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City Council Agenda Packet 11-24-2025AGENDA REGULAR MEETING – MONTICELLO CITY COUNCIL Monday, November 24, 2025 – 6:30 p.m. Mississippi Room, Monticello Community Center Mayor: Lloyd Hilgart Council Members: Kip Christianson, Charlotte Gabler, Tracy Hinz, and Lee Martie 1. General Business A. Call to Order & Pledge of Allegiance B. Approval of Agenda – Councilmembers or the City Administrator may add items to the agenda for discussion purposes or approval. The City Council may or may not take official action on items added to the agenda. C. Approval of Meeting Minutes • Joint Meeting Minutes from November 10, 2025 • Regular Meeting Minutes from November 10, 2025 D. Citizen Comments – Individuals may address the City Council about any item not contained on the agenda. Each speaker will be allotted three minutes with a maximum of five speakers. The Mayor may allow for additional time and/or speakers. The City Council generally takes no official action of items discussed, except for referral to staff for future report. E. Public Service Announcements/Updates F. Department Updates • Library Update • Fire Department Update • City Clerk/Animal Control Update G. Council Liaison Updates • Economic Development Authority (EDA) • I-94 Coalition • MOAA 2. Consent Agenda – All items listed on the Consent Agenda are considered standard or may not need discussion prior to approval. These items are acted upon by one motion unless a councilmember, the city administrator, or a citizen requests the item be removed from consent for additional discussion. CITY COUNCIL SPECIAL MEETING (ACADEMY ROOM) 5:00 – 6:15 p.m. 2026 Budget Discussion including direction on funding for Public Works Facility A. Consideration of approving payment of bills B. Consideration of approving new hires and departures for City departments C. Consideration of approving the sale/disposal of surplus city property D. Consideration of renewing a pawn broker license for 2026 for David Corbin Helm dba Monticello Pawn, Gun and Bargain Center at 1219 South Highway 25 E. Consideration of approving updated City of Monticello Personnel Policies and Procedures F. Consideration of adopting Resolution 2025-71 accepting a Central Minnesota Arts Board (CMAB) Public Art Grant in the amount of $9,000 in support of MontiArts GlowFest 2026 G. Consideration of adopting Resolution 2025-72 accepting improvements and authorizing final payment of $30,229.26 to Michels Underground Cable, Inc. for Fibernet Installation within the Country Club 4th development H. Consideration of accepting quotes and awarding contract to Burschville Construction, Inc. for the replacement of the damaged fire hydrant at West Bridge Park in the amount of $35,350 I. Consideration of adopting Resolution 2025-73 accepting improvements and authorizing final payment of $1,492.50 to TreeStory Inc. for tree removal for the Ditch 33 Improvements Project J. Consideration of approving an amendment to the wastewater discharge permit for Cargill Kitchen Solutions K. Consideration of approving a Memorandum of Understanding with Wright County for brush chipping services 2A. Consideration of items removed from the consent agenda for discussion 3. Public Hearings 4. Regular Agenda A. Consideration of adopting Resolution 2025-74 establishing speed limits on city- owned streets B. Consideration of approving a contract amendment request for the Bertram Chain of Lakes Regional Park Pickleball Courts Project for a total additional cost of $42,130 5. Adjournment 1 MINUTES WORKSHOP – JOINT CITY COUNCIL & PLANNING COMMISSION November 10, 2025 – 5 p.m. Mississippi Room, Monticello Community Center City Councilmembers: Mayor Lloyd Hilgart, Kip Christianson, Lee Martie Councilmembers Absent: Charlotte Gabler and Tracy Hinz Commissioners: Chair Andrew Tapper, Melissa Robeck, Teri Lehner Commissioners Absent: Rob Stark, Rick Kothenbeutel Staff Present: Rachel Leonard, Angela Schumann, Steve Grittman, Matt Leonard, Bob Ferguson, Jim Thares, Sarah Rathlisberger, Jennifer Schreiber 1. General Business A. Call to Order Mayor Hilgart and Chair Tapper called the joint workshop of the Monticello Planning Commission and City Council to order at 5 p.m. B. Review and discussion on draft amendment to City Code, Title XV, Land Usage, Chapter 153: Zoning Ordinance to define and regulate data center and technology campus land uses within the City Angela Schumann, Community Development Director, gave an overview of the framework for the proposed Zoning Ordinance related to data centers. Ms. Schumann expressed the need for a Data Center Plan Unit Development (DCPUD) to accommodate complex and large-scale projects. As part of the ordinance overview, she stated the key components of the revised ordinance of minimum performance standards, application submittal requirements, review process, site improvement plan agreement and enforcement. Ms. Schumann reviewed the amendments for the minimum performance standards: • Development Density o Added language related to phasing and specifying what is excluded for the calculation: Floor Area Ratio (FAR) for any individual phase of the DCPUD shall be .25. Council Member Christianson commented that this number should include all taxable structures, not just the principal data center building. Ms. Schumann noted that this could be defined further. 2 • Noise o Revised to include: requirement for an ambient noise study; monitoring by a third party at 1000’ spacing and DCPUD corners; limited generator testing; and security requirement in Site Improvement Plan Agreement. Board members had no issue with revisions but suggested consent of the city on the third-party service. • Setbacks and Building Heights o Revised to include: a table of required setbacks (setbacks are greater for residential uses and lower for commercial or industrial uses); and height restrictions set at 50 feet, with an additional 15 feet allowed for accessory and appurtenance structures. Board members had discussions on smaller lots and the potential impact that floor area ratio and setbacks may have. • Buffering and Screening Requirements o Revised to include: a concept landscaping plan; clarification of landscaping requirements; clarification of screening requirements; and clarification of buffer requirements. There was significant discussion on buffer and screening requirements, however, no adjustments were made. • Utility and Infrastructure Requirements o Revised to include: sufficient information regarding financial capacity to support required improvements; the site improvement plan agreement that details the timing and securities related to infrastructure improvements was discussed; and an addition was made for provisions for telecommunication systems to ensure local service is not impacted during normal operations. Board members had no issue with revisions. • Transportation Impact o Revised to include: volume of commercial traffic; location of right- of-way; proposed improvements and projected cost; and sufficient information regarding capacity to support improvements. 3 Board members had no issue with revisions. • Power Consumption o Revised to include a summary of the proposed routing plan and required electrical infrastructure improvements and a statement of telecommunication provider information detailing sufficient system improvements. Board members had no issue with revisions. Angela Schumann then gave an overview of the development review process revisions. This included a 60-day timeline between development stage approval and final stage submission, with potential extensions. In addition, the revisions required building permits to be submitted within one year of plat reporting, with the possibility of extensions. There was minimal discussion by board members and no changes were recommended. 2. Adjournment The meeting was adjourned at 6:15 p.m. Recorder: Jennifer Schreiber __________________________________ Attest: ____________________________________ City Administrator City Council Minutes: November 10, 2025 Page 1 | 4 MONTICELLO CITY COUNCIL REGULAR MEETING MINUTES Monday, November 10, 2025 – 6:30 p.m. Mississippi Room, Monticello Community Center Present: Lloyd Hilgart, Kip Christianson, and Lee Martie Absent: Charlotte Gabler and Tracy Hinz 1. General Business A. Call to Order & Pledge of Allegiance Mayor Hilgart called the meeting to order at 6:30 p.m. B. Approval of Agenda Motion by Council Member Christianson to approve the agenda. Seconded by Council Member Martie. Motion carried unanimously (3-0). C. Approval of Meeting Minutes • Joint Meeting Minutes from September 24, 2025 • Regular Meeting Minutes from October 27, 2025 Motion by Council Member Martie to approve the minutes. Seconded by Council Member Christianson. Motion carried unanimously (3-0). D. Citizen Comments • None. E. Public Service Announcements • City Clerk Jennifer Schreiber noted the following public announcements: - Veterans Day Business Hours - Winter Coat Drive - Hi-Way Liquors Fall Wine Sale - Data Center Ordinance Public Question and Answer Session F. Council Liaison Updates • Industrial & Economic Development Committee (IEDC) – Jim Thares, Economic Development Manager, gave an update on the meeting held November 5, 2025. The table topic of discussion centered on a Data Cetner Planned Unit Development Ordinance. • Planning Commission – Council Member Christianson provided an overview of the meeting held November 3, 2025. He noted that before the regular meeting City Council Minutes: November 10, 2025 Page 2 | 4 the Commission held a joint meeting on the 2040 + Plan and Zoning Ordinance related to single-family housing. Following the joint meeting, the commission considered an update on the Monticello Industrial Alternative Urban Areawide Review (AUAR) and set a public hearing for December 2, 2025, on an ordinance regulating data center and technology campus land uses. G. Department Updates • Construction Update – Matt Leonard, Public Works Director/City Engineer, gave an update on current construction projects. • IT Update – Trevor Mack, IT Technician, presented the annual update for the IT Department. 