General Fund. The city council also adopts a five-year Capital Improvement Plan as a financial planning document for major purchases. As demonstrated by the statements and schedules included in the financial section of this report, the city continues to meet its responsibility for sound financial management. ACKNOWLEDGEMENTS The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the city for its Financial Report for the fiscal year ended December 31, 2019. This was the eleventh year that the city has achieved this prestigious award. To be awarded a Certificate of Achievement, the city had to publish an easily readable and efficiently organized Financial Report. This report must satisfy both accounting principles generally accepted in the United States of America and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. The city believes our current Financial Report continues to meet the Certificate of Achievement Program’s requirements, and the city is submitting it to the GFOA to determine its eligibility for the award. The 2020 Financial Report meets the highest professional standards and was prepared in a timely and cost-effective manner. The preparation of this report would not have been possible without the efficient and dedicated service of the entire staff of the finance department, other city department heads, and through the helpful guidance and assistance from our auditing firm, MMKR. City management expresses our appreciation to all parties who assisted and contributed to the preparation of this report. Credit also must be given to the mayor and city council for their unfailing support for maintaining the highest standards of professionalism in the management of the city’s finances. Respectfully submitted, Sarah Rathlisberger Finance Director 3 Certificate of Achievement CITY OF MONTICELLO The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate for Excellence in Financial Reporting to the City of Monticello, Minnesota for its Comprehensive Annual Financial Report for the fiscal year ended December 31, 2019. The Certificate of Achievement is a prestigious national award recognizing conformance with the highest standards for preparation of state and local government reports. To be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized Comprehensive Annual Financial Report, whose contents conform to program standards. Such reports must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current report continues to conform to Certificate of Achievement program requirements, and we are submitting it to the GFOA. Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Monticello Minnesota For its Comprehensive Annual Financial Report For the Fiscal Year Ended December 31, 2019 Executive Director 4 Residents of Monticello City Commissions Council & Boards City Administrator Human Finance Community City Public Community City Fire Contracted Resource Director Development Engineer Works Center Clerk Chief Services Manager Director Director Director Finance Economic Project Streets Community Elections Fire City Department Development Engineer Department Center Department Attorney Audit Building Construction Parks Sheriff Inspections Inspectors Department Department Deputy Receptionist Consulting Water &Animal Registrar Engineer Sewage Control Department Liquor Consulting Refuse County Operations Planner Collection Assessor FiberNet Operation 55 Directory of Officials CITY OF MONTICELLO MAYOR & CITY COUNCIL Position Name Term Expires Mayor ...................................................................................... Brian Stumpf 12/31/2020 Council ................................................................................... Jim Davidson 12/31/2020 Council ............................................................................................ Bill Fair 12/31/2020 Council .............................................................................. Charlotte Gabler 12/31/2022 Council .................................................................................... Lloyd Hilgart 12/31/2022 CITY STAFF City Administrator .............................................................. Rachel Leonard Public Works Director/City Engineer ..................................... Matt Leonard Finance Director ......................................................... Sarah Rathlisberger Community Development Director................................. Angela Schumann Community Center Director ............................................................. Vacant City Clerk ....................................................................... Jennifer Schreiber Human Resource Manager ..................................................... Tracy Ergen Communications Coordinator .......................................................... Vacant Street Superintendent ........................................................... Mike Haaland Parks Superintendent .............................................................. Tom Pawelk Senior Accountant .................................................................... Liz Lindrud Water & Sewage Superintendent ............................................... Mat Stang Deputy Registrar Manager ............................................... Carolyn Granger Liquor Store Manager .......................................................Randall Johnsen Economic Development Manager ............................................. Jim Thares Chief Building Official .................................................. Ron Hackenmueller Fire Chief ............................................................................... Mike Mossey PROFESSIONAL SERVICES Law Enforcement ......................................... Wright County Sheriff’s Office City Attorney ......................................................... Campbell Knutson, P.A. City Planning Consultant ..................... Northwest Associated Consultants Financial Advisor ................................................. Northland Securities, Inc Fibernet Management Services ......................................................... Arvig 6 FINANCIAL SECTION Principals Thomas A. Karnowski, CPA Paul A. Radosevich, CPA William J. Lauer, CPA James H. Eichten, CPA Aaron J. Nielsen, CPA Victoria L. Holinka, CPA Jaclyn M. Huegel, CPA Kalen T. Karnowski, CPA INDEPENDENT AUDITOR’S REPORT To the City Council and Management City of Monticello, Minnesota REPORT ON THE FINANCIAL STATEMENTS We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Monticello, Minnesota (the City) as of and for the year ended December 31, 2020, and the related notes to the financial statements, which collectively comprise the City’s basic financial statements as listed in the table of contents. MANAGEMENT’S RESPONSIBILITY FOR THE FINANCIAL STATEMENTS Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. AUDITOR’S RESPONSIBILITY Our responsibility is to express opinions on these financial sta tements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the City’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. OPINIONS In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City as of December 31, 2020, and the respective changes in financial position and, where applicable, cash flows thereof, for the year then ended, in accordance with accounting principles generally accepted in the United States of America. (continued) 7 OTHER MATTERS Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis and the required supplementary information (RSI), as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Bo ard, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the RSI in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City’s basic financial statements. The introductory section, combining a nd individual fund financial statements and schedules, and statistical section, are presented for purposes of additional analysis and are not required parts of the basic financial statements. The combining and individual fund financial statements and schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financ ial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the combining and individual fund financial statements and schedules are fairly stated, in all material respects, in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Prior Year Comparative Information We have previously audited the City’s 2019 financial statements, and we expressed unmodified audit opinions on the respective financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information in our report dated May 18, 2020. In our opinion, the partial comparative information presented herein as of and for the year ended December 31, 2019 is consistent, in all material respects, with the audited financial statements from which it has been derived. OTHER REPORTING REQUIRED BY GOVERNMENT AUDITING STANDARDS In accordance with Government Auditing Standards, we have also issued our report dated May 14, 2021, on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, grant agreements, and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City’s internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. Minneapolis, Minnesota May 14, 2021 8 MANAGEMENT’S DISCUSSION AND ANALYSIS Management’s Discussion and Analysis CITY OF MONTICELLO Management’s Discussion and Analysis As management of the City of Monticello, Minnesota (the city), we offer readers of the city’s financial statements this narrative overview and analysis of the financial activities of the city for the fiscal year ended December 31, 2020. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages 1-3 of this report. Overview of the Basic Financial Statements The discussion and analysis are intended to serve as an introduction to the city’s basic financial statements. The city’s basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-Wide Financial Statements – The government-wide financial statements are designed to provide readers with a broad overview of the city’s finances, in a manner similar to private sector businesses. The Statement of Net Position presents information on all of the city’s assets and deferred outflows of resources, and liabilities and deferred inflows of resources, with the difference reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the city is improving or deteriorating. The Statement of Activities presents information showing how the city’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (delinquent taxes and special assessments). Both of the government-wide financial statements distinguish functions of the city that are principally supported by taxes and intergovernmental revenue (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities provided by the city include general government, public safety, public works, sanitation, recreation and culture, economic development, and interest and fiscal charges. Business-type activities include water, sewage, stormwater, liquor, fiber optics, and deputy registrar enterprises. The government-wide financial statements include not only the city itself (known as the primary government), but also the Economic Development Authority (EDA). The EDA is a legally separate entity which functions, in essence, as a department of the city, to provide redevelopment and other economic development assistance through the administration of various programs. Therefore, the EDA has been included as an integral part of the city’s financial statements and a blended component unit. The government-wide financial statements can be found on pages 19-21 of this report. Fund Financial Statements – A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The city, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the city’s funds can be divided into two categories: governmental funds and proprietary funds. Governmental Funds – Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near- COMPONENTS OF THE ANNUAL FINANCIAL REPORT Management’s Discussion and Analysis Basic Financial Statements Required Supplementary Information Government-wide Financial Statements Fund Financial Statements Notes to the Financial Statements Summary Detail 9 Management’s Discussion and Analysis CITY OF MONTICELLO term inflows and outflows of spendable resources, as well as the balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental funds Balance Sheet and Statement of Revenue, Expenditures and Changes in Fund Balances provide a reconciliation to facilitate the comparison between governmental funds and governmental activities. The city maintains several individual governmental funds. Information is presented separately in the governmental funds Balance Sheet and in the governmental funds Statement of Revenue, Expenditures and Changes in Fund Balances for the General Fund, Community Center (special revenue) Fund, EDA (special revenue) Fund, Debt Service Fund, and Capital Projects Fund, all of which are considered to be major funds. Data from the remaining governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The city adopts an annual budget for its General Fund and special revenue funds. A budgetary comparison schedule has been provided within the required supplementary information for the General Fund and major special revenue funds to demonstrate compliance with the adopted budgets. The governmental fund financial statements can be found on pages 22-25 of this report. Proprietary Funds – The city maintains two different types of proprietary funds. Enterprise funds are used to report the same functions presented as business- type activities in the government-wide financial statements. The city maintains six enterprise funds which are used to account for its water, sewage, and stormwater services, municipal liquor store sales, fiber optics network, and deputy registrar, which provides vehicle and other licensing services. Internal service funds are an accounting device used to accumulate and allocate costs internally among the city’s various functions. The city uses internal service funds to account for benefit accruals, central equipment services, and information technology (IT) services. Because these internal service fund activities predominantly benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for each of the enterprise operations. The internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. The proprietary fund financial statements can be found on pages 26-31 of this report. Notes to Basic Financial Statements – The notes to basic financial statements provide additional information that is essential to obtaining a full understanding of the data provided in the government-wide and fund financial statements. The notes to the basic financial statements can be found on pages 33-56 of this report. Other Information – In addition to the basic financial statements and accompanying notes, this report presents required supplementary information on activity related to the defined benefit pension plans and the other post- employment benefits (OPEB) plan as well as budgetary comparison information. Combining statements for nonmajor governmental funds, internal service funds, and other supplementary schedules including activities of the General Fund, nonmajor special revenue funds, Economic Development Authority Fund, and Debt Service sub-funds, can also be found in the combining and individual fund statements and schedules section of this report. Required supplementary information and combining and individual fund statements and schedules can be found starting on page 57. Financial Highlights The assets and deferred outflows of resources of the city exceeded its liabilities and deferred inflows of resources at year-end by $137,599,467 (net position). Of this amount, $50,310,955 (unrestricted net position) may be used to meet the city’s ongoing obligations to citizens and creditors. As of the close of the current fiscal year, the city’s governmental funds reported combined ending fund balances of $36,034,364, an increase of $489,959, or 1.4%. Nonspendable, restricted, and assigned uses of fund balance totaled $29,539,732, leaving an unassigned fund balance of $6,494,632, which is $47,479, or 0.7%, lower than the 2019 ending unassigned balance. 10 Management’s Discussion and Analysis CITY OF MONTICELLO At the end of the current fiscal year, unassigned fund balance for the General Fund was $6,494,632, or 73.6%, of total General Fund expenditures for 2020. The city targets 60-75% of next year’s expenditure budget as the optimum fund balance level, providing a reserve for cash flow during the first six months of each subsequent year until property tax receipts are released from the county treasurer’s office and distributed to the local levels of government. The state auditor recommends that local governments maintain an unrestricted fund balance of approximately 35–50% of operating revenues or no less than five months of operating expenditures for the General Fund. The General Fund’s heavy dependence on property tax revenues validates the 60-75% target. What is more, this reserve threshold provides temporary financing for unforeseen emergencies. (Source: Minnesota Office of the State Auditor: Fund Balance Reporting and Governmental Fund Type Definitions, based on Governmental Accounting Standards Board (GASB) Statement No. 54, 2010–1003 Revised July 2012). In 2020, government-wide capital assets decreased by $1,140,692 due to disposals and depreciation on existing assets exceeding acquisitions. Governmental activities include completion of a new fire station and pedestrian improvements, purchase of a fire ladder truck, construction of 2020 street improvements, repairs to the roof at the Monticello Community Center, and progress on phase 1 of improvements at the Bertram Chain of Lakes regional park. The city also completed a walking trail and park shelter and storm drain repair on Maple Street. Other acquisitions include a developer donation of land in Deephaven and Haven Ridge developments and acquisitions of equipment including a parks Toro mower, aerial bucket lift truck, and plow truck chassis. Technology upgrades for document storage, Audio-Visual equipment, and software were also acquired. Finally, the city upgraded heating, ventilation, and air conditioning (HVAC) units in various city buildings. The city’s total long-term bonded indebtedness decreased by $1,649,000, or 5.0%, in 2020. Principal payments made on outstanding debt totaled $3,804,000. The city issued $2,155,000 in general obligation improvement bonds in 2020 to finance the 2020 street improvement project. The 2020A general obligation bonds are accounted for in the Debt Service Fund and will be paid from special assessments and property taxes. 11 Management’s Discussion and Analysis CITY OF MONTICELLO GOVERNMENT-WIDE FINANCIAL ANALYSIS NET POSITION By the far the largest portion of the city’s net position (59%) reflects investment in capital assets (e.g. land, buildings, structures, systems, machinery, equipment, infrastructure, and intangible assets), net of any related debt used to acquire those assets that is still outstanding. The city uses assets to provide services to citizens; consequently, these assets are not available for future spending. Although the city’s investment in capital assets is reported net of related debt, it should be noted that resources needed to repay this debt must be provided from other sources since capital assets themselves cannot be used to liquidate these liabilities. A small portion of the city’s net position (4%) represents resources that are subject to external restrictions on how they can be used. The remaining unrestricted net position of $50,310,955 may be used to meet the ongoing obligations to citizens and creditors. Of the unrestricted net position, $17,649,288 (35%) is attributable to business-type activities. The unrestricted governmental activities net position increased $5,527,968 (20%), and business-type activities unrestricted net position increased $2,793,648 (19%). The government-wide total unrestricted net position increased $8,321,616 (20%), reflecting revenues exceeding conservative budgeted estimates, expenses below liberal estimates, and use of restricted net position where applicable. The $963,117 (1%) increase in governmental activities capital assets is reflective of capital asset purchases and reinvestment, exceeding depreciation and disposals. Business-type capital assets decreased $2,103,809 (5%) due to depreciation in excess of additions. Net investment in capital assets, which is capital assets less related debt, decreased because capital asset disposals and depreciation exceeded capital asset acquisitions less the amount of debt borrowed to acquire assets. 2020 2019 2020 2019 2020 2019 Current and other assets 47,287,278$ 47,955,707$ 19,431,324$ 16,554,485$ 66,718,602$ 64,510,192$ Capital assets 67,965,404 67,002,287 44,433,718 46,537,527 112,399,122 113,539,814 Total assets 115,252,682 114,957,994 63,865,042 63,092,012 179,117,724 178,050,006 Deferred outflows of resources 309,898 313,775 81,748 79,890 391,646 393,665 Long-term liabilities 30,876,766 32,036,517 4,454,304 4,664,872 35,331,070 36,701,389 Other liabilities 1,275,645 2,136,609 763,874 636,291 2,039,519 2,772,900 Total liabilities 32,152,411 34,173,126 5,218,178 5,301,163 37,370,589 39,474,289 Deferred inflows of resources 4,460,169 5,266,362 79,145 207,096 4,539,314 5,473,458 Net position Net investment in capital assets 40,836,892 40,008,410 41,000,179 42,808,003 81,837,071 82,816,413 Restricted 5,451,441 8,690,172 - - 5,451,441 8,690,172 Unrestricted 32,661,667 27,133,699 17,649,288 14,855,640 50,310,955 41,989,339 Total net position 78,950,000$ 75,832,281$ 58,649,467$ 57,663,643$ 137,599,467$ 133,495,924$ Governmental Activities Business-Type Activities Total 12 Management’s Discussion and Analysis CITY OF MONTICELLO CHANGE IN NET POSITION 2020 2019 2020 2019 2020 2019 Revenues Program revenues Charges for services 2,665,535$ 3,525,783$ 14,402,228$ 12,932,551$ 17,067,763$ 16,458,334$ Operating grants and contributions 463,335 431,004 - - 463,335 431,004 Capital grants and contributions 1,289,990 1,024,891 1,488,339 1,646,123 2,778,329 2,671,014 General revenues Property taxes 10,874,313 10,375,714 - - 10,874,313 10,375,714 Tax increments 707,824 679,925 - - 707,824 679,925 Franchise taxes 418,030 432,934 - - 418,030 432,934 Unrestricted grants and aids 886,544 - 151,794 - 1,038,338 - Unrestricted investment earnings 666,325 969,216 332,938 482,120 999,263 1,451,336 Total revenues 17,971,896 17,439,467 16,375,299 15,060,794 34,347,195 32,500,261 Expenses General government 2,335,614 1,927,752 - - 2,335,614 1,927,752 Public safety 2,658,246 2,406,748 - - 2,658,246 2,406,748 Public works 4,777,282 5,765,576 - - 4,777,282 5,765,576 Sanitation 681,948 610,944 - - 681,948 610,944 Recreation and culture 3,289,716 3,636,958 - - 3,289,716 3,636,958 Economic development 1,914,825 872,984 - - 1,914,825 872,984 Interest and fiscal charges 756,546 752,595 - - 756,546 752,595 Water utility - - 1,212,656 1,216,446 1,212,656 1,216,446 Sewage utility - - 2,960,153 2,889,438 2,960,153 2,889,438 Stormwater - - 658,771 - 658,771 - Liquor - - 6,395,558 5,577,481 6,395,558 5,577,481 Fiber optics - - 2,063,712 1,990,052 2,063,712 1,990,052 Deputy registrar - - 538,625 458,695 538,625 458,695 Total expenses 16,414,177 15,973,557 13,829,475 12,132,112 30,243,652 28,105,669 Increase in net position before transfers 1,557,719 1,465,910 2,545,824 2,928,682 4,103,543 4,394,592 Transfers 1,560,000 (2,223,245) (1,560,000) 2,223,245 - - Change in net position 3,117,719 (757,335) 985,824 5,151,927 4,103,543 4,394,592 Net position, January 1 75,832,281 76,589,616 57,663,643 52,511,716 133,495,924 129,101,332 Net position, December 31 78,950,000$ 75,832,281$ 58,649,467$ 57,663,643$ 137,599,467$ 133,495,924$ Governmental Activities Business-Type Activities Total 13 Management’s Discussion and Analysis CITY OF MONTICELLO Governmental Activities. The most significant revenue source for governmental activities is property taxes at 60% of total revenues. Property taxes support the General Fund, Community Center Fund, Economic Development Authority Fund, Capital Project Fund, and Debt Service Fund. Charges for services accounts for 15% of revenues, with about 19% generated by the Community Center, a decrease of previous years due to the COVID-19 pandemic. Capital grants and contributions include special assessments and revenues from other sources restricted to capital asset acquisition. Investment earnings include both interest earnings received and the change in the investment fair values. Tax increments are property taxes collected in tax increment financing districts and are restricted for development purposes. Governmental activities revenues increased $532,429 (3%) in the current year. Charges for services decreased $860,248 (24%) with decreased operations at the Community Center caused by the COVID-19 pandemic. Additionally, unrestricted grants and aids increased $886,544 due to federal CARES Act funding, property taxes increased by $498,599 (5%), and investment earnings decreased $302,891 (31%). Public works (engineering, streets, ice and snow removal, shop and garage, street lighting, etc.) expenses are the most significant (29%), followed by recreation and culture (20%), public safety (16%), general government (14%), economic development (12%), interest and fiscal charges (5%), and sanitation (4%). Included in these amounts is depreciation expense, which is 22% of the total expenses for governmental activities. Governmental activities expenses increased $440,620 (3%) in the current year. The most significant changes in program expenses were as follows: Economic development increased $1,041,841 (119%) due to land acquisition related to a new TIF district to be certified in 2021. General government expenses increased $407,862 (21%) due to a solar production investment program that began in 2020 whereby the city pays Novel Solar for kilowatts produced in return for credit on its electric bill from Xcel Energy. Public works decreased $988,294 (17%) due to decrease in depreciation charges to the public works function. The decrease was caused by the transfer of capital assets from governmental activities to the Stormwater enterprise fund in 2019. Recreation and culture decreased $347,242 (10%) as a result of reduced operations at the Community Center caused by the COVID-19 pandemic. $- $1 $2 $3 $4 $5 $6 General government Public safety Public works Sanitation Recreation & culture Economic development Interest & fiscal chargesMillionsProgram Expenses and Revenues - Governmental Activities Program Expenses Program Revenues 14 Management’s Discussion and Analysis CITY OF MONTICELLO Business-type Activities. Business-type activities increased the city’s net position by $985,824, which is $4,166,103 less than the prior fiscal year’s increase in business-type net position but is $863,324 more after factoring out the transfer of capital assets from governmental activities to the Stormwater enterprise fund that occurred in 2019. The change is mostly attributable to fewer operating transfers to governmental activities and improved operations in the Liquor fund. FINANCIAL ANALYSIS OF THE CITY’S FUNDS Governmental funds. The focus of the city’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the city’s financing requirements. In particular, spendable fund balances may serve as a useful measure of a government’s net resources available for expenditure at the end of the fiscal year. At December 31, 2020, the city’s governmental funds reported total ending fund balances of $36,034,364, an increase of $489,959 (1%) when compared with the prior year. Approximately 14% or $5,008,177 of the total ending fund balances constituted restricted fund balances, which are considered unavailable for appropriation for general operations. The $173,203 nonspendable fund balance accounted for 0.5% of total governmental fund balances and is comprised of prepaid items. At the end of the fiscal year, the General Fund reported a fund balance of $6,640,235, decreasing $37,015 (1%) from the prior year. General fund revenues were $557,063 (6%) more than the prior fiscal year and expenditures increased by $557,550 (7%). General government expenditures increased $393,309 (22%) with most of the increase related to employee costs and a new solar investment program that began in 2020. Public safety expenditures increased $294,189 (12%) due to an increase in the police contract with Wright County and expenditures related to the COVID-19 pandemic. Public works expenditures decreased $322,719 (15%) due to vacancies in staffing due to a retirement and lower wages for snow removal. Recreation and culture expenditures increased by $121,767 (10%) with the addition of a full-time position in the parks department. The fund balance in the Community Center Fund decreased $187,125 (78%) to $52,357 due to operating impacts from closures in response to the COVID-19 pandemic. The closures also caused charges for services to decrease $864,090 (63%) to $496,912 in 2020. Expenditures decreased $570,698 (26%) to $- $1 $2 $3 $4 $5 $6 $7 $8 Water Utility Sewage Utility Stormwater Liquor Fiber Optics Deputy RegistrarMillionsProgram Revenues and Expenses - Business-Type Activities Program Expenses Program Revenues 15 Management’s Discussion and Analysis CITY OF MONTICELLO $1,623,151 due to layoffs and reductions in spending. The Community Center’s roof needed repairs, which was funded by a transfer in from the Liquor Fund. The fund balance in Economic Development Authority (EDA) Fund decreased $794,559 (11%) to $6,518,705. The assigned fund balance, which is available for general EDA activity, equaled $4,611,335 at year-end. Land held for resale increased by $591,000 (21%) with the acquisition of three properties and a decrease in value of one property. The EDA received $355,080 in property tax revenue and $707,824 in tax increments in 2020. At year-end, the restricted $1,904,184 portion of the fund balance is attributable to tax increment districts and loan programs. The fund balance in the Debt Service Fund decreased $517,029 (28%) to $1,304,532. This planned fund balance decrease reflects prior year accumulation of resources to make scheduled bond payments and the partial early redemption of the 2011A refunding bonds on February 1, 2020. Special assessment revenue increased $95,691 (26%) to $469,028 due to prepaid assessments. In governmental funds, assessments are recorded as a revenue when collectible, which occurs when it is in the current period or soon thereafter. The Capital Projects Fund provides the accounting for acquisition of general government capital assets. Accordingly, the fund accumulates resources from various sources and expenditures may or may not occur in the same year of accumulation. Consequently, the fund balance in the Capital Projects Fund increased $1,957,195 (13%) to $17,157,596. Proceeds from the 2020A $2,155,000 general obligation bond issue are accounted for in this fund and used to finance capital project costs related to the 2020 Street Improvements project. The project was under budget, and, therefore, the fund has $820,516 of restricted fund balance from unspent bond proceeds. Proprietary funds. The proprietary funds provide the same type of information found in the business-type activities in the government-wide financial statements, but in more detail. Water Fund operating expenses decreased $12,467 (1%). Utility employee personal service costs are divided between the Water Fund and Sewage Fund based on activity. The Water Fund operating revenues increased $241,503 (19%) with an increase in consumption and new state connection fee charge. The fund’s net position decreased $158,873 (1%) to $13,781,749 due to a $900,000 transfer out to the Capital Projects fund for a future new Public Works facility. Depreciation expense for the fund totaled $513,484. Sewage Fund expenses increased $64,134 (2%) and operating revenues increased $115,498 (5%). The 2020 capital contributions of $875,660 were from sewer access and trunk charges. The fund’s net position increased $611,431 (3%) to $23,070,466. Depreciation expense for the fund totaled $1,220,725. The Stormwater Fund was established in 2019. Stormwater operating expenses were $658,771 in 2020 and operating revenues were $241,873, an increase of $180,116 (292%). The fund’s net position decreased $83,233 (1%) to $6,435,141. Depreciation expense for the fund totaled $520,495. The Liquor Fund’s net position increased $424,933 (81%) to $947,741 despite $660,000 of transfers out to the Community Center and the Park and Pathways nonmajor governmental fund. Liquor and related product sales increased $1,030,802 (16%) to $7,404,955, exceeding the $7 million threshold for the first time. The increase in sales was mainly due to the closure of local bars and restaurants during the COVID-19 pandemic Gross profit increased $246,015 (15%) to $1,902,727. Operating expenses increased $19,434 (2%) to $885,605, and depreciation expense for the fund totaled $33,591. The Fiber Optics Fund’s net position decreased $115,205 (1%) to $12,349,665. The fund’s 2020 charges for services increased $52,581 (3%) to $1,846,734. Excluding depreciation, the operating income increased to $163,355 in 2020. Depreciation expense for the fund totaled $374,624. The city contracted for FiberNet operations management in July 2016. The Deputy Registrar Fund (DMV) net position increased $335,901 (20%) to $1,975,799. Charges for services increased $12,922 (2%) to $801,502 and operating expenses increased $62,233 (13%) to $528,732. Depreciation for the fund totaled $8,178. The DMV processed 127,128 transactions, a 9% decrease over the prior year. The DMV transitioned to Minnesota’s Licensing and Vehicle Registration System (MNLARS) system in 2017, but that system was flawed, so the DMV transitioned to a new system, MNDrive, in November 2020. Due to the difficulty of operating MNLARS, the city received a $165,387 grant from the State of Minnesota in 2019 to help offset the costs of operating MNLARS. Other factors of the changes in income from operations have previously been discussed in the government-wide financial analysis of business-type activities. GENERAL FUND BUDGETARY HIGHLIGHTS During the year, there were no amendments to the budget. General Fund revenues and other financing sources totaled $9,790,059 and exceeded budget by 887,059 (10%). Licenses and permits, intergovernmental revenues, and other revenues, were $114,169 (28%), $340,450 (86%), and $368,983 (588%) higher than budget, respectively. Licenses and permits include building permits, intergovernmental revenues include grants from other governmental entities, 16 Management’s Discussion and Analysis CITY OF MONTICELLO and other revenues include donations and solar investment rebates. These revenues can be difficult to predict, and are, therefore, budgeted conservatively. General Fund expenditures totaled $8,827,074 and were $75,926 (1%) less than budget. Other financing uses consisted of unbudgeted transfers out of $1,000,000 in order to follow the General Fund balance policy of 60-75% of next year’s budgeted expenditures. While unbudgeted solar investment and COVID- 19 pandemic related expenditures caused spending over budget, conservative spending, most notably in the Streets and alleys reporting unit, allowed for overall spending under budget. The General government function exceeded budget due to unbudgeted solar investment program expenditures that are offset by solar investment rebate revenues over budget. The public safety function exceeded budget because of unbudgeted expenditures in response to the COVID-19 pandemic that were offset by federal intergovernmental revenues. Within the expenditure functions, eight of thirty-two reporting units exceeded budget. The General Fund year end fund balances for the past ten years are as follows: CAPITAL ASSETS AND DEBT ADMINISTRATION CAPITAL ASSETS Capital assets. The city’s investment in capital assets for its governmental and business-type activities on December 31, 2020 totaled $112,399,122 (net of accumulated depreciation). This investment in capital assets includes land, construction in progress, buildings and systems, including infrastructure, and machinery and equipment, including intangible assets. Major governmental activities capital assets changes: completion of construction of the fire station, purchase of a fire ladder truck, the 2020 Street Improvement project, pedestrian improvement projects, building upgrades, and equipment additions. Business-type capital assets include HVAC upgrades and construction of the Maple Street storm drain. The total decrease from the prior fiscal year is 1%; governmental activities increased 1.4% and business-type activities decreased 4.5%. Additional information on the city’s capital assets can be found in the notes to the financial statements on pages 42-43. Year Amount 2011 4,410,637$ 2012 3,478,507 2013 3,914,563 2014 4,331,058 2015 4,986,796 2016 6,276,720 2017 7,029,093 2018 7,109,478 2019 6,677,250 2020 6,640,235 2020 2019 2020 2019 2020 2019 Land 10,556,829$ 11,020,584$ 786,010$ 730,695$ 11,342,839$ 11,751,279$ Construction in progress 2,575,132 7,339,275 253,761 - 2,828,893 7,339,275 Buildings and systems 102,018,474 93,970,808 104,641,807 104,383,594 206,660,281 198,354,402 Machinery and equipment 7,947,245 6,478,680 3,309,584 3,498,584 11,256,829 9,977,264 Less: Accumulated depreciation (55,132,276) (51,807,060) (64,557,444) (62,075,346) (119,689,720) (113,882,406) Net total 67,965,404$ 67,002,287$ 44,433,718$ 46,537,527$ 112,399,122$ 113,539,814$ Governmental Activities Business-Type Activities Total 17 Management’s Discussion and Analysis CITY OF MONTICELLO OUTSTANDING INDEBTEDNESS Long-term Debt. The city’s outstanding long-term debt, including general obligation bonds, special assessment bonds, tax abatement bonds, and a Public Facilities Authority (PFA) revenue note, totaled $31,321,000 at December 31, 2020. In 2020, the city issued $2,155,000 in general obligation bonds (governmental activities) to finance capital project costs related to the 2020 Street Improvement project. Business-type long-term debt decreased with regularly scheduled payments. All other changes are the result of the partial early redemption of the 2011A G.O. Bonds and regularly scheduled payments. Additional information on the city’s long-term liabilities can be found in the notes to the financial statements on pages 43-46 of this report. ECONOMIC FACTORS AND NEXT YEAR’S BUDGETS AND RATES  Shortly after the fiscal year began, the Novel Coronavirus (COVID-19) pandemic caused significant volatility in economic conditions. The overall long-term effect of the pandemic is still unknown, but the city expects manageable loss of revenue and continues to look for ways to cut unnecessary spending as needed to ensure continued sound financial standing.  The unemployment rate for the Wright County, Minnesota area for December 31, 2020 was 4.4%, which is lower than the state average (4.9%) and well below the national average (6.5%). The figures are elevated due to the COVID-19 pandemic. It is unclear when the pandemic will end.  The long-term state and local economic outlook are currently unknown, also due to the COVID-19 pandemic. However, new commercial and residential development continued to grow at a sustainable pace in 2020, and have not indicated a significant downward trend yet in 2021.  The occupancy rate of the city’s business district has remained constant over the last few years and new commercial construction had recently grown. The COVID-19 pandemic has not caused any permanent local business closures in Monticello.  The prospects for continued residential and large commercial growth in 2021 look promising. Small commercial growth is not expected in the near future in light of the COVID-19 pandemic.  Inflationary trends in the region have compared favorably to national indices the last few years. REQUESTS FOR INFORMATION This financial report is designed to provide a general overview of the city’s finances for all those interested in governmental finance. Questions concerning any information in the report or requests for additional information should be addressed to City of Monticello, Finance Department, 505 Walnut Street, Suite 1, Monticello, MN 55362. 2020 2019 2020 2019 2020 2019 General obligation bonds 10,770,000$ 11,600,000$ 1,720,000$ 1,910,000$ 12,490,000$ 13,510,000$ Certificate of indebtedness - 70,000 - - - 70,000 Special assessment bonds 9,290,000 9,200,000 - - 9,290,000 9,200,000 Tax abatement bonds 7,845,000 8,390,000 - - 7,845,000 8,390,000 Public Facilities Authority revenue note - - 1,696,000 1,800,000 1,696,000 1,800,000 Total 27,905,000$ 29,260,000$ 3,416,000$ 3,710,000$ 31,321,000$ 32,970,000$ Activities Activities Total Governmental Business-Type 18 BASIC STATEMENTS CITY OF MONTICELLO Statement of Net Position December 31, 2020 Governmental Business-type Activities Activities Total ASSETS Cash and investments 34,171,867$ 17,065,962$ 51,237,829$ Receivables Unremitted taxes 73,214 - 73,214 Deliquent taxes 48,375 - 48,375 Unremitted special assessments 33,658 44 33,702 Deliquent special assessments 3,451 13,248 16,699 Deferred special assessments 4,537,022 939,419 5,476,441 Accrued interest 97,070 - 97,070 Accounts 268,290 691,044 959,334 Due from other governmental units 2,256,605 78,907 2,335,512 Internal balances (88,906) 88,906 - Inventory - 426,994 426,994 Prepaid items 173,203 126,800 300,003 Notes receivable 351,886 - 351,886 Land held for resale 4,962,552 - 4,962,552 Net pension asset - FRA 398,991 - 398,991 Capital assets Nondepreciable 13,131,961 1,039,771 14,171,732 Depreciable, net 54,833,443 43,393,947 98,227,390 TOTAL ASSETS 115,252,682 63,865,042 179,117,724 DEFERRED OUTFLOWS OF RESOURCES Deferred other post-employment benefits resources 2,559 1,206 3,765 Deferred pension resources 307,339 80,542 387,881 TOTAL DEFERRED OUTFLOWS OF RESOURCES 309,898 81,748 391,646 LIABILITIES Accounts and contracts payable 434,244 489,816 924,060 Accrued interest payable 41,892 10,811 52,703 Other accrued liabilities 191,331 5,968 197,299 Due to other governmental units 25,641 257,279 282,920 Unearned revenue 70,317 - 70,317 Escrow deposits 512,220 - 512,220 Long-term liabilities Due within one year 2,878,570 350,113 3,228,683 Due in more than one year 27,998,196 4,104,191 32,102,387 TOTAL LIABILITIES 32,152,411 5,218,178 37,370,589 DEFERRED INFLOWS OF RESOURCES Deferred other post-employment benefits resources 92,058 43,322 135,380 Deferred pension resources 421,513 35,823 457,336 Deferred MSA state aid and grants 3,946,598 - 3,946,598 TOTAL DEFERRED INFLOWS OF RESOURCES 4,460,169 79,145 4,539,314 NET POSITION Net investment in capital assets 40,836,892 41,000,179 81,837,071 Restricted for Debt service 2,565,047 - 2,565,047 Economic development 2,324,270 - 2,324,270 Perpetual cemetery care 54,407 - 54,407 Tax increment 507,717 - 507,717 Unrestricted 32,661,667 17,649,288 50,310,955 TOTAL NET POSITION 78,950,000$ 58,649,467$ 137,599,467$ The notes to the financial statements are an integral part of this statement. 19 (This page left blank intentionally) 20 CITY OF MONTICELLO Statement of Activities For the Year Ended December 31, 2020 Operating Capital Charges for Grants and Grants and Governmental Business-type Expenses Services Contributions Contributions Activities Activities Total Governmental activities General government 2,335,614$ 523,919$ 19,285$ -$ (1,792,410)$ -$ (1,792,410)$ Public safety 2,658,246 799,227 220,246 - (1,638,773) - (1,638,773) Public works 4,777,282 156,657 202,860 1,289,990 (3,127,775) - (3,127,775) Sanitation 681,948 522,088 20,944 - (138,916) - (138,916) Recreation and culture 3,289,716 652,729 - - (2,636,987) - (2,636,987) Economic development 1,914,825 10,915 - - (1,903,910) - (1,903,910) Interest and fiscal charges 756,546 - - - (756,546) - (756,546) Total governmental activities 16,414,177 2,665,535 463,335 1,289,990 (11,995,317) - (11,995,317) Business-type activities Water 1,212,656 1,541,694 - 310,155 - 639,193 639,193 Sewage 2,960,153 2,559,354 - 875,660 - 474,861 474,861 Stormwater 658,771 241,873 - 302,524 - (114,374) (114,374) Liquor 6,395,558 7,405,960 - - - 1,010,402 1,010,402 Fiber Optics 2,063,712 1,851,845 - - - (211,867) (211,867) Deputy Registrar 538,625 801,502 - - - 262,877 262,877 Total business-type activities 13,829,475 14,402,228 - 1,488,339 - 2,061,092 2,061,092 Total primary government 30,243,652$ 17,067,763$ 463,335$ 2,778,329$ (11,995,317)2,061,092 (9,934,225) General Revenues Property taxes 10,874,313 - 10,874,313 Tax increments 707,824 - 707,824 Franchise taxes 418,030 - 418,030 Unrestricted grants and contributions 886,544 151,794 1,038,338 Unrestricted investment earnings 666,325 332,938 999,263 Transfers Operating 1,560,000 (1,560,000) - Total general revenues and transfers 15,113,036 (1,075,268)14,037,768 Change in Net Position 3,117,719 985,824 4,103,543 Net Position, January 1 75,832,281 57,663,643 133,495,924 Net Position, December 31 78,950,000$ 58,649,467$ 137,599,467$ Net (Expense) Revenue and Changes in Net PositionProgram Revenues The notes to the financial statements are an integral part of this statement. Functions/Programs 21 CITY OF MONTICELLO Balance Sheet Governmental Funds 401 101 226 213 Linked 300 Linked Economic 400 Total Total Community Development Debt Capital Nonmajor Governmental General Center Authority Service Projects Funds Funds ASSETS Cash and investments 7,233,133$ 2,561$ 2,881,239$ 1,274,149$ 17,428,266$ 4,147,927$ 32,967,275$ Receivables Unremitted taxes 70,847 - 2,367 - - - 73,214 Delinquent taxes 45,110 - 3,265 - - - 48,375 Unremitted special assessments - - - 33,205 453 - 33,658 Delinquent special assessments - - - 1,587 1,864 - 3,451 Deferred special assessments 437 - - 1,300,820 3,223,761 12,004 4,537,022 Accrued interest 97,070 - - - - - 97,070 Accounts 148,385 19,626 525 - - 99,724 268,260 Due from other governmental units 16,230 37,223 - - 2,203,152 - 2,256,605 Prepaid items 145,603 23,482 3,186 - - 932 173,203 Notes receivable - - 183,693 - - 168,193 351,886 Land held for resale - - 3,466,370 - 1,496,182 - 4,962,552 TOTAL ASSETS 7,756,815$ 82,892$ 6,540,645$ 2,609,761$ 24,353,678$ 4,428,780$ 45,772,571$ LIABILITIES Accounts and contracts payable 304,683$ 4,447$ 11,696$ 2,822$ 23,767$ 55,837$ 403,252$ Other accrued liabilities 175,806 15,525 - - - - 191,331 Due to other governmental units 24,304 986 259 - 92 - 25,641 Unearned revenue 60,740 9,577 - - - - 70,317 Escrow deposits 505,500 - 6,720 - - - 512,220 Total liabilities 1,071,033 30,535 18,675 2,822 23,859 55,837 1,202,761 DEFERRED INFLOWS OF RESOURCES Unavailable revenue - property taxes 45,110 - 3,265 - - - 48,375 Unavailable revenue - special assessments 437 - -1,302,407 3,225,625 12,004 4,540,473 Unavailable revenue - MSA state aid and grants - - - - 3,946,598 - 3,946,598 Total Deferred Inflows of Resources 45,547 - 3,265 1,302,407 7,172,223 12,004 8,535,446 FUND BALANCES Nonspendable 145,603 23,482 3,186 - - 932 173,203 Restricted - - 1,904,184 1,304,532 820,516 978,945 5,008,177 Assigned - 28,875 4,611,335 - 16,337,080 3,381,062 24,358,352 Unassigned 6,494,632 - - - - - 6,494,632 Total fund balance 6,640,235 52,357 6,518,705 1,304,532 17,157,596 4,360,939 36,034,364 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES 7,756,815$ 82,892$ 6,540,645$ 2,609,761$ 24,353,678$ 4,428,780$ 45,772,571$ The notes to the financial statements are an integral part of this statement. December 31, 2020 22 CITY OF MONTICELLO Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position December 31, 2020 Amounts reported for governmental activities in the statement of net position are different because: Total fund balances - governmental funds 36,034,364$ Long-term assets from pensions reported in governmental activities are not financial resources and, therefore, are not reported as assets in the funds.398,991 Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. Land 10,556,829$ Construction in progress 2,575,132 Buildings and systems 102,018,474 Machinery and equipment 5,449,088 Accumulated depreciation (54,246,935)66,352,588 Governmental funds do not report long-term amounts related to other post-employment benefits and pensions. Deferred outflows of resources - OPEB 2,559$ Deferred outflows of resources - pensions 307,339 Deferred inflows of resources - OPEB (92,058) Deferred inflows of resources - pensions (421,513) (203,673) Long-term liabilties that pertain to governmental funds, including bonds payable, are not due and payable in the current period, and, therefore, are not reported as fund liabilities. All liabilities, both current and long-term, are reported in the Statement of Net Position Bonds payable (27,665,000)$ Unamortized bond premiums (44,028) Other post-employment benefits liability (96,068) Net pension liability - PERA (2,520,012) (30,325,108) Internal service funds are used by management to charge the costs of central equipment, information technology, and benefit accrual services to individual funds. The assets and liabilities of the internal service funds are included in governmental activities in the Statement of Net Position. Internal service fund net position included in the governmental activities 2,234,508$ Less internal services net position allocated to to business-type activities (88,906) 2,145,602 Some of the city's property taxes, special assessments, and notes receivable will be collected after year-end, but are not available soon enough to pay for current period expenditures and, therefore, are reported as deferred inflows of resources in the governmental funds.4,588,848 Interest on long-term debt is not accrued in governmental funds, but rather is recognized as an expenditure when due. Accrued interest for general obligation bonds is included in the Statement of Net Position.(41,612) Net position of governmental activities 78,950,000$ The notes to the financial statements are an integral part of this statement. 23 CITY OF MONTICELLO Statement of Revenues, Expenditures and Changes in Fund Balance Governmental Funds For the Year Ended December 31, 2020 401101226213Linked300 Linked Economic 400 Total Total Community Development Debt Capital Nonmajor Governmental General Center Authority Service Projects Funds Funds Revenues Property taxes 6,797,640$ 417,000$ 355,080$ 2,939,987$ 350,604$ -$ 10,860,311$ Tax increments - - 707,824 - - - 707,824 Franchise taxes 194,000 - - - 33,694 190,336 418,030 Special assessments 166 - - 469,028 162,789 1,033 633,016 Licenses and permits 521,369 - - - - - 521,369 Intergovernmental 737,650 42,827 185,000 - 675,751 15,000 1,656,228 Charges for services 936,731 496,912 - - - 40,884 1,474,527 Fines and forfeitures 31,852 - - - - - 31,852 Investment earnings 138,968 1,084 69,099 15,864 329,493 86,938 641,446 Interest on loans - - 3,739 - - 4,896 8,635 Other revenues 431,683 53,203 2,280 - 4,548 29,395 521,109 Total revenues 9,790,059 1,011,026 1,323,022 3,424,879 1,556,879 368,482 17,474,347 Expenditures Current General government 2,170,661 - - - - - 2,170,661 Public safety 2,743,954 - - - - - 2,743,954 Public works 1,899,315 - - - - - 1,899,315 Sanitation 681,948 - - - - - 681,948 Recreation and culture 1,331,196 1,255,578 - - - 27,321 2,614,095 Economic development - - 1,917,581 - - 392 1,917,973 Capital outlay Public safety - - - - 2,343,036 - 2,343,036 Public works - - - - 1,671,808 621 1,672,429 Recreation and culture - 367,573 - - 21,195 506,656 895,424 Debt service Principal - - - 3,385,000 - - 3,385,000 Interest and fiscal charges - - - 756,908 - - 756,908 Bond issuance costs - - - - 53,475 - 53,475 Total expenditures 8,827,074 1,623,151 1,917,581 4,141,908 4,089,514 534,990 21,134,218 Excess (deficiency) of revenues over expenditures 962,985 (612,125) (594,559) (717,029) (2,532,635) (166,508) (3,659,871) Other financing sources (uses) Long-term debt issued - - - - 2,155,000 - 2,155,000 Premium on long-term debt issued - - - - 101,280 - 101,280 Sale of capital assets - - - - 333,550 - 333,550 Transfers in - 425,000 - 200,000 1,900,000 235,000 2,760,000 Transfers out (1,000,000) - (200,000) - - - (1,200,000) Total other financing sources (uses)(1,000,000) 425,000 (200,000) 200,000 4,489,830 235,000 4,149,830 Net change in fund balances (37,015) (187,125) (794,559) (517,029) 1,957,195 68,492 489,959 Fund balance at beginning of year 6,677,250 239,482 7,313,264 1,821,561 15,200,401 4,292,447 35,544,405 Fund balance at end of year 6,640,235$ 52,357$ 6,518,705$ 1,304,532$ 17,157,596$ 4,360,939$ 36,034,364$ The notes to the financial statements are an integral part of this statement. 24 CITY OF MONTICELLO Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities For the Year Ended December 31, 2020 Amounts reported for governmental activities in the Statement of Activities are different because: Net change in fund balances - governmental funds 489,959$ Governmental funds reported capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period. Capital outlays 4,533,624$ Capital contributions 25,549 Disposals (466,855) Depreciation (3,432,841) 659,477 (2,155,000) 3,385,000 Proceeds from long-term debt provide financial resources to governmental funds, but the issuing of debt increases long-term liabilities in the Statement of Net Position. Repayment of long-term debt principal is an expenditure in the governmental funds, but the repayment reduces long-term liabilities in the Statement of Net Position. Some expenses reported in the Statement of Activities do not require the use of current financial resources and, therefore, are not reported as expenditures in the governmental funds. Premium on long-term debt issued (101,280)$ Amortization of bond premiums 126,439 Change in total OPEB liability and deferred outflows/inflows of resources 18,960 Change accrued interest payable 38,846 82,965 Long-term pension activity is not reported in governmental funds Pension revenue from state contributions 6,763 Pension expense 254,494 Deferred inflows of resources are revenues included in the change in net position, but are excluded from the change in fund balances until they are available to liquidate liabilities of the current period. Taxes 14,002$ Special assessments 143,188 Notes receivable (27,500) 129,690 Internal service funds are used by management to charge the costs of certain activities to individual funds. The net revenue of the internal service funds is reported with governmental activities. Internal service fund activity included in governmental activities 235,241$ Subtract internal service fund activity allocated to business-type activities 29,130 264,371 Change in net position of governmental activities 3,117,719$ The notes to the financial statements are an integral part of this statement. 25 CITY OF MONTICELLO Statement of Net Position Proprietary Funds December 31, 2020 Governmental Activities - 265 262 263 609 656 217 Linked 601 602 652 Deputy Internal Water Sewage Stormwater Liquor Fiber Optics Registrar Totals Service Funds ASSETS Current assets Cash and investments 4,895,930$ 6,817,212$ 1,226,361$ 1,034,277$ 868,359$ 2,223,823$ 17,065,962$ 1,204,592$ Receivables Unremitted special assessments 44 - - - - - 44 - Deliquent special assessments 13,248 - - - - - 13,248 - Deferred special assessments 365,066 349,056 225,297 - - - 939,419 - Accounts 141,044 385,961 45,869 1,605 116,481 84 691,044 30 Due from other governmental units - - - - - 78,907 78,907 - Inventory - - - 426,994 - - 426,994 - Prepaid items 19,809 91,126 3,806 9,230 1,000 1,829 126,800 - Total current assets 5,435,141 7,643,355 1,501,333 1,472,106 985,840 2,304,643 19,342,418 1,204,622 Noncurrent assets Capital assets Land 208,143 516,952 55,315 5,600 - - 786,010 - Buildings and systems 21,273,202 48,464,534 18,899,098 848,997 15,067,875 88,101 104,641,807 - Machinery and equipment 302,728 2,526,593 - 133,862 305,726 40,675 3,309,584 2,498,157 Construction in progress - - 253,761 - - - 253,761 - Total capital assets 21,784,073 51,508,079 19,208,174 988,459 15,373,601 128,776 108,991,162 2,498,157 Less accumulated depreciation (13,222,416) (32,427,749) (14,252,678) (874,801) (3,718,352) (61,448) (64,557,444) (885,341) Total capital assets (net)8,561,657 19,080,330 4,955,496 113,658 11,655,249 67,328 44,433,718 1,612,816 TOTAL ASSETS 13,996,798 26,723,685 6,456,829 1,585,764 12,641,089 2,371,971 63,776,136 2,817,438 DEFERRED OUTFLOWS OF RESOURCES Deferred other post-employment benefits resources 264 162 113 441 - 226 1,206 - Deferred pension resources 12,390 15,489 - 34,076 - 18,587 80,542 - TOTAL DEFERRED OUTFLOWS OF RESOURCES 12,654 15,651 113 34,517 - 18,813 81,748 - (continued) Business-Type Activities – Enterprise Funds 26 CITY OF MONTICELLO Statement of Net Position Proprietary Funds December 31, 2020 (Continued) Governmental Activities - Deputy Internal Water Sewage Stormwater Liquor Fiber Optics Registrar Totals Service Funds LIABILITIES Current liabilities 31,512$ 7,348$ 13,502$ 144,784$ 291,424$ 1,246$ 489,816$ 30,992$ - 10,811 - - - - 10,811 280 4,000 - - 1,968 - - 5,968 - 12,327 1,974 - 74,450 - 168,528 257,279 - - 300,000 - -- -300,000 60,000 Accounts and contracts payable Accrued interest payable Other accrued liabilities Due to other governmental units Bonds and notes payable - current Compensated absences due within one year 8,165 8,165 - 23,506 - 10,277 50,113 184,805 Total current liabilities 56,004 328,298 13,502 244,708 291,424 180,051 1,113,987 276,077 Noncurrent liabilities - 3,133,539 - - - - 3,133,539 180,000 10,608 10,608 - 13,079 - 5,741 40,036 126,853 9,889 9,889 4,238 12,715 - 8,477 45,208 - Bonds and notes payable - net current portion Compensated absences payable Total OPEB liability Net pension liability 136,215 170,272 - 374,595 - 204,326 885,408 - Total noncurrent liabilities 156,712 3,324,308 4,238 400,389 - 218,544 4,104,191 306,853 TOTAL LIABILITIES 212,716 3,652,606 17,740 645,097 291,424 398,595 5,218,178 582,930 DEFERRED INFLOWS OF RESOURCES Deferred other post-employment benefits resources 9,477 9,375 4,061 12,286 - 8,123 43,322 - Deferred pension resources 5,510 6,889 - 15,157 - 8,267 35,823 - TOTAL DEFERRED OUTFLOWS OF RESOURCES 14,987 16,264 4,061 27,443 - 16,390 79,145 - NET POSITION Net investment in capital assets 8,561,657 15,646,791 4,955,496 113,658 11,655,249 67,328 41,000,179 1,372,816 Unrestricted 5,220,092 7,423,675 1,479,645 834,083 694,416 1,908,471 17,560,382 861,692 TOTAL NET POSITION 13,781,749$ 23,070,466$ 6,435,141$ 947,741$ 12,349,665$ 1,975,799$ 58,560,561 2,234,508$ Adjustment to reflect the cumulative internal balance for the net effect of the activity between the internal service funds and the enterprise funds over time 88,906 Net position of business-type activities (page 19)58,649,467$ The notes to the financial statements are an integral part of this statement. Business-Type Activities – Enterprise Funds 27 (This page left blank intentionally) 28 CITY OF MONTICELLO Statement of Revenues, Expenses and Changes in Net Position Proprietary Funds For the Year Ended December 31, 2020 Governmental Activities -265 262 263 609 656 217 Linked 601 602 652 Deputy Internal Water Sewage Stormwater Liquor Fiber Optics Registrar Totals Service Funds Sales and cost of sales Net sales 7,404,955$ 7,404,955$ Cost of sales (5,502,228) (5,502,228) Gross profit 1,902,727 1,902,727 Operating revenues Charges for services 1,468,890$ 2,558,601$ 241,873$ - 1,846,734$ 800,954$ 6,917,052 562,341$ Other 72,804 753 - 1,005 5,111 548 80,221 90 Total operating revenues 1,541,694 2,559,354 241,873 1,005 1,851,845 801,502 6,997,273 562,431 Operating expenses Personal services 250,345 354,812 127,167 628,667 4,086 466,262 1,831,339 6,541 Materials and supplies 104,801 154,593 641 18,320 111,721 7,109 397,185 110,502 Other services and charges 339,048 1,153,829 10,468 205,027 1,572,683 47,183 3,328,238 235,292 Depreciation 513,484 1,220,726 520,495 33,591 374,624 8,178 2,671,098 198,954 Total operating expenses 1,207,678 2,883,960 658,771 885,605 2,063,114 528,732 8,227,860 551,289 Operating income (loss)334,016 (324,606)(416,898) 1,018,127 (211,269) 272,770 672,140 11,142 Nonoperating revenues (expenses) Investment earnings 95,694 129,558 30,789 22,822 14,001 40,074 332,938 24,879 Intergovernmental revenues 1,262 1,076 352 43,984 82,063 23,057 151,794 209,388 Interest expense - (70,257) - - - - (70,257) (10,168) Total Nonoperating revenes (expenses)96,956 60,377 31,141 66,806 96,064 63,131 414,475 224,099 Income (loss) before capital contributions and transfers 430,972 (264,229) (385,757) 1,084,933 (115,205) 335,901 1,086,615 235,241 Capital contributions 310,155 875,660 302,524 - - - 1,488,339 - Transfers out (900,000) - - (660,000) - - (1,560,000) - Change in net position (158,873) 611,431 (83,233) 424,933 (115,205) 335,901 1,014,954 235,241 Net Position, January 1 13,940,622 22,459,035 6,518,374 522,808 12,464,870 1,639,898 1,999,267 Net Position, December 31 13,781,749$ 23,070,466$ 6,435,141$ 947,741$ 12,349,665$ 1,975,799$ 2,234,508$ Adjustment to reflect the consolidation of internal service fund related to enterprise funds (29,130) Change in net position of business-type activities (page 21)985,824$ Business-Type Activities – Enterprise Funds The notes to the financial statements are an integral part of this statement. 