2. Consent Agenda: Motion by Council Member Martie to approve the Consent Agenda. Motion seconded by Council Member Christianson. Motion carried unanimously (3-0). A. Consideration of approving the payment of bills. Action taken: Approved the bill and purchase card registers for a total of $2,527,117.45. B. Consideration of approving new hires and departures for City departments. Action taken: Approved the hires for the Monticello Community Center (MCC) and terminations for the MCC. C. Consideration of approving the sale/disposal of surplus city property for the Public Works Department. Action taken: Approved the sale of Public Works surplus city property. D. Consideration of adopting Resolution 2025-68 accepting a donation of $358 from the Riverfest Committee for Monti Arts programming. Action taken: Adopted Resolution 2025-68 accepting the donation. E. Consideration of delegating the authority for payment of bills between the regularly scheduled December 8, 2025 and January 12, 2026 City Council meetings to the City Administrator and Finance Director on behalf of the City, within established budgetary limits and in accordance with applicable laws and policies. Action taken: Authority for payment of bills between December 8, 2025, and January 12, 2026, was delegated to the City Administrator and Finance Director. F. Consideration of adopting Resolution 2025-69 appointing Fire Department officers. Action taken: Adopted Resolution 2025-69 appointing Fire Department officers for 2026. City Council Minutes: November 10, 2025 Page 3 | 4 G. Consideration of approving a Shared Maintenance Facility Memorandum of Understanding (MOU) with Wright County at Bertram Chain of Lakes Regional Park. Action taken: Approved the Shared Maintenance Facility MOU with Wright County at Bertram Chain of Lakes Regional Park. H. Consideration of approving the annual Snowplowing and Ice Removal Policy for the 2025-2026 snow season. Action taken: Approved the annual Snowplowing and Ice Removal Policy for the 2025-2026 snow season. I. Consideration of amending the contract with Stonebrooke Engineering for the Golf Course Road Trail Project for $70,000. Action taken: Approved the amendment to the contract with Stonebrook Engineering for the Golf Course Road Trail Project. J. Consideration of approving the purchase of valves and actuators from Vessco Inc., for the Wastewater Treatment Plant in the amount of $81,480.01. Action taken: Approved the purchase of vales and actuators from Vessco Inc. 3. Public Hearing: 4. Regular Agenda: A. Consideration of adopting Resolution 2025-70 authorizing distribution of the draft Alternative Urban Areawide Review (AUAR) and mitigation plan for Monticello Industrial, a 550-acre study area evaluated for industrial development, to the Environmental Quality Board for public comment Angela Schumann, Community Development Director, presented the item to City Council. Ms. Schumann noted that Monticello Tech LLC has proposed a 550-acre technology campus in the Monticello Orderly Annexation Area. Following a 2024 concept presentation, property owners petitioned for annexation, and the City determined an Alternative Urban Areawide Review (AUAR) is required under state environmental rules. The City, as the Responsible Government Unit, authorized Kimley Horn to prepare the Monticello Industrial AUAR with review by WSB. Alison Harwood, WSB, gave an overview of an AUAR. The overview included information on when an AUAR is required; the AUAR process; and the Monticello Industrial AUAR. Angela Schumann updated the City Council on how an AUAR informs development decisions and explained the scoping document. Ms. Schumann commented that the AUAR analyzes two development scenarios: a technology campus of up to 3 million sq. ft. and a light industrial scenario of up to 5 million City Council Minutes: November 10, 2025 Page 4 | 4 sq. ft., consistent with the Monticello 2040 Comprehensive Plan. It was further explained that the draft AUAR includes detailed environmental impact analysis and a mitigation plan and has been reviewed by City staff and presented to the Planning Commission on November 3, 2025. Leila Bunge, Kimley Horn, gave an overview on the mitigation plan for the Monticello Industrial AUAR. Ms. Bunge briefly commented on other studies that have been completed and other additional studies that may be needed. Ms. Bunge gave a summary of the impact and mitigation for Monticello Industrial’s AUAR. The summary included information on climate adaption, land use, geology/soils, water resources, contamination, fish and wildlife, cultural resources, and visual, air, noise and transportation impacts. Angela Schumann stated that pending City Council approval, the draft AUAR will be submitted to the Environmental Quality Board for a 30-day public comment period, including agency review. An open house is scheduled for November 20, 2025. After incorporating comments, the final AUAR will move through a state agency objection period before returning to the City Council for adoption in early 2026. There was minimal discussion by Council members. Motion by Council Member Christianson to adopt Resolution 2025-70 authorizing distribution of the draft Alternative Urban Areawide Review (AUAR) and mitigation plan for Monticello Industrial, a 550-acre study area evaluated for industrial development, to the Environmental Quality Board for public comment. Council Member Martie seconded the motion. Motion carried unanimously (3-0). 5. Adjournment The meeting was adjourned at 7:39 p.m. Recorder: Jennifer Schreiber __________________________________ Attest: ____________________________________ City Administrator ANNUAL UPDATE 11/24/2025 STATISTICSSTATISTICS 262 319 367 386 389 2021 2022 2023 2024 2025 NUMBER OF FIRE CALLS CALLS Calls MAJOR CALLS 2024 annual update – No Major Calls This year has been a very different story. We have had numerous structure fires as well as severe accidents. We spent several hours in Big Lake last weekend on a mutual aid fire. TRAINING •Live Burn Training •Over 1,400 hours of training on Monday Nights (not including classes) TRUCKS •Our fleet is in good shape. Our next engine is set to be replaced in 2028. Current lead time on Engines is between three and four years. •We have pushed out replacement on our oldest Tender and oldest Utility truck. PUBLIC RELATIONS •Fire Prevention Week at the Schools •Golf Tournament was successful, always the first Sunday in June •Assist with many Riverfest activities •Our annual open house was on the Saturday of Riverfest. New Hires/ Retirements We added four new reserves to our roster. Nic Greer Hayden Miller Austin Ward Zack Bond Fire Fighter Tony Fair retired after 13 Years of service. QUESTIONS City Clerk 2025 Annual Update 1 City Council Support 2 City Code Management 3 Permits & Licensing 4 Data Requests 5 Records Retention & Maintenance 6 Reception/Front Desk 7 Elections Management 8 Animal Control CITY CLERK About the Department ABOUT CITY CLERK City Council & City Code Management ABOUT COUNCIL & CODE Agendas Minutes Resolutions& Ordinances 2023 2024 2025 (to date) Council Meetings/Minutes 41 45 55 Ordinances 25 28 28 Resolutions 113 127 70 ATV Permits Food Truck Permits Fowl Permits Gambling Licenses Liquor Licenses (Annual Renewals and Temporary) Massage Licenses Peddler Permits Special Event Permits Other CITY CLERK Permits & Licensing ABOUT COUNCIL & CODE PERMITS & LICENSES CITY CLERK Permits ABOUT COUNCIL & CODE PERMITS & LICENSES 2023 2024 2025 ATV (Renewal and New)42 22 31 Food Truck (Renewal & New)21 21 34 Fowl (Renewal & New)16 19 22 Peddler/Solicitor 36 169 95 Special Event Permit 14 8 24 CITY CLERK Licenses ABOUT COUNCIL & CODE PERMITS & LICENSES 2023 2024 2025 Gambling – Premise Permits 12 13 13 Gambling – Temporary 13 8 12 Liquor – Annual Renewal 23 24 21 Liquor – Temporary 9 15 14 Massage Enterprise 5 6 8 Massage Therapist 9 8 9 CITY CLERK Reception/Front Desk ABOUT COUNCIL & CODE PERMITS & LICENSES RECEPTION •Information Desk Emails •Compost Cards 2023 2024 2025 Inquiries 107 141 173 2023 2024 2025 Inquiries 921 293 277 •Assessment Searches 2025 Inquiries 283 CITY CLERK Records Retention& Maintenance ABOUT COUNCIL & CODE PERMITS & LICENSES RECEPTION DATA •Retains City Records (Documents) •Laserfiche Scans 2021 System Audit 2024 2025 Folders 12,606 17,410 20,312 Documents 81,897 142,280 178,646 Pages 940,965 1,397,324 1,884,586 CITY CLERK Data Requests ABOUT COUNCIL & CODE PERMITS & LICENSES RECEPTION DATA •Number of Data Requests •Types of Requests •Time 2023 2024 2025 Data Requests 51 33 74 CITY CLERK Election Administration ABOUT COUNCIL & CODE ELECTIONSPERMITS & LICENSES RECEPTION DATA 2022 2024 2025 Registered Voters 8,408 8,972 9,289 Percent Voter Turnout 61.5%87.5%34.9% Election Judges 59 65 44 2026 Elections •Candidate Filing – July 28 – August 11 •Primary Election – August 11, 2026 •General Election – November 3, 2026 Assists with annexation processes and filings Serves on Cable Commission Assist in preparation of assessment rolls and maintain official assessment records Policy maintenance Oversees Animal Control Retains and monitors certificates of liability CITY CLERK Other Duties ABOUT COUNCIL & CODE OTHERELECTIONSPERMITS & LICENSES RECEPTION DATA Questions? 2010 Monticello Public Library Monticello Public Library •102,470 items checked out* •18,568 checkout sessions* •Region-wide digital usage: 432,297 (Libby & Hoopla)* •96,493 active cardholders* •8,843 minutes of internet usage; 254 individual sessions* * As of 10/31/25 2010 2025 Programming 113 Programs 1683 attendees •Summer Reading Program participants: 934 •Winter Reading Program participants: 112 •Senior Center and Community Center collaborations: 5 •Therapy Animal visits: Stanley, Willow, Fritzi & Desi: 33 *As of November 17, 2025 2010 STEM Saturdays Started in September 68 participants STEM Activities: •LEGO building station with challenges •Marble Run •Light Table •Drawing challenges •Tangrams •Teddy Bear STEM •Coming soon: K’NEX building toys 2010 Craft Programs •ProCRAFTinators •Crafts & Creations •Minnesota Arts and Heritage (Legacy) Funded Music in the Library Guitarist Jeff Bianchi Harpists Colleen Austin and Maribel Cruz-Longley Coming soon: Tjarnblom (12/6/25) and Harpist Colleen Austin (12/9/25) School Visits and Collaborations Swan River Eastview EL Family Night Students from Swan River Charter School walk over at least once a month during the school year to use the library and check out books. Over 80 people showed up to celebrate Eastview Education Center’s EL Family night in May. Many families signed up to get their library cards that night and continue to use our bi-lingual resources. Celebrating Staff Jan Iano Jan celebrated her 30-year anniversary working with the Monticello Library. She’s primarily responsible for the lovely decorations that Monticello Library displays throughout the year. We have 9 staff members working at the library and two substitutes. Our average number of years of work experience is 13.2 years per staff member! Looking ahead to 2026! •City of Monticello’s State of Minnesota Capital Grant: HVAC update, parking lot upgrade, fire panel upgrade •New GRRL Executive Director: Brandi Canter •2026-2030 Strategic Plan (BOT approval set for 11/18/2025) •Additional collaborations with schools, senior center, community center and Rally to Read. Special thanks to: •Citizens of Wright County – Great River Regional Library •City of Monticello •Monticello Public Library Board •Friends of the Monticello Library •Minnesota Arts & Cultural Heritage (Legacy) Funding •Volunteers •Patron Donations—Year End campaign and Locally Growin’ fundraising events for GRRL. 2010 City Council Agenda: 11/24/2025 1 2A. Consideration of approving payment of bills Prepared by: Finance Director Meeting Date: 11/24/2025 ☒ Consent Agenda Item ☐ Regular Agenda Item Reviewed by: N/A Approved by: City Administrator ACTION REQUESTED Motion to approve the bill and purchase card registers for a total amount of $1,017,949.25. REFERENCE AND BACKGROUND City staff submits the attached bill registers and purchasing card registers for approval by Council. The bill registers contain all invoices processed and the purchasing card registers contain all card purchases made since the last Council meeting. Subject to MN Statutes, most invoices require Council approval prior to releasing checks for payment. The day following Council approval, payments will be released unless directed otherwise. A credit purchasing agreement and policy was approved by Council initially and card purchases must comply with the policy. If Council has no questions or comments on the bill and purchase card registers, these can be approved with the consent agenda. If requested, this item can be removed from consent and discussed prior to making a motion for approval. I. Budget Impact: N/A II. Staff Workload Impact: No additional work. III. Comprehensive Plan Impact: N/A STAFF RECOMMENDED ACTION City staff recommends approval of bill and purchase card registers as presented. SUPPORTING DATA • Bill registers and purchase card registers Accounts Payable User: Printed: julie.cheney@monticellomn.gov 11/19/2025 3:48 PM Checks by Date - Summary by Check Date Check No Check DateVendor NameVendor No Check Amount 1426 CITY OF MONTICELLO 11/15/2025 10,970.66ACH 2405 WELLS FARGO - Monthly Charges/Returns11/15/2025 17,103.26ACH 2438 VANCO SERVICES LLC 11/15/2025 112.84ACH 2811 US BANK CORPORATE PMT SYSTEM 11/15/2025 44,297.34ACH 3241 LINCOLN FINANCIAL GROUP 11/15/2025 3,490.67ACH 4263 CAYAN 11/15/2025 1,650.43ACH 5147 MN PEIP 11/15/2025 68,374.69ACH 6041 HEALTHEQUITY INC 11/15/2025 32.80ACH 146,032.69Total for 11/15/2025: Report Total (8 checks): 146,032.69 Page 1AP Checks by Date - Summary by Check Date (11/19/2025 3:48 PM) The preceding list of bills payable was reviewed and approved for payment. Date: 11/24/25 Approved by:____________________________________ Mayor Lloyd Hilgart Accounts Payable User: Printed: julie.cheney@monticellomn.gov 11/20/2025 12:25 PM Checks by Date - Summary by Check Date Check No Check DateVendor NameVendor No Check Amount 1062 BEAUDRY OIL COMPANY 11/25/2025 1,512.27ACH 1065 BELLBOY CORPORATION 11/25/2025 7,032.01ACH 1091 CAMPBELL KNUTSON PA 11/25/2025 8,166.16ACH 1103 CENTRAL HYDRAULICS INC 11/25/2025 74.65ACH 1129 DAHLHEIMER BEVERAGE LLC 11/25/2025 60,122.16ACH 1153 ECM PUBLISHERS INC 11/25/2025 1,286.75ACH 1187 FORCE AMERICA DISTRIBUTING LLC 11/25/2025 398.06ACH 1206 WINEBOW INC.11/25/2025 557.00ACH 1223 HAWKINS INC 11/25/2025 50.00ACH 1273 KIWI KAI IMPORTS, INC.11/25/2025 1,608.50ACH 1303 M AMUNDSON CIGAR & CANDY CO, LLP11/25/2025 1,638.62ACH 1305 MACQUEEN EQUIPMENT LLC 11/25/2025 697.79ACH 1348 MN DEPT OF LABOR & INDUSTRY 11/25/2025 475.00ACH 1377 MONTICELLO SENIOR CENTER 11/25/2025 5,833.33ACH 1411 OLSON & SONS ELECTRIC INC 11/25/2025 23,190.00ACH 1417 OSC OXYGEN SERVICE COMPANY 11/25/2025 129.52ACH 1550 VEOLIA WATER N AM OPERATING SERV LLC VEOLIA WATER N AM OPERATIONS INC11/25/2025 72,457.64ACH 1552 VIKING COCA COLA BOTTLING CO 11/25/2025 679.05ACH 1561 WATER LABORATORIES INC 11/25/2025 270.00ACH 1572 THE WINE COMPANY 11/25/2025 1,789.30ACH 1574 DEREK WIPPER 11/25/2025 8.94ACH 1577 WRIGHT CO AUDITOR-TREAS - ACH 11/25/2025 206,847.58ACH 1684 VINOCOPIA 11/25/2025 602.02ACH 1726 MARCO TECHNOLOGIES 11/25/2025 1,673.98ACH 1801 CANNON RIVER WINERY 11/25/2025 360.00ACH 2159 NATHAN PHILLIP KROHN 11/25/2025 360.00ACH 2273 FIBERNET MONTICELLO - ACH 11/25/2025 5,691.11ACH 2890 BROTHERS FIRE & SECURITY CO 11/25/2025 385.00ACH 3829 STEVE LANGANKI 11/25/2025 2,435.70ACH 4194 JENNIFER SCHREIBER 11/25/2025 125.86ACH 4502 ARVIG 11/25/2025 53,957.56ACH 4633 PERFORMANCE FOOD GROUP INC 11/25/2025 799.97ACH 4646 CAPITOL BEVERAGE SALES L.P.11/25/2025 20,563.00ACH 4660 SAFE-FAST, INC 11/25/2025 803.60ACH 5027 ERICA WITZMANN 11/25/2025 3,750.00ACH 5201 DICK FAMILY, INC.11/25/2025 2,536.30ACH 5211 RANDI O'KEEFE KRIER 11/25/2025 2,005.21ACH 5393 OERTEL ARCHITECTS 11/25/2025 22,200.00ACH 5426 NOVEL SOLAR TWO LLC 11/25/2025 39,407.76ACH 5535 BOB FERGUSON 11/25/2025 158.90ACH 5585 SBRK FINANCE HOLDINGS INC 11/25/2025 88.00ACH 5791 WILLIAM SCHINDELE 11/25/2025 150.00ACH 5948 ADVANCED ENGINEERING & ENVIR. SVCS. LLC11/25/2025 11,403.14ACH 5998 SADIE NIELSEN 11/25/2025 700.00ACH 6251 STEPHEN W GRITTMAN 11/25/2025 7,294.00ACH 6285 NOKOMIS ENERGY LLC 11/25/2025 11,185.92ACH 6300 NOVEL SOLAR ONE LLC 11/25/2025 6,419.72ACH Page 1AP Checks by Date - Summary by Check Date (11/20/2025 12:25 PM) Check No Check DateVendor NameVendor No Check Amount 6301 NOVEL SOLAR FIVE LLC 11/25/2025 290.35ACH 6327 VICKI LEERHOFF 11/25/2025 60.00ACH 6672 TARA STORTS 11/25/2025 987.50ACH 6749 UNIVAR SOLUTIONS LLC 11/25/2025 7,071.07ACH 6751 ITSA HOLDINGS INC 11/25/2025 25,290.62ACH 6750 24 RESTORE 11/25/2025 130.00130874 5660 ABSOLUTE PRINT GRAPHICS 11/25/2025 2,808.91130875 6753 AM CRAFT SPIRITS 11/25/2025 564.35130876 3491 ARTISAN BEER COMPANY 11/25/2025 104.60130877 6748 COLLEEN AUSTIN 11/25/2025 125.00130878 1066 BERNATELLO'S PIZZA INC 11/25/2025 300.00130879 1067 BERNICK'S 11/25/2025 5,604.91130880 4328 BREAKTHRU BEVERAGE MN WINE & SPIRITS, LLC11/25/2025 7,048.13130881 6745 DEAN'S HOME SERVICES 11/25/2025 38.35130882 4010 MARILYN DIRKSWAGER 11/25/2025 400.00130883 1147 DOUBLE D ELECTRIC INC 11/25/2025 184.70130884 1455 DRAFT CONTROL INC 11/25/2025 56.05130885 5637 ENGLESMA CONSTRUCTION 11/25/2025 7,995.75130886 4336 FARM-RITE EQUIPMENT INC 11/25/2025 2,384.77130887 1179 FIRE SAFETY USA INC 11/25/2025 1,635.65130888 5915 GOLIATH HYDRO-VAC 11/25/2025 1,311.24130889 6375 THE HOME CITY ICE COMPANY 11/25/2025 642.85130890 1244 HORIZON COMMERCIAL POOL SUPPLY11/25/2025 373.28130891 3971 INTL UNION OF OPER ENGINEERS LOCAL 49 FRINGE BENE11/25/2025 25,040.00130892 1263 JOHNSON BROTHERS LIQUOR CO.11/25/2025 24,412.71130893 5974 JOTL PROPERTIES, LLC 11/25/2025 1,591.81130894 6613 KUTAK ROCK LLP 11/25/2025 345.00130895 5024 LANDWEHR CONSTRUCTION INC 11/25/2025 1,158.00130896 6336 MEGAN LARSON 11/25/2025 225.00130897 5057 M10 INC 11/25/2025 30,229.26130898 1306 MAIN STREET DESIGNS INC 11/25/2025 834.00130899 6428 MIDWEST NURSERY 11/25/2025 1,480.00130900 5578 MINNESOTA CONCRETE LIFTING LLC 11/25/2025 3,200.00130901 4807 MN DEPT NATURAL RESOURCES 11/25/2025 83.21130902 2068 MN DEPT OF AGRICULTURE 11/25/2025 55.00130903 1346 MN DEPT OF HEALTH 11/25/2025 1,740.00130904 5160 MOTOROLA SOLUTIONS, INC.11/25/2025 15,027.12130905 5284 MP ASPHALT MAINTENANCE LLC 11/25/2025 45,250.00130906 5406 NORTH CENTRAL BUS & EQUIPMENT, INC.11/25/2025 6,939.00130907 1412 OMANN BROTHERS INC 11/25/2025 722.70130908 1427 PHILLIPS WINE & SPIRITS CO 11/25/2025 25,916.27130909 6359 PRO TECH RESTORATION 11/25/2025 3,000.00130910 1453 RECREATION SUPPLY COMPANY 11/25/2025 260.60130911 6562 SERVPRO OF WRIGHT COUNTY 11/25/2025 1,987.25130912 6417 JASON SMALL 11/25/2025 20.00130913 3989 SMALL LOT COOP LLC 11/25/2025 276.92130914 6013 JAMES W SORENSON 11/25/2025 1,377.59130915 3309 SOUTHERN GLAZER'S WINE AND SPIRITS, LLC11/25/2025 9,494.15130916 6752 SPAETH PROPERTIES LLC 11/25/2025 1,200.00130917 6611 TREESTORY INC 11/25/2025 1,492.50130918 1544 US POSTAL SERVICE 11/25/2025 2,612.06130919 3972 VARITECH INDUSTRIES INC 11/25/2025 3,067.95130920 4849 VON HANSON'S SNACKS INC 11/25/2025 161.00130921 2041 WESTSIDE WHOLESALE TIRE & SUPPLY INC11/25/2025 1,498.74130922 1573 WINE MERCHANTS INC 11/25/2025 3,670.87130923 1581 WRIGHT CO RECORDER 11/25/2025 138.00130924 1589 ZIEGLER INC 11/25/2025 2,120.69130925 Page 2AP Checks by Date - Summary by Check Date (11/20/2025 12:25 PM) Check No Check DateVendor NameVendor No Check Amount 871,916.56Total for 11/25/2025: Report Total (104 checks): 871,916.56 Page 3AP Checks by Date - Summary by Check Date (11/20/2025 12:25 PM) The preceding list of bills payable was reviewed and approved for payment. Date: 11/24/25 Approved by:____________________________________ Mayor Lloyd Hilgart City Council Agenda: 11/24/2025 1 2B. Consideration of approving new hires and departures for City departments Prepared by: Human Resources Manager Meeting Date: 11/24/2025 ☒ Consent Agenda Item ☐ Regular Agenda Item Reviewed by: N/A Approved by: City Administrator ACTION REQUESTED Motion to approve new hires and departures for city departments. REFERENCE AND BACKGROUND The Council is asked to ratify the attached list of new hires and departures for the City. This listing includes full-time, part-time, seasonal, and temporary employees. The listing may also include status changes and promotions. I. Budget Impact: Positions are generally included in the budget. II. Staff Workload Impact: If new position, there may be some training involved. If terminated position, existing staff will cover hours as needed, until replacement. III. Comprehensive Plan Impact: N/A STAFF RECOMMENDED ACTION City staff recommends approval of new hires and departures as identified on the attached list. SUPPORTING DATA • List of new hires and terminated employees. Name Title Department Hire Date Class Henry Hanson Lifeguard MCC 11/12/2025 PT Avery Rossing Climbing Wall MCC 11/26/2025 PT Name Reason Department Effective Date Class Andrew Lange Voluntary MCC 8/22/2025 PT Josh Miller Voluntary Parks 8/29/2025 Seasonal Kay Schroden Voluntary Parks 10/27/2025 Seasonal Leo Schroden Voluntary Parks 10/30/2025 Seasonal Dan Elstad Voluntary Parks 10/31/2025 Seasonal Terry Sickels Voluntary Parks 10/31/2025 Seasonal William Schindele Voluntary Parks 10/31/2025 Seasonal Frank Holmes Voluntary Parks 10/31/2025 Seasonal Brent Stauffer Voluntary Parks 10/31/2025 Seasonal Bo Bremer Voluntary Parks 10/31/2025 Seasonal William Howe Voluntary Parks 10/31/2025 Seasonal Tommy Moores Voluntary Streets 10/31/2025 Seasonal NEW EMPLOYEES TERMINATING EMPLOYEES City Council Agenda: 11/24/2025 1 2C. Consideration of approving the sale or disposal of surplus City property Prepared by: N/A Meeting Date: 11/24/2025 ☒ Consent Agenda Item ☐ Regular Agenda Item Reviewed by: N/A Approved by: N/A There is no report this City Council Cycle. Council Agenda: 11/24/2025 1 2D. Consideration of renewing a pawn broker license for 2026 for David Corbin Helm dba Monticello Pawn, Gun and Bargain Center at 1219 South Highway 25 Prepared by: City Clerk Meeting Date: 11/24/2025 ☒ Consent Agenda Item ☐ Regular Agenda Item Reviewed by: N/A Approved by: City Administrator ACTION REQUESTED Motion to renew the pawn broker license for 2026 for David Corbin Helm dba Monticello Pawn, Gun and Bargain Center contingent on compliance with their Conditional Use Permit and verification by the Wright County Sheriff’s Department. REFERENCE AND BACKGROUND David Corbin, Monticello Pawn, Gun and Bargain Center, 1219 South Highway 25, has applied for renewal of a pawn broker license for the 2026 licensing year. Mr. Corbin was first granted a license in December 2015. Staff received the completed renewal application and fee. City code requires verification from the Wright County Sheriff’s Department for any issues related to the business that might affect license renewal. Staff are not aware of any such concerns and have forwarded the application to the Sheriff’s office for review and signature. Following Council approval and receipt of the Sheriff’s signature, the City will issue a physical license to Monticello Pawn. In accordance with state law, the license must be displayed prominently within the business. I. Budget Impact: N/A II. Staff Workload Impact: Minimal III. Comprehensive Plan Impact: N/A STAFF RECOMMENDED ACTION City staff recommends renewal of the pawn broker license contingent on compliance with Conditional Use Permit and signature from the Wright County Sheriff’s Office. SUPPORTING DATA • Application City Council Agenda: 11/24/2025 1 2E. Consideration of approving updated City of Monticello Personnel Policies and Procedures. Prepared by: Human Resources Manager Meeting Date: 11/24/2025 ☐ Regular Agenda Item ☒ Consent Agenda Item Reviewed by: Finance Director Approved by: City Administrator ACTION REQUESTED Motion to approve updated City of Monticello Personnel Policies and Procedures. REFERENCE AND BACKGROUND The Personnel Policies and Procedures are updated periodically to reflect new or amended legal requirements, to modify policy details, and for administrative updates. While smaller updates are made by staff as needed and allowed, the last major review and update by Council was in 2023. The most notable changes staff are recommending include: • NEW-Minnesota Paid Leave (MNPL) Policy • NEW- Computer Use Policy: Created a new umbrella policy that incorporates current email/internet use policies with general use, security, training, and artificial intelligence (AI) policies. • Updated Travel Policy: Updated reimbursement for meals to match the U.S. General Services Administration (GSA) per diem schedule. Administrative Updates: • Meal Breaks and Rest Periods: Legally required update allowing the option of a 30- minute unpaid meal break or 20-minute paid break for employees working more than six (6) hours but less than eight (8) hours. • Paid Time Off (PTO): Updated policy language to coordinate with the new MNPL program and increased the limit of PTO usage for probationary employees from 40 hours to 48 hours to coordinate with Earned Sick and Safe Time (ESST). • Family and Medical Leave (FMLA): Updated policy language to coordinate with the new MNPL program. • Earned Sick and Safe Time (ESST): Updated policy language to coordinate with the new MNPL program and other miscellaneous updates required by law. City Council Agenda: 11/24/2025 2 • Regular Leave Without Pay: Updated policy language to coordinate with the new MNPL program. • Pregnancy and Parenting Leave: Updated policy language to coordinate with the new MNPL program. • Reasonable Accommodations to an Employee for Health conditions Relating to Pregnancy: Updated policy language to reflect legal changes. I. Budget Impact: Monticello’s Personnel Policies and Procedures cover a wide variety of instances and circumstances. The total budget impact is undeterminable. However, the new Minnesota Paid Leave (MNPL) employer premium is anticipated to increase personnel costs by approximately $23,000 in 2026. Fund New Paid Leave Premium Elimination of Current Weekly Benefit Total Impact General $15,800 ($4,000) $11,800 Community Center $4,900 ($900) $4,000 Water $1,500 ($300) $1,200 Sewer $1,300 ($300) $1,000 Stormwater $500 ($100) $400 Liquor $3,400 ($1,500) $1,900 Deputy Registrar $2,400 ($900) $1,500 Facilities Maintenance $900 ($400) $500 IT Services $400 ($200) $200 Economic Development Authority $800 ($300) $500 Total $31,900 ($8,900) $23,000 II. Staff Workload Impact: The Human Resources Manager will be responsible for updating associated departmental handbooks, communicating updates, and collecting acceptance signatures from all employees. III. Comprehensive Plan Impact: N/A STAFF RECOMMENDED ACTION Staff recommend approving the updated City of Monticello Personnel Policies and Procedures. The recommendations are consistent with model policies and legally required updates recommended by the League of MN Cities. SUPPORTING DATA • Proposed Personnel Policies and Procedures a City CITY OF MONTICELLO Employee Handbook Personnel Policies and Procedures: Adopted 11-27-2023 Revised 11-2025 1 Contents Update History .............................................................................................................................................. 5 1.0 Purpose and Scope ............................................................................................................................ 5 2.0 Equal Employment Opportunity Policy Statement ........................................................................... 6 3.0 Confidentiality/Data Practices .......................................................................................................... 6 4.0 Media Requests .............................................................................................................................. 11 5.0 Social Networking Policy ................................................................................................................. 13 6.0 Personnel Committee ..................................................................................................................... 14 7.0 Citywide Work Rules & Code of Conduct ........................................................................................ 14 Code of Ethics ......................................................................................................................................... 14 Conduct as a City Employee .................................................................................................................... 15 Organizational Values ............................................................................................................................. 15 Employee Responsibilities ...................................................................................................................... 16 Appearance ............................................................................................................................................. 16 Falsification of Records ........................................................................................................................... 16 Attendance and Absence ........................................................................................................................ 16 Access to and Use of City Property ......................................................................................................... 17 Conflict of Interest .................................................................................................................................. 18 Acceptance of Gifts ................................................................................................................................. 18 Political Activity ....................................................................................................................................... 18 Smoking ................................................................................................................................................... 18 Drug-Free, Cannabis-Free and Alcohol-Free Workplace ........................................................................ 19 Outside Employment .............................................................................................................................. 19 8.0 Definitions ....................................................................................................................................... 19 9.0 Employee Recruitment and Selection ............................................................................................. 21 Features of the Recruitment System ...................................................................................................... 21 Testing and Examinations ....................................................................................................................... 22 Selection Process .................................................................................................................................... 23 Background Checks ................................................................................................................................. 23 2 Employment of Family Members ............................................................................................................ 23 Probationary Periods .............................................................................................................................. 23 Employee On-Boarding ........................................................................................................................... 24 Promotions .............................................................................................................................................. 24 Change from Part-Time to Full-Time Status............................................................................................ 24 Rehires .................................................................................................................................................... 24 10.0 Compensation and Time Reporting ................................................................................................ 25 Pay Schedules.......................................................................................................................................... 25 Non-Exempt (Overtime- Eligible) Employees ......................................................................................... 25 Exempt (Non-Overtime Eligible) Employees ........................................................................................... 25 Time Reporting ........................................................................................................................................ 26 Direct Deposit ......................................................................................................................................... 27 Overtime Hours ....................................................................................................................................... 27 Compensatory Time ................................................................................................................................ 28 Wage Disclosure Protection Law ............................................................................................................ 28 11.0 Hours of Work ................................................................................................................................. 29 Work Schedules ...................................................................................................................................... 29 Reasonable Work Time for Nursing Mothers ......................................................................................... 30 Emergency Closings ................................................................................................................................ 30 Adverse Weather Conditions .................................................................................................................. 30 Alternative Work Arrangements ............................................................................................................. 30 12.0 Performance Meetings and Reviews .............................................................................................. 32 13.0 Organization .................................................................................................................................... 33 Job Descriptions ...................................................................................................................................... 33 Classification of Job Duties ..................................................................................................................... 33 Reclassification ........................................................................................................................................ 34 Reductions to Workforce ........................................................................................................................ 34 Layoffs ..................................................................................................................................................... 34 14.0 Employee Benefits .......................................................................................................................... 35 Health, Dental, Life and Disability Insurance .......................................................................................... 35 Retirement- PERA ................................................................................................................................... 35 Tuition Reimbursement .......................................................................................................................... 35 Employee Discounts (Community Center and More) ............................................................................. 36 3 Holidays ................................................................................................................................................... 36 15.0 Leaves of Absences ......................................................................................................................... 37 Paid Time Off (PTO) ................................................................................................................................. 37 Earned Sick and Safe Time (ESST) ........................................................................................................... 40 Bereavement Leave ................................................................................................................................ 45 Minnesota Paid Leave- Effective 1/1/26 ................................................................................................. 46 Family and Medical Leave ....................................................................................................................... 50 FMLA- Qualified Exigency and Military Caregiver Leave ........................................................................ 55 Minnesota Pregnancy and Parenting Leave ........................................................................................... 