29 CITY OF MONTICELLO Statement of Cash Flows Proprietary Funds For the Year Ended December 31, 2020 Governmental Activities - 265/601 262/602 652 609 656 217 Linked 601 602 Deputy Internal Water Sewage Stormwater Liquor Fiber Optics Registrar Totals Service Funds Cash flows from operating activities Cash received from customers and users 1,577,613$ 2,484,302$ 203,672$ 7,403,700$ 1,819,710$ 825,480$ 14,314,477$ -$ Cash from interfund services provided - - - - - - - 562,431 Cash paid to suppliers for goods and services (411,315) (1,314,105) (11,173) (5,678,126) (1,545,323) (38,304) (8,998,346) (323,543) Cash paid to employees (256,795) (363,182) (118,981) (655,716) (4,086) (476,971) (1,875,731) - Cash paid to other funds for services provided (8,743) (10,424) - (13,566) (1,050) (17,374) (51,157) - Net cash provided by operating activities 900,760 796,591 73,518 1,056,292 269,251 292,831 3,389,243 238,888 Cash flows from noncapital financing activities Transfers to other funds (900,000) - - (660,000) - - (1,560,000) - Intergovernmental revenues 1,262 1,076 352 43,984 82,063 23,057 151,794 209,388 Net cash provided (used) by noncapital financing activities (898,738) 1,076 352 (616,016) 82,063 23,057 (1,408,206) 209,388 Cash flows from capital and related financing activities Capital contributions 103,287 547,155 56,988 - - - 707,430 - Acquisition of capital assets - - (377,747) (41,740) (171,210) - (590,697) (502,594) Principal paid on long-term debt - (294,000) - - - - (294,000) (125,000) Interest and fiscal charges paid on long-term debt - (72,972) - - - - (72,972) (10,341) Net cash provided (used) by capital and related financing activities 103,287 180,183 (320,759) (41,740) (171,210) - (250,239) (637,935) Cash flows from investing activities Interest on investments 95,694 129,558 30,789 22,822 14,001 40,074 332,938 24,879 Net increase (decrease) in cash and cash equivalents 201,003 1,107,408 (216,100) 421,358 194,105 355,962 2,063,736 (164,780) Cash and cash equivalents, January 1 4,694,927 5,709,804 1,442,461 612,919 674,254 1,867,861 15,002,226 1,369,372 Cash and cash equivalents, December 31 4,895,930$ 6,817,212$ 1,226,361$ 1,034,277$ 868,359$ 2,223,823$ 17,065,962$ 1,204,592$ Business-Type Activities – Enterprise Funds (continued) 30 CITY OF MONTICELLO Statement of Cash Flows Proprietary Funds For the Year Ended December 31, 2020 (Continued) Governmental Activities - Deputy Internal Water Sewage Stormwater Liquor Fiber Optics Registrar Totals Service Funds Reconciliation of operating income (loss) to net cash provided (used) by operating activities Operating income (loss)334,016$ (324,606)$ (416,898)$ 1,018,127$ (211,269)$ 272,770$ 672,140$ 11,142$ Adjustments to reconcile operating income (loss) to net cash provided (used) by operating activities Depreciation 513,484 1,220,726 520,495 33,591 374,624 8,178 2,671,098 198,954 OPEB expense 4,053 5,876 4,238 (4,972) - (1,005) 8,190 - (Increase) decrease in assets Special assessments receivable 52,099 694 - - - - 52,793 - Accounts receivable (12,980) (75,746) (38,201) (1,605) (32,135) (84) (160,751) - Due from other governmental units - - - - - (14,362) (14,362) - Inventory - - - 20,364 - -20,364 - Prepaid items (6,387) (7,627) (64) (398) - (207) (14,683) - (Increase) decrease in deferred outflows Deferred other post-employment benefits resources (254) (264) (113) 7 - 9 (615) - Deferred pension resources (191) (239) - (526) - (287) (1,243) - Increase (decrease) in liabilities Accounts and contracts payable 26,296 (7,032) - 3,320 138,031 (1,179) 159,436 22,251 Other liabilities (3,200) - - (655) - - (3,855) - Due to other governmental units 3,882 (1,448) - 10,597 - 38,424 51,455 - Compensated absences (327) (327) - 2,323 - 2,326 3,995 6,541 Net pension liability 11,266 14,083 - 30,983 - 16,900 73,232 - Increase (decrease) in deferred inflows Deferred other post-employment benefits resources (1,895) (3,622) 4,061 (2,335) - - (3,791) - Deferred pension resources (19,102) (23,877) - (52,529) - (28,652) (124,160) - Net cash provided (used) by operating activities 900,760$ 796,591$ 73,518$ 1,056,292$ 269,251$ 292,831$ 3,389,243$ 238,888$ Schedule of noncash investing, capital and financing activities: Net amortization of bond premium (discount)-$ 1,986$ -$ -$ -$ -$ 1,986$ -$ Capital assets purchased on account -$ -$ 13,502$ -$ (92,225)$ -$ (78,723)$ -$ Capital contributions -$ -$ 55,315$ -$ -$ -$ 55,315$ -$ The notes to the financial statements are an integral part of this statement. Business-Type Activities – Enterprise Funds 31 (This page left blank intentionally) 32 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO NOTE 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The basic financial statements of the city of Monticello, Minnesota (the city) have been prepared in conformity with accounting principles (GAAP) generally accepted in the United States of America as applied to governmental units, as applied by the Governmental Accounting Standards Board (GASB). GASB is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. The significant accounting policies of the city are described as follows: A. Reporting entity Incorporated in 1856, the city of Monticello is designated as a third-class city (population 10,001 to 20,000) and governed by statutory city code under Optional Plan A in Minnesota statutes. The city falls under section 501(a) of the Internal Revenue Code. The five-member mayor-council is elected on staggered, even-numbered years. Councilors are elected at-large to four-year terms while the mayor is elected to a two-year term. The governing body appoints an administrator to implement policies and oversee daily operations. The accompanying financial statements include all funds, departments, agencies, boards, commissions, and other organizations that comprise the city, along with any component units. Component units are legally separate entities for which the city (primary government) is financially accountable, or for which the exclusion of the component unit would render the financial statements of the primary government misleading. Criteria used to determine if the primary government is financially accountable for a component unit includes whether or not the primary government appoints the voting majority of the potential component unit’s governing body, is able to impose its will on the potential component unit, is in a relationship of financial benefit or burden with the potential component unit, or is fiscally depended upon by the potential component unit. The Monticello Economic Development Authority (EDA) is a legally separate entity created pursuant to Minnesota Statutes § 469.090 through § 469.108 to carryout economic and industrial development and redevelopment within the city in accordance with policies established by the City Council. The seven- member Board of Directors consists of two councilmembers and five members from the community appointed by the City Council. Management of the city has complete operational responsibility of the EDA’s activities, the City Council reviews and approves the tax levy and all expenditures for the EDA, and the EDA provides services entirely to the city. Therefore, the EDA is reported as a blended component unit within the EDA Special Revenue Fund. Separate financial statements are not issued for this component unit. The mayor and council are responsible for appointing some members of other organizations. However, the city’s accountability for these organizations does not extend beyond making appointments. B. Government-wide and fund financial statements The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all of the activities of the primary government and its component unit. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operation or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Aggregated information for the remaining nonmajor funds are reported in single columns in the respective fund financial statements. The city applies restricted resources first when an expense is incurred for which both restricted and unrestricted resources are available. Depreciation expense is included in the direct expense of each function. Interest on long-term debt of governmental activities is considered an indirect expense and is reported separately on the Statement of Activities. C. Measurement focus, basis of accounting, and financial statement presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes and special assessments, if levied, are recognized as revenues in the year for which they are levied. Grants and similar 33 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered available when they are collectible with the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the city considers revenue to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to claims and judgments, compensated absences, other post-employment benefits, and net pension liabilities, are recognized as expenditures to the extent they have matured. Capital asset acquisitions are reported as capital outlay expenditures in the governmental funds. Proceeds from long-term debt are reported as other financing sources. Property taxes, franchise taxes, licenses, and investment interest associated with the current fiscal period are all considered to be susceptible to accrual and have been recognized as revenues of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the city. Since governmental fund statements are presented using a measurement focus and basis of accounting different from that used in the government-wide statements’ governmental column, a reconciliation is presented that briefly explains the adjustments necessary to reconcile ending net position and the change in net position. In the fund financial statements, financial transactions and accounts of the city are organized on the basis of funds. The operation of each fund is considered to be an independent fiscal and separate accounting entity, with a self-balancing set of accounts recording cash and/or other financial resources together with all related liabilities and residual equities or balances, and changes therein, which are segregated for the purpose of carrying on specific activities or attaining certain objectives in accordance with special regulations, restrictions, or limitations. Major Governmental Funds – The major governmental funds reported by the city are as follows: General Fund – The General Fund is used to account for all financial resources except those required to be accounted for in another fund. Community Center Fund – The Community Center (special revenue) Fund accounts for the revenues and expenditures related to the community center. In addition to a property tax allocation, the community center generates significant revenue from charges for memberships, program activities, and space rentals. Economic Development Authority (EDA) Fund – The EDA (special revenue) Fund is used to account for revenues and expenditures related to the blended component unit. Tax increments, generated mainly by economic and redevelopment districts, and a property tax levy are the EDA’s primary revenue sources. Debt Service Fund – The Debt Service Fund is used to account for the accumulation of resources for and the payment of long-term debt principal, interest, and related costs. Capital Projects Fund – The Capital Projects Fund is used to account for financial resources to be used for the acquisition or construction of major capital facilities and infrastructure (other than those financed by proprietary funds). Major Proprietary Funds – The city reports the following major proprietary funds: Water Fund – The Water (enterprise) Fund is used to account for all activities necessary to provide water services to the residents and businesses of the city. Sewage Fund – The Sewage (enterprise) Fund is used to account for all activities necessary to provide sewage services to the residents and businesses of the city. Stormwater Fund – The Stormwater (enterprise) Fund is used to account for all activities necessary to provide stormwater maintenance and street sweeping services to the residents and businesses of the city. Liquor Fund – The Liquor (enterprise) Fund is used to account for the operations of the city’s liquor store. Fiber Optics Fund – The Fiber Optics (enterprise) Fund is used to account for all activities necessary to provide fiber optic services to the residents and businesses of the city. Deputy Registrar Fund – The Deputy Registrar (enterprise) Fund is used to account for the operation of city’s department of motor vehicles. 34 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO Additionally, the city reports the following fund type: Internal Service Funds – These funds account for the city’s benefit accrual, central equipment, and information technology services. Internal service funds operate in a manner similar to enterprise funds; however, they provide services primarily to other city departments. As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are charges between the city’s enterprise funds and various other functions of the city. Elimination of these charges would distort the direct costs and program revenues of the various functions involved. Amounts reported as program revenues include 1) charges to customers or applicants for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes the city has the authority to impose. Proprietary funds distinguish operating revenues and expenses from non- operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the city’s enterprise and internal service funds are charges to customers for sales and services. Operating expenses for enterprise and internal service funds include cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as non-operating revenues and expenses. Aggregated information for the internal service funds is reported in a single column in the proprietary fund financial statements. Because the principal user of the internal services is the city’s governmental activities, the financial statements of the internal service funds are consolidated into the governmental column when presented in the government-wide financial statements. The cost of these services is reported in the appropriate functional activity. D. Cash and Investments Cash and investments include balances from all funds that are combined and invested to the extent available in savings accounts, certificates of deposit, U.S. government obligations, and other securities authorized by state statutes. Earnings from investments are allocated to the respective funds based on applicable participation by each fund. For purposes of the statement of cash flows, the city considers all highly liquid debt instruments with an original maturity from the time of purchase by the city of three months or less to be cash equivalents. The proprietary fund’s equity in the government-wide cash and investment management pool is considered a cash equivalent. Investments are generally stated at fair value, except for investments in external investment pools, which are stated at amortized cost. Short-term highly liquid debt instruments (including commercial paper, banker’s acceptances, and U.S. treasury and agency obligations) purchased with a remaining maturity of one year or less are reported at amortized cost. Investment income is accrued at the balance sheet date. The city categorizes its fair value measurements within the fair value hierarchy established by accounting principles generally accepted in the United States of America. The hierarchy is based on the valuation inputs used to measure the fair value of the asset as follows: Level 1 inputs are quoted prices in active markets for identical assets. Level 2 inputs are significant other observable inputs. Level 3 inputs are significant unobservable inputs. Debt securities classified in Level 2 of the fair value hierarchy are valued using a matrix pricing technique. Matrix pricing is used to value securities based on the securities’ relationship to benchmark quoted price as outlined in Note 2. E. Property Taxes Property tax levies are set by the city council each year and are certified to Wright County for collection in the following year. In Minnesota, counties act as collection agents for all property taxes. Wright County spreads all levies over taxable property. Such taxes become a lien on January 1 and are recorded as receivables by the city on that date. Most property taxes can be paid without penalty and interest by taxpayers in two equal installments on May 15 and October 15. Wright County provides tax settlements to cities and other taxing districts several times throughout the year. Within the governmental fund financial statements, the city recognizes property tax revenue when it becomes both measurable and available to finance expenditures of the current period. Taxes which remain unpaid at December 31 are classified as delinquent taxes receivable and are offset by deferred inflows of resources because it is not available to finance current expenditures. Deferred inflows of resources in governmental activities are susceptible to full accrual on the government-wide financial statements. 35 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO F. Special Assessments Special assessments are levied against the benefiting properties for the assessable costs of special assessment improvement projects in accordance with Minnesota Statutes. The city usually adopts assessment rolls when individual public improvement projects are complete or substantially complete. The assessments are collectible over a term of years generally consistent with the term of years for the related bond issue. Collection of annual installments (including interest) is handled by the county in the same manner as property taxes. Property owners are allowed to prepay total future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until full payment is made or the amount is determined to be excessive by the city council or court action. If special assessments are left unpaid, the property is subject to tax forfeited sale and the first proceeds of that sale (after costs, penalties, and expenses of sale) are remitted to the city in payment of delinquent special assessments. Generally, the city will collect the full amount of its special assessments not adjusted by city council or court action. Pursuant to state statutes, a property shall be subject to tax forfeit sale after three years of delinquency except for homesteaded, agricultural or seasonal recreational property, which is subject to sale after five years. These assessments are recorded as delinquent (levied, but not yet paid) and deferred (certified, but not yet levied) special assessments receivable, and are offset by deferred inflows of resources in the governmental fund financial statements. Unremitted special assessments are amounts collected by Wright County, but not paid to the city before year-end. G. Receivables Utility and miscellaneous accounts receivable are reported at gross value. Since the city is generally able to certify delinquent amounts to the county for collection as special assessments, no allowance for uncollectible accounts has been provided on current receivables. The city contracted with a third party to manage Fibernet beginning on July 1, 2016. On a monthly basis, the city receives amounts billed by Arvig with an estimated portion withheld for uncollectible account. Customer receivable balances are carried by Arvig rather than the city. Therefore, no allowance for uncollectible accounts is set up in the proprietary Fiber Optics Fund. A receivable is considered past due if any portion of the receivable balance is outstanding for more than 30 days. Interest is charged on receivables that are considered past due. Accrual of interest is not suspended until a receivable is determined to be uncollectible. Provisions for bad debts would be insignificant and none have been made for 2020. Interest receivable is recorded as revenue in the year the interest is earned and is available to pay liabilities of the current period. The interest receivable balance is reported as one amount in the General Fund while all other funds receive interest revenue distributions in cash. H. Inventories The inventories of the proprietary funds are stated at cost using the first-in, first- out (FIFO) method. Enterprise fund inventory consists of merchandise held for resale at the city-owned Hi-Way Liquors store. I. Prepaid Items Payments to vendors for services that will benefit future accounting periods are recorded as prepaid. Prepaid items are accounted for using the consumption method. Fund balance in an amount equal to the prepaid balance in the related funds is not available for appropriation, and is, therefore, classified as nonspendable. J. Notes Receivable Notes receivable consist of loans made by the city or EDA to area businesses for development or redevelopment purposes. The terms and interest rates of the individual loans vary. Notes receivable that are passed through to another entity are offset by deferred inflows of resources in the governmental funds. K. Land Held for Resale Land held for resale is recorded in the governmental fund which purchased it at the lower of cost or acquisition value. Fund balances are reported as restricted or assigned in an amount equal to the land’s carrying value in the governmental funds as these assets are not available for appropriation. L. Capital Assets Capital assets, which include property, plant, equipment, and infrastructure assets (roads, bridges, sidewalks, and similar items) are reported in the applicable governmental or business-type activities columns in the government- wide financial statements. Such assets are capitalized at historical cost or 36 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO estimated historical cost for assets where actual historical cost is not available. Donated capital assets are recorded at their estimated acquisition value at the date of donation. The city’s capitalization policy divides each asset into a class with a related threshold as follows: Class of Asset Threshold Level Useful Life (Years) Land $1 N/A Land improvements $50,000 10 – 20 Building/building improvements $20,000 12 – 40 Primary infrastructure and utility $75,000 10 – 40 Secondary infrastructure $25,000 10 – 40 Equipment $10,000 5 – 20 Software and non-tangible $10,000 5 – 20 The cost of normal maintenance and repairs that does not add to the value of the asset or materially extend an asset’s useful life is not capitalized. The city has elected to fully capitalize the infrastructure capital assets of its governmental activities regardless of their acquisition date or amount. Capital assets are recorded in the government-wide and proprietary fund financial statements but are not reported in the governmental funds financial statements. Capital assets are depreciated using the straight-line method over their estimated useful lives shown in the previous table. Since surplus assets are generally sold for an immaterial amount when no longer needed for city purposes, no salvage value is taken into consideration for depreciation purposes. Capital assets not being depreciated include land and construction in progress. M. Deferred Outflows of Resources In addition to assets, the statement of net position and/or balance sheet will sometimes report a separate section for deferred outflows of resources. This separate financial statement element represents a consumption of net position that applies to future periods and so will not be recognized as an outflow of resources (expense/expenditure) until that time. The city has two types of items, which arise under a full accrual basis of accounting, that qualify for reporting in this category. Accordingly, the items, deferred other post-employment benefits resources and deferred pension resources, are reported only in the statement of net position. These items result from other post-employment benefits and pension-related actuarial calculations and current year contributions made subsequent to the measurement date. N. Long-Term Liabilities In the government-wide and proprietary fund financial statements, long-term debt and other long-term obligations are reported as liabilities. Bond premiums and discounts, if material, are deferred and amortized over the life of the bonds using the straight-line method. In the fund financial statements, governmental fund types recognize bond premiums and discounts during the current period. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. The par amount of debt issued is reported as other financing sources. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. O. Compensated Absences Payable City employees earn vacation and sick leave or paid-time-off (PTO) based upon the number of completed years of service. All new full-time employees receive PTO, while two employees still receive vacation and sick leave benefits. Full- time employees who resign or leave city employment voluntarily and in good standing, after giving proper notice, shall be compensated for unused days under their respective plan upon termination of employment. PTO is credited at the beginning of each fiscal year for existing employees and prorated for the fiscal year for new employees. Vacation and sick leave are accrued by pay period. PTO benefit: Up to 320 hours accrued at year-end plus any current year hours earned to their date of severance multiplied by their hourly rate at the time of severance. Sick leave benefit: One-half of the unused sick leave up to 800 hours and all unused sick leave above 800 hours times their hourly rate at the time of severance. All compensated absences are accrued when incurred in the government-wide and proprietary fund financial statements. The liability for governmental funds is recorded in the Benefit Accrual (internal service) Fund. Resignations and retirements of employees reduce the liability in the Benefit Accrual Fund or the applicable enterprise fund. 37 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO P. Pensions For purposes of measuring the net pension liability (asset), deferred outflows/inflows of resources, and pension expense, information about the fiduciary net position of the Public Employees Retirement Association (PERA) and Monticello Fire Relief (FRA) and additions to/deductions from each plan’s fiduciary net position have been determined on the same basis as they are reported by each plan. For this purpose, plan contributions are recognized as of employer payroll paid dates and benefit payments and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. The General Fund or applicable enterprise fund will be used to liquidate these liabilities. Q. Deferred Inflows of Resources In addition to liabilities, the statement of net position and/or balance sheet will sometimes report a separate section for deferred inflows of resources. This separate financial statement element represents an acquisition of net position that applies to future periods and so will not be recognized as an inflow of resources (revenue) until that time. The city has three types of items that qualify for reporting in this category. First, deferred other post-employment benefits and pension resources, which arise under a full-accrual basis of accounting, is reported only in the statement of net position. These amounts are the result of actuarial calculations involving net differences between expected and actual economic experience, changes in actuarial assumptions, net differences between projected and actuarial earnings, and changes in proportion and are deferred and recognized as an inflow of resources in accordance with actuarial calculations. Second, deferred MSA state aid is reported. This amount is the result of an advance of state aid allocated to future periods. Third, unavailable revenue, which arises under the modified accrual basis of accounting, is reported in the governmental funds balance sheet. Governmental funds report unavailable revenue from three sources: property taxes, special assessments, and MSA state aid and grants. These amounts are deferred and recognized as an inflow of resources in the period the amounts become available or are allocated to the city. R. Net Position In the government-wide and proprietary fund financial statements, net position represents the difference between assets and deferred outflows of resources, and liabilities and deferred inflows of resources. Net position is displayed in three components:  Net investment in capital assets – Consists of capital assets, net of accumulated depreciation, reduced by any outstanding debt attributable to acquire capital assets.  Restricted net position – Consists of net position restricted when there are limitations imposed on their use through external restrictions imposed by creditors, grantors, or laws or regulations of other governments.  Unrestricted net position – All other net position that does not meet the definition of “net investment in capital assets” or “restricted.” S. Fund Balance Classifications In the fund financial statements, governmental funds report fund balance in classifications that disclose constraints for which amounts in those funds can be spent. These classifications are as follows:  Nonspendable – Consists of amounts that are not in spendable form, such as prepaid items, inventory, and other long-term assets.  Restricted – Consists of amounts related to externally imposed constraints established by creditors, grantors, or contributors; or constraints imposed by state statutory provisions.  Committed – Consists of internally imposed constraints that are established by resolution by the city council, which is the city’s highest level of decision-making authority. Those committed amounts cannot be used for any other purpose unless the city council modifies or rescinds the commitment by resolution.  Assigned – Consists of internally imposed constraints. These constraints consist of amounts intended to be used by the city for specific purposes but do not meet the criteria to be classified as restricted or committed. In governmental funds, assigned amounts represent intended uses established by the governing body itself or by an official to which the governing body delegates the authority. Pursuant to city council resolution, the council, city administrator, or finance director are authorized to establish assignments of fund balance.  Unassigned – The residual classification for the General Fund which also reflects negative residual amounts in other funds. 38 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO When both restricted and unrestricted resources are available for use, it is the city’s policy to first use restricted resources, then use unrestricted resources as they are needed. When committed, assigned, or unassigned resources are available for use, it is the city’s policy to use resources in the following order: 1) committed, 2) assigned, and 3) unassigned. T. Budget Budgets for the General Fund and all special revenue funds are adopted on a basis consistent with accounting principles generally accepted in the United States of America. Reported budget amounts are as originally adopted or as amended by city council-approved supplemental appropriations and budget transfers. No budget amendments were adopted during the year. Budget appropriations lapse at year-end. The legal level of budgetary control is at the department level in the General Fund and at the fund level in the major special revenue funds. As shown in the Required Supplementary Information on page 65, expenditures in the Economic Development Authority special revenue fund were over budget in 2020. U. Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets, liabilities, and deferred outflows/inflows and disclosure of contingent assets, liabilities, and deferred outflows/inflows at the date of the financial statements and the reported amounts of revenues and expenses/expenditures during the reporting period. Actual results could differ from those estimates. V. Future Applicable Changes in Accounting Standards In June 2017, GASB issued Statement No. 87, Leases. This Statement increases the usefulness of governments’ financial statements by requiring recognition of certain lease assets and liabilities for leases that previously were classified as operating leases and recognized as inflows of resources or outflows of resources based on the payment provisions of the contract. It establishes a single model for lease accounting based on the foundational principle that leases are financings of the right to use an underlying asset. Under this Statement, a lessee is required to recognize a lease liability and an intangible right-to-use lease asset, and a lessor is required to recognize a lease receivable and a deferred inflow of resources, thereby enhancing the relevance and consistency of information about governments’ leasing activities. This statement is effective for the city’s fiscal year ending December 31, 2022. In June 2018, GASB issued Statement No. 89, Accounting for Interest Costs Incurred Before the End of a Construction Period. This Statement establishes accounting requirements for interest cost incurred before the end of a construction period. Such interest cost includes all interest that previously was accounted for in accordance with the requirements of paragraphs 5–22 of Statement No. 62, which are superseded by this Statement. This Statement requires that interest cost incurred before the end of a construction period be recognized as an expense in the period in which the cost is incurred for financial statements prepared using the economic resources measurement focus. As a result, interest cost incurred before the end of a construction period will not be included in the historical cost of a capital asset reported in a business-type activity or enterprise fund. This Statement also reiterates that in financial statements prepared using the current financial resources measurement focus, interest cost incurred before the end of a construction period should be recognized as an expenditure on a basis consistent with governmental fund accounting principles. This statement is effective for the city’s fiscal year ending December 31, 2021. In May 2019, GASB issued Statement No. 91, Conduit Debt Obligations. The primary objectives of this Statement are to provide a single method of reporting conduit debt obligations by issuers and eliminate diversity in practice associated with (1) commitments extended by issuers, (2) arrangements associated with conduit debt obligations, and (3) related note disclosures. This Statement clarifies the existing definition of a conduit debt obligation; establishes that a conduit debt obligation is not a liability of the issuer; establishes standards for accounting and financial reporting of additional commitments and voluntary commitments extended by issuers and arrangements associated with conduit debt obligations; and improves required note disclosures. This statement is effective for the city’s fiscal year ending December 31, 2022. NOTE 2. CASH, CASH EQUIVALENTS, AND INVESTMENTS A. Components of Cash and Investments Cash and investments at year-end consist of the following: Deposits 2,861,670$ Investments 48,367,734 Cash on hand 8,425 Total cash and investments – Statement of Net Position 51,237,829$ 39 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO B. Deposits In accordance with applicable Minnesota Statutes, the city maintains deposits at depository banks authorized by the city council, including checking accounts and non-negotiable certificates of deposit. The following is considered the most significant risk associated with deposits. Custodial Credit Risk – In the case of deposits, this is the risk that in the event of a bank failure, the city’s deposits may be lost. Minnesota Statutes require that all deposits be protected by federal deposit insurance, corporate surety bond, or collateral. The fair value of collateral pledged must equal 110% of the deposits not covered by federal deposit insurance or corporate surety bonds. Authorized collateral includes treasury bills, notes, and bonds; issues of U.S. government agencies; general obligations rated “A” or better; revenue obligations rated “AA” or better; irrevocable standard letters of credit issued by the Federal Home Loan Bank; and certificates of deposit. Minnesota Statutes require that securities pledged as collateral be held in safekeeping in a restricted account at the Federal Reserve Bank or in an account at a trust department of a commercial bank or other financial institution that is not owned or controlled by the financial institution furnishing the collateral. The city’s investment policy does not provide further requirements regarding custodial credit risk. At year-end, the carrying amount of the city’s deposits was $2,861,670 while the balance on bank records was $3,099,911. All deposits were covered by federal depository insurance, surety bonds, or by collateral held by the city’s agent in the city’s name. C. Investments Custodial Credit Risk – For investments, this is the risk that in the event of a failure of the counterparty to an investment transaction (typically a broker-dealer) the city would not be able to recover the value of its investments or collateral securities that are in the possession of an outside party. The city’s investment policy does not provide additional requirements beyond state statutes, but the city typically limits its exposure by purchasing insured or registered investments, or by the control of who holds the securities. Credit Risk – This is the risk that an issuer or other counterparty to an investment will not fulfill its obligations. Minnesota Statutes limit the city’s investments to direct obligations or obligations guaranteed by the United States or its agencies; shares of investment companies registered under the Federal Investment Company Act of 1940 that receive the highest credit rating, are rated in one of the two highest rating categories by a statistical rating agency, and all of the investments have a final maturity of 13 months or less; general obligations rated “A” or better; revenue obligations rated “AA” or better; general obligations of the Minnesota Housing Finance Agency rated “A” or better; bankers’ acceptances of United States banks eligible for purchase by the Federal Reserve System; commercial paper issued by United States corporations or their Canadian subsidiaries, rated of the highest quality category by at least two nationally recognized rating agencies, and maturing in 270 days or less; Guaranteed Investment Contracts guaranteed by a United States commercial bank, domestic branch of a foreign bank, or a United States insurance company, and with a credit quality in one of the top two highest categories; repurchase or reverse purchase agreements and securities lending agreements with financial institutions qualified as a “depository” by the government entity, with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000; that are a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York; or certain Minnesota securities broker-dealers. The city’s investment policy does not further address credit risk. Concentration Risk – This is the risk associated with investing a significant portion of the city’s investment (5% or more) in the securities of a single issuer, excluding U.S. guaranteed investments (such as treasuries), investment pools, and mutual funds. The city’s investment policy requires that no more than 5% of the overall portfolio may be invested in the securities of a single issuer, except for the securities of the U.S. government and in agencies or an external investment pool. No single issuer held more than 5% of the city’s total investments at December 31, 2020. Interest Rate Risk – This is the risk of potential variability in the fair value of fixed rate investments resulting from changes in interest rates (the longer the period for which an interest rate is fixed, the greater the risk). The city’s investment policy does not further address the duration of investments. The Minnesota Municipal Money Market Fund (4M Fund) is a common-law trust organized in accordance with the Minnesota Joint Powers Act, which invests only in investment instruments allowable under Minnesota Statutes. It is an external investment pool regulated by Minnesota statutes and the Board of Directors of the League of Minnesota Cities. The 4M Fund is not registered with the Securities Exchange Commission (SEC), but it follows the same regulatory rules of the SEC. The fair value of the city’s position in the pool is the same as the value of the pool shares. The 4M Fund does not have any restrictions on participant withdrawals. The city’s investment in the 4M Fund is measured at the 40 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO net asset value per share provided by the pool, which is based on an amortized cost method that approximates fair value. The city’s cash management and investment policy complies with all statutory requirements. D. Cash on hand Cash on hand consists of cash in the possession of the city, including petty cash and change funds. The following schedule provides information on credit and interest rate risks by investment type for the city’s investments at December 31, 2020: Fair Value Measurements Less More Percent of Rating Agency Using Than 1 1 to 5 5 to 10 Than 10 Total Holdings U.S. agency securities Federal Farm Credit Bank AA+ S&P Level 2 -$ 457,192$ 299,883$ -$ 757,075$ 1.6% Federal Agriculture Mortgage Corporation N/R N/A Level 2 - - 826,926 - 826,926 1.7% Federal Home Loan Bank AA+ S&P Level 2 - 548,945 - 432,858 981,803 2.0% Federal Home Loan Bank AAA Moody's Level 2 250,320 535,100 - 785,420 1.6% Negotiable certificates of deposit N/R N/A Level 2 2,542,494 9,961,743 3,935,489 - 16,439,726 34.1% Local government securities AAA S&P Level 2 - - - 501,740 501,740 1.0% Local government securities AA S&P Level 2 - 591,638 - 201,464 793,102 1.6% Local government securities Aaa Moody’s Level 2 - -- 1,002,870 1,002,870 2.1% Local government securities A Moody’s Level 2 167,609 315,336 - - 482,945 1.0% Investment pools and mutual funds N/R N/A Amortized Cost 25,678,847 - - - 25,678,847 53.1% Investment pools and mutual funds AAA S&P Amortized Cost 117,280 - - - 117,280 0.2% Total investments 28,506,230$ 12,125,174$ 5,597,398$ 2,138,932$ 48,367,734$ 100.0% N/R – Not Rated N/A – Not Applicable Credit Risk Interest Risk - Maturity Duration in Years Investment Type 41 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO NOTE 3. CAPITAL ASSETS Capital asset activities for the year end December 31, 2020 are as follows: January 1,Transfers and December 31,Governmental Beginning Completed Ending Internal Service Governmental Internal Service Activities Balance Additions Deletions Construction Balance Fund Assets Activities Total Fund Additions Additions Governmental activities Nondepreciable capital assets: Land 11,020,584$ 3,100$ (466,855)$ -$ 10,556,829$ -$ 10,556,829$ -$ 3,100$ Construction in progress 7,339,275 4,344,927 - (9,109,070) 2,575,132 - 2,575,132 - 4,344,927 Total capital assets, not depreciated 18,359,859 4,348,027 (466,855) (9,109,070) 13,131,961 - 13,131,961 - 4,348,027 Depreciable capital assets: Buildings and systems 93,970,808 211,146 - 7,836,520 102,018,474 - 102,018,474 - 211,146 Machinery and equipment 6,478,680 502,594 (306,579) 1,272,550 7,947,245 2,498,157 5,449,088 502,594 - Total capital assets, depreciated 100,449,488 713,740 (306,579) 9,109,070 109,965,719 2,498,157 107,467,562 502,594 211,146 Less accumulated depreciation for: Buildings and systems (47,183,734) (3,362,511) - - (50,546,245) - (50,546,245) - (3,362,511) Machinery and equipment (4,623,326) (269,284) 306,579 - (4,586,031) (885,341) (3,700,690) (198,954) (70,330) Total accumulated depreciation (51,807,060) (3,631,795) 306,579 - (55,132,276) (885,341) (54,246,935) (198,954) (3,432,841) Net capital assets, depreciated 48,642,428 (2,918,055) - 9,109,070 54,833,443 1,612,816 53,220,627 303,640 (3,221,695) Total governmental activities 67,002,287$ 1,429,972$ (466,855)$ -$ 67,965,404$ 1,612,816$ 66,352,588$ 303,640$ 1,126,332$ Business-type activities Nondepreciable capital assets: Land 730,695$ 55,315$ -$ -$ 786,010$ Construction in progress - 253,761 - - 253,761 Total capital assets, not depreciated 730,695 309,076 - - 1,039,771 Depreciable capital assets: Buildings and systems 104,383,594 258,213 - - 104,641,807 Machinery and equipment 3,498,584 - (189,000) - 3,309,584 Total capital assets, depreciated 107,882,178 258,213 (189,000) - 107,951,391 Less accumulated depreciation for: Buildings and systems (60,084,164) (2,545,566) - - (62,629,730) Machinery and equipment (1,991,182) (125,532)189,000 - (1,927,714) Total accumulated depreciation (62,075,346) (2,671,098)189,000 - (64,557,444) Net capital assets, depreciated 45,806,832 (2,412,885)- - 43,393,947 Total business-type activities 46,537,527$ $ (2,103,809)-$ -$ 44,433,718$ 42 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO Depreciation for the year ended December 31, 2020 was charged to functions/programs as follows: NOTE 4. COMMITMENTS The city has awarded contracts for various construction and remodeling projects. The city’s commitments for uncompleted work on these contracts at December 31, 2020 are approximately as follows: In 2019, the city entered into an investment agreement with Novel Solar Two LLC (Novel) at a solar farm. The city pays Novel $0.119 per kilowatt-hour (kWh) generated. Novel then sells the produced solar energy to Xcel Energy, and, in return, the city receives an energy credit on its monthly electric bills from Xcel Energy. Payments on the contract began in 2020, but amounts vary each month based on kilowatt-hours produced. NOTE 5. LONG-TERM LIABILITIES A. Description The city has the following types of long-term liabilities outstanding at December 31, 2020: General Obligation Bonds – The general obligation bond issues financed a settlement with telecommunication revenue bondholders, capital equipment purchases in the Central Equipment and Capital Projects funds, and construction of a new fire station. Special Assessment Bonds – These bonds are payable primarily from special assessments levied on the properties benefiting from the improvements funded by these issues. Any deficiencies in revenue to fund these issues will be provided from general property taxes. Tax Abatement Bonds – The principal balances on these bonds are payable primarily from a special tax abatement levy, and interest is paid from general property taxes. General Obligation Revenue Bonds – The outstanding general obligation revenue bond financed improvements to the city’s sewer system. They will be repaid from revenues pledged and are backed by the taxing power of the city. Net operating revenues were $2,559,354 and principal and interest payments were $242,398 for a percentage of revenues of 9.47%. PFA Revenue Note – This note was issued for improvements to the wastewater treatment plant and is payable primarily from user fees which benefit from the improvements. Compensated Absences – The city provides vacation and sick or paid-time-off (PTO) leave benefits to eligible employees. The liability will be repaid by the Benefit Accrual fund or respective enterprise fund for which each employee is employed. Total OPEB Liability – The city provides post-employment benefits to certain eligible employees through the city’s OPEB Plan. The liability will be repaid based on a pay-as-you-go financing requirement from the General fund or applicable enterprise fund. Net Pension Liability – City employees participate in one state-wide, multiple-employer, defined benefit pension plan administered by the Public Employees Retirement Association (PERA) per Minnesota state statute. The liability reflects the city’s portion of the total net pension Governmental activities General government 36,071$ Public safety 57,660 Public works 2,791,217 Recreation and culture 547,893 Capital assets held by the City’s internal service funds – charged to the various functions based on usage of assets 198,954 Total depreciation expense – governmental activities 3,631,795$ Business-type activities Water 513,484$ Sewage 1,220,726 Stormwater 520,495 Liquor 33,591 Fiber Optics 374,624 Deputy Registrar 8,178 Total depreciation expense – business-type activities $ 2,671,098 Amount Contract Paid Remaining Project Description Amount To-Date 12/31/2020 Capital projects 2019 Pedestrian Improvements 364,411 346,190 18,221 Nonmajor governmental Bertram Park Improvements 1,686,178 1,640,472 45,706 2,050,589$ 1,986,662$ 63,927$ Fund 43 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO liability of the PERA plan based on a percentage of contributions into the plan. The liability will be repaid by the General fund or applicable enterprise fund. Long-term liabilities at year-end are summarized as follows: B. Changes in Long-Term Liabilities Final Original Interest Maturity Balance – Issue Rate % Issue Date Date End of Year Governmental activities General obligation bonds 2014A General obligation bonds judgment portion 6,080,000$ 1.00 - 3.50 % 12/18/2014 12/15/2030 4,300,000$ equipment portion 515,000 1.00 - 3.05 12/18/2014 12/15/2024 240,000 2019A General obligation bonds CIP portion 5,350,000 2.00 - 2.30 09/18/2019 12/15/2034 5,065,000 equipment portion 1,290,000 2.00 09/18/2019 12/15/2028 1,165,000 Special assessments bonds 2011A General obligation refunding bonds 10,735,000 2.00 - 3.00 10/19/2011 02/01/2023 385,000 2015B General obligation bonds 2,605,000 1.50 - 3.00 11/01/2015 12/15/2030 1,830,000 2016A General obligation bonds 4,900,000 2.00 - 3.00 11/15/2016 12/15/2030 3,155,000 2017A General obligation bonds 2,040,000 2.00 - 2.50 10/24/2017 12/15/2027 1,475,000 2019A General obligation bonds 320,000 2.00 09/18/2019 12/15/2028 290,000 2020A General obligation bonds 2,155,000 0.45 - 2.00 09/09/2020 12/15/2030 2,155,000 Tax abatement bonds 2017A General obligation bonds 2,960,000 2.00 - 3.00 10/24/2017 12/15/2032 2,450,000 2018A General obligation bonds 5,000,000 3.00 - 3.38 10/23/2018 12/15/2032 4,420,000 2019A General obligation bonds 1,040,000 2.00 - 2.20 09/18/2019 12/15/2032 975,000 Premiums on bonds 44,028 Compensated absences payable 311,658 Total OPEB liability 96,068 Net pension liability 2,520,012 Total governmental activities 30,876,766$ Final Original Interest Maturity Balance – Issue Rate % Issue Date Date End of Year Business-type activities General obligation revenue bonds 2013B Wastewater treatment bonds 3,000,000$ 2.00 - 3.35 % 12/01/2013 12/01/2028 1,720,000$ Public Facility Authority G.O. Sewer Revenue Note (2015A)2,214,632 1.06 08/26/2015 08/20/2035 1,696,000 Premiums on bonds 17,539 Compensated absences payable 90,149 Total OPEB liability 45,208 Net pension liability 885,408 Total business-type activities 4,454,304$ January 1,December 31, Due Within 2020 Additions Retirements 2020 One Year Governmental activities General obligation bonds 11,600,000$ -$ (830,000)$ 10,770,000$ 885,000$ Certificates of indebtedness 70,000 - (70,000) - - Special assessment bonds 9,200,000 2,155,000$ (2,065,000) 9,290,000 1,240,000 Tax abatement bonds 8,390,000 - (545,000) 7,845,000 565,000 Add premiums on bonds 69,187 101,280 (126,439) 44,028 - Compensated absences 305,117 275,254 (268,713) 311,658 184,805 Total OPEB liability 90,631 6,824 (1,387) 96,068 3,765 Net pension liability 2,311,582 499,967 (291,537) 2,520,012 - Total governmental activities 32,036,517$ 3,038,325$ (4,198,076)$ 30,876,766$ 2,878,570$ Business-type activities General obligation revenue bonds 1,910,000$ -$ (190,000)$ 1,720,000$ 195,000$ PFA Revenue Note 1,800,000 - (104,000) 1,696,000 105,000 Add premiums on bonds 19,524 - (1,985) 17,539 - Compensated absences 86,154 78,504 (74,509) 90,149 50,113 Total OPEB liability 37,018 8,843 (653) 45,208 - Net pension liability 812,176 175,664 (102,432) 885,408 - Total business-type activities 4,664,872$ 263,011$ (473,579)$ 4,454,304$ 350,113$ 44 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO C. Minimum Debt Payments Minimum annual principal and interest payments to maturity for bonds payable are as follows: D. Legal Debt Margin Under Minnesota State Statutes, the general obligation bonded debt issued by the city is subject to a legal debt limitation based on 3 percent of market value. At December 31, 2020, the city’s legal debt margin was $49,671,142. The statutes provide that debt issues supported by tax increment, special assessment revenues or available dedicated reserves are excluded from the total limited debt. E. Conduit Debt From time to time, the city has issued bonds or notes to provide financial assistance to private sector entities for the acquisition and construction of housing or commercial facilities deemed to be in the public interest. The bonds or notes are secured by the property financed and are payable solely from payments received on the underlying mortgage loans or leases. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private sector entity served by the bond issuance. The city is not obligated in any manner for repayment of the bonds or notes. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 2020, there was one Revenue Refunding Note and two series of Educational Facilities Revenue Notes outstanding. The original issue of the 2014 Revenue Refunding Note (Ice Arena Project) totaled $1,111,000 and matures in 2024. The original issues of the 2017A and 2017B Educational Facilities Revenue Notes totaled $2,225,000 and mature in 2037. These balances have reduced through regularly scheduled payments. The outstanding balance as of December 31, 2020 is undetermined. F. Pay-As-You-Go Tax Increment Notes The city, in order to spur economic development and redevelopment, has entered into private development and redevelopment agreements to encourage developers to construct, expand, or improve new or existing properties and buildings or clean-up and redevelop blighted areas. These agreements may in substance be a tax abatement but will depend on their individual circumstances. G. Abatements The city is authorized to create a tax increment financing plan under Minnesota Statute 469.175. The criteria that must be met under the statute are that, in the opinion of the municipality: the proposed development or redevelopment would not reasonably be expected to occur solely through private investment within the reasonably foreseeable future; and the increased market value of the site that could reasonably be expected to occur without the use of tax increment financing would be less than the increase in the market value estimated to result from the proposed development after subtracting the present value of the projected tax increments for the maximum duration of the district Year Ending December 31, Principal Interest Principal Interest Principal Interest Principal Interest Principal Interest 2021 885,000$ 271,709$ 1,240,000$ 204,307$ 565,000$ 215,773$ 195,000$ 48,598$ 105,000$ 18,028$ 2022 910,000 251,834 1,270,000 168,168 580,000 201,373 200,000 44,405 106,000 16,912 2023 925,000 230,296 1,100,000 143,743 590,000 186,573 205,000 39,705 107,000 15,786 2024 945,000 207,701 1,120,000 120,893 605,000 171,473 210,000 34,375 108,000 14,648 2025 910,000 183,919 1,145,000 97,618 625,000 155,973 215,000 28,600 109,000 13,500 2026 - 2030 4,600,000 552,486 3,415,000 193,925 3,380,000 520,648 695,000 45,590 565,000 49,802 2031 - 2035 1,595,000 90,523 - - 1,500,000 69,863 - - 596,000 19,134 10,770,000$ 1,788,468$ 9,290,000$ 928,652$ 7,845,000$ 1,521,673$ 1,720,000$ 241,273$ 1,696,000$ 147,810$ Business-Type Activities PFA Revenue Note Governmental Activities General Obligation BondsGeneral Obligation Bonds Tax Abatement Bonds Special Assessment Bonds 45 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO permitted by the plan. The requirements of this item do not apply if the district is a housing district;  that the tax increment financing plan conforms to the general plan for the development or redevelopment of the municipality as a whole; and  that the tax increment financing plan will afford maximum opportunity, consistent with the sound needs of the municipality as a whole, for the development or redevelopment of the project by private enterprise. The city has development agreements with private developers for properties in the city’s tax increment districts. As part of the agreements, the city has agreed to reimburse the developers for certain costs through pay-as-you-go tax increment notes. These notes provide for the payment of principal equal to the developers’ costs, plus interest at rates ranging from 5.5% to 8.5% (interest accrual commencing upon the developer completing the project). Payments of the notes will be made at the lesser of the scheduled note payments or the actual net tax increment received during the period specified in the agreement. The notes, classified as abatements, will be canceled at the end of the agreement term, whether it has been fully repaid or not. The city currently has two agreements that would be considered tax abatements under GASB Statement 77. The outstanding principal balances as of December 31, 2020 are listed in the following table. These notes are not included in the city’s long-term debt, because repayment is required only to the extent sufficient tax increments are received. The city’s position is that this is an obligation to assign future and uncertain revenue sources and is not actual debt in substance. H. Arbitrage Rebate In accordance with the provisions of Section 148(f) of the Internal Revenue Code of 1986, as amended, bonds must satisfy certain arbitrage rebate requirements. Positive arbitrage is the excess of (1) the amount earned on investments purchased with bond proceeds over (2) the amount that such investments would have earned had such investments been invested at a rate equal to the yield on the bond issue. In order to comply with the arbitrage rebates requirements, positive arbitrage must be paid to the U.S. treasury at the end of each five-year anniversary date of the bond issue. As of December 31, 2020, there are no arbitrage rebates owed. I. Revenue Pledged Future revenue pledged for the payment of long-term debt is as follows: NOTE 6. DEFINED BENEFIT PENSION PLANS – STATE-WIDE A. Plan Description The city participates in the General Employees Retirement Fund (GERF) cost- sharing multiple-employer defined benefit pension plan administered by the Public Employees Retirement Association of Minnesota (PERA). PERA’s defined benefit pension plans are established and administered in accordance with Minnesota Statutes, Chapters 353 and 356. PERA’s defined benefit pension plans are tax qualified plans under Section 401 (a) of the Internal Revenue Code. General Employees Retirement Fund (General Employees Plan) All full-time and certain part-time employees of the city are covered by the General Employees Plan. General Employees Plan members belong to the Coordinated Plan. Coordinated Plan members are covered by Social Security. Name Purpose 1-22 Downtown District Redevelopment activities in 1997 Downtown and 2010 Embracing Downtown plans 1-40 Briggs 60 unit elderly (senior citizen) housing facility Amount of taxes abated during the fiscal year Outstanding principal balance at year-end Date of required decertification -$ 785,000$ 12/31/2045 11,303$ 184,816$ 12/31/2024 2013B G.O. Wastewater Treatment Bonds PFA Note Use of proceeds Sewage Fund Sewage Fund Revenue pledged Type Utility charges Utility charges Percent of total debt service 52%48% Term of pledge 2013-2028 2015-2035 Remaining principal & interest 1,961,273$ 1,843,810$ Current year Principal and interest paid 242,398$ 123,134$ Pledged revenue received 1,330,864$ 1,228,490$ Description 46 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO B. Benefits Provided PERA provides retirement, disability, and death benefits. Benefit provisions are established by state statute and can only be modified by the state legislature. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. General Employees Plan Benefits Benefits are based on a member’s highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. Two methods are used to compute benefits for PERA's Coordinated Plan members. Members hired prior to July 1, 1989, receive the higher of Method 1 or Method 2 formulas. Only Method 2 is used for members hired after June 30, 1989. Under Method 1, the accrual rate for Coordinated members is 1.2% of average salary for each of the first 10 years of service and 1.7% of average salary for each additional year. Under Method 2, the accrual rate for Coordinated members is 1.7% of average salary for all years of service. For members hired prior to July 1, 1989 a full annuity is available when age plus years of service equal 90 and normal retirement age is 65. For members hired on or after July 1, 1989, normal retirement age is the age for unreduced Social Security benefits capped at 66. Benefit increases are provided to benefit recipients each January. Beginning in 2019, the postretirement increase is equal to 50% of the cost-of-living adjustment (COLA) announced by the Social Security Administration, with a minimum increase of at least 1.0% and a maximum of 1.5%. Recipients that have been receiving the annuity or benefit for at least a full year as of the June 30 before the effective date of the increase will receive the full increase. For recipients receiving the annuity or benefit for at least one month but less than a full year as of the June 30 before the effective date of the increase will receive a reduced prorated increase. For members retiring on January 1, 2024, or later, the increase will be delayed until normal retirement age (age 65 if hired prior to July 1, 1989, or age 66 for individuals hired on or after July 1, 1989). Members retiring under Rule of 90 are exempt from the delay to normal retirement. C. Contributions Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. Contribution rates can only be modified by the state legislature. General Employees Fund Contributions Coordinated Plan members were required to contribute 6.50%, of their annual covered salary in fiscal year 2020, and the city was required to contribute 7.50% for Coordinated Plan members. The city’s contributions to the General Employees Fund for the year ended December 31, 2020, were $304,809. The city’s contributions were equal to the required contributions as set by state statute. D. Pension Costs General Employees Fund Pension Costs At December 31, 2020, the city reported a liability of $3,405,420 for its proportionate share of the General Employees Fund’s net pension liability. The city’s net pension liability reflected a reduction due to the State of Minnesota’s contribution of $16 million. The State of Minnesota is considered a non- employer contributing entity and the state’s contribution meets the definition of a special funding situation. The State of Minnesota’s proportionate share of the net pension liability associated with the city totaled $104,919. The net pension liability was measured as of June 30, 2020, and the total pension liability used to calculate the net pension liability was determined by an actuarial valuation as of that date. The city’s proportionate share of the net pension liability was based on the city’s contributions received by PERA during the measurement period for employer payroll paid dates from July 1, 2019, through June 30, 2020, relative to the total employer contributions received from all of PERA’s participating employers. The city’s proportionate share was 0.0568%, which was an increase of 0.0003% from its proportionate share at June 30, 2019. For the year ended December 31, 2020, the city recognized pension expense of $99,210 for its proportionate share of the General Employees Fund’s pension expense. In addition, the city recognized an additional $9,147 as pension expense (and grant revenue) for its proportionate share of the State of Minnesota’s contribution of $16 million to the General Employees Fund. At December 31, 2020, the city reported its proportionate share of the General Employees Plan’s deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Outflows Deferred Inflows of Resources of Resources Differences between expected and actual economic experience 30,852$ 12,885$ Changes in actuarial assumptions - 124,892 Net collective difference between projected and actual investment earnings 68,068 - Changes in proportion 55,643 - Contributions paid to PERA subsequent to the measurement date 155,223 - Total 309,786$ 137,777$ 47 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO $155,223 reported as deferred outflows of resources related to pensions resulting from the city’s contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability in the year ended December 31, 2021. Other amounts reported as deferred outflows and deferred inflows of resources related to pensions, excluding the contributions subsequent to the measurement date, will be recognized in pension expense as follows: E. Actuarial Assumptions The total pension liability in the June 30, 2020 actuarial valuation was determined using an individual entry-age normal actuarial cost method and the following actuarial assumptions: Salary increases were based on a service-related table. Mortality rates for active members, retirees, survivors, and disabilitants for all plans were based on RP 2014 tables for males or females, as appropriate, with slight adjustments to fit PERA’s experience. Cost of living benefit increases after retirement for retirees are assumed to be 1.25% per year for the General Employees Plan. Actuarial assumptions used in the June 30, 2020 valuation were based on the results of actuarial experience studies. The most recent four-year experience study in the General Employees Plan was completed in 2019. The assumption changes were adopted by the Board and become effective with the July 1, 2020 actuarial valuation. The following changes in actuarial assumptions and changes in plan provisions occurred in the General Employees Plan in 2020: The price inflation assumption was decreased from 2.50% to 2.25%. The payroll growth assumption was decreased from 3.25% to 