58 Military Leave .......................................................................................................................................... 58 Military Leave for Family Members ........................................................................................................ 59 Military Leave for Family Member Injured or Killed in Active Service .................................................... 59 Civil Air Patrol .......................................................................................................................................... 60 Jury Duty ................................................................................................................................................. 60 Court Appearances ................................................................................................................................. 60 Victim or Witness Leave .......................................................................................................................... 60 Job Related Injury or Illness .................................................................................................................... 61 School Conference Leave ........................................................................................................................ 61 Bone Marrow/Organ Donation Leave..................................................................................................... 61 Adoptive Parents ..................................................................................................................................... 61 Athletic Leave of Absence ....................................................................................................................... 62 Elections/Voting ...................................................................................................................................... 62 Leave for Service in an Elective Office .................................................................................................... 62 Delegates to Party Conventions .............................................................................................................. 63 Regular Leave Without Pay ..................................................................................................................... 63 Administrative Leave .............................................................................................................................. 64 Light Duty/Modified Duty Assignments .................................................................................................. 64 Reasonable Accommodations to an Employee for Health Conditions Relating to Pregnancy ............... 65 Impact of Leaves of Absence on Health Coverage and other Benefits ................................................... 65 16.0 Discipline ......................................................................................................................................... 65 17.0 Grievance Procedure....................................................................................................................... 68 18.0 Respectful Workplace Policy ........................................................................................................... 70 19.0 Public Purpose Expenditure Policy .................................................................................................. 75 4 20.0 Employee Education and Training .................................................................................................. 78 General Guidelines .................................................................................................................................. 78 National and Regional Training ............................................................................................................... 79 Training Sessions Within Minnesota ....................................................................................................... 79 Payment or Reimbursement for Training ............................................................................................... 80 Memberships and Dues .......................................................................................................................... 80 21.0 Travel Policy .................................................................................................................................... 80 Payment of Travel Expenses ................................................................................................................... 80 Milage Reimbursement ........................................................................................................................... 81 Out of State Travel .................................................................................................................................. 81 Meals ....................................................................................................................................................... 81 Lodging .................................................................................................................................................... 82 Miscellaneous Expenses ......................................................................................................................... 82 Non-Reimbursable Expenses .................................................................................................................. 82 Reimbursement Process ......................................................................................................................... 83 22.0 Computer Use Policy ....................................................................................................................... 83 23.0 City Driving Policy ............................................................................................................................ 90 Phone Usage While Driving ..................................................................................................................... 90 Driving Records ....................................................................................................................................... 90 Loss of License or Restricted License ...................................................................................................... 90 Use of Municipal Vehicles ....................................................................................................................... 92 24.0 Policy Prohibiting Employee Possession of Firearms ...................................................................... 93 25.0 City Cell Phone Stipend ................................................................................................................... 93 26.0 Resignations .................................................................................................................................... 95 Notice Required to be in Good Standing ................................................................................................ 95 Advance Resignation Notice Program .................................................................................................... 95 Employee Retirement Recognition ......................................................................................................... 97 27.0 Severance Pay ................................................................................................................................. 97 28.0 Safety .............................................................................................................................................. 97 Safety Equipment/Gear .......................................................................................................................... 97 Reporting Accidents and Illnesses .......................................................................................................... 98 Unsafe Behavior ...................................................................................................................................... 98 Access to Gender-Segregated Activities and Areas ................................................................................ 98 5 29.0 Security Cameras ............................................................................................................................ 98 30.0 DOT Drug and Alcohol Policy ........................................................................................................ 100 APPENDIX I ................................................................................................................................................ 122 APPENDIX II ............................................................................................................................................... 126 Update History The Personnel Policies and Procedures Policies in this handbook have been updated as follows: November 2023 New ESST policy, Payout of compensatory time, Legal and administrative policy updates July 2024 Update to ESST, Legal and Administrative policy updates November 2025 New MN Paid Leave policy, Legal and Administrative policy updates 1.0 Purpose and Scope This handbook sets forth general information and policies of the City. Its purpose is to establish administrative guidelines and general rules of conduct. These policies apply to all employees including union personnel except where otherwise noted, or where a collective bargaining agreement is controlling of the city. Except where specifically noted, these policies do not apply to: 1. Elected officials. 2. Members of city boards, commissions, and committees 3. Consultants and contractors 4. Volunteers It is the purpose of these policies to establish a uniform and equitable system of personnel administration for employees of the City of Monticello. The provisions do not establish terms and shall not be construed as contractual provisions. They are not intended to be all-inclusive, or to cover every situation that may arise. If employees have any questions relating to the contents of this manual, they should be directed to their supervisor or the Human Resource Manager. These policies may be amended at any time at the sole discretion of the City, and they will supersede all previous personnel policies. Revisions and amendments shall become effective upon approval by the City Administrator and/or City Council. Significant changes will normally be brought before the City Council for concurrence as soon as practical. 6 If any part of these manual conflicts with federal, state, or local laws, such laws shall prevail. Collective bargaining agreement provisions shall be taken into consideration in the administration of these policies. These policies serve as an information guide to help employees become better informed and to make their experience with the city more rewarding. Departments may have special work rules deemed necessary by the supervisor and approved by the City Administrator for the achievement of objectives of that department. Each employee will be given a copy of such work rules by the department upon hiring and such rules will be further explained and discussed with the employee by the immediate supervisor. 