3.00%. Assumed salary increase rates were changed as recommended in the June 30, 2019 experience study. The net effect is assumed rates that average 0.25% less than previous rates. Assumed rates of retirement were changed as recommended in the June 30, 2019 experience study. The changes result in more unreduced (normal) retirements and slightly fewer Rule of 90 and early retirements. Assumed rates of termination were changed as recommended in the June 30, 2019 experience study. The new rates are based on service and are generally lower than the previous rates for years 2-5 and slightly higher thereafter. Assumed rates of disability were changed as recommended in the June 30, 2019 experience study. The change results in fewer predicted disability retirements for males and females. The base mortality table for healthy annuitants and employees was changed from the RP-2014 table to the Pub-2010 General Mortality table, with adjustments. The base mortality table for disabled annuitants was changed from the RP-2014 disabled annuitant mortality table to the PUB-2010 General/Teacher disabled annuitant mortality table, with adjustments. The mortality improvement scale was changed from Scale MP-2018 to Scale MP-2019. The assumed spouse age difference was changed from two years older for females to one year older. The assumed number of married male new retirees electing the 100% Joint & Survivor option changed from 35% to 45%. The assumed number of married female new retirees electing the 100% Joint & Survivor option changed from 15% to 30%. The corresponding number of married new retirees electing the Life annuity option was adjusted accordingly. Augmentation for current privatized members was reduced to 2.0% for the period July 1, 2020 through December 31, 2023 and 0.0% after. Augmentation was eliminated for privatizations occurring after June 30, 2020. The State Board of Investment, which manages the investments of PERA, prepares an analysis of the reasonableness on a regular basis of the long-term expected rate of return using a building-block method in which best-estimate ranges of expected future rates of return are developed for each major asset class. These ranges are combined to produce an expected long-term rate of return by weighting the expected future rates of return by the target asset Pension Year ended Expense December 31, Amount 2021 (158,191)$ 2022 23,836 2023 68,865 2024 82,276 16,786$ Inflation 2.25% per year Active Member Payroll Growth 3.00% per year Investment Rate of Return 7.50% 48 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO allocation percentages. The target allocation and best estimates of geometric real rates of return for each major asset class are summarized in the following table: F. Discount Rate The discount rate used to measure the total pension liability in 2020 was 7.50%. The projection of cash flows used to determine the discount rate assumed that contributions from plan members and employers will be made at the rates set in Minnesota Statutes. Based on these assumptions, the fiduciary net position of the General Employees Fund was projected to be available to make all projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. G. Pension Liability Sensitivity The following presents the city’s proportionate share of the net pension liability calculated using the discount rate disclosed in the preceding paragraph, as well as what the city’s proportionate share of the net pension liability would be if it were calculated using a discount rate 1 percentage point lower or 1 percentage point higher than the current discount rate: H. Pension Plan Fiduciary Net Position Detailed information about the General Employees Fund pension plan’s fiduciary net position is available in a separately-issued PERA financial report that includes financial statements and required supplementary information. That report may be obtained on the Internet at www.mnpera.org. NOTE 7. PUBLIC EMPLOYEES DEFINED CONTRIBUTION PENSION PLANS – STATE-WIDE All council members of the city are covered by the Public Employees Defined Contribution Plan (PEDCP), a multiple-employer deferred compensation plan administered by PERA. However, only two of the five Council members choose to participate in the plan. The PEDCP is a tax qualified plan under Section 401(a) of the Internal Revenue Code and all contributions by or on behalf of employees are tax deferred until time of withdrawal. Plan benefits depend solely on amounts contributed to the plan plus investment earnings, less administrative expenses. Minnesota Statutes, Chapter 353D.03, specifies plan provisions, including the employee and employer contribution rates for those qualified personnel who elect to participate. An eligible elected official who decides to participate contributes 5% of salary which is matched by the elected official's employer. Employer and employee contributions are combined and used to purchase shares in one or more of the seven accounts of the Minnesota Supplemental Investment Fund. For administering the plan, PERA receives 2% of employer contributions and twenty-five hundredths of 1% (0.25%) of the assets in each member's account annually. Total contributions made by the city during fiscal year 2020 were: NOTE 8. DEFINED BENEFIT PENSION PLAN - MONTICELLO FIRE RELIEF ASSOCIATION A. Plan Description All members of the Monticello Fire Department (the Department) are covered by a defined benefit plan administered by the Monticello Fire Relief Association (the Association). As of December 31, 2020, the plan covered 27 active firefighters and 6 retirees and beneficiaries. The plan is a single-employer Long-Term Target Expected Real Allocation Rate of Return Domestic stocks 35.5%5.10% Internalation stocks 17.5%5.30% Bonds (fixed income)20.0%0.75% Alternative assets (private markets)25.0%5.90% Cash 2.0%0.00% Total 100.0% Asset Class 1% Decrease 1% Increase In Discount Discount In Discount Rate (6.50%) Rate (7.50%) Rate (8.50%) City's proportionate share of the GERF net pension liability 5,457,706$ 3,405,420$ 1,712,448$ Required Employee Employer Employee Employer Rate 780$ 780$ 5.00% 5.00% 5.00% Contribution Amount % of Covered Payroll 49 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO retirement plan that is established and administered in accordance with Minnesota statute, chapter 69. The Association maintains a separate Special fund to accumulate assets to fund the retirement benefits earned by the Department’s membership. Funding for the Association is derived from voluntary contributions from the city and 2% fire aid from the State of Minnesota, as well as from investment income. B. Benefits Provided Upon approval by the Board of Trustees, lump sum retirement benefits are either paid or deferred as follows: Each member who is at least 50 years of age, has retired from the fire department, has served at least 10 years of active service with such department before retirement and has been a member of the Association in good standing at least 10 years prior to such retirement, shall be entitled to a lump sum service pension in the amount of $4,200 for each year of service but not exceeding the maximum amount per year of service allowed by law for the minimum average amount of available financing per firefighter as prescribed by laws. A year of service may be prorated to twelve monthly slices, if a full year of active service is not reached. If a member of the Association shall become permanently and totally disabled, the Association shall pay the sum of $4,200 for each year the member was an active member of the Association. If a member who received a disability pension subsequently recovers and returns to active duty, the disability pension is deducted from the service pension as approved by the Board of Trustees. According to the bylaws of the Association and pursuant to Minnesota Statutes, members who retire with less than 20 years of service and have reached the age of 50 years and have completed at least 10 years of active membership are entitled to a reduced service pension not to exceed the amount calculated by multiplying the member’s service pension for the completed years of service times an applicable nonforfeitable percentage. During the time a member is on deferred vested pension (not yet reached age 50), they will earn interest on the deferred benefit amount at a rate determined by the Board of Trustees, up to 5%, compounded annually. A deferred vested member will not be eligible for disability benefits. C. Contributions Minnesota statutes, chapters 424 and 424A authorize pension benefits for volunteer fire relief associations. Contributions by the city are determined as follows:  Normal cost for next year (increase in pension benefit obligation)  Plus estimated expenses for next year and 10% of any deficits  Less anticipated income next year and 10% of any surplus The plan is funded by fire state aid, investment earnings and, if necessary, employer contributions as specified in Minnesota statutes and voluntary city contributions (if applicable). The State of Minnesota contributed $128,638 in fire state aid to the plan on behalf of the city Fire Department for the year ended December 31, 2020, which was recorded as a revenue. Required employer contributions are calculated annually based on statutory provisions. The city’s statutorily-required contributions to the plan for the year ended December 31, 2020 were $128,638. The city’s contributions were equal to the required contributions as set by state statute. The city made no voluntary contributions to the plan. Furthermore, the members have no obligation to contribute to the plan. D. Actuarial Assumptions The total pension liability at December 31, 2020 was determined using the entry age cost method and the following assumptions: Retirement eligibility at 100% service pension at age 50 and 20 years of service, early vested retirement at age 50 with 10 years of service vested at 60% and increased by 4% for each additional year of service up to 20 and eligibility for deferred service pension payable at age 50 and 20 years of service. E. Pension Costs At December 31, 2020, the city reported a net pension asset of $398,991 for the FRA plan. The total pension liability used to calculate the net pension liability in accordance with GASB 68 was determined by Robinson Associates LLC applying an actuarial formula to specific census data certified by the fire department as of December 31, 2020. For the year ended December 31, 2020, the Fire Department recognized pension expense of $15,871. Benefit increases 2.00% per year Cost of living increases 2.00% per year Investment rate of return 4.25% 20 year municipal bond yield 2.74% 50 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO At December 31, 2020, the fire relief reported deferred outflows/inflows of resources as follows: Amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expense as follows: The 4.25% long-term expected rate of return on pension plan investments was determined using a building-block method in which best estimates for expected future real rates of return (expected returns, net of inflation) were developed for each asset class using the plan’s target investment allocation along with long-term return expectations by asset class. Inflation expectations were applied to derive the nominal rate of return for the portfolio. The target allocation and best estimates of arithmetic real rates of return for each major asset class are summarized in the following table: F. Changes in the Net Pension Liability (Asset) G. Discount Rate The discount rate used to measure the total pension liability was 4.25%. The projection of cash flows used to determine the discount rate assumed that contributions to the FRA plan will be made as specified in statute. Based on that assumption and considering the funding ratio of the plan, the fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. H. Pension Asset Sensitivity The following presents the city’s net pension liability (asset) for the FRA plan, calculated using the discount rate disclosed in the preceding paragraph, as well as what the city’s net pension liability (asset) would be if it were calculated using Deferred Deferred Outflows Inflows of Resources of Resources Differences between expected and actual economic experience 70,676$ 198,568$ Changes in actuarial assumptions 7,419 7,389 Net difference between projected and actual investment earnings - 113,602 78,095$ 319,559$ Pension Year ended Expense December 31, Amount 2021 (46,564)$ 2022 (31,668) 2023 (53,877) 2024 (29,049) 2025 (11,889) Thereafter (68,417) (241,464)$ Long-term Target Expected Real Allocation Rate of Return Cash 2.3%-0.02% Mutual funds 97.7%3.22% 100.0% Asset Class Total Plan Net Pension Pension Fiduciary Liability Liability (TPL) Net Position (Asset) (a)(b)(a-b) Beginning balance 12/31/19 981,203$ 1,209,943$ (228,740)$ Changes for the year Service cost 69,921 - 69,921 Interest on total pension liability 43,168 - 43,168 Differences between actual and expected experience in measurement of TPL (20,335) - (20,335) Contributions from employer - 128,638 (128,638) Net investment income - 139,820 (139,820) Administrative expenses - (5,453) 5,453 Ending balance 12/31/20 1,073,957$ 1,472,948$ (398,991)$ 51 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO a discount rate 1 percentage point lower or 1 percentage point higher than the current discount rate: I. Pension Plan Fiduciary Net Position The Association issues a publicly available financial report that includes financial statements and required supplementary information. A copy of the report may be obtained at Monticello City Hall. J. Other Pension Information The following is a summary of the net pension assets and liabilities, deferred outflows and inflows of resources, and pension expense reported for the PERA and FRA pension plans as of the year ended December 31, 2020: NOTE 9. OTHER POST-EMPLOYMENT BENEFITS (OPEB) PLAN A. Plan Description The city provides post-employment insurance benefits to certain eligible employees through its OPEB Plan, a single-employer defined benefit plan administered by the city. All post-employment benefits are based on contractual agreements with employee groups. Eligibility for these benefits is based on years of service and/or minimum age requirements. These contractual agreements do not include any specific contribution or funding requirements. The Retiree Health Plan does not issue a publicly available financial report. No plan assets are accumulated in a trust that meets the criteria in paragraph 4 of GASB Statement No. 75. B. Benefits Provided All retirees of the city upon retirement have the option under state law to continue their medical insurance coverage through the city. For members of certain employee groups, the city pays for all or part of the eligible retiree’s premiums for medical and/or dental insurance from the time of retirement until the employee reaches the age of eligibility for Medicare. Benefits paid by the city differ by bargaining unit and date of hire, with some contracts specifying a certain dollar amount per month, and some covering premium costs as defined within each collective bargaining agreement. Retirees not eligible for these city-paid premium benefits must pay the full city premium rate for their coverage. The city is legally required to include any retirees for whom it provides health insurance coverage in the same insurance pool as its active employees until the retiree reaches Medicare eligibility, whether the premiums are paid by the city or the retiree. Consequently, participating retirees are considered to receive a secondary benefit known as an “implicit rate subsidy.” This benefit relates to the assumption that the retiree is receiving a more favorable premium rate than they would otherwise be able to obtain if purchasing insurance on their own, due to being included in the same pool with the city’s younger and statistically healthier active employees. C. Contributions The required contribution is based on projected pay-as-you-go financing requirements, with additional amounts to prefund benefits as determined periodically by the city. The city’s current year required pay-as-you-go contributions to finance the benefits described in the previous section totaled $2,040. D. Membership Membership in the plan consisted of the following as of the latest actuarial valuation: 1% Decrease 1% Increase In Discount Discount In Discount Rate (3.25%) Rate (4.25%) Rate (5.25%) Net Pension Liability (Asset)(334,521)$ (398,991)$ (452,983)$ Deferred Deferred Net Pension Net Pension Outflows of Inflows of Pension Pension Plan Asset Liability Resources Resources Expense State-wide, mulit- employer - PERA -$ 3,405,420$ 309,786$ 137,777$ 108,357$ Single-employer - FRA 398,991 - 78,095 319,559 15,871 398,991$ 3,405,420$ 387,881$ 457,336$ 124,228$ Retirees and beneficiaries receiving benefits - Active plan members 38 Total members 38 52 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO E. Total OPEB Liability of the City The city’s total OPEB liability of $141,276 as of year-end was measured as of January 1, 2020 and was determined by an actuarial valuation as of January 1, 2019. F. Actuarial Assumption The total OPEB liability was determined by an actuarial valuation as of January 1, 2019, using the following actuarial assumptions, applied to all periods included in the measurement, unless otherwise specified: The actuarial assumptions used in the latest valuation were based on those used to value pension liabilities for Minnesota city employees. The state pension plans base their assumptions on periodic experience studies. Economic assumptions are based on input from a variety of published sources of historical and projected future financial data. Each assumption was reviewed for reasonableness with the source information as well as for consistency with the other economic assumptions. Since the plan is not funded by an irrevocable trust, the discount rate is equal to the 20-year municipal bond yield rate of 3.80%, which was set by considering published rate information for 20-year high quality, tax-exempt, general obligation municipal bonds as of the measurement date. Mortality rates were based on the RP-2014 White Collar Mortality Tables with MP- 2018 Generational Improvement Scale. Future retirees electing coverage is assumed to be 50% with 30% of those electing family coverage. G. Changes in the Total OPEB Liability Assumption changes since the prior measurement date include the following:  The health care trend rates were changed to better anticipate short term and long-term medical increases. H. Total OPEB Liability Sensitivity to Discount and Health-Care Cost Trend Rate Changes The following presents the total OPEB liability of the city, as well as what the city’s total OPEB liability would be if it were calculated using a discount rate that is 1 percentage point lower or 1 percentage point higher than the current discount rate: The following presents the total OPEB liability of the city, as well as what the city’s total OPEB liability would be if it were calculated using healthcare cost trend rates that are 1 percentage point lower or 1 percentage point higher than the current healthcare cost trend rates: Discount rate 3.80% 20-year municipal bond yield 3.80% Inflation rate 2.50% Salary increases 3.00% Medical trend rate 6.5% grading to 5.0% over 6 years Total OPEB Liability Beginning balance 127,649$ Changes for the year Service cost 10,457 Interest 5,210 Benefit payments – employer financed (2,040) 13,627 Ending balance 141,276$ 1% Decrease in Discount 1% Increase in Discount Rate Rate Discount Rate OPEB discount rate 2.80%3.80%4.80% Total OPEB liability $152,054 $141,276 $131,134 1% Decrease in Healthcare Trend 1% Increase in Healthcare Trend Rate Rate Healthcare Trend Rate OPEB medical trend rate 5.50% decreasing to 6.50% decreasing to 7.50% decreasing to 4.00% over 5 years 5.00% over 5 years 6.00% over 5 years Total OPEB liability $125,440 $141,276 $159,932 53 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO I. OPEB Expense and Related Deferred Outflows of Resources and Deferred Inflows of Resources For the current year ended, the city recognized OPEB expense/(benefit) of ($11,411). As of year-end, the city reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Amounts reported as deferred outflows and inflows of resources related to OPEB, excluding benefit payments after the measurement date, will be recognized in OPEB expense as follows: NOTE 10. RISK MANAGEMENT AND LITIGATION The city is exposed to various risks of losses related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. For the past several years, the city has obtained insurance coverage from various trusts administered by the League of Minnesota Cities (LMCIT). Additionally, the city has effectively managed risk through various employee education and prevention programs. All risk management activities are accounted for in the appropriate fund. Expenditures and claims are recognized when it is probable that a loss has occurred, the amount of the loss can be reasonably estimated, and the loss amount exceeds insurance coverage. In determining claims, events that might create claims, but for which none have been reported, are considered. The city attorney estimates that the amount of actual or potential claims against the city as of December 31, 2020 will not materially affect the financial condition of the city. Workers compensation coverage is procured through Travelers Insurance, a private insurance company. The city has never had to contribute any additional funds beyond the annual standard premium and deductibles, which is $1,000 per occurrence. The city’s annual premium reflects a base rate based on number of employees, total employee compensation, and history of workplace injuries. The city provides health benefit coverage to all full-time employees and certain part-time employees who meet personnel policy set criteria. The city pays a portion of the premium, which is set annually by council action, and is not obligated to make any other payments. The city also purchases property, vehicle, liability and various other insurance coverages from the LMCIT. The standard deductible for most claims is $1,000. State statute sets tort limits for most liability claims at $500,000 per individual and $1,500,000 for all claimants for one incident. Annually, the council can waive the tort limits, but has chosen not to without exception. The city periodically receives a dividend from LMCIT and has never had to contribute additional funds beyond premiums and deductibles. There were no significant reductions in insurance coverages from the previous year and there were no settlements in excess of insurance coverage in each of the past three years. NOTE 11. CLAIMS AND JUDGMENTS The city participates in a number of federal and state programs that are fully or partially funded by grants received from other governmental units. Expenditures financed by grants are subject to audit by the appropriate grantor government. If expenditures are disallowed due to noncompliance with grant program regulations, the city may be required to reimburse the grantor government. As of December 31, 2020, significant amounts of grant expenditures have not been audited by the granting agency, but the city believes that disallowed expenditures discovered in subsequent audits, if any, will not have a material effect on any of the individual funds or the overall financial position of the city. Deferred Deferred Outflows Inflows of Resources of Resources Liability gains -$ 133,919$ Assumption changes - 1,461 Benefit payments after the measurement date 3,765 - Total 3,765$ 135,380$ OPEB Year Ending Expense June 30, Amount 2021 (27,078)$ 2022 (27,078) 2023 (27,078) 2024 (27,078) 2025 (27,068) (135,380)$ 54 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO NOTE 12. CONCENTRATION OF REVENUES Cargill Kitchen Solutions is the largest customer of water and sewage services. The company’s water purchases account for $81,436, or 5.3 percent, of Water Fund operating revenue; and the company’s sewage charges account for $415,408, or 16.2 percent, of Sewage Fund operating revenue. Additionally, Northern States Power Company’s (Xcel Energy) net tax capacity for property taxes payable in 2020 is $16,079,435, or 52.5 percent, of the total net capacity of $30,610,915. Accordingly, Xcel Energy’s share of the $10.8 million city property tax levy is $5.67 million. The tax capacity on January 1, 2020, is based on market values certified to the state on January 1, 2019. NOTE 13. SUBSEQUENT EVENTS Beginning early in 2020, the worldwide spread of the novel coronavirus (COVID- 19) has caused significant volatility in the economy and financial markets. There is significant uncertainty about the breadth and duration of potential business disruptions related to COVID-19, and its economic impact in the U.S. and around the world. At this time, the city is unable to determine what effect this may have on its future financial condition and operations. NOTE 14. INTERFUND TRANSFERS Interfund transfers for the year ended December 31, 2020 are as follows: The following schedule reflects each fund transfer: Transfers In Transfers Out Governmental funds: General -$ 1,000,000$ Community Center 425,000 - Economic Development Authority - 200,000 Debt Service 200,000 - Capital Projects 1,900,000 - Nonmajor governmental 235,000 - Total governmental funds 2,760,000 1,200,000 Enterprise funds: Water - 900,000 Liquor - 660,000 Total enterprise funds - 1,560,000 Total 2,760,000$ 2,760,000$ Amount Community Center Liquor 425,000$ (1) Debt Service Economic Development Authority 200,000 (2) Capital Projects General 1,000,000 (3) Water 900,000 (3) Nonmajor governmental Liquor 235,000 (3) Total 2,760,000$ (1)Transfer to fund roofing project and impacts related to COVID-19 pandemic. (2) Transfer for principal and interest payments on 2011A debt issue. (3) Transfer for project and equipment related funding. Transfers In Transfers Out 55 Notes to the Financial Statements – December 31, 2020 CITY OF MONTICELLO NOTE 15. FUND BALANCES At December 31, 2020, a summary of the city’s governmental fund balance classifications are as follows: Economic Debt General Community Development Service Capital Nonmajor Fund Center Authority Fund Projects Funds Total Nonspendable Prepaid items 145,603$ 23,482$ 3,186$ -$ -$ 932$ 173,203$ Restricted Debt service - - - 1,304,532 - - 1,304,532 Capital improvements - - - - 820,516 - 820,516 Economic development - - 1,396,467 - - 924,538 2,321,005 Perpetual cemetery care - - - - - 54,407 54,407 Tax increment - - 507,717 - - - 507,717 Total restricted - - 1,904,184 1,304,532 820,516 978,945 5,008,177 Assigned Capital improvements - - - - 16,337,080 3,381,062 19,718,142 Economic development - - 4,611,335 - - - 4,611,335 Community center operations - 28,875 - - - - 28,875 Total assigned - 28,875 4,611,335 - 16,337,080 3,381,062 24,358,352 Unassigned 6,494,632 - - - - - 6,494,632 Total 6,640,235$ 52,357$ 6,518,705$ 1,304,532$ 17,157,596$ 4,360,939$ 36,034,364$ Special Revenue Funds 56 REQUIRED SUPPLEMENTARY INFORMATION CITY OF MONTICELLO Required Supplementary Information Schedule of Employer's Share and Non-Employer Proportionate Share of Net Pension Liability - Public Employees Retirement Association Last Ten Fiscal Years (1) PERA Fiscal Year Ending June 30, Employer's Proportion (Percentage) of the Net Pension Liability Employer's Proportionate Share (Amount) of the Net Pension Liability Employer's Proportionate Share of the State of Minnesota's Proportionate Share of the Net Pension Liability Total Employer's Proportionate Share of the Net Pension Liability (2) Covered Employee Payroll Employer's Proportionate Share of the Net Pension Liability as a Percentage of Covered Employee Payroll Plan Fiduciary Net Position as a Percentage of the Total Pension Liability 2015 0.0578%$2,995,496 $0 $2,995,496 $3,395,756 88.21%78.2% 2016 0.0588%4,774,268 62,387 4,836,655 3,651,024 130.77%68.9% 2017 0.0549%3,504,780 44,041 3,548,821 3,534,506 99.16%75.9% 2018 0.0550%3,051,175 100,077 3,151,252 3,697,145 82.53%79.5% 2019 0.0565%3,123,758 96,996 3,220,754 3,997,826 78.14%80.2% 2020 0.0568%3,405,420 104,919 3,510,339 4,048,023 84.13%79.1% (1) The city implemented GASB Statement No. 68 in fiscal 2015 (using a June 30, 2015 measurement date). This schedule is intended to present 10-year trend information. Additional years will be added as they become available. (2) For purposes of this schedule, covered employee payroll is defined as "pensionable wages." General Employees Retirement Fund 57 CITY OF MONTICELLO Required Supplementary Information Schedule of Employer's Pension Contributions - Public Employees Retirement Association Last Ten Fiscal Years (1) Fiscal Year Ending December 31, Statutorily Required Contributions (a) Contributions in Relation to the Statutorily Required Contributions (b) Contribution Deficiency (Excess) (a-b) (2) Covered Employee Payroll (c) Contributions as a Percentage of Covered Employee Payroll (b/c) 2015 266,042$ 266,042$ -$ 3,547,217$ 7.5% 2016 267,516 267,516 - 3,566,884 7.5% 2017 269,721 269,721 - 3,596,280 7.5% 2018 287,700 287,700 - 3,835,998 7.5% 2019 308,216 308,216 - 4,109,547 7.5% 2020 304,809 304,809 - 4,064,114 7.5% (1) The city implemented GASB Statement No. 68 in fiscal 2015 using a June 30, 2015 measurement date. This schedule is intended to present 10-year trend information. Additional years will be added as they become available. (2) For purposes of this schedule, covered employee payroll is defined as "pensionable wages." General Employees Retirement Fund 58 CITY OF MONTICELLO Required Supplementary Information Schedule of Changes in the Fire Relief Association's Net Pension Liability (Asset) and Related Ratios Last Ten Fiscal Years (1) 2015 2016 2017 2018 2019 2020 Total pension liability Service cost 77,343$ 79,730$ 66,097$ 71,325$ 69,774$ 69,921$ Interest 41,888 44,224 49,857 49,897 50,829 43,168 Changes in benefit terms - 90,761 67,016 74,540 - - Experience gain/(loss)- (53,156) (30,666) 94,235 (148,892) (20,335) Effect of changes in assumptions - -(10,673) - 8,770 - Benefit payments, including refund of member contributions (128,101) (1,168) (164,699) (121,900) (321,833) - Net change in total pension liability (8,870) 160,391 (23,068) 168,097 (341,352) 92,754 Total pension liability - beginning 1,026,005 1,017,135 1,177,526 1,154,458 1,322,555 981,203 Total pension liability - ending (A)1,017,135$ 1,177,526$ 1,154,458$ 1,322,555$ 981,203$ 1,073,957$ Plan fiduciary net position Contributions - State 120,027$ 123,656$ 125,764$ 130,874$ 122,639$ 128,638$ Supplemental benefits reimbursements 2,000 - 2,000 1,000 5,068 - Net investment income (17,673) 55,902 126,579 (54,150) 172,359 139,820 Benefit payments, including refund of member contributions (128,101) (1,168) (164,699) (121,900) (321,833) - Administrative expenses (3,532) (4,144) (4,331) (4,929) (5,204) (5,453) Net change in plan fiduciary net position (27,279) 174,246 85,313 (49,105) (26,971) 263,005 Plan fiduciary net position - beginning 1,053,739 1,026,460 1,200,706 1,286,019 1,236,914 1,209,943 Plan fiduciary net position - ending (B)1,026,460$ 1,200,706$ 1,286,019$ 1,236,914$ 1,209,943$ 1,472,948$ Net pension liability (asset) - ending (A)-(B)(9,325) (23,180) (131,561) 85,641 (228,740) (398,991) Plan fiduciary net position as a percentage of the total pension liability 100.9%102.0%111.4%93.5%123.3%137.2% Covered employee payroll (2)N/A N/A N/A N/A N/A N/A Net pension liability as a percentage of covered employee payroll (2)N/A N/A N/A N/A N/A N/A (1)The city implemented GASB Statement No. 68 in fiscal 2015 using a December 31, 2015 measurement date. This schedule is intended to present 10-year trend information. Additional years will be added as they become available. (2)The Association is comprised of volunteers, therefore, there are no payroll expenditures (i.e., there are no covered employee payroll percentage calculations). 