2.0 Equal Employment Opportunity Policy Statement The City of Monticello is committed to providing equal opportunity in all areas of employment, including but not limited to recruitment, hiring, demotion, promotion, transfer, selection, lay- off, disciplinary action, termination, compensation, and selection for training. The City of Monticello will not discriminate against any employee or job applicant on the basis of race (including traits associated with race, including but not limited to, hair texture and hair styles such as braids, locs and twists), color, creed, religion, national origin, ancestry, sex, sexual orientation, gender identity, or gender expression, disability, age, marital status, genetic information, status with regards to public assistance, veteran status, familial status, or membership on a local human rights commission or lawful participation in the MN Medical Cannabis Patient Registry. It is the responsibility of management to ensure implementation of this policy. Any employee who fails to perform in a manner consistent with the policy will be disciplined. The City Administrator and Human Resource Manager are responsible for overseeing the administration of this policy. 3.0 Confidentiality/Data Practices Employee Data Practices Advisory During employment, the City of Monticello will require employees to provide data that is classified by State law as either private or confidential. Private data is information that generally cannot be given to the public but can be given to the subject of the data. Confidential data is information that generally cannot be given to the public or the subject of the data. The city requests this information for various reasons pertaining to employment with the city. The information provided may be used to process pay and benefits, evaluate performance, determine pay increases, evaluate suitability for an employee's position or other positions, and determine whether disciplinary action will be imposed and other personnel actions which involve review of the employee's current and past performance. 7 Employees who provide false, incomplete, or misleading information may be subject to discipline, up to and including termination of employment. Other persons or entities, as authorized by law, may receive the requested information. Depending on the data requested, these persons or entities may be: 1. Employees and/or officials of the city who have a need to know the information in the course of their duties and responsibilities. 2. The person who is the subject of private data about him or herself. 3. Persons who have permission from the subject of the data. 4. Insurance companies providing group benefits or worker's compensation administrative services for the city. 5. A public pension program. 6. The Minnesota Department of Economic Security in a claim for or appeal for re- employment benefits. 7. Individuals who have obtained a court order for the information. 8. Participants in any litigation, mediation, veteran's preference hearing, grievance arbitration, or other administrative proceeding which results from actions taken. If litigation arises, the information may be provided in documents filed with the court, which are available to any member of the public. If it is reasonably necessary to discuss this information at a City Council meeting, it will be available to members of the public. To the extent that some or all the information is part of the basis for a final decision on disciplinary action, that information will, over time, become available to any member of the public. Any requests for references about current and former employees should be referred to human resources or their designee for response. Types of Data Public Data Data about a person that must be shown to the person if he/she wishes, and which are available to other people. Private Data Data about a person that must be shown to the person upon request but are not available to others without his/her permission or as otherwise specifically authorized by law. 8 Personnel Data Data on individuals collected because the individual is or was an employee, an applicant for employment, performs service on a voluntary basis, acts as an independent contractor with the city or is a member of an advisory board, committee, or commission. Summary data Data about a person used to develop statistics or reports are considered public information, if they do not identify the person in any way. Public Personnel Data Except for certain employees (i.e., undercover law enforcement personnel) the following personnel data is public: 1. Name. 2. Gross salary. 3. Salary range. 4. Gross pension. 5. Contract fee. 6. Benefits. 7. Expense reimbursements. 8. Job title. 9. Job description. 10. Education and training background. 11. Previous work experience. 12. Dates of employment (first and last). 13. Status of complaints-disciplinary action. 14. Work location. 15. Work telephone number. 16. Badge number. 17. City and county of residence. Personnel Data on Applicants for Employment The following personnel data are considered public data: 1. Veteran status. 2. Test scores. 3. Rank and eligibility. 4. Job history. 5. Education and training. 6. Work availability. 7. Name when certified as eligible for an appointment to a vacancy and considered as one of the “finalists.” 9 Private Personnel Data The following personnel data and information are considered private data on individuals and are not accessible to the public, but this data is accessible to the subject employee, the employee’s authorized representative, the immediate supervisor and department head, and other city staff persons or officials who have a legitimate need to view/know such data as determined by the city administrator or his/her designee. 1. Social security number. 2. Age and gender. 3. Marital and family status. 4. Employee home address and telephone number. 5. Criminal record. 6. Race and ethnic data. 7. Insurance status. 8. References. 9. College transcripts. 10. Reference check data. 11. Medical records. 12. Psychological evaluations. 13. Worker’s compensation reports. 14. Physical limitations related to the job. 15. Sick leave forms – doctor’s reports. 16. Data collected from disciplinary proceedings prior to a hearing. 17. Opinion questionnaire response by potential employee. 18. Names of applicants for employment until certified as finalists for appointment to a vacancy. 19. Employee assistance programs and exit interview responses. No employee may disclose the home address, telephone number, or personal information about another employee to any third party without prior consent of the affected employee, as per section on "Informed Consent." Employment selection instruments and/or answer keys to such instruments are protected non- public data, except pursuant to a valid court order. Access to Data Public Data Access shall be provided to any person, without regard to the nature of the person's interest. Access must be provided by the Human Resources Manager or other persons authorized by the City Administrator. Access must be provided within a reasonable time. 10 Interpretation shall be provided if requested. A fee may be charged reflecting mailing and duplicating costs and other costs as allowed under the Minnesota Data Practices Act. Private Data Access is available to the following only: 1. The subject of the data. 2. Individuals whose work assignments with the city reasonably require access. 3. Entities and agencies determined by the City Administrator to be authorized by statute or Federal Law to gain access to that specific data. 4. Entities or individuals given access by the express written direction of the subject. The City Administrator is designated as the “responsible authority” under the Data Practices Act and shall assure that access is provided only to the parties listed above. Data Compliance Officers include the City Clerk and the Human Resource Manager. The identity and authority of an individual who seeks to gain access to private data must be confirmed. The time that access is available is limited to the normal working hours of the City Hall offices. No fees shall be charged in the instances where the data subject only wishes to view private data. Fees may be charged for providing copies. General Contents of Personnel Files The following information shall routinely be included in an employee’s personnel file: 1. Data collected for administrative purposes such as job applications, resumes, change of address requests, training or education records, veteran’s certification, etc. (Documents containing medical information are retained in a separate medical file). 2. Documentation of personnel actions or activities such as salary changes, job classifications, performance reviews, termination notices, disciplinary actions. 3. Official written correspondence to or from an employee. 4. Documentation of employment status and benefit status. Employees will not be specifically notified each time such data are routinely entered into their file, except that employee shall be made aware of data entered into their file that relates to discipline or may have adverse impact on them. Employees may make a written request once every 6 months to view and receive copies of information in their file and may challenge any information they disagree with. Personnel files will be maintained by the Human Resource Department. Any documents added or removed from the files must be approved by the Human Resource Manager. 11 Informed Consent Private data on individuals may be used by and given to any individual or persons by the City Administrator or their designee if the individual subject or subjects of the data have given their informed consent. All informed consents: 1. Shall be in writing and state in plain language. 2. Shall be signed and dated. 3. Shall specifically designate the particular persons or agencies the data subject has authorized to disclose information about him or her. 4. Shall specifically state the nature of the information he/she has authorized to be disclosed. 5. Shall specifically state the persons or entities that he/she has authorized to receive the disclosed information. 6. Shall specifically list an expiration date not to exceed one year except in the case of authorization for application for life insurance or non-cancelable or guaranteed renewable health insurance (which shall be two years). 7. Shall specifically state the purpose for which the information may be used by the parties' names above. If the Human Resources Manager or their designee makes reasonable efforts to obtain the informed consent of a data subject and if those efforts are not acknowledged in any way, the Human Resources Manager or their designee shall interpret the silence of the data subject as the giving of implied consent to the new or different purpose or use of the data. “Reasonable efforts” are defined as: 1. Depositing in the U.S. Mail, postage pre-paid, and directed to the last known address of the data subject, at least two (2) communications requesting informed consent. 2. Waiting for a period of not less than sixty (60) days for a response to the second request. 4.0 Media Requests All City employees have a responsibility to help communicate accurate and timely information to the public in a professional manner. Requests for private data or information outside of the scope of an individual’s job duties should be routed to the appropriate department or to the data practices authority. Any employee who identifies a mistake in reporting should bring the error to the City Administrator or other appropriate staff. Regardless of whether the communication is in the 12 employee’s official city role or in a personal capacity, employees must comply with all laws related to trademark, copyright, software use, etc. Except for routine events and basic information readily available to the public, all requests for interviews or information from the media are to be routed through the City Administrator. No city employee is authorized to speak on behalf of the city without prior authorization from the city administrator or his/her designee. Media requests include anything intended to be published or viewable to others in some form such as television, radio, newspapers, newsletters, social media postings, and websites. When responding to media requests, employees should follow these steps: 1. If the request is for routine or public information (such as a meeting time or agenda), provide the information and notify the City Administrator of the request. 