59 CITY OF MONTICELLO Required Supplementary Information Schedule of Employer's Pension Contributions - Monticello Fire Department Relief Association Last Ten Fiscal Years (1) Statutorily Required Contributions (a) Actual Contributions Paid (b) Contribution Deficiency (Excess) (a-b) -$ -$ -$ 120,027$ - - - 123,656 - - - 125,764 - - - 130,874 - - - 122,639 - - - 128,638 (1) The city implemented GASB Statement No. 68 in fiscal 2015 using a December 31, 2015 measurement date. This schedule is intended to present 10-year trend information. Additional years will be added as they become available. Note: The Association is comprised of volunteers, therefore, there are no payroll employee expenditures (i.e., there are no covered employee payroll percentage calculations). 2016 2017 2018 City Contributions Non-Employer Contribution - State 2% Fire Aid City Fiscal Year Ending December 31, 2015 2019 2020 60 CITY OF MONTICELLO Required Supplementary Information Schedule of Changes in the City's Total OPEB Liability and Related Ratios Last Ten Fiscal Years (1) 2018 2019 2020 Total OPEB liability Service cost 24,158$ 10,152$ 10,457$ Interest 9,998 10,347 5,210 Changes in assumptions - (2,047) - Differences between expected and actual experience - (187,489) - Benefit payments (5,938) (13,277) (2,040) Net change in total OPEB liability 28,218 (182,314) 13,627 Total OPEB liability - beginning 281,745 309,963 127,649 Total OPEB liability - ending 309,963$ 127,649$ 141,276$ Covered employee payroll 3,130,628$ 2,462,725$ 2,536,607$ Net OPEB liability as a percentage of covered employee payroll 10%5%6% (1) The city implemented GASB Statement No. 75 in fiscal 2018 using a January 1, 2018 measurement date. This schedule is intended to present 10-year trend information. Additional years will be added as they become available. 61 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - General Fund For the Year Ended December 31, 2020 101 Original and Final Variance with Budget Actual Final Budget Revenues Property taxes 6,807,500$ 6,797,640$ (9,860)$ Franchise taxes 250,500 194,000 (56,500) Special assessments 200 166 (34) Licenses and permits 407,200 521,369 114,169 Intergovernmental 397,200 737,650 340,450 Charges for services 857,300 936,731 79,431 Fines and forfeitures 40,400 31,852 (8,548) Investment earnings 80,000 138,968 58,968 Other revenues 62,700 431,683 368,983 Total revenues 8,903,000 9,790,059 887,059 Expenditures: Current General government Mayor and council 57,798 52,589 (5,209) City administration 491,649 789,820 298,171 City clerk 150,400 180,824 30,424 Finance 491,791 451,819 (39,972) Audit 44,000 39,559 (4,441) City assessing 73,000 70,115 (2,885) Legal 37,000 29,340 (7,660) Human resources 129,407 142,232 12,825 Planning and zoning 331,630 339,005 7,375 City hall 65,095 60,501 (4,594) Prairie center building 18,549 14,857 (3,692) Public safety Law enforcement 1,532,621 1,524,150 (8,471) Fire and rescue 457,772 414,399 (43,373) Fire relief 130,000 131,638 1,638 Building inspections 443,860 354,251 (89,609) Emergency Management 5,000 257,565 252,565 Animal control 52,755 49,522 (3,233) National Guard 14,000 12,429 (1,571) (continued) 62 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - General Fund For the Year Ended December 31, 2020 (Continued) Original and Final Variance with Budget Actual Final Budget Expenditures (continued) Public works Public works administration 224,484$ 221,881$ (2,603)$ Engineering 116,662 80,432 (36,230) Public works inspecitons 111,035 102,110 (8,925) Streets and alleys 1,061,105 777,633 (283,472) Ice and snow removal 328,990 326,120 (2,870) Shop and garage 214,727 199,310 (15,417) Street lighting 250,500 191,829 (58,671) Sanitation Refuse and recycling collection 686,776 681,948 (4,828) Recreation and culture Senior center 107,452 103,662 (3,790) Park operations 1,078,841 1,040,665 (38,176) Park ballfields 27,400 23,685 (3,715) Shade tree 85,892 79,024 (6,868) Public arts 35,664 36,092 428 Library 47,145 48,068 923 Total expenditures 8,903,000 8,827,074 (75,926) Excess (deficiency) of revenues over expenditures - 962,985 962,985 Other financing uses Transfers out - (1,000,000) (1,000,000) Net change in fund balance - (37,015) (37,015) Fund balance at beginning of year 6,677,250 6,677,250 - Fund balance at end of year 6,677,250$ 6,640,235$ (37,015)$ 63 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Community Center Fund For the Year Ended December 31, 2020 226 Original and Final Variance with Budget Actual Final Budget Revenues Property taxes 417,000$ 417,000$ -$ Intergovernmental - 42,827 42,827 Charges for services 1,577,800 496,912 (1,080,888) Investment earnings 2,000 1,084 (916) Other revenues 11,200 53,203 42,003 Total revenues 2,008,000 1,011,026 (996,974) Expenditures Current Recreation and culture Operations 486,428 465,919 (20,509) Rentals 40,406 737 (39,669) Aquatics 222,283 82,967 (139,316) Concessions & guest services 193,283 89,602 (103,681) Maintenance 664,374 506,372 (158,002) Programming 301,226 109,981 (191,245) Capital outlay Recreation and culture Maintenance 100,000 367,573 267,573 Total expenditures 2,008,000 1,623,151 (384,849) Excess (deficiency) of revenues over expenditures - (612,125) (612,125) Other financing sources Transfers in - 425,000 425,000 Net change in fund balance - (187,125) (187,125) Fund balance at beginning of year 239,482 239,482 - Fund balance at end of year 239,482$ 52,357$ (187,125)$ 64 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Economic Development Authority Fund For the Year Ended December 31, 2020 213 Original and Final Variance with Budget Actual Final Budget Revenues Property taxes 355,000$ 355,080$ 80$ Tax increments 617,344 707,824 90,480 Intergovernmental - 185,000 185,000 Investment earnings 40,000 69,099 29,099 Interest on loans - 3,739 3,739 Other revenues - 2,280 2,280 Total revenues 1,012,344 1,323,022 310,678 Expenditures Current Economic development General operations 216,000 300,232 84,232 Land held for resale adjustment 144,000 245,118 101,118 Developmental activities 290,344 1,372,231 1,081,887 Total expenditures 650,344 1,917,581 1,267,237 Excess (deficiency) of revenues over expenditures 362,000 (594,559) (956,559) Other financing uses Transfers out (200,000) (200,000) - Net change in fund balance 162,000 (794,559) (956,559) Fund balance at beginning of year 7,313,264 7,313,264 - Fund balance at end of year 7,475,264$ 6,518,705$ (956,559)$ 65 Notes to the Required Supplementary Information – December 31, 2020 CITY OF MONTICELLO NOTE 1. SCHEDULE OF EMPLOYER’S SHARE AND NON- EMPLOYER PROPORTIONATE SHARE OF NET PENSION LIABILITY – PUBLIC EMPLOYEES RETIREMENT ASSOCIATION The following changes were reflected in the valuation performed on behalf of the Public Employees Retirement Association for the year ended June 30: 2020 Changes in Actuarial Assumptions  The price inflation assumption was decreased from 2.50% to 2.25%.  The payroll growth assumption was decreased from 3.25% to 3.00%.  Assumed salary increase rates were changed as recommended in the June 30, 2019 experience study. The net effect is assumed rates that average 0.25% less than previous rates.  Assumed rates of retirement were changed as recommended in the June 30, 2019 experience study. The changes result in more unreduced (normal) retirements and slightly fewer Rule of 90 and early retirements.  Assumed rates of termination were changed as recommended in the June 30, 2019 experience study. The new rates are based on service and are generally lower than the previous rates for years 2-5 and slightly higher thereafter.  Assumed rates of disability were changed as recommended in the June 30, 2019 experience study. The change results in fewer predicted disability retirements for males and females.  The base mortality table for healthy annuitants and employees was changed from the RP-2014 table to the Pub-2010 General Mortality table, with adjustments. The base mortality table for disabled annuitants was changed from the RP-2014 disabled annuitant mortality table to the PUB-2010 General/Teacher disabled annuitant mortality table, with adjustments.  The mortality improvement scale was changed from Scale MP-2018 to Scale MP-2019.  The assumed spouse age difference was changed from two years older for females to one year older.  The assumed number of married male new retirees electing the 100% Joint & Survivor option changed from 35% to 45%. The assumed number of married female new retirees electing the 100% Joint & Survivor option changed from 15% to 30%. The corresponding number of married new retirees electing the Life annuity option was adjusted accordingly. Changes in Plan Provisions  Augmentation for current privatized members was reduced to 2.0% for the period July 1, 2020 through December 31, 2023 and 0.0% after. Augmentation was eliminated for privatizations occurring after June 30, 2020. 2019 Changes in Actuarial Assumptions  The mortality projection scale was changed from MP-2017 to MP- 2018. Changes in Plan Provisions  The employer supplemental contribution was changed prospectively, decreasing from $31.0 million to $21.0 million per year. The State’s special funding contribution was changed prospectively, requiring $16.0 million due per year through 2031. 2018 Changes in Actuarial Assumption  The morality projection scale was changed from MP-2015 to MP-2017.  The assumed benefit increase was changed from 1.00% per year through 2044 and 2.50% per year thereafter to 1.25% per year. Changes in Plan Provisions  The augmentation adjustment in early retirement factors is eliminated over a five-year period starting July 1, 2019, resulting in actuarial equivalence after June 30, 2024.  Interest credited on member contributions decreased from 4.00% to 3.00%, beginning July 1, 2018.  Deferred augmentation was changed to 0.00%, effective January 1, 2019. Augmentation that has already accrued for deferred members will still apply.  Contribution stabilizer provisions were repealed.  Postretirement benefit increases were changed from 1.00% per year with a provision to increase to 2.50% upon attainment of 90.00% funding ratio to 50.00% of the Social Security Cost of Living Adjustment, not less than 1.00% and not more than 1.50%, beginning January 1, 2019.  For retirements on or after January 1, 2024, the first benefit increase is delayed until the retiree reaches normal retirement age; does not apply to Rule of 90 retirees, disability benefit recipients, or survivors.  Actuarial equivalent factors were updated to reflect revised mortality and interest assumptions. 2017 Changes in Actuarial Assumption  The Combined Service Annuity (CSA) loads were changed from 0.8% for active members and 60% for vested and non-vested deferred members. The revised CSA loads are now 0.00% for active member liability, 15.00% for vested deferred member liability, and 3.00% for nonvested deferred member liability. The assumed post-retirement benefit increase rate was changed from 1.00% per year for all years to 1.00% per year through 2044, and 2.50% per year thereafter. 66 Notes to the Required Supplementary Information – December 31, 2020 CITY OF MONTICELLO Changes in Plan Provisions  The State’s contribution for the Minneapolis Employees Retirement Fund equals $16,000,000 in 2017 and 2018, and $6,000,000 thereafter.  The Employer Supplemental Contribution for the Minneapolis Employees Retirement Fund changed from $21,000,000 to $31,000,000 in calendar years 2019 to 2031. The state’s contribution changed from $16,000,000 to $6,000,000 in calendar years 2019 to 2031. 2016 Changes in Actuarial Assumptions  The assumed postretirement benefit increase rate was changed from 1.00% per year through 2035 and 2.50% per year thereafter to 1.00% per year for all years.  The assumed investment return was changed from 7.90% to 7.50%. The single discount rate changed from 7.90% to 7.50%.  Other assumptions were changed pursuant to the experience study June 30, 2015. The assumed future salary increases, payroll growth, and inflation were decreased by 0.25% to 3.25% for payroll growth and 2.50% for inflation. Changes in Actuarial Plan Provisions  There have been no changes since the prior valuation. 2015 Changes in Actuarial Assumptions  The assumed postretirement benefit increase rate was changed from 1.00% per year through 2030 and 2.50% per year thereafter to 1.00% per year through 2035 and 2.50% per year thereafter. Changes in Plan Provisions  On January 1, 2015, the Minneapolis Employees Retirement Fund was merged into the General Employees Fund, which increased the total pension liability by $1.1 billion and increase the fiduciary plan net position by $892 million. Upon consolidation, state and employer contributions were revised; the State’s contribution of $6.0 million, which meets the special funding situation definition, was due September 2015. NOTE 2. SCHEDULE OF CHANGES IN THE FIRE RELIEF ASSOCIATION’S NET PENSION LIABILITY (ASSET) AND RELATED RATIOS Changes in Actuarial Assumptions and Benefit Terms  2019 – The discount rate was decreased from 4.42% to 4.25%, which is primarily due to a lower weighted average rate of return on the FRA's asset classes of investments.  2018 – The benefit level was increased from $3,900 to $4,200 per year of service.  2017 – The annual turnover rate was changed from 10% to 1%. The discount rate was increased from 4.19% to 4.42%, which is primarily due to a reduction in the portfolio's average expense load. The benefit level was increased from $3,600 to $3,900 per year of service.  2016 – The benefit level was increased from $3,300 to $3,600 per year of service. NOTE 3. SCHEDULE OF CHANGES IN THE CITY’S TOTAL OPEB LIABILITY AND RELATED RATIOS Changes in Actuarial Assumptions  2020 – The healthcare trend rate was changed to better anticipate short-term and long-term medical increases.  2019 – The discount rate was increased from 3.3% to 3.8%. The health care trend rates were changed to better anticipate short term and long- term medical increases. The mortality tables were updated from the RP-2014 White Collar Mortality Tables with MP-2016 Generational Improvement Scale to the RP-2014 White Collar Mortality Tables with MP-2018 Generational Improvement Scale. The percentage of retirees electing single or family coverage was updated to reflect that the city sponsored plan has separated single and family premium rates, rather than a composite rate. The assumption was changed that 50% of eligible retirees will elect to continue coverage and 30% of retirees with coverage will elect family coverage.  2018 – The discount rate was decreased from 3.5% to 3.3%. NOTE 4. BUDGETARY INFORMATION A. Budgetary basis of accounting The city follows these procedures in establishing the budgetary data reflected in the basic financial statements: A. Prior to September 1, the city administrator submits to the city council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes proposed expenditures and the means of financing them. The city council provides input and adjustments. Based on the proposed budget, the city council certifies the proposed property tax levy to the county auditor according to Minnesota Statutes before September 30. B. Public hearings are conducted at the city council’s chambers in the Monticello Community Center. 67 Notes to the Required Supplementary Information – December 31, 2020 CITY OF MONTICELLO C. On or before December 28, the final budget is legally enacted by city council resolution and the final property tax levy is certified to the county auditor. D. Management is authorized to transfer budgeted amounts between departments within a fund; however, any revisions that alter the total expenditures of any fund must be approved by the city council. E. The city has legally adopted budgets for the General Fund and all special revenue funds. Expenditures may not legally exceed budgeted appropriations at the total fund level. Monitoring of budgets is maintained at the department level. All amounts over budget have been approved by the city council through the disbursement process. The city is not legally required to adopt an annual budget for the nonmajor special revenue funds, the Debt Service Fund, and the Capital Projects Funds. Project- length financial plans are adopted for the Debt Service and Capital Projects Funds. F. Budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America. Budgeted amounts are as originally adopted or amended by the city council. All annual appropriations lapse at year-end. B. Excess of expenditures over appropriations For the year ended December 31, 2020, expenditures exceeded appropriations in the Economic Development Authority special revenue fund by $1,267,237. The excess of expenditures was related to an unbudgeted qualifying TIF expenditure for land acquisition in the new 1-41 TIF district that will be certified in 2021. Fund balance reserves were used to fund the expenditures. 68 NONMAJOR GOVERNMENTAL FUNDS NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS are used to account for revenue derived from specific taxes or other earmarked revenue sources (other than for major capital projects) that are restricted by law or administrative action to expenditures for specified purposes. Small Cities Development Program (SCDP) Fund - Established to account for the administration of loans to local businesses while following state and federal guidelines. Cemetery Fund – Established to account for the activities of cemetery operations at Riverside Cemetery. CDBG Revitalization Fund – Established to account for funding and activities for the CDBG Revitalization Grant. CAPITAL PROJECTS FUNDS are used to account for resources used for the acquisition and construction of capital assets by the city, except for those financed by proprietary funds. City Street Reconstruction Fund – This fund was established to account for annual improvements to the city’s infrastructure based on a reconstruction schedule. Street Lighting Improvement Fund – This fund was established to account for activities incorporating street lighting into designated areas throughout the city. A portion of the city’s electric franchise fee is the main revenue source for this fund. Park and Pathway Dedication Fund – This fund was established to account for restricted fees collected from developers for park land acquisition and for park and pathway improvements. The fund also accumulates resources from other sources used for the same purposes. CITY OF MONTICELLO Combining Balance Sheet Nonmajor Governmental Funds December 31, 2020 221 651 214 212 245 229 Small Cities City Street Street Park & Development CDBG -Recon-Lighting Pathway Program Cemetery Revitalization struction Improvement Dedication Total ASSETS Cash and investments 756,345$ 51,742$ -$ 1,667,656$ 899,269$ 772,915$ 4,147,927$ Receivables Deferred special assessments - - - - - 12,004 12,004 Accounts - 3,065 - - 96,659 - 99,724 Prepaid items - 932 - - - - 932 Notes receivable 168,193 - - - - - 168,193 Total assets 924,538$ 55,739$ -$ 1,667,656$ 995,928$ 784,919$ 4,428,780$ LIABILITIES Accounts and contracts payable -$ 400$ -$ -$ -$ 55,437$ 55,837$ DEFERRED INFLOWS OF RESOURCES Unavailable revenue - special assessments - - - - - 12,004 12,004 FUND BALANCES Nonspendable - 932 - - - - 932 Restricted for economic development 924,538 - - - - - 924,538 Restricted for cemetery operations - 54,407 - - - - 54,407 Assigned for capital improvements - - - 1,667,656 995,928 717,478 3,381,062 Total fund balances 924,538 55,339 - 1,667,656 995,928 717,478 4,360,939 Total liabilities, deferred inflows of resources, and fund balances 924,538$ 55,739$ -$ 1,667,656$ 995,928$ 784,919$ 4,428,780$ Special Revenue Funds Capital Project Funds 69 CITY OF MONTICELLO Combining Statement of Revenues, Expenditures and Changes in Fund Balance Nonmajor Governmental Funds For the Year Ended December 31, 2020 221 651 214 212 245 229 Small Cities City Street Street Park & Development CDBG -Recon-Lighting Pathway Program Cemetery Revitalization struction Improvement Dedication Total Revenues Franchise taxes -$ -$ -$ -$ 190,336$ -$ 190,336$ Special assessments - - - - - 1,033 1,033 Intergovernmental - 15,000 - - - -15,000 Charges for services - 40,884 - - - -40,884 Investment earnings 15,277 701 - 33,886 17,709 19,365 86,938 Interest on loans 4,896 - - - - - 4,896 Other revenues - - - - - 29,395 29,395 Total revenues 20,173 56,585 - 33,886 208,045 49,793 368,482 Expenditures Current Recreation and culture - 27,321 - - - - 27,321 Economic development - -392 - - - 392 Capital outlay Public works - - - - 621 - 621 Recreation and culture - - - - - 506,656 506,656 Total expenditures - 27,321 392 - 621 506,656 534,990 Excess (deficiency) of revenues over expenditures 20,173 29,264 (392) 33,886 207,424 (456,863) (166,508) Other financing sources Transfers in - - - - - 235,000 235,000 Net change in fund balance 20,173 29,264 (392) 33,886 207,424 (221,863) 68,492 Fund balance at begining of year 904,365 26,075 392 1,633,770 788,504 939,341 4,292,447 Fund balance at end of year 924,538$ 55,339$ -$ 1,667,656$ 995,928$ 717,478$ 4,360,939$ Special Revenue Funds Capital Project Funds 70 INTERNAL SERVICE FUNDS INTERNAL SERVICE FUNDS INTERNAL SERVICE FUNDS are used to account for the financing of centralized services to city departments on a cost-reimbursement basis (including depreciation). Benefit Accrual Fund – This fund was established to account for resources accumulated to satisfy paid-time-off (PTO) and vacation/sick leave liabilities of governmental fund employees. Central Equipment Fund – This fund was established to account for equipment purchases and rental to various governmental fund departments. Information Technology (IT) Services Fund – This fund was established to account for the accumulation and distribution of various IT related costs, including communications, software support, capital and non-capital equipment, and software purchases. CITY OF MONTICELLO Combining Statement of Net Position Internal Service Funds December 31, 2020 704 703 702 Benefit Central IT Accrual Equipment Services Total ASSETS Current assets Cash and investments 339,355$ 579,335$ 285,902$ 1,204,592$ Accounts receivable - - 30 30 Total current assets 339,355 579,335 285,932 1,204,622 Noncurrent assets Capital assets Machinery and equipment - 2,312,841 185,316 2,498,157 Less accumulated depreciation - (845,005) (40,336) (885,341) Total noncurrent assets - 1,467,836 144,980 1,612,816 TOTAL ASSETS 339,355 2,047,171 430,912 2,817,438 LIABILITIES Current liabilities Accounts payable - - 30,992 30,992 Accrued interest payable - 280 - 280 Bonds payable due within one year - 60,000 - 60,000 Compensated absences due within one year 184,805 - - 184,805 Total current liabilities 184,805 60,280 30,992 276,077 Noncurrent liabilities Bonds payable, net current portion - 180,000 - 180,000 Compensated absences payable 126,853 - - 126,853 Total noncurrent liabilities 126,853 180,000 - 306,853 TOTAL LIABILITIES 311,658 240,280 30,992 582,930 NET POSITION Net investment in capital assets - 1,227,836 144,980 1,372,816 Unrestricted 27,697 579,055 254,940 861,692 TOTAL NET POSITION 27,697$ 1,806,891$ 399,920$ 2,234,508$ 71 CITY OF MONTICELLO Combining Statement of Revenues, Expenses and Changes in Net Position Internal Service Funds For the Year Ended December 31, 2020 704 703 702 Benefit Central IT Accrual Equipment Services Total Operating revenues Charges to other funds 6,541$ 330,800$ 225,000$ 562,341$ Other revenues - - 90 90 Total operating revenues 6,541 330,800 225,090 562,431 Operating expenses Personal services 6,541 - - 6,541 Materials and supplies - - 110,502 110,502 Other services and charges - - 235,292 235,292 Depreciation - 191,486 7,468 198,954 Total operating expenses 6,541 191,486 353,262 551,289 Operating income - 139,314 (128,172) 11,142 Nonoperating revenues (expenses) Intergovernmental - - 209,388 209,388 Investment earnings 6,927 12,421 5,531 24,879 Interest expense - (10,168) - (10,168) Total nonoperating revenues (expenses)6,927 2,253 214,919 224,099 Change in net position 6,927 141,567 86,747 235,241 Net position at beginning of year 20,770 1,665,324 313,173 1,999,267 Net position at end of year 27,697$ 1,806,891$ 399,920$ 2,234,508$ 72 CITY OF MONTICELLO Combining Statement of Cash Flows Internal Service Funds For the Year Ended December 31, 2020 704 703 702 Benefit Central IT Accrual Equipment Services Total Cash flow from operating activities Cash received from internal services provided 6,541$ 330,800$ 225,090$ 562,431$ Cash paid to suppliers for goods and services - - (323,543) (323,543) Net cash provided by operating activities 6,541 330,800 (98,453) 238,888 Cash flows from noncapital financing activities Intergovernmental revenues - - 209,388 209,388 Cash flows from capital and related financing activities Acquisition of capital assets - (375,450) (127,144) (502,594) Principal payments on long-term debt - (125,000) - (125,000) Interest and fiscal charges paid on long-term debt - (10,341) - (10,341) Net cash (used) by capital and related financing activities - (510,791) (127,144) (637,935) Cash flows from investing activities Interest on investments 6,927 12,421 5,531 24,879 Increase in cash and cash equivalents 13,468 (167,570) (10,678) (164,780) Cash and cash equivalents - January 1 325,887 746,905 296,580 1,369,372 Cash and cash equivalents - December 31 339,355$ 579,335$ 285,902$ 1,204,592$ Reconciliation of operating income (loss) to net cash provided by operating activities: -$ 139,314$ (128,172)$ 11,142$ Operating income (loss) Adjustments to Reconcile Operating Income (Loss) to Net Cash Provided by Operating Activities: Depreciation - 191,486 7,468 198,954 Changes in assets and liabilities: Increase (decrease) in accounts payable - - 22,251 22,251 Increase (decrease) in compensated absences 6,541 - - 6,541 Net cash provided by operating activities 6,541$ 330,800$ (98,453)$ 238,888$ 73 (This page left blank intentionally) 74 OTHER SUPPLEMENTARY SCHEDULES CITY OF MONTICELLO Schedule of Revenues (Sources) and Expenditures (Uses) General Fund For the Year Ended December 31, 2020 2020 Variance with 2016 2017 2018 2019 Final 2020 Final Actual Actual Actual Actual Budget Actual Budget Revenue and other sources - summary: Property taxes 6,204,429$ 6,384,444$ 6,634,769$ 6,689,647$ 6,807,500$ 6,797,640$ (9,860)$ Franchise taxes 263,900 250,000 245,000 211,000 250,500 194,000 (56,500) Special assessments 242 2,290 206 802 200 166 (34) Licenses and permits 668,602 600,933 504,464 603,925 407,200 521,369 114,169 Intergovernmental 389,005 429,697 428,443 431,004 397,200 737,650 340,450 Charges for services 421,762 477,436 590,106 792,311 857,300 936,731 79,431 Fines and forfeitures 30,656 36,702 45,350 40,054 40,400 31,852 (8,548) Investment earnings 99,237 120,631 106,767 228,216 80,000 138,968 58,968 Other 193,723 191,212 134,688 236,037 62,700 431,683 368,983 Other Financing Sources 11,180 1,725 15,000 54,340 - - - Total Revenues & Other Sources 8,282,736 8,495,070 8,704,793 9,287,336 8,903,000 9,790,059 887,059 Revenue and other sources - detail: Property taxes Property tax - current 6,152,157 6,277,737 6,567,152 6,649,999 6,788,000 6,758,778 (29,222) Property tax - delinquent 31,704 71,029 46,482 17,832 - 15,998 15,998 Mobile home tax 16,324 17,620 18,984 18,202 17,500 20,152 2,652 Penalties and interest - taxes 4,244 18,058 2,151 3,614 2,000 2,712 712 Franchise taxes Franchise taxes - electric 263,900 250,000 245,000 211,000 250,500 194,000 (56,500) Special assessments Assessment for services/projects 242 2,290 206 802 200 166 (34) Licenses and permits Liquor license 45,895 46,205 50,295 52,303 48,100 37,512 (10,588) Beer license 1,013 1,151 1,988 - - - - Other business licenses & permits 5,295 6,387 6,840 7,540 5,200 6,430 1,230 Building permits 598,983 520,692 427,644 520,409 340,000 461,383 121,383 Variance/conditional use permits - 200 - - - 200 200 Driveway permits 30 360 180 510 200 275 75 Mobile home permits 180 868 720 2,551 300 540 240 Excavation permits 7,125 6,405 7,410 6,720 5,000 8,375 3,375 Right-of-way permits 3,144 4,610 3,707 4,567 3,000 3,061 61 Sign/banner permits 5,694 9,355 4,815 6,020 4,500 2,840 (1,660) Animal licenses 1,243 4,700 865 3,305 900 753 (147) Intergovernmental Pera increase aid 6,741 6,822 6,849 6,741 - - - Federal - operating - - - - - 274,315 274,315 State highway aid - operating 131,898 134,955 155,374 155,211 152,000 171,913 19,913 Fire department aid - operating 123,656 133,813 130,874 123,640 130,000 131,638 1,638 Police department aid - operating 68,710 70,959 71,834 81,708 69,000 84,631 15,631 County operating grant - street/highway 55,780 26,875 27,353 26,428 25,000 30,947 5,947 (continued) 75 CITY OF MONTICELLO Schedule of Revenues (Sources) and Expenditures (Uses) General Fund For the Year Ended December 31, 2020 (Continued) 2020 Variance with 2016 2017 2018 2019 Final 2020 Final Actual Actual Actual Actual Budget Actual Budget Intergovernmental (continued) 2,220$ 2,392$ 12,331$ 7,531$ 2,200$ 3,977$ 1,777$ - 53,881 19,978 19,745 19,000 20,944 1,944 County operating grant - emergency management County operating grant - recycling Operating grant - other - -3,850 10,000 - 19,285 19,285 Charges for services Assessment searches 12,760 10,968 10,695 13,940 9,000 17,530 8,530 Blight notice fee 320 - - - - - - Planning administration fee 5,950 7,585 5,876 24,571 2,000 5,550 3,550 NSF fee 30 60 30 - - - - Inspection/construction fees 965 1,014 764 907 300 827 527 Contractor licensing fee 825 320 290 720 - 340 340 Fire protections fees - townships 131,717 131,774 142,374 142,740 142,000 143,533 1,533 Fire emergency response fee 4,900 23,500 19,995 19,210 10,000 57,650 47,650 Fire - other fees 3,814 5,407 11,808 3,345 4,000 2,359 (1,641) Blight mowing fees 450 - - - - - - Rental housing fees 49,020 49,600 45,500 42,835 46,000 45,365 (635) Animal control fees 36,089 45,224 45,232 38,915 45,000 40,428 (4,572) Miscellaneous pubic works - - 8,621 - - - - Tree and brush removal charge 3,290 1,513 2,365 2,580 2,300 2,730 430 Recycling charge - - 30 - - 54,259 54,259 Garbage fee - taxable 89,656 80,774 169,217 381,328 531,000 467,829 (63,171) Garbage surcharge - not taxable 300 - 90 - - - - Field/Tourney fees 5,679 14,036 14,400 13,200 10,700 4,415 (6,285) Park rental fees 4,962 5,355 9,051 5,751 5,000 5,386 386 Arts activity fees - - - 400 - - - Developer cost reimbursement 750 19,540 16,429 19,498 - 13,656 13,656 Billboard land rental 21,149 21,187 22,881 23,475 7,000 21,714 14,714 Lease - Prairie Center 24,006 32,238 28,548 30,154 16,000 24,098 8,098 Lease - communication tower 24,905 26,441 29,213 26,300 27,000 26,959 (41) General charges for services 225 900 6,697 2,442 - 2,103 2,103 Fines and forfeitures Court fines 30,150 35,607 44,450 38,454 40,000 31,170 (8,830) Animal impound fines 506 595 400 1,100 400 682 282 Liquor license violation - 500 500 500 - - - Investment earnings Investment earnings 99,237 120,631 106,767 228,216 80,000 138,968 58,968 Other Solar investment rebates - - - - - 326,917 326,917 City property rental 1,600 1,600 1,600 1,600 1,600 277 (1,323) Contributions 5,315 3,025 13,543 42,567 2,500 2,218 (282) Sale of city property 10,650 20,948 5,724 3,096 1,000 16,945 15,945 Sale of lock boxes 1,710 855 920 2,400 800 3,544 2,744 (continued) 76 CITY OF MONTICELLO Schedule of Revenues (Sources) and Expenditures (Uses) General Fund For the Year Ended December 31, 2020 (Continued) 2020 Variance with 2016 2017 2018 2019 Final 2020 Final Actual Actual Actual Actual Budget Actual Budget Other (continued) Tree Sales 7,533$ 8,646$ 7,073$ 6,752$ 7,000$ 5,346$ (1,654)$ Copies 19 10 15 47 - 87 87 Refunds & reimbursables 88,860 49,603 42,297 21,663 - 24,026 24,026 Assessment fee reimbursement 24,150 19,950 21,300 16,575 20,000 15,300 (4,700) Fire contributions 7,852 12,660 2,973 84,149 - 3,764 3,764 Insurance claims - 46,475 - 1,867 - -- Other miscellaneous 46,034 27,440 39,243 55,321 29,800 33,259 3,459 Other Financing Sources Sales of capital assets 11,180 1,725 15,000 29,340 - - - Transfers from other funds - - - 25,000 - - - Total revenues and other sources 8,282,736$ 8,495,070$ 8,704,793$ 9,287,336$ 8,903,000$ 9,790,059$ 887,059$ Expenditures and other uses - summary General government 1,493,560$ 1,620,699$ 1,654,539$ 1,775,333$ 1,888,299$ 2,168,641$ 280,342$ Public safety 2,038,793 2,180,745 2,356,471 2,451,784 2,638,028 2,745,974 107,946 Public works 1,802,884 1,904,391 2,079,091 2,222,034 2,307,503 1,899,315 (408,188) Sanitation 600,300 614,328 615,586 610,944 686,776 681,948 (4,828) Transit 41,250 3,191 18,333 - - - - Recreation and culture 1,016,025 1,119,343 1,200,388 1,209,429 1,382,394 1,331,196 (51,198) Transfers out and other uses - 300,000 700,000 1,450,040 - 1,000,000 1,000,000 Total expenditures and other uses 6,992,812$ 7,742,697$ 8,624,408$ 9,719,564$ 8,903,000$ 9,827,074$ 924,074$ Expenditures and other uses - divisions General government Mayor and council 57,507$ 54,123$ 53,928$ 57,409$ 57,798$ 52,589$ (5,209)$ City administration 326,134 481,843 449,100 443,963 491,649 789,820 298,171 City clerk 66,031 102,422 130,948 121,197 150,400 180,824 30,424 Finance 393,754 425,247 430,924 456,902 491,791 451,819 (39,972) Audit 39,273 44,745 40,531 45,940 44,000 39,559 (4,441) City assessing 50,415 51,972 66,190 64,554 73,000 70,115 (2,885) Legal 29,152 35,714 27,967 41,837 37,000 29,340 (7,660) Human resources 116,522 123,206 126,581 142,812 129,407 142,232 12,825 Planning and zoning 210,173 216,007 239,045 315,091 331,630 339,005 7,375 Information technology services 692 - - - - - - City hall 197,006 70,235 66,111 66,422 65,095 60,501 (4,594) Prairie center building 8,917 17,202 25,232 21,225 18,549 14,857 (3,692) Public safety Law enforcement 1,212,080 1,257,194 1,362,411 1,455,727 1,532,621 1,524,150 (8,471) Fire and rescue 289,010 350,891 435,068 477,941 457,772 414,399 (43,373) Fire relief 123,656 125,764 132,874 123,640 130,000 131,638 1,638 Building inspections 350,304 381,260 351,511 324,072 443,860 354,251 (89,609) Emergency management 1,234 1,933 12,332 8,253 5,000 257,565 252,565 (continued) 77 CITY OF MONTICELLO Schedule of Revenues (Sources) and Expenditures (Uses) General Fund For the Year Ended December 31, 2020 (Continued) 2020 Variance with 2016 2017 2018 2019 Final 2020 Final Actual Actual Actual Actual Budget Actual Budget Public safety (continued) Animal control 46,943$ 48,166$ 46,608$ 46,709$ 52,755$ 49,522$ (3,233)$ 13,550 13,520 13,649 13,423 14,000 12,429 (1,571) National guard Public works Public works administration 126,327 120,785 196,851 228,625 224,484 221,881 (2,603) Engineering 111,795 130,325 126,179 111,710 116,662 80,432 (36,230) Public works inspecitons 62,100 62,882 83,560 90,047 111,035 102,110 (8,925) Streets and alleys 806,098 846,575 891,117 920,384 1,061,105 777,633 (283,472) Ice and snow 264,232 267,095 344,974 454,607 328,990 326,120 (2,870) Shop and garage 171,079 200,690 168,049 178,063 214,727 199,310 (15,417) Stormwater 29,277 30,743 23,883 27,650 - - - Street lighting 231,976 245,296 244,478 210,948 250,500 191,829 (58,671) Sanitation Refuse and recycling collection 600,300 614,328 615,586 610,944 686,776 681,948 (4,828) Transit Bus service 41,250 3,191 18,333 - - - - Recreation and culture Senior center 99,124 103,161 103,226 102,169 107,452 103,662 (3,790) Park operations 775,738 871,121 916,335 925,482 1,078,841 1,040,665 (38,176) Park ballfields 20,538 21,936 21,063 19,836 27,400 23,685 (3,715) Shade tree 75,802 80,922 80,916 61,396 85,892 79,024 (6,868) Public arts - - 29,876 46,954 35,664 36,092 428 Library 44,823 42,203 48,972 53,592 47,145 48,068 923 Transfers out and other uses Transfers out - 300,000 700,000 1,450,040 - 1,000,000 1,000,000 Total expenditures & other uses 6,992,812$ 7,742,697$ 8,624,408$ 9,719,564$ 8,903,000$ 9,827,074$ 924,074$ Revenue and other sources over expenditures and other uses 1,289,924$ 752,373$ 80,385$ (432,228)$ -$ (37,015)$ (37,015) 78 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Small Cities Development Program For the Year Ended December 31, 2020 221 Orginal and Final Variance with Budget Actual Final Budget Revenues Investment earnings 15,000$ 15,277$ 277$ Interest on loans - 4,896 4,896 Total revenues 15,000 20,173 5,173 Fund balance at beginning of year 904,365 904,365 - Fund balance at end of year 919,365$ 924,538$ 5,173$ 79 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - Cemetery Fund For the Year Ended December 31, 2020 651 Orginal and Final Variance with Budget Actual Final Budget Revenues Intergovernmental -$ 15,000$ 15,000$ Charges for services 33,000 40,884 7,884 Investment earnings - 701 701 Total revenues 33,000 56,585 23,585 Expenditures Current Recreation and culture Cemetery operations 33,000 27,321 (5,679) Net change in fund balance - 29,264 29,264 Fund balance at beginning of year 26,075 26,075 - Fund balance at end of year 26,075$ 55,339$ 29,264$ 80 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual - CDBG-Revitalization Fund For the Year Ended December 31, 2020 214 Orginal and Final Variance with Budget Actual Final Budget Expenditures Current -$ 392$ 392$ - (392) (392) 392 392 - Economic development Other expenditures Net change in fund balance Fund balance at beginning of year Fund balance at end of year 392$ -$ (392)$ 81 CITY OF MONTICELLO Schedule of Assets, Liabilities, Deferred Inflows of Resources and Fund Balances Economic Development Authority December 31, 2020 TIF 6 (d)TIF 19 TIF 20 (d)TIF 22 TIF 24 EDA General GMEF TIF Future Raindance MS Shores Prairie West Downtown St. Henry's ASSETS Cash and investments 801,521$ 1,049,574$ -$ 6,721$ 92,936$ 104,838$ 400,241$ 117,208$ Receivables Unremitted taxes 2,367 - - - - - - - Delinquent taxes 1,367 - - - - - 1,898 - Accounts 525 - - - - - -- Intrafund receivable 566,924 - - 742,384 - - - - Prepaid items 3,186 - - - - - - - Notes receivable - 183,693 - - - - - - Land held for resale 3,303,170 - - - - - 163,200 - TOTAL ASSETS 4,679,060$ 1,233,267$ -$ 749,105$ 92,936$ 104,838$ 565,339$ 117,208$ LIABILITIES Accounts and contracts payable 11,696$ -$ -$ -$ -$ -$ -$ -$ Due to other governmental units 259 - - - - - - - Intrafund payable - - 44,497 - - - - - Unearned revenue - - - - - - 163,200 - Escrow deposits 6,720 - - - - - - - Total liabilities 18,675 - 44,497 - - - 163,200 - DEFERRED INFLOWS OF RESOURCES Unavailable revenue - property taxes 1,367 - - - - - 1,898 - FUND BALANCES Nonspendable 3,186 - - - - - - - Restricted - 1,233,267 - 749,105 92,936 104,838 400,241 117,208 Assigned 4,655,832 - (44,497) - - - - - Total fund balance 4,659,018 1,233,267 (44,497) 749,105 92,936 104,838 400,241 117,208 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES 4,679,060$ 1,233,267$ -$ 749,105$ 92,936$ 104,838$ 565,339$ 117,208$ Required or Actual Decertification Date 12/9/2013 12/31/2023 12/10/2018 12/31/2024 12/31/2026 TIF District Type Redevelopment Housing Redevelopment Housing & Housing (d) = decertified Redevelopment (continued) 82 CITY OF MONTICELLO Schedule of Assets, Liabilities, Deferred Inflows of Resources and Fund Balances Economic Development Authority December 31, 2020 (Continued) TIF 29 TIF 30 TIF 34 TIF 39 TIF 40 TIF 41 GAAP Total Front Porch CMHP Interchange Otter Creek Briggs UMC Reconciliation EDA ASSETS Cash and investments 160,026$ 112,177$ 35,662$ -$ 335$ -$ -$ 2,881,239$ Receivables Unremitted taxes - - - - - - - 2,367 Delinquent taxes - - - - - - - 3,265 Accounts - - - - - - - 525 Intrafund receivable - - - - - - (1,309,308) - Prepaid items - - - - - - - 3,186 Notes receivable - - - - - - - 183,693 Land held for resale - - - - - - - 3,466,370 TOTAL ASSETS 160,026$ 112,177$ 35,662$ -$ 335$ -$ (1,309,308)$ 6,540,645$ LIABILITIES Accounts and contracts payable -$ -$ -$ -$ -$ -$ -$ 11,696$ Due to other governmental units - - - - - - - 259 Intrafund payable - 103,215 - 130,596 - 1,031,000 (1,309,308) - Unearned revenue - -- -- - (163,200) - Escrow deposits - -- -- -- 6,720 Total liabilities - 103,215 - 130,596 - 1,031,000 (1,472,508) 18,675 DEFERRED INFLOWS OF RESOURCES Unavailable revenue - property taxes - - - - - - - 3,265 FUND BALANCES Nonspendable - - - - - - - 3,186 Restricted 160,026 8,962 35,662 (130,596) 335 (1,031,000) 163,200 1,904,184 Assigned - - - - - - - 4,611,335 Total fund balance 160,026 8,962 35,662 (130,596) 335 (1,031,000) 163,200 6,518,705 TOTAL LIABILITIES, DEFERRED INFLOWS OF RESOURCES, AND FUND BALANCES 160,026$ 112,177$ 35,662$ -$ 335$ -$ (1,309,308)$ 6,540,645$ Required or Actual Decertification Date 12/31/2029 12/31/2029 12/31/2022 12/31/2021 12/31/2045 12/31/2030 TIF District Type Housing Housing Redevelopment Economic Housing Economic (d) = decertified Development Development 83 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Other Financing Uses Economic Development Authority For the Year Ended December 31, 2020 TIF 6 (d)TIF 19 TIF 20 (d)TIF 22 TIF 24 EDA General GMEF TIF Future Raindance MS Shores Prairie West Downtown St. Henry's Revenues Property taxes 355,080$ -$ -$ -$ -$ -$ -$ -$ Tax increments - - - - 39,084 - 298,946 56,104 Intergovernmental - 185,000 - - - - - - Investment earnings 25,519 19,994 - 6,826 1,401 2,000 6,213 1,701 Interest on loans 9,622 3,739 - -- - - - Other revenues 2,280 - - - - - - - Total revenues 392,501 208,733 - 6,826 40,485 2,000 305,159 57,805 Expenditures: Current Salary and wages 97,169 - - - - - - - Benefits 37,021 - - - - - - - Professional services - legal 17,318 - - - - - - - Professional services - other 61,742 - - 105 105 105 990 105 LPV Insurance 1,224 - - - - - - - Legal and general publications 106 - - - 35 - 35 35 Property taxes 1,641 - - - - - - - Marketing 1,149 - - - - - - - Dues and membership 5,796 - - - - - - - Utilities 2,428 - - - - - - - IT services 2,665 - - - - - - - Travel and conferences 1,348 - - - - - - - Land adjustment to market 245,118 - - - - - - - Qualifying TIF expenditures - - - - - - - - Other expenditures 70,625 190,000 - - - - - - Excess increments - - - - - - 137,813 - Interest on intrafund loans - - - - - - - - PAYG payments to third parties - - - - - - 11,303 - Total expenditures 545,350 190,000 - 105 140 105 150,141 140 Excess (deficiency) of revenues over (under) expenditures (152,849) 18,733 - 6,721 40,345 1,895 155,018 57,665 Other financing uses Transfers out - - - - - - - - Net change in fund balances (152,849) 18,733 - 6,721 40,345 1,895 155,018 57,665 Fund balance at beginning of year 4,811,867 1,214,534 (44,497) 742,384 52,591 102,943 245,223 59,543 Fund balance at end of year 4,659,018$ 1,233,267$ (44,497)$ 749,105$ 92,936$ 104,838$ 400,241$ 117,208$ Required or Actual Decertification Date 12/9/2013 12/31/2023 12/10/2018 12/31/2024 12/31/2026 TIF District Type Redevelopment Housing Redevelopment Housing & Housing (d) = decertified Redevelopment (continued) 84 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Other Financing Uses Economic Development Authority For the Year Ended December 31, 2020 (Continued) TIF 29 TIF 30 TIF 34 TIF 39 TIF 40 TIF 41 GAAP Total Front Porch CMHP Interchange Otter Creek Briggs UMC Reconciliation EDA Revenues Property taxes -$ -$ -$ -$ -$ -$ -$ 355,080$ Tax increments 33,749 15,145 218,945 45,479 372 - - 707,824 Intergovernmental - - - - - - - 185,000 Investment earnings 2,731 2,126 501 84 3 - - 69,099 Interest on loans - - - - - - (9,622) 3,739 Other revenues - - - - - - - 2,280 Total revenues 36,480 17,271 219,446 45,563 375 - (9,622) 1,323,022 Expenditures: Current Salary and wages - - - - - - - 97,169 Benefits - - - - - - - 37,021 Professional services - legal - - - - 40 - - 17,358 Professional services - other 105 105 105 105 - - - 63,572 LPV Insurance - - - - - - - 1,224 Legal and general publications 35 35 35 35 - - - 351 Property taxes - - - - - - - 1,641 Marketing - - - - - - - 1,149 Dues and membership - - - - - - - 5,796 Utilities - - - - - - - 2,428 IT services - - - - - - - 2,665 Travel and conferences - - - - - - - 1,348 Land adjustment to market - - - - - - - 245,118 Qualifying TIF expenditures - - - - - 1,031,000 - 1,031,000 Other expenditures - - - - - -- 260,625 Excess increments - - - - - -- 137,813 Interest on intrafund loans - 2,850 - 6,772 - -(9,622) - PAYG payments to third parties - -- -- -- 11,303 Total expenditures 140 2,990 140 6,912 40 1,031,000 (9,622) 1,917,581 Excess (deficiency) of revenues over (under) expenditures 36,340 14,281 219,306 38,651 335 (1,031,000) - (594,559) Other financing uses Transfers out - - (200,000) - - - - (200,000) Net change in fund balances 36,340 14,281 19,306 38,651 335 (1,031,000) - (794,559) Fund balance at beginning of year 123,686 (5,319) 16,356 (169,247) - - 163,200 7,313,264 Fund balance at end of year 160,026$ 8,962$ 35,662$ (130,596)$ 335$ (1,031,000)$ 163,200$ 6,518,705$ Required or Actual Decertification Date 12/31/2029 12/31/2029 12/31/2022 12/31/2021 12/31/2045 12/31/2030 TIF District Type Housing Housing Redevelopment Economic Housing Economic (d) = decertified Development Development 85 CITY OF MONTICELLO Schedule of Assets, Liabilities, Deferred Inflows of Resources and Fund Balances Debt Service Activities December 31, 2020 312 318 319 320 321 322 323 324 2011A 2014A 2015B 2016A 2017A 2018A 2019A 2020A Refunding Bonds Bonds Bonds Bonds Bonds Bonds Bonds Total ASSETS Cash and cash equivalents 79,015$ 148,910$ 121,883$ 399,837$ 278,965$ 80,415$ 40,190$ 124,934$ 1,274,149$ Receivables Unremitted special assessments 32,641 - - 326 238 - - - 33,205 Deliquent special assessments - - - 137 1,450 - - - 1,587 Deferred special assessments - - 91,208 391,878 226,644 - 81,840 509,250 1,300,820 Total assets 111,656$ 148,910$ 213,091$ 792,178$ 507,297$ 80,415$ 122,030$ 634,184$ 2,609,761$ LIABILITIES Accounts and contracts payable 196$ 196$ 196$ 196$ 646$ 696$ 696$ -$ 2,822$ DEFERRED INFLOWS OF RESOURCES Unavailable revenue - special assessments - - 91,208 392,015 228,094 - 81,840 509,250 1,302,407 FUND BALANCES Restricted for debt service 111,460 148,714 121,687 399,967 278,557 79,719 39,494 124,934 1,304,532 Total liabilities, deferred inflows of resources, and fund balances 111,656$ 148,910$ 213,091$ 792,178$ 507,297$ 80,415$ 122,030$ 634,184$ 2,609,761$ General Obligation Bonds 86 CITY OF MONTICELLO Schedule of Revenues, Expenditures and Other Financing Sources (Uses) Debt Service Activities For the Year Ended December 31, 2020 312 318 319 320 321 322 323 324 2011A 2014A 2015B 2016A 2017A 2018A 2019A 2020A Refunding Bonds Bonds Bonds Bonds Bonds Bonds Bonds Total Revenues Property taxes 172,641$ 535,501$ 198,385$ 405,039$ 427,367$ 472,434$ 728,620$ -$ 2,939,987$ Special assessments 113,348 - 23,416 145,564 47,347 - 14,833 124,520 469,028 Investment earnings (8,015) 3,163 2,557 8,875 6,141 1,817 912 414 15,864 Total revenues 277,974 538,664 224,358 559,478 480,855 474,251 744,365 124,934 3,424,879 Expenditures Debt service Principal 1,230,000 365,000 160,000 450,000 370,000 305,000 505,000 - 3,385,000 Interest and fiscal charges 29,662 146,638 52,087 76,137 100,927 146,575 204,882 - 756,908 1,259,662 511,638 212,087 526,137 470,927 451,575 709,882 - 4,141,908 (981,688) 27,026 12,271 33,341 9,928 22,676 34,483 124,934 (717,029) 200,000 - - - - - - - 200,000 (781,688) 27,026 12,271 33,341 9,928 22,676 34,483 124,934 (517,029) 893,148 121,688 109,416 366,626 268,629 57,043 5,011 - 1,821,561 Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources Transfers in Net change in fund balance Fund balance at beginning of year Fund balance at end of year 111,460$ 148,714$ 121,687$ 399,967$ 278,557$ 79,719$ 39,494$ 124,934$ 1,304,532$ General Obligation Bonds 87 (This page left blank intentionally) 88 STATISTICAL SECTION STATISTICAL SECTION The Statistical Section is included to provide detailed data on the physical, economic, social and political characteristics of the reporting government. It is intended to provide the user with a broader and more complete understanding of the government and its financial affairs than is possible from the basic financial statements and supplementary information included in the Financial Section. Page STATISTICAL SECTION Financial trendsNet Position by Component - Last Ten Fiscal Years 89 Changes in Net Position - Last Ten Fiscal years 90 General Governmental Tax Revenues by Source - Last Ten Fiscal Years 92 Fund Balances of Governmental Funds - Last Ten Fiscal Years 93 Changes in Fund Balances of Governmental Funds - Last Ten Fiscal Years 94 Governmental Funds Tax Revenues by Source - Last Ten Fiscal Years 95 Revenue capacity Tax Capacity Value and Estimated Market Value of Taxable Property - Last Ten Fiscal Years 96 Property Tax Rates - All Direct and Overlapping Governments - Last Ten Fiscal Years 97 Property Tax Levies and Collections - Last Ten Fiscal Years 98 Principal Property Taxpayers - Current Year and Nine Years Ago 99 New Construction and Bank Deposits - Last Ten Fiscal Years 100 Water Sold by Customer Type - Last Ten Fiscal Years 101 Water and Sewage Utility Rates - Last Ten Fiscal Years 102 Debt capacity Ratios of Outstanding Debt by Type - Last Ten Fiscal Years 103 Ratios of Net General Obligation Bonded Debt Outstanding - Last Ten Fiscal Years 104 Legal Debt Margin Information - Last Ten Fiscal Years 105 Computation of Direct and Overlapping Debt - As of December 31, 2020 106 Schedule of General Obligation Revenue Bond Coverage - Last Ten Fiscal Years 107 Economic and demographic information Demographic and Economic Statistics - Last Ten Fiscal Years 108 Principal Employers - Current Year and Nine Years Ago 109 Operating information City Government Employees by Function/Program - Last Ten Fiscal Years 110 Operating Indicators by Function - Last Ten Fiscal Years 111 Capital Assets Statistics by Function - Last Ten Fiscal Years 113 Schedule of Cash Flows Adjusted for Additional City Funding of Fiber Optics Fund -Last Six Fiscal Years 114 CITY OF MONTICELLO Net Position by Component Last Ten Fiscal Years (accrual basis of accounting) 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Governmental activities Net investment in capital assets 38,242,040$ 40,525,009$ 44,268,757$ 48,253,810$ 38,099,568$ 41,077,683$ 41,535,637$ 43,517,983$ 40,008,410$ 40,836,892$ Restricted 16,894,936 13,061,044 18,118,070 10,453,449 12,633,770 10,569,693 11,599,951 9,649,085 8,690,172 5,397,034 Unrestricted 24,758,269 25,119,107 13,487,299 14,792,521 18,144,067 20,824,170 20,899,110 23,422,548 27,133,699 32,716,074 Total governmental net position 79,895,245$ 78,705,160$ 75,874,126$ 73,499,780$ 68,877,405$ 72,471,546$ 74,034,698$ 76,589,616$ 75,832,281$ 78,950,000$ Business-type activities Net investment in capital assets 25,031,043$ 23,698,091$ 20,496,832$ 42,117,264$ 40,722,087$ 41,014,122$ 39,944,797$ 39,250,211$ 42,808,003$ 41,000,179$ Restricted 19,350 19,350 - - - - - - - - Unrestricted 6,901,353 7,642,046 6,463,638 9,121,952 8,163,982 9,052,590 11,905,058 13,261,505 14,855,640 17,649,288 Total business-type net position 31,951,746$ 31,359,487$ 26,960,470$ 51,239,216$ 48,886,069$ 50,066,712$ 51,849,855$ 52,511,716$ 57,663,643$ 58,649,467$ Primary government Net investment in capital assets 63,273,083$ 64,223,100$ 64,765,589$ 90,371,074$ 78,821,655$ 82,091,805$ 81,480,434$ 82,768,194$ 82,816,413$ 81,837,071$ Restricted 16,914,286 13,080,394 18,118,070 10,453,449 12,633,770 10,569,693 11,599,951 9,649,085 8,690,172 5,397,034 Unrestricted 31,659,622 32,761,153 19,950,937 23,914,473 26,308,049 29,876,760 32,804,168 36,684,053 41,989,339 50,365,362 Total primary government net position 111,846,991$ 110,064,647$ 102,834,596$ 124,738,996$ 117,763,474$ 122,538,258$ 125,884,553$ 129,101,332$ 133,495,924$ 137,599,467$ Note 1: In fiscal years 2012 and 2013, the city had a change in accounting principle, a change in fund structure, and prior period adjustments. In addition, the city implemented GASB Statement No. 68 and GASB Statement No. 71 in fiscal year 2015, and GASB Statement No. 75 in fiscal year 2018. Prior years have not been adjusted to reflect these changes. $- $20 $40 $60 $80 $100 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020MillionsPrimary Government Net Position Net investment in capital assets Restricted net position Unrestricted net position 89 CITY OF MONTICELLO Changes in Net Position Last Ten Fiscal Years (accrual basis of accounting) Expenses 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Governmental activities General government 2,111,710$ 2,103,737$ 1,623,727$ 1,488,243$ 1,447,725$ 1,694,111$ 1,656,666$ 1,614,613$ 1,927,752$ 2,335,614$ Public safety 1,788,595 1,819,378 1,884,981 1,880,193 1,960,009 2,187,363 2,208,971 2,377,661 2,406,748 2,658,246 Public works 4,838,544 5,045,729 5,163,461 5,223,345 5,312,612 5,480,074 5,292,743 5,548,199 5,765,576 4,777,282 Sanitation 495,693 500,037 487,268 517,956 563,477 600,300 614,328 615,586 610,944 681,948 Transit - - - 10,000 40,000 41,250 3,191 18,333 - - Recreation and culture 1,753,197 2,719,730 2,875,260 2,882,127 3,524,979 3,998,945 3,521,756 3,460,887 3,636,958 3,289,716 Economic development 1,199,936 803,594 1,005,813 1,084,620 1,547,875 756,620 488,380 1,206,067 872,984 1,914,825 Interest and fiscal charges 1,248,716 1,298,869 235,265 649,854 735,753 565,774 514,558 617,344 752,595 756,546 Total governmental activities 13,436,391 14,291,074 13,275,775 13,736,338 15,132,430 15,324,437 14,300,593 15,458,690 15,973,557 16,414,177 Business-type activities Water utility 1,167,572 1,118,789 1,009,600 1,084,882 1,102,610 1,168,473 1,157,506 1,235,055 1,216,446 1,212,656 Sewage utility 2,340,555 2,480,657 2,466,660 2,762,357 2,661,990 2,618,887 2,708,053 2,932,413 2,889,438 2,960,153 Stormwater - - - - - - - - - 658,771 Liquor 4,161,212 4,302,055 4,457,207 4,569,673 4,768,218 4,873,033 5,104,937 5,394,968 5,577,481 6,395,558 Fiber optics 5,702,480 5,228,428 5,240,871 2,919,170 2,536,461 2,483,262 2,252,287 2,276,015 1,990,052 2,063,712 Deputy registrar - - 293,531 300,236 313,968 345,492 390,658 421,662 458,695 538,625 Total business-type activities 13,371,819 13,129,929 13,467,869 11,636,318 11,383,247 11,489,147 11,613,441 12,260,113 12,132,112 13,829,475 Total primary government expenses 26,808,210$ 27,421,003$ 26,743,644$ 25,372,656$ 26,515,677$ 26,813,584$ 25,914,034$ 27,718,803$ 28,105,669$ 30,243,652$ Program Revenues Governmental activities Charges for services General government 521,182$ 619,992$ 147,244$ 180,145$ 214,087$ 274,309$ 239,460$ 207,802$ 232,336$ 523,919$ Public safety 202,237 179,540 163,366 164,616 320,158 894,311 851,307 780,236 921,916 799,227 Public works 508,077 383,066 544,404 371,671 521,697 527,425 283,241 217,675 373,581 156,657 Sanitation 52,304 53,077 16,653 48,385 104,786 89,956 80,774 169,337 381,328 522,088 Recreation and culture 1,240,970 1,150,273 1,307,149 1,331,581 1,488,197 1,437,659 1,493,651 1,630,915 1,602,473 652,729 Economic development - - - - 14,653 301,232 13,846 2,832 14,149 10,915 Operating grants and contributions 253,127 252,784 293,710 295,828 355,041 389,005 429,697 428,443 431,004 463,335 Capital grants and contributions 2,083,511 1,841,915 1,079,738 1,774,628 2,667,710 3,297,265 1,996,441 2,044,698 1,024,891 1,289,990 Total governmental activities program revenues 4,861,408 4,480,647 3,552,264 4,166,854 5,686,329 7,211,162 5,388,417 5,481,938 4,981,678 4,418,860 Business-type activities Charges for services Water utility 1,078,133 1,304,923 1,214,570 1,117,226 1,126,718 1,172,258 1,415,441 1,432,194 1,300,191 1,541,694 Sewage utility 1,712,058 1,850,919 1,981,491 2,081,660 2,083,122 2,223,252 2,472,774 2,581,833 2,443,856 2,559,354 Stormwater - - - - - - - - 61,757 241,873 Liquor 4,653,384 4,854,798 5,085,924 5,166,066 5,493,925 5,450,630 5,755,166 6,090,981 6,377,457 7,405,960 Fiber optics 1,610,258 1,747,587 1,606,720 1,761,978 1,642,403 1,739,566 1,757,134 1,736,243 1,795,435 1,851,845 Deputy registrar - - 456,285 497,798 535,931 562,891 594,777 694,263 953,855 801,502 Capital grants and contributions - - - 488,628 1,454,980 2,000,456 699,901 925,195 1,646,123 1,488,339 Total business-type activities program revenues 9,053,833 9,758,227 10,344,990 11,113,356 12,337,079 13,149,053 12,695,193 13,460,709 14,578,674 15,890,567 Total primary government program revenues 13,915,241$ 14,238,874$ 13,897,254$ 15,280,210$ 18,023,408$ 20,360,215$ 18,083,610$ 18,942,647$ 19,560,352$ 20,309,427$ (continued) 90 CITY OF MONTICELLO Changes in Net Position Last Ten Fiscal Years (accrual basis of accounting) 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Net (expense)/revenue Governmental activities (8,574,983)$ (9,810,427)$ (9,723,511)$ (9,569,484)$ (9,446,101)$ (8,113,275)$ (8,912,176)$ (9,976,752)$ (10,991,879)$ (11,995,317)$ Business-type activities (4,317,986) (3,371,702) (3,122,879) (522,962) 953,832 1,659,906 1,081,752 1,200,596 2,446,562 2,061,092 Total primary government net expense (12,892,969)$ (13,182,129)$ (12,846,390)$ (10,092,446)$ (8,492,269)$ (6,453,369)$ (7,830,424)$ (8,776,156)$ (8,545,317)$ (9,934,225)$ General Revenues and Other Changes in Net Position Governmental activities Taxes Property taxes 7,406,358$ 7,722,214$ 7,961,229$ 8,393,374$ 8,683,585$ 9,270,592$ 9,560,482$ 9,972,166$ 10,375,714$ 10,874,313$ Tax increment 1,044,791 1,024,134 965,935 826,363 727,617 668,352 648,031 638,278 679,925 707,824 Franchise taxes 341,362 339,518 320,640 357,409 333,484 412,217 436,248 386,622 432,934 418,030 Unrestricted grants and contributions 19,359 38,618 65,228 27,502 - - - - - 886,544 Investment earnings 1,467,780 767,722 (189,128) 784,347 278,465 375,614 379,107 364,364 969,216 666,325 Other - 11,575 3,885 217,643 30,473 11,180 - - - - Gain on sale of capital assets 354,501 540,272 489,782 - - - 1,725 15,000 - - Transfers 713,655 (2,420,489) 278,500 (3,411,500) 2,301,045 969,461 (550,265) 1,000,000 (2,223,245) 1,560,000 Total governmental activities 11,347,806 8,023,564 9,896,071 7,195,138 12,354,669 11,707,416 10,475,328 12,376,430 10,234,544 15,113,036 Business-type activities Unrestricted grants and contributions - - - - - - - - - 151,794 Investment earnings 495,484 264,589 (117,175) 399,757 108,191 128,080 151,126 162,003 482,120 332,938 Miscellaneous 1,555,509 100,687 65,468 - 88,157 5,218 - 379,246 - - Gain on extinguishment of debt - - - 20,990,451 - - - - - - Contribution of land to County - - - - (5,511,547) - - - - - Transfer of operations - - - - - 356,900 - - - - Transfers (713,655) 2,420,489 (278,500) 3,411,500 (2,301,045) (969,461) 550,265 (1,000,000) 2,223,245 (1,560,000) Total business-type activities 1,337,338 2,785,765 (330,207) 24,801,708 (7,616,244) (479,263) 701,391 (458,751) 2,705,365 (1,075,268) Total primary government 12,685,144$ 10,809,329$ 9,565,864$ 31,996,846$ 4,738,425$ 11,228,153$ 11,176,719$ 11,917,679$ 12,939,909$ 14,037,768$ Changes in Net Position Governmental activities 2,772,823$ (1,786,863)$ 172,560$ (2,374,346)$ 2,908,568$ 3,594,141$ 1,563,152$ 2,399,678$ (757,335)$ 3,117,719$ Business-type activities (2,980,648) (585,937) (3,453,086) 24,278,746 (6,662,412) 1,180,643 1,783,143 741,845 5,151,927 985,824 Total primary government (207,825)$ (2,372,800)$ (3,280,526)$ 21,904,400$ (3,753,844)$ 4,774,784$ 3,346,295$ 3,141,523$ 4,394,592$ 4,103,543$ Note 1: The city made a fund structure change for the period ending December 31, 2013. Prior year data has not been restated as a result of this change. Note 2: The city implemented GASB Statement No. 68 and GASB Statement No. 71 in fiscal year 2015, and GASB Statement No. 75 in fiscal year 2018. Prior years have not been adjusted to reflect these changes. Note 3: The city created a new Stormwater enterprise fund in 2019. As part of creating the fund, all balances of the Storm Water Access capital projects fund were transferred to this fund. 91 CITY OF MONTICELLO General Governmental Tax Revenues by Source Last Ten Fiscal Years (accrual basis of accounting) Property Tax Franchise Year Tax Increment Tax Total 2011 7,406,358$ 1,044,791$ 341,362$ 8,792,511$ 2012 7,722,214 1,024,134 339,518 9,085,866 2013 7,961,229 965,935 320,640 9,247,804 2014 8,393,374 826,363 357,409 9,577,146 2015 8,683,585 727,617 333,484 9,744,686 2016 9,270,592 668,352 412,217 10,351,161 2017 9,560,482 648,031 436,248 10,644,761 2018 9,972,166 638,278 386,622 10,997,066 2019 10,375,714 679,925 432,934 11,488,573 2020 10,874,313 707,824 418,030 12,000,167 Change 2011-2020 46.8%-32.3%22.5%36.5% Source: Finance Department $- $2 $4 $6 $8 $10 $12 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020MillionsTax Revenues by Source Property Tax Tax Increment Franchise Tax 92 CITY OF MONTICELLO Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 General Fund Nonspendable 386,616$ 342,380$ 258,100$ 126,327$ 113,302$ 134,245$ 110,869$ 124,650$ 135,139$ 145,603$ Committed 3,374,200 - - - - - - - - - Unassigned 649,821 3,136,127 3,656,463 4,204,731 4,873,494 6,142,475 6,918,224 6,984,828 6,542,111 6,494,632 Total general fund 4,410,637$ 3,478,507$ 3,914,563$ 4,331,058$ 4,986,796$ 6,276,720$ 7,029,093$ 7,109,478$ 6,677,250$ 6,640,235$ All other governmental funds Nonspendable 1,299,057$ 197,123$ 1,822,926$ 1,815,087$ 4,259,743$ 3,690,330$ 23,488$ 47,614$ 72,028$ 27,600$ Restricted 22,140,662 21,480,938 10,928,985 10,453,449 8,619,905 6,987,234 7,924,461 5,867,997 7,567,522 5,008,177 Committed 2,662,124 - - - - - - - - - Assigned 9,138,626 8,655,488 6,485,727 7,321,744 11,109,806 13,320,718 16,910,080 17,145,463 21,227,605 24,358,352 Unassigned Special revenue (141,890) - - - - - - - - - Capital projects (1,435,666) - - - - - - - - - Total all other governmental funds 33,662,913$ 30,333,549$ 19,237,638$ 19,590,280$ 23,989,454$ 23,998,282$ 24,858,029$ 23,061,074$ 28,867,155$ 29,394,129$ Note 1: The City made a fund structure change for the period ending December 31, 2013. Prior year data has not been restated as a result of this change. 93 CITY OF MONTICELLO Changes in Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Revenues Property taxes 7,294,635$ 8,234,086$ 7,985,695$ 8,407,627$ 8,638,401$ 9,295,983$ 9,593,445$ 9,967,550$ 10,375,468$ 10,860,311$ Tax increments 1,044,791 1,024,134 965,935 826,363 727,617 668,352 648,031 638,278 679,925 707,824 Franchise taxes 341,362 339,518 320,640 357,409 333,484 412,217 436,248 386,622 432,934 418,030 Special assessments 1,856,134 1,902,871 2,065,944 1,912,932 3,318,901 984,390 946,669 700,190 712,681 633,016 Licenses and permits 249,999 275,699 331,711 378,810 461,049 668,602 600,933 504,464 603,925 521,369 Intergovernmental 1,434,420 540,475 1,264,781 732,366 1,520,239 2,041,362 1,340,094 911,477 896,638 1,656,228 Charges for services 2,239,584 2,076,834 1,846,919 1,722,974 2,063,520 2,222,475 1,909,357 2,098,362 2,297,568 1,474,527 Fines and forfeitures 85 14,338 1,725 1,900 42,474 30,656 36,702 45,350 40,054 31,852 Investment earnings 1,467,780 767,722 (183,242) 738,956 261,856 357,112 364,786 351,620 930,128 641,446 Interest on loans - - - - - - - - 10,929 8,635 Other revenues 603,019 753,832 700,776 413,113 475,170 589,394 335,530 302,469 436,264 521,109 Total revenues 16,531,809 15,929,509 15,300,884 15,492,450 17,842,711 17,270,543 16,211,795 15,906,382 17,416,514 17,474,347 Expenditures General government 2,039,270 2,023,674 1,576,653 1,450,930 1,465,458 1,489,892 1,617,680 1,656,557 1,777,352 2,170,661 Public safety 1,728,409 1,735,579 1,805,434 1,845,073 1,972,986 2,036,777 2,178,728 2,354,453 2,449,765 2,743,954 Public works 1,675,222 1,703,849 1,707,576 1,793,162 1,734,562 1,941,750 2,009,481 2,079,305 2,393,638 1,899,315 Sanitation 495,693 500,037 505,996 517,956 563,477 600,300 614,328 615,586 610,944 681,948 Transit - - - 10,000 40,000 41,250 3,191 18,333 - - Recreation and culture 2,419,369 2,272,595 2,472,987 2,386,832 2,622,991 2,756,372 2,940,313 3,034,496 3,137,153 2,614,095 Economic development 1,198,449 800,540 1,011,961 1,084,620 1,237,107 530,746 486,706 1,210,053 871,950 1,917,973 Capital outlay 4,067,251 2,829,049 1,357,254 2,220,883 2,238,365 6,235,029 5,430,272 9,708,481 7,941,452 4,910,889 Debt service Principal 4,860,000 5,174,500 5,290,750 5,411,000 5,028,000 5,681,653 3,921,000 2,285,000 2,855,000 3,385,000 Interest and fiscal charges 1,383,095 1,290,430 930,982 658,983 570,753 529,116 470,508 522,220 634,241 756,908 Bond issuance costs - - - - 71,358 107,050 93,300 94,350 138,350 53,475 Total expenditures 19,866,758 18,330,253 16,659,593 17,379,439 17,545,057 21,949,935 19,765,507 23,578,834 22,809,845 21,134,218 Excess of revenues over (under) expenditures (3,334,949) (2,400,744) (1,358,709) (1,886,989) 297,654 (4,679,392) (3,553,712) (7,672,452) (5,393,331) (3,659,871) Other financing sources (uses) Long-term debt issued 10,735,000 - - 6,080,000 2,605,000 4,900,000 5,000,000 5,000,000 8,000,000 2,155,000 Premium (discount) on debt issued 301,910 - - (12,374) 46,898 97,503 78,814 40,882 131,662 101,280 Refunded bonds redeemed - - (10,690,000) - - - - - - - Sale of capital assets - 11,575 12,428 - 30,473 11,180 1,725 15,000 29,340 333,550 Transfers in 5,710,819 9,990,120 6,906,770 4,914,385 4,261,817 2,192,636 1,029,628 2,082,845 5,928,040 2,760,000 Transfers out (4,997,164) (10,732,901) (7,158,933) (8,325,885) (2,186,930) (1,223,175) (944,335) (1,182,845) (3,321,858) (1,200,000) Total other financing sources (uses)11,750,565 (731,206) (10,929,735) 2,656,126 4,757,258 5,978,144 5,165,832 5,955,882 10,767,184 4,149,830 Net change in fund balances 8,415,616$ (3,131,950)$ (12,288,444)$ 769,137$ 5,054,912$ 1,298,752$ 1,612,120$ (1,716,570)$ 5,373,853$ 489,959$ Debt service as percentage of noncapital expenditures 42.6% 41.4%41.7%40.0%35.1%38.0%30.4%20.1%26.4%24.9% Note: The city made a fund structure change for the period ending December 31, 2013. Prior year data has not been modified to reflect this change. 