2. If the request is regarding information about city personnel, potential litigation, controversial issues, an opinion on a city matter, or if an employee is unsure if the request is a “routine” question, forward the request to the City Administrator. An appropriate response would be, “I’m sorry, I don’t have the full information regarding that issue. Let me take some basic information and submit your request to the appropriate person, who will get back to you as soon as he/she can.” Then ask the media representative’s name, questions, deadline, and contact information. All news releases concerning city personnel will be the responsibility of the City Administrator. When/if the City Administrator authorizes a staff person to communicate on behalf of the city in interviews, publications, news releases, on social media sites, and related communications, employees must: 1. Identify themselves as representing the city. Account names on social media sites must be clearly connected to the city and approved by the City Administrator. 2. Be respectful, professional, and truthful when providing information. In most cases, only factual information (not opinions or editorial comments) should be provided: “The city finished street cleaning on 16 streets in the northwest corner of the city this past week” instead of “The city is doing a great job with street cleaning this year!” Corrections must be issued when needed. 3. Generally, not include personal opinions in official city statements. One exception is communications related to promoting a city service. For example, an employee could post the following on the city’s Facebook page: “My family visited Hill Park this weekend and really enjoyed the new band shelter.” Employees who have been approved to use social media sites on behalf of the city should seek assistance from the city administrator on this topic. 13 4. Notify the City Administrator if they will be using their personal technology (cell phones, home computer, cameras, etc.) for city business. Employees should be aware that data transmitted or stored may be subject to the Minnesota Government Data Practices Act. 5.0 Social Networking Policy General The City of Monticello strives to provide the public accurate and timely information, communicated in a professional manner, and in accordance with the laws regarding public information and data practices. This policy is intended to describe appropriate uses of City maintained social media sites and also provide guidelines for employees who maintain personal sites or blogs. City Maintained Sites See Appendix I for guidelines and rules applying to City maintained sites. Personal Communications and Use of Social Media It is important for employees to remember that the personal communications of employees may reflect on the city, especially if employees are commenting on city business. The following guidelines apply to personal usage of social media such as Facebook, Twitter, blogs, YouTube, etc. 1. Remember that what you write is public and will be so for a long time. It may also be spread to large audiences. It is a good idea to refrain from sending or posting information that you would not want your boss or other employees to read. 2. The City of Monticello expects its employees to be truthful, courteous, and respectful towards supervisors, co-workers, citizens, customers, and other persons associated with the city. Do not engage in name-calling or personal attacks. 3. If you publish something related to city business, identify yourself and use a disclaimer such as, “I am an employee of the City of Monticello. However, these are my own opinions and do not represent those of the City of Monticello.” 4. City resources, working time or official city positions cannot be used for personal profit or business interests, or to participate in personal political activity. 5. Personal social media account names or email names should not be tied to the city. 6. Distribution of confidential City information is prohibited. Employees are cautioned that they should have no expectation of privacy while using the Internet. Your postings can be reviewed by anyone, including the city. The city reserves the right to monitor comments or discussions involving city business or staff. The city requests and 14 strongly urges employees to report any violations or possible or perceived violations to supervisors or human resources. The city will investigate and respond to all reports of violations of the social networking policy and other related policies. Violation of the city’s social networking policy will result in disciplinary action up to and including termination. Nothing in this policy is intended to interfere with an employee’s rights under Section 7 of the National Labor Relations Act. 6.0 Personnel Committee The City of Monticello’s Personnel Committee is composed of the Mayor, one (1) council member, the City Administrator, Finance Director, and Human Resources Manager. The Committee meets on a regular basis to review issues and recommend policies and courses of action related to various topics concerning City of Monticello employees. The committee works within guidelines approved by the City Council. 7.0 Citywide Work Rules & Code of Conduct Code of Ethics The City of Monticello conducts its business fairly, impartially, in an ethical and proper manner, and in compliance with all laws and regulations. 1. The City of Monticello is committed to conducting its business with integrity underlying all relationships, including those with citizens, customers, suppliers, and among employees. The highest standards of ethical business conduct are required of City employees in the performance of their responsibilities. Employees will not engage in conduct or activity that may raise questions as to the City’s honesty, impartiality or reputation or otherwise cause embarrassment to the City. Employees will avoid any action, whether specifically prohibited in the personnel policies, which might result in or be expected to create an appearance of: • Using public office or public position for private gain. • Giving preferential treatment to any person or entity. • Losing impartiality. • Adversely affecting the confidence of the public in the integrity of the City. 2. Every employee has the responsibility to ask questions, seek guidance, report suspected violations and express concerns regarding compliance with this policy. Retaliation against employees who use these reporting mechanisms to raise genuine concerns will not be tolerated. 3. The City Administrator and Human Resources Manager are jointly responsible for providing policy guidance and issuing procedures to assist employees in complying with 15 City expectations of ethical business conduct and uncompromising values. This policy constitutes the standard of ethical business conduct required of all employees. Managers are responsible for supporting their implementation and monitoring compliance. Conduct as a City Employee All staff members are representatives of the City of Monticello and as such, are expected to conduct themselves in a professional manner. All employees, regardless of position are role models for the people we serve. Therefore, each employee must be able to demonstrate appropriate daily behavior, appropriate expression of emotions as well as appropriate role modeling. Hostility, aggression and unnecessary or inappropriate physical actions and/or emotional expressions are not acceptable. All employees are expected to treat others with respect and dignity and avoid inappropriate behavior which includes, but is not limited to, acting in a manner that negatively impacts the workplace morale, service, or productivity. Overall, employees should exhibit conduct that is ethical, professional, responsive, and representative of the values of the organization. Organizational Values Leadership: We are all leaders. Leadership is not a position; it’s a work ethic. We lead by example, seeking ways to improve the organization through teamwork, collaboration, and communication. Stewardship: We are entrusted with public resources for the betterment of the entire city. We strive to balance minimal cost and high value to maximize public benefit from our actions and decision. Responsiveness: We believe in providing timely, courteous, and respectful service to the public and each other. We live this every day by listening, responding, and going the extra mile. Integrity: We are open and honest. We conduct ourselves in a transparent, ethical, and legal manner to earn the trust of employees and the public. We act in the best interest of the city. We build credibility by accepting feedback, owning our actions, and providing reliable follow-through. Community: We strive to strengthen, promote, and assist the community we serve. We create a sense of connection and belonging for all people. We seek to understand the diverse needs of our community. We encourage community engagement and opportunities to connect our residents, businesses, and visitors. 16 Employee Responsibilities In accepting City employment, employees shall: 1. Always perform their assigned duties to the best of their ability and continually strive to improve their performance. 2. Render prompt and courteous service to the public always. 3. Read, understand, and comply with the rules and regulations set forth in these Personnel Policies as well as those of their department. 4. Conduct themselves professionally toward both residents and staff and respond to inquiries and information requests with patience and every courtesy. 5. Report any and all unsafe conditions to their immediate supervisor. 6. Maintain good attendance as it is an essential requirement of every city position. Appearance Departments may establish dress codes for employees as part of departmental rules. Overall, personal appearance should be appropriate to the nature of the work and contacts with other people and should instill confidence and present a positive image to the public. Clothing, jewelry, or other items that could present a safety hazard are not acceptable in the workplace. In some departments, certain positions may require City uniforms. Employees may dress in accordance with their gender identity, within the constraints of the dress codes adopted by the city. City staff shall not enforce the city’s dress code more strictly against transgender and gender diverse employees than other employees. City Issued Clothing and Uniforms City issued clothing and uniforms containing the city logo should only be worn while representing the City of Monticello and should not be worn outside of the workday. All uniforms remain the property of the City of Monticello during your employment and are expected to be returned in a reasonable state upon termination of your employment. Falsification of Records Any employee who makes false statements or commits, or attempts to commit fraud to prevent the impartial application of these policies, will be subject to immediate disciplinary action up to and including termination and potential criminal prosecution. Attendance and Absence The operations and standards of service in the City of Monticello require that employees be at work unless valid reasons warrant absence, or an employee has a position that has been approved to work remotely. In order that teams to function efficiently and effectively, 17 employees must understand the goals that have been set for them and the time required to be on the job. Therefore, attendance at work is an essential requirement of every city position. Absence Procedure. Employees who are absent from work are required to notify their supervisor as soon as possible in advance of their absence. In event of an unexpected absence, employees should call their supervisor before the scheduled starting time and keep in mind the following procedures: 1. If the supervisor is not available at the time, the employee should leave a message with their direct supervisor, or his/her designee, including a telephone number where he/she can be reached or contact any other individual as may be designated by the supervisor. Departments may establish more specific reporting procedures. 