94 CITY OF MONTICELLO Governmental Funds Tax Revenues by Source Last Ten Fiscal Years (modified accrual basis of accounting) Property Tax Franchise Year Tax Increment Tax Total 2011 7,294,635$ 1,044,791$ 341,362$ 8,680,788$ 2012 8,234,086 1,024,134 339,518 9,597,738 2013 7,985,695 965,935 320,640 9,272,270 2014 8,407,627 826,363 357,409 9,591,399 2015 8,638,401 727,617 333,484 9,699,502 2016 9,295,983 668,352 412,217 10,376,552 2017 9,593,445 648,031 436,248 10,677,724 2018 9,967,550 638,278 386,622 10,992,450 2019 10,375,468 679,925 432,934 11,488,327 2020 10,860,311 707,824 418,030 11,986,165 Change 2011-2020 48.9%-32.3%22.5%38.1% Source: Finance Department $- $2 $4 $6 $8 $10 $12 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020MillionsTax Revenues by Source Property Tax Tax Increment Franchise Tax 95 CITY OF MONTICELLO Tax Capacity Value and Estimated Market Value of Taxable Property Last Ten Fiscal Years Total Net Tax Taxable Net Capacity as a Residential % of Commercial % of Personal % of Ag/Misc % of Tax Capacity % of Total Direct Total Percentage of Year Property Total Property Total Property Total Property Total Value Total Tax Rate Market Value Market Value 2011 5,307,260$ 31.9%10,897,898$ 65.5%194,825$ 1.2%229,016$ 1.4% 16,628,999$ 100.0%46.729 1,106,541,400$ 1.5% 2012 4,611,403 23.6%14,538,165 74.3%235,633 1.2%194,492 1.0% 19,579,693 100.0%49.773 1,219,719,700 1.6% 2013 4,824,117 25.4%13,793,916 72.5%239,129 1.3%164,609 0.9% 19,021,771 100.0%42.234 1,201,075,800 1.6% 2014 5,408,138 21.9%18,818,097 76.4%235,713 1.0%184,750 0.7% 24,646,698 100.0%44.709 1,513,570,400 1.6% 2015 5,861,759 22.1%20,316,219 76.4%238,732 0.9%164,516 0.6% 26,581,226 100.0%35.737 1,712,125,200 1.6% 2016 6,505,649 23.0%21,386,874 75.6%248,668 0.9%166,437 0.6% 28,307,628 100.0%34.471 1,828,437,600 1.5% 2017 7,325,880 24.2%22,510,588 74.4%272,344 0.9%141,596 0.5% 30,250,408 100.0%33.172 1,962,020,100 1.5% 2018 8,086,159 27.1%21,262,918 71.4%286,580 1.0%148,899 0.5% 29,784,556 100.0%32.333 1,974,154,400 1.5% 2019 8,924,604 29.2%21,267,629 69.5%274,720 0.9%143,962 0.5% 30,610,915 100.0%34.262 2,054,313,700 1.5% 2020 9,422,801 29.6% 21,941,590 69.0% 296,422 0.9% 135,311 0.4% 31,796,124 100.0%34.967 2,135,371,400 1.5% Note 1: The fiscal year is for the values in the year levied for taxes collectible in the following year. Note 2: Tax exempt property values are not included in total taxable net tax capacity value. Source: Wright County Certificate of Taxes and Taxable Properties. Real Property 96 CITY OF MONTICELLO Property Tax Rates - All Direct and Overlapping Governments Last Ten Fiscal Years Monticello Total (1) City Wright School Special Direct and Year of Monticello County District #882 Districts Overlapping 2011 46.73 39.31 27.03 1.50 114.57 2012 49.77 43.45 28.26 1.24 122.72 2013 42.23 44.29 26.23 0.61 113.36 2014 44.71 43.45 28.27 -116.43 2015 35.74 40.59 22.88 -99.21 2016 34.47 39.97 20.86 1.08 96.38 2017 33.17 39.60 16.24 1.02 90.03 2018 32.33 39.95 15.62 1.09 88.99 2019 34.26 44.27 16.97 1.20 96.70 2020 34.97 44.42 15.87 1.19 96.44 Note 1: Source:Wright County Overlapping Taxing Districts Information reflects total tax rates levied by each entity. Tax rates are expressed in terms of “net tax capacity.” A property’s tax capacity is determined by multiplying its taxable market value by a state determined class rate. Class rates vary by property type and change periodically based on state legislation. Components of the direct rate are not readily available. 0 20 40 60 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020Rate %Property Tax Rates For the three highest taxing authorities Wright County School District #882 City of Monticello 97 CITY OF MONTICELLO Property Tax Levies and Collections Last Ten Fiscal Years PROPERTY TAXES Total Tax Collections in Abatements Fiscal Levy for Tax Net % of Subsequent % of and % of Year Fiscal Year Credits Levy Amount Net Levy Years Amount Net Levy Adjustments Amount Net Levy 2011 7,677,351$ 293,075$ 7,384,276$ 7,178,807$ 97.2% 185,763$ 7,364,570$ 99.7% (19,371)$ 335$ 0.0% 2012 7,850,042 - 7,850,042 7,759,174 98.8% 33,453 7,792,627 99.3% (57,061) 354 0.0% 2013 7,900,724 - 7,900,724 7,827,356 99.1% 40,255 7,867,611 99.6% (31,626) 1,487 0.0% 2014 8,151,086 - 8,151,086 8,109,373 99.5% 33,288 8,142,661 99.9% (7,013) 1,412 0.0% 2015 8,535,565 - 8,535,565 8,498,745 99.6% 22,831 8,521,576 99.8% (12,524) 1,465 0.0% 2016 9,205,700 - 9,205,700 9,177,787 99.7% 23,383 9,201,170 100.0% (3,733) 797 0.0% 2017 9,430,000 - 9,430,000 9,416,303 99.9% 12,151 9,428,454 100.0% (1,546) - 0.0% 2018 9,870,000 - 9,870,000 9,850,163 99.8% 10,991 9,861,154 99.9% (5,488) 3,358 0.0% 2019 10,310,000 - 10,310,000 10,289,339 99.8% 11,864 10,301,203 99.9%(146) 8,651 0.1% 2020 10,800,000 - 10,800,000 10,770,454 99.7%- 10,770,454 99.7%(928) 28,618 0.3% TAX INCREMENTS Total Tax Collections in Abatements Fiscal Levy for Tax Net % of Subsequent % of and % of Year Fiscal Year Credits Levy Amount Net Levy Years Amount Net Levy Adjustments Amount Net Levy 2011 1,071,686$ -$ 1,071,686$ 1,044,309$ 97.4% 25,742$ 1,070,051$ 99.8%(1,635)$ -$ 0.0% 2012 955,039 - 955,039 953,400 99.8%- 953,400 99.8%(1,639) - 0.0% 2013 971,745 - 971,745 970,071 99.8%- 970,071 99.8%(1,674) - 0.0% 2014 869,425 - 869,425 869,339 100.0%60 869,399 100.0%(26) - 0.0% 2015 729,130 - 729,130 727,558 99.8%- 727,558 99.8%(1,572) - 0.0% 2016 668,351 - 668,351 668,351 100.0%- 668,351 100.0%- - 0.0% 2017 650,375 - 650,375 648,033 99.6%- 648,033 99.6%(2,342) - 0.0% 2018 640,584 - 640,584 638,278 99.6%- 638,278 99.6%(2,306) - 0.0% 2019 680,301 - 680,301 679,925 99.9%- 679,925 99.9%- 376 0.1% 2020 711,905 - 711,905 707,825 99.4%- 707,825 99.4%(2,558) 1,522 0.2% Source: Wright County Year of the Net Levy to Date Total Uncollected Collected within the Total Collections Year of the Net Levy to Date Total Uncollected Collected within the Total Collections 98 CITY OF MONTICELLO Principal Property Taxpayers Current Year and Nine Years Ago Percentage of Percentage of (1)Taxable Net Tax Total Net Tax Taxable Net Tax Total Net Tax Taxpayer Market Value Capacity Value Rank Capacity Value Market Value Capacity Value Rank Capacity Value Xcel Energy (Northern States)830,869,200$ 16,610,285$ 1 52.2%312,906,200$ 6,252,112$ 1 37.6% IRET Properties 26,233,600 327,920 2 1.0% Mills Fleet Farm (Venturian Holdings)12,911,000 255,220 3 0.8% Target Corporation 10,000,000 199,250 4 0.6%11,818,900 235,628 3 1.4% Walmart Real Estate Bus Trust 9,687,200 192,994 5 0.6%12,804,400 255,338 2 1.5% RCG-Monticello MN, LLC 9,331,300 182,126 6 0.6% CentraCare Medical Center (New River)7,272,000 145,440 7 0.5%7,617,300 152,346 4 0.9% Home Depot USA, Inc.6,501,500 129,280 8 0.4%7,224,000 143,730 5 0.9% Clear Creek Land Company, LLC 6,176,000 122,770 9 0.4% Spirit Master Funding (Muller Theatres)5,704,700 112,917 10 0.4%5,536,400 109,597 7 0.7% L&P Ventures, LLC 5,529,100 109,832 6 0.7% AX TC Retail, LP 5,156,900 101,638 8 0.6% BBF Properties 3,977,400 78,798 9 0.5% Tapper's Holdings of Monticello, LLC 3,999,400 78,488 10 0.5% 924,686,500$ 18,278,202$ 57.5%376,570,000$ 7,517,507$ 45.2% (1) The market value and taxable net tax capacity value is for taxes levied in 2020, which are payable in 2021. Source: Wright County Certificate of Taxes and Taxable Properties and 2011 City of Monticello Financial Report 2020 2011 99 CITY OF MONTICELLO New Construction and Bank Deposits Last Ten Fiscal Years New New New New Total New Commercial Commercial Residential Residential Residential &Percent Year Permits Value Permits Value Commercial Total (1)Change 2011 5 1,987,000$ 2 336,606$ 2,323,606$ 1,389,163$ 7.8% 2012 2 880,000 22 3,520,415 4,400,415 1,407,421 1.3% 2013 3 1,790,000 52 8,920,580 10,710,580 1,425,497 1.3% 2014 3 2,106,000 72 12,317,617 14,423,617 1,486,376 4.3% 2015 2 763,000 44 8,836,399 9,599,399 1,557,782 4.8% 2016 7 19,425,000 61 12,750,071 32,175,071 1,643,984 5.5% 2017 3 3,270,264 64 13,358,118 16,628,382 1,765,565 7.4% 2018 4 6,783,829 58 12,148,575 18,932,404 1,827,691 3.5% 2019 4 7,228,571 56 10,712,880 17,941,451 1,915,042 4.8% 2020 1 1,050,000 68 12,473,308 13,523,308 2,387,138 24.7% (1) Reported for Wright County as of June 30 Source: City of Monticello building department and FDIC Market Share Reports Bank Deposits (000s)Building Permits $- $5,000,000 $10,000,000 $15,000,000 $20,000,000 $25,000,000 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 New Residential and Commercial Construction Residential Commercial 100 CITY OF MONTICELLO Water Sold by Customer Type Last Ten Fiscal Years (gallons) Total % of % of % of % of Water % of Year Residential Total Commercial Total Industrial Total Government Total Sold Total 2011 348,580,072 66.0%84,194,027 15.9%50,971,196 9.7%44,219,755 8.4%527,965,050 100.0% 2012 426,358,402 69.0%97,281,410 15.7%46,654,712 7.5%47,866,428 7.7%618,160,952 100.0% 2013 383,079,041 68.8%85,819,687 15.4%45,954,136 8.2%42,206,803 7.6%557,059,667 100.0% 2014 328,835,772 68.2%79,370,922 16.5%38,308,124 7.9%35,566,000 7.4%482,080,818 100.0% 2015 325,188,041 68.1%76,283,322 16.0%38,897,216 8.1%37,005,919 7.8%477,374,498 100.0% 2016 329,068,876 67.7%77,795,226 16.0%42,407,860 8.7%36,647,583 7.5%485,919,545 100.0% 2017 371,596,967 67.7%93,770,712 17.1%43,220,312 7.9%40,409,649 7.4%548,997,640 100.0% 2018 352,322,681 67.3%89,911,481 17.2%43,067,083 8.2%38,128,401 7.3%523,429,646 100.0% 2019 307,411,101 64.0%93,783,767 19.5%44,120,527 9.2%35,187,913 7.3%480,503,308 100.0% 2020 392,258,038 70.1%92,058,431 16.5%39,630,515 7.1%35,351,965 6.3%559,298,949 100.0% Source: City of Monticello utility billing department 0 100 200 300 400 500 600 700 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020MillionsWater Sold by Customer Type (gallons) Government Industrial Commercial Residential 101 CITY OF MONTICELLO Water and Sewage Utility Rates Last Ten Fiscal Years Rate Tier 1 Rate Tier 2 Rate Tier 3 Rate Tier 4 Rate Tier 1 Rate Tier 2 Rate Tier 3 Rate Tier 4 Rate Tier 1 Rate Tier 1 Base Rate 501–4,000 4,001–13,369 Over 13,369 Base Rate 501–4,000 4,001–13,369 Over 13,369 Base Rate Over 500 Fiscal First 500 per 100 per 100 per 100 First 500 per 100 per 100 per 100 First 500 per 100 Year Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet Cubic Feet 2011 14.30$ 0.95$ 1.10$ 1.20$ 14.30$ 0.95$ 1.10$ 1.20$ 16.75$ 3.00$ 2012 15.44 1.03 1.19 1.30 15.44 1.03 1.19 1.30 18.76 3.36 2013 17.00 1.13 1.31 1.43 17.00 1.13 1.31 1.43 20.65 3.70 2014 17.00 1.13 1.31 1.43 17.00 1.13 1.31 1.43 20.65 3.70 2015 17.85 1.19 1.38 1.50 17.85 1.19 1.38 1.50 21.69 3.89 2016 18.85 1.22 1.41 1.50 18.85 1.22 1.41 1.50 22.69 3.97 Rate Tier 1 Rate Tier 2 Rate Tier 3 Rate Tier 4 Rate Tier 1 Rate Tier 2 Rate Tier 3 Rate Tier 4 Rate Tier 1 Rate Tier 1 Base Rate 1,001–10,000 10,001–33,000 Over 33,000 Base Rate 1,001–10,000 10,001–33,000 Over 33,000 Base Rate Over 1,000 Fiscal First 1,000 per 1,000 per 1,000 per 1,000 First 1,000 per 1,000 per 1,000 per 1,000 First 1,000 per 1,000 Year Gallons Gallons Gallons Gallons Gallons Gallons Gallons Gallons Gallons Gallons 2017 6.45 1.66 1.92 2.09 6.45 1.66 1.92 2.09 8.05 5.48 2018 6.95 1.70 1.97 2.15 6.95 1.70 1.97 2.15 8.75 5.63 2019 7.10 1.74 2.02 2.21 7.10 1.74 2.02 2.21 9.00 5.77 2020 7.10 1.74 2.02 2.21 7.10 1.74 2.02 2.21 9.18 5.89 Note: The city began billing monthly in 2017. Source: City of Monticello fee schedule Residential Commercial Water Sewage Residential Commercial Water Sewage 102 CITY OF MONTICELLO Ratios of Outstanding Debt by Type Last Ten Fiscal Years 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Governmental activities General obligation bonds Special assessment 29,490,000$ 26,625,000$ 13,010,000$ 12,203,653$ 11,689,653$ 12,730,000$ 12,695,000$ 10,925,000$ 9,200,000$ 9,290,000$ Other 10,196,903 8,877,403 7,506,653 10,487,000 9,563,000 7,686,000 5,785,000 5,375,000 11,600,000 10,770,000 Tax abatement - - - - - - 2,960,000 7,800,000 8,390,000 7,845,000 Net premium (discount)818,803 744,748 265,320 67,350 190,196 159,266 128,336 105,777 69,187 44,028 Total GO bonds 40,505,706 36,247,151 20,781,973 22,758,003 21,442,849 20,575,266 21,568,336 24,205,777 29,259,187 27,949,028 Certificates of indebtedness - - 445,000 385,000 325,000 265,000 200,000 135,000 70,000 - Total general obligation debt 40,505,706 36,247,151 21,226,973 23,143,003 21,767,849 20,840,266 21,768,336 24,340,777 29,329,187 27,949,028 Non-general obligation bonds Revenue 3,690,898 2,739,341 1,782,784 985,000 - - - - - - Total governmental activites 44,196,604$ 38,986,492$ 23,009,757$ 24,128,003$ 21,767,849$ 20,840,266$ 21,768,336$ 24,340,777$ 29,329,187$ 27,949,028$ Business-type activities General obligation revenue bonds 654,097$ 568,597$ 3,479,347$ 3,206,347$ 2,930,347$ 2,460,000$ 2,280,000$ 2,095,000$ 1,910,000$ 1,720,000$ Non-general obligation 26,445,000 26,445,000 26,445,000 - - - - - - - - - - - 615,268 1,927,850 1,998,402 1,903,000 1,800,000 1,696,000 Revenue bonds PFA notes Net premium (discount)(434,904) (412,366) (360,211) 31,941 30,339 27,354 23,495 21,510 19,524 17,539 Total business-type activities 26,664,193$ 26,601,231$ 29,564,136$ 3,238,288$ 3,575,954$ 4,415,204$ 4,301,897$ 4,019,510$ 3,729,524$ 3,433,539$ Total primary government 70,860,797$ 65,587,723$ 52,573,893$ 27,366,291$ 25,343,803$ 25,255,470$ 26,070,233$ 28,360,287$ 33,058,711$ 31,382,567$ % of personal income (1)15.3%13.2%10.1%5.1%4.4%4.2%4.2%4.4%4.8%4.4% Per capita debt (1)5,554$ 5,071$ 4,055$ 2,106$ 1,931$ 1,899$ 1,944$ 2,093$ 2,399$ 2,260$ (1) See the Schedule of Demographic and Economic Statistics. Source: Details regarding the city’s outstanding debt can be found in the notes to basic financial statements. 103 CITY OF MONTICELLO Ratios of Net General Obligation Bonded Debt Outstanding Last Ten Fiscal Years Percentage of Less Net Estimated General Position Actual Market Obligation Restricted for Value of Year Bonds (1)Debt Service Total Property (2)Per Capita (3) 2011 41,159,803$ 16,894,936$ 24,264,867$ 2.19%1,902$ 2012 36,815,748 13,061,044 23,754,704 1.95%1,836 2013 24,706,320 9,660,316 15,046,004 1.25%1,161 2014 26,349,350 9,942,901 16,406,449 1.08%1,263 2015 24,728,535 9,266,800 15,461,735 0.90%1,178 2016 23,327,620 7,009,231 16,318,389 0.89%1,227 2017 24,071,831 6,359,147 17,712,684 0.90%1,321 2018 26,457,287 6,082,504 20,374,783 1.03%1,503 2019 31,258,711 5,251,080 26,007,631 1.27%1,887 2020 29,686,567 2,565,047 27,121,520 1.27%1,953 (1) Does not include revenue bonds. (2) See the Schedule of Taxable Net Tax Capacity Value and Estimated Market Value of Taxable Property for the estimated actual market value. (3) See the Schedule of Demographic and Economic Statistics. Source: Details regarding the city’s outstanding debt can be found in the notes to basic financial statements. 104 CITY OF MONTICELLO Legal Debt Margin Information Last Ten Fiscal Years 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 33,196,242$ 36,591,591$ 35,671,296$ 45,407,112$ 51,363,756$ 54,853,128$ 58,860,603$ 59,224,632$ 61,629,411$ $ 64,061,142 Total net debt applicable to debt limit 4,365,000 3,795,000 6,200,000 10,872,000 9,888,000 7,951,000 8,945,000 13,310,000 20,060,000 14,390,000 Legal debt margin 28,831,242$ 32,796,591$ 29,471,296$ 34,535,112$ 41,475,756$ 46,902,128$ 49,915,603$ 45,914,632$ 41,569,411$ $ 49,671,142 Total net debt applicable to debt limit as a percentage of debt limit 13.1%10.4%17.4%23.9%19.3%14.5%15.2%22.5%32.5%22.5% Market value $ 2,135,371,400 Debt limit (3% of market value)$ 64,061,142 Debt applicable to limit General obligation bonds $ 29,625,000 Less amounts for general obligation bonds not subject to debt limit (15,235,000) Total net debt applicable to limit 14,390,000 Legal debt margin $ 49,671,142 Source: Details regarding the city’s outstanding debt can be found in the notes to basic financial statements. Market value data provided in Wright County Certificate of Taxes and Taxable Properties. Legal Debt Margin Calculation for Fiscal Year 2020 Fiscal Year Legal debt limit 105 CITY OF MONTICELLO Computation of Direct and Overlapping Debt As of December 31, 2020 Estimated Gross percentage Amount bonded debt applicable applicable to Jurisdiction outstanding to city (1)city DIRECT DEBT: City of Monticello 27,949,028$ 100.0%27,949,028$ OVERLAPPING DEBT: I.S.D. 882 47,680,000 73.6% 35,092,480 Wright County 146,970,000 16.5% 24,250,050 Total Overlapping Debt 59,342,530 Total direct and overlapping debt $ 87,291,558 (1) Note: Source: The Wright County auditor provided the debt outstanding and estimated applicable percentages for the school district and county. The percentage of overlapping debt applicable is estimated using taxable assessed property values. Applicable percentages were estimated by determining the portion of the government’s taxable assessed value that is within the City’s boundaries and dividing it by the government’s total taxable assessed value. Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City. This process recognizes that, when considering the government’s ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident and, therefore, responsible for repaying the debt of each overlapping government. 106 CITY OF MONTICELLO Schedule of General Obligation Revenue Bond Coverage Last Ten Fiscal Years Sewage Fund: Net Revenue Gross Operating Available for Year (3)Revenues (1)Expenses(2)Debt Service Principal Interest Total Coverage 2013 2,006,718$ 1,476,418$ 530,300$ -$ -$ -$ - 2014 2,081,660 1,570,197 511,463 273,000 91,963 364,963 140.1% 2015 2,083,122 1,479,157 603,965 276,000 84,158 360,158 167.7% 2016 2,223,252 1,411,831 811,421 570,830 78,002 648,832 125.1% 2017 2,472,774 1,552,617 920,157 289,000 63,823 352,823 260.8% 2018 2,581,833 1,674,428 907,405 287,149 81,125 368,274 246.4% 2019 2,443,856 1,596,714 847,142 288,000 76,826 364,826 232.2% 2020 2,559,354 1,663,234 896,120 294,000 72,972 366,972 244.2% (1) Total revenues does not include investment earnings. (2) Total operating expenses excluding depreciation. (3) The first year of bond payments is 2014. Schedule excludes telecommunications bonds. No other revenue bonds existed before 2013. Source: Finance Department Debt Service Requirements (3) 107 CITY OF MONTICELLO Demographic and Economic Statistics Last Ten Fiscal Years Per Estimated Capita Unemployment School Personal Personal Year Population (1)rate (2)Enrollment (3)Income (4)Income (5) 2011 12,759 7.5%3,921 462,041,667$ 36,728$ 2012 12,935 6.2%3,989 498,178,590 39,241 2013 12,964 4.6%4,031 520,193,464 40,898 2014 12,993 3.8%4,010 531,660,567 41,844 2015 13,125 3.7%4,115 570,058,125 43,710 2016 13,299 4.3%4,119 603,960,786 45,458 2017 13,409 3.5%4,074 620,461,248 46,333 2018 13,553 3.4%4,157 644,811,081 48,370 2019 13,782 3.8%4,053 691,594,542 50,480 2020 13,886 4.4%4,108 716,642,574 51,609 Notes/sources: (1) (2) (3) (4) (5) Minnesota State Demographic Center population estimates. Annual average unemployment rate for Wright County provided by the Minnesota Department of Employment & Economic Development. ISD No. 882 enrollment information was obtained from the District's Financial Report for the year ended June 30, 2020. This estimated personal income number is calculated by taking the per capita personal income and multiplying it by the city’s population. Also see note (5) regarding the per capita personal income figures. Per capita personal income data is provided by the Bureau of Economic Analysis. Monticello's estimates are based on Wright County information. Wright County, where Monticello is located, is the smallest, relevant statistical tracking area. Data is subject to annual revisions by the Bureau of Economic Analysis. 108 CITY OF MONTICELLO Principal Employers Current Year and Nine Years Ago Percentage of Percentage of Total City Total City Employer Employees Rank Employment (1)Employees Rank Employment (1) Xcel Energy (Northern States)600 1 8.2%2,000 1 27.6% ISD No. 882 (Monticello)576 2 7.9%544 2 7.5% CentraCare Medical Center (New River)500 3 6.8%500 3 6.9% Cargill Kitchen Solutions (Sunny Fresh)350 4 4.8%250 5 3.5% Wal-Mart Supercenter 300 5 4.1%325 4 4.5% City of Monticello 230 6 3.1%147 8 2.0% Home Depot 150 7 2.0%160 7 2.2% Target 150 7 2.0% Ultra Machine Corporation 140 9 1.9%140 9 1.9% Cub Foods 100 10 1.4%180 6 2.5% WSI Industries, Inc.100 10 1.4% Standard Iron & Wire Works 100 10 1.4% 3,196 45.3%4,346 60.0% (1) The city estimates its workforce by using the city's percentage of total county population and multiplying that number by the county's total workforce. Source: City of Monticello 2020A Bond Statement and 2011 City of Monticello CAFR 2020 2011 109 CITY OF MONTICELLO City Government Employees by Function/Program Last Ten Fiscal Years 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Employees by function General Fund General government 11.00 11.00 11.00 12.50 12.50 13.50 11.50 11.50 11.50 11.75 Public Safety Building 3.00 3.00 3.00 3.00 4.00 4.00 4.00 3.00 3.00 3.00 Fire marshal - - - - - - - 1.00 1.00 1.00 Public works Engineering 3.00 3.00 1.00 1.00 1.00 1.00 1.00 2.00 2.00 2.00 Maintenance(1)19.00 19.00 19.00 18.50 18.50 18.50 10.50 9.50 9.60 8.80 Recreation and culture Parks 5.00 5.00 5.00 5.00 5.00 5.00 13.00 10.00 8.90 9.90 Community development 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 2.00 Special Revenue Funds Recreation and culture Community center-FT 8.00 8.00 8.00 7.50 7.50 7.50 7.50 7.50 7.50 7.50 Community center-PT(2)36.50 36.50 36.50 36.50 36.50 36.50 38.10 37.30 35.00 14.70 Enterprise Funds Sewer/water 4.00 4.00 4.00 4.00 5.00 5.00 6.00 6.00 6.50 6.50 Deputy registrar(3)5.00 5.00 5.00 5.00 5.00 5.00 7.50 7.00 7.60 6.80 Liquor store 10.00 10.00 10.00 11.50 11.50 11.50 12.40 13.10 14.20 11.90 FiberNet(4)11.50 11.50 8.50 8.50 8.50 - - - - - Total 118.00 118.00 113.00 115.00 117.00 109.50 113.50 109.90 108.80 85.85 Employees by fund type General Fund 43.00 43.00 41.00 42.00 43.00 44.00 42.00 39.00 38.00 38.45 Special Revenue Funds 44.50 44.50 44.50 44.00 44.00 44.00 45.60 44.80 42.50 22.20 Enterprise Funds 30.50 30.50 27.50 29.00 30.00 21.50 25.90 26.10 28.30 25.20 118.00 118.00 113.00 115.00 117.00 109.50 113.50 109.90 108.80 85.85 FT = Full-time PT = Part-time (1) Includes seasonal public works (2) Years 2011-2013 were estimated 2014 levels as data was not previously tracked. Reduction in 2020 was due to COVID-19 pandemic. (3) Prior to 2013, the deputy registrar function was included with general government. Prior years were restated. (4) Management and operations were contracted out beginning July 1, 2016. Source: City of Monticello human resources department Fiscal Year 110 CITY OF MONTICELLO Operating Indicators by Function Last Ten Fiscal Years 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Function Fire Calls for service 284 237 270 286 262 270 312 269 294 272 Public works Salt (tons)445 300 475 385 534 525 461 585 752 730 Sand (tons)547 335 325 600 285 300 397 329 432 400 Crack sealant (pounds)11,384 1,492 25,739 23,282 29,580 49,039 46,721 46,868 47,176 44,456 Asphalt repairs (tons of asphalt)253 220 225 190 293 220 167 164 492 443 Recreation and culture Shade trees planted 140 220 275 270 257 280 320 305 314 220 Diseased trees removed 113 205 71 46 208 60 40 12 15 6 Trails maintained (miles)17 17 17 18 18 20 40 40 41 41 Community center users 190,014 175,272 211,234 204,134 199,228 197,523 188,124 183,523 183,521 71,632 Program sales 168,159$ 162,227$ 192,708$ 184,125$ 213,924$ 193,628$ 162,461$ 183,194$ 112,506$ 22,129$ Rental revenue 154,962$ 149,733$ 163,329$ 150,964$ 154,938$ 168,353$ 190,343$ 199,200$ 197,351$ 80,040$ Economic development Permits issued 372 632 659 721 768 802 911 856 837 957 Permit valuation 5,333,124$ 12,285,873$ 15,821,223$ 19,714,895$ 36,242,742$ 59,426,683$ 43,853,123$ 33,125,788$ 45,723,446$ 32,453,366$ New single-family dwellings 2 22 52 72 44 61 64 58 56 68 Water Meters/remotes replaced 215 418 235 598 694 991 734 606 426 54 Curb box repairs (water valves)200 100 100 100 100 100 100 50 4 25 Hydrant repair 430 300 300 203 430 250 177 159 65 35 Residential water gallons used 348,580,072 426,358,402 383,079,041 328,835,772 325,188,041 329,068,876 371,596,967 352,322,681 307,411,101 392,258,038 Avg. daily consumption (MG)1.557 1.798 1.621 1.400 1.308 1.419 1.580 1.540 1.401 1.650 Max. daily gallons pumped (MG)4.116 4.590 4.269 4.031 3.203 3.450 4.168 3.400 3.064 4.295 Sewer Sewage flow (MG)431 408 392 435 417 432 445 434 473 450 Thickened sludge (wet tons)n/a n/a n/a 1,924 1,549 1,449 1,578 2,115 2,145 2,100 Thickened sludge (dry tons)n/a n/a n/a 264 236 216 229 333 336 325 Dry tons as % of wet tons n/a n/a n/a 0 0 0 14.5%15.7%15.7%15.5% Library Items checked out 228,886 237,938 263,220 199,182 195,235 190,433 182,986 182,691 171,460 112,334 Programs offered 153 149 173 169 167 212 290 287 243 102 Program participants 3,807 3,761 3,773 3,788 3,919 4,306 5,336 5,059 4,788 4,810 Fiscal Year (continued) 111 CITY OF MONTICELLO Operating Indicators by Function Last Ten Fiscal Years (continued) 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Fiber optics Customers n/a n/a n/a 1,539 1,574 1,630 1,671 1,639 1,701 1,851 Service subscriptions n/a n/a n/a 2,755 2,656 2,589 2,528 2,388 2,381 2,439 TV customers n/a n/a n/a 813 714 641 543 458 395 323 Phone customers n/a n/a n/a 582 518 461 431 386 362 315 Internet customers n/a n/a n/a 1,360 1,424 1,487 1,554 1,544 1,624 1,801 Liquor store Transactions n/a n/a n/a 229,236 237,535 235,901 248,356 261,071 267,276 260,957 Average liquor sale transaction n/a n/a n/a 21.90$ 22.42$ 22.39$ 22.42$ 22.56$ 23.07$ 27.48$ Beer sales 2,328,735$ 2,483,194$ 2,539,168$ 2,604,942$ 2,763,478$ 2,768,394$ 2,933,853$ 3,074,408$ 3,252,142$ 3,838,912$ Liquor sales 1,343,109$ 1,396,521$ 1,506,776$ 1,546,118$ 1,634,198$ 1,624,908$ 1,739,562$ 1,909,953$ 2,019,096$ 2,351,072$ Wine sales 748,908$ 812,832$ 860,817$ 868,779$ 927,732$ 889,082$ 894,151$ 904,385$ 894,005$ 982,113$ Other sales n/a n/a 138,854$ 145,903$ 166,654$ 171,420$ 192,615$ 201,482$ 212,052$ 232,452$ Gross profit margin % - beer 19.1%20.3%22.5%21.4%25.6%21.1%23.2%21.4%22.5%21.2% Gross profit margin % - liquor 28.0%29.3%27.7%30.3%29.8%29.0%26.6%29.0%30.1%30.7% Gross profit margin % - wine 28.5%31.4%29.7%30.7%31.5%32.5%34.4%32.5%31.8%33.4% Annual sales increase 3.9%4.1%4.1%2.4%6.3%-0.7%5.6%5.7%4.7%16.1% Deputy registrar (DMV) Motor vehicle transactions 54,814 56,211 55,261 60,051 64,927 67,508 70,605 110,574 129,825 115,466 DNR transactions 5,616 5,465 5,727 5,949 5,914 6,318 5,873 7,009 8,148 8,424 Game/fish transactions 325 509 445 433 387 600 647 549 709 311 Drivers licenses transactions 579 814 951 1,462 1,294 1,465 1,390 1,411 1,283 2,927 Total transactions 61,334 62,999 62,384 67,895 72,522 75,891 78,515 119,543 139,965 127,128 Dealerships serviced n/a n/a 19 19 19 21 27 28 30 32 Net revenue per transaction 1.71$ 2.75$ 2.68$ 2.91$ 3.02$ 3.05$ 2.66$ 2.21$ 3.48$ 2.15$ N/A = Not Available MG = Millions of Gallons Notes: Indicators are not available for the general government function. State implementation of MNLARS changed how transactions are counted in 2018. In late 2020, the DMV's system changed again to MNDrive, which also counts transactions differently. Sources: Various city departments Fiscal Year 112 CITY OF MONTICELLO Capital Assets Statistics by Function Last Ten Fiscal Years 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 Function Public safety Fire Fire stations in service 1 1 1 1 1 1 1 1 1 1 Number of volunteers 30 30 30 30 30 30 30 30 30 30 Public works Streets (miles)68.0 68.0 68.0 68.0 68.0 68.0 69.0 70.0 70.0 70.0 Recreation and culture Parks acreage 635 635 696 860 326 367 367 404 404 404 Parks 28 28 28 30 30 30 30 30 30 30 Park buildings 15 15 15 15 15 15 15 18 18 18 Community center (sq. ft.)81,000 81,000 82,000 82,000 82,000 82,000 82,000 82,000 82,000 82,000 Water Fire hydrants 700 700 700 700 700 700 700 700 700 700 Note: No capital asset indicators are available for the general government and economic development functions. Note: The city contributed jointly-owned land at the Bertram Chain of Lakes to Wright County in 2015. Source: Various city departments 113 CITY OF MONTICELLO Schedule of Cash Flows Adjusted for Additional City Funding of Fiber Optics Fund Last Six Fiscal Years 2015 2016 2017 2018 2019 2020 Cash flows from operating activities Cash received from customers and users 1,733,236$ 1,613,032$ 1,886,377$ 1,679,899$ 1,789,793$ 1,819,710$ Cash paid to suppliers for goods and services (1,332,231) (1,657,929) (1,955,033) (1,877,048) (1,465,167) (1,545,323) Cash paid to employees (565,657) (322,670) (18,367) (205) (244) (4,086) Cash paid to other funds for services provided (24,291) (26,929) - (1,530) (1,194) (1,050) Net cash used by operating activities (188,943) (394,496) (87,023) (198,884) 323,188 269,251 Cash flows from noncapital financing activities Transfers from other funds 450,000 350,000 180,000 130,000 - - Intergovernmental revenues - - - - - 82,063 Net cash provided by noncapital financing activities 450,000 350,000 180,000 130,000 - 82,063 Cash flows from capital and related financing activities Sale of assets 29,850 - - - - - Acquisition of capital assets - - - - - (171,210) Net cash provided (used) by capital and related financing activities 29,850 - - - - (171,210) Cash flows from investing activities Interest on investments 8,255 5,783 4,490 3,216 16,259 14,001 Net increase (decrease) in cash and cash equivalents 299,162 (38,713) 97,467 (65,668) 339,447 194,105 Additional city funding Transfer from liquor fund (450,000) (350,000) (180,000) (130,000) - - 2014A debt service paid by property tax levy (163,712) (515,519) (512,086) (512,665) (512,357) (511,638) Adjusted net decrease in cash and cash equivalents (314,550)$ (904,232)$ (594,619)$ (708,333)$ (172,910)$ (317,533)$ $(1,000,000) $(800,000) $(600,000) $(400,000) $(200,000) $- $200,000 $400,000 $600,000 2015 2016 2017 2018 2019 2020 Fiber Optics Fund Cash Flows Net increase (decrease) in cash and cash equivalents Transfer from liquor fund 2014A debt service paid by property tax levy Adjusted net decrease in cash and cash equivalents 114 BACK COVER