2. Failure to use the established reporting process will be grounds for disciplinary action. 3. The employee must call the supervisor on each day of an absence extending beyond one (1) day unless specific arrangements otherwise have been made with the supervisor. 4. Employees who are absent for three (3) days or more and who do not report their absence in accordance with the policy above, will be considered to have voluntarily resigned not in good standing. 5. Supervisors may request documentation to substantiate the reason for absence, regardless of duration, when an employee has a history of questionable or excessive absences. This policy does not preclude the city for administering discipline for unexcused absences of less than three (3) days. Access to and Use of City Property 1. Any employee who has authorized possession of keys, tools, pagers, or other equipment must register their name and the serial number (if applicable) or other identifying information about the equipment with their supervisor. 2. All assigned city property must be turned in and accounted for by any employee who terminates employment with the city. 3. Every employee shall be responsible for the safekeeping and care of all such equipment. All expenses incurred by the loss of such equipment shall be borne by the employee unless such loss was unpreventable. 4. The duplication of keys owned by the city is prohibited unless authorized by the city administrator or their designee. Any employee found to have an unauthorized duplicate key will be subject to disciplinary action. 5. Employees shall not use or access another employee’s office, computer, desk, email, voicemail, or in- or out-boxes without authorization. Department heads and supervisors are presumed to have authorization for their own staff. The City Administrator has 18 authorization for all staff and can authorize individuals for a specific business-related purpose. 6. City property shall be disposed of in a manner compliant with Minn. Stat. §15.054. No property should be given to or salvaged by employees. Property disposed of in city trash receptacles is considered city property until hauled away. Conflict of Interest City employees are to remove themselves from situations in which they would have to take action or make a decision where that action or decision would be perceived or actual conflict of interest or could result in a personal benefit for themselves, or a family member. If an employee has any question about whether such a conflict exists, he/she should consult with the City Administrator. Acceptance of Gifts City employees are prohibited from directly or indirectly receiving or agreeing to receive any payment of expense, compensation, gift, reward, gratuity, favor, service or promise of future employment or other future benefit from any source with the following exceptions as permitted by law: 1. Lawful campaign contributions. 2. Services to assist an employee in the performance of official duties. 3. Services of insignificant monetary value. 4. A plaque or similar memento. 5. A trinket or memento costing $5 or less. 6. Informational material of unexceptional value. 7. Food or a beverage given at a reception, meal or meeting away from the recipient’s place of work by an organization before whom the recipient appears to make a speech or answer questions as part of a program. Political Activity Although City employees have the right to express their views and to pursue legitimate involvement in the political system, no employee of the City shall directly or indirectly, during hours of employment, solicit or receive funds for political purposes. Further, any political activity in the workplace must be pre-approved by the City Administrator to avoid any conflict of interest or perception of bias such as using authority or political influence to compel another employee to apply for or become a member in a political organization. Smoking The City of Monticello observes and supports the Minnesota Clean Indoor Air Act. All city buildings and vehicles, in their entirety, shall be designated as tobacco free, meaning that 19 smoking in any form (through the use of tobacco products such as pipes, cigars, and cigarettes) or “vaping” with e-cigarettes is prohibited while in a city facility or vehicle. Smoking of any kind, including pipes, cigars, cigarettes, vaping with e-cigarettes, and the use of chewing tobacco, is prohibited for employees while on duty. Employees 18 and over are allowed to smoke only during their breaks and lunch, and only in areas designated for that purpose. Drug-Free, Cannabis-Free and Alcohol-Free Workplace It is the policy of the City of Monticello to maintain a drug and alcohol-free work environment that is safe and productive for employees and in response has adopted the following policy on drugs and alcohol in the workplace: 1. Employees are expected and required to report to work on time and in appropriate mental and physical condition. It is the City’s intent and obligation to provide a drug- free, cannabis-free and alcohol-free, safe, and secure work environment. 2. The unlawful manufacture, distribution, possession, or use of drugs and/or cannabis on City property or while conducting City business is absolutely prohibited. Violations of this policy will result in disciplinary action, up to and including termination, and may have legal consequences. 3. The City recognizes drug and alcohol abuse as a potential health, safety, and security problem. Employees needing help in dealing with such problems are encouraged to use the City’s Employee Assistance Program (EAP) or their health insurance plans, as appropriate. Outside Employment It is in the best interest of the City and the citizens of Monticello, and within reasonable expectation of the City as an employer, that due to the nature of their positions within the City of Monticello any employee holding one of the positions listed below shall not perform the same or substantially similar duties for another local unit of government on either a full-time or ongoing part-time basis, either directly as an employee or independent contractor or indirectly through a corporation or other entity. Positions covered by this section include: City Administrator, Community Development Director, Economic Development Director, Public Works Director, Chief Building Official, City Engineer, and Finance Director. 8.0 Definitions For purposes of these policies, the following definitions will apply: Benefit Earning Employees - Status where employees are eligible for at least a prorated portion of employer provided benefits. Except for Earned Sick and Safe Time (ESST) and Minnesota Paid 20 Leave (MNPL) program benefits, such employees must be year-round employees who work at least 30 or more hours per week on a regular basis. City - City of Monticello. Demotion - Movement of an employee from one job class to another where the maximum salary for the new position is lower than that of the former position. This action may be voluntary or involuntary. Department Head- Employee who is responsible for a department and budget within the city. Department Director- Employee who oversees multiple departments within the city. Exempt Employee - Employees not covered by the overtime provisions of the federal or state Fair Labor Standards Act. FICA (Federal Insurance Contributions Act)- FICA is the federal requirement that a certain amount be automatically withheld from employees’ earnings. Specifically, FICA requires an employee contribution of 6.2 percent for Social Security and 1.45 percent for Medicare. The city contributes a matching 7.65 percent on behalf of each employee. These amounts may change if required by law. Non-Exempt Employee – Employees who are covered by the federal or state Fair Labor Standards Act. Such employees are normally eligible for overtime at 1.5 times their regular hourly wage for all hours worked over forty (40) in any given workweek. Part-Time (Casual) Employee - An employee who works in an ongoing non-benefit earning position of fourteen (14) hours or less per week. Employees in this category may work more than fourteen (14) hours per week on occasion but must not meet the definition of a public employee by State law (Chapter 179). Part-time (casual) employees accrue no seniority and earn no employment rights. PERA (Public Employees Retirement Association)- Statewide pension program in which all city employees meeting program requirements must participate in accordance with Minnesota law. The city and the employee each contribute to the employee’s retirement account. Probationary Period - A specified period at the beginning of employment in a regular ongoing position (or the beginning period of a promotion, reassignment, or transfer) that is designated as a training or trial period. The probationary period is considered the last part of the selection process. Promotion - Movement of an employee from one job class to another within the city, where the maximum salary for the new position is higher than that of the former position. Probationary Employee - An employee who is serving a probationary period, either the original probationary period immediately after hire or a promotional, reassignment, or transfer probation. 21 Reclassify - Movement of an employee from one classification to another classification because of a significant change in the position's duties. Regular Full-Time Employee – An employee who has successfully completed the probationary period after hire or promotion as indicated by a satisfactory performance review. Regular full- time employees are regularly scheduled to work 40 hours per week. Regular Part-Time Benefit Earning Employee- An employee who regularly works thirty (30) or more hours per week but less than forty (40) hours year-round in an ongoing position. Employees in this category receive partial or prorated benefits. Regular Part-Time Employee - An employee who has successfully completed all stages of the selection process including the training or probationary period and who works in ongoing positions at more than 14 hours per week but less than 30 hours per week. Regular part-time employees are not eligible for benefits. Seasonal Employee - An employee (full-time or part-time) who works during only part of the year (less than 185 consecutive calendar days) to assist with seasonal work. Seasonal employees accrue no seniority and earn no employment rights or benefits. Individuals may be rehired in subsequent seasons but in no case should work beyond six consecutive months. Service Credit- Time worked for the city. An employee begins earning service credit on the first day worked for the city. Some forms of leave will create a break in service credit. Temporary Employee – Temporary employees might have a defined start and end date or may be for the duration of a specific project. Temporary employees may be assigned to work a part- time or full-time schedule. Temporary positions are normally less than six months in duration and accrue no seniority and earn no employment rights. Temporary positions are exempt from benefits (PERA, paid time off, life and disability coverage etc.) except for ESST and health insurance which may be offered depending on duration of assignment and hours scheduled per week. 9.0 Employee Recruitment and Selection Scope The Human Resource Manager will manage the hiring process for all positions within the city. All applications for full-time and part-time employment shall be submitted via online application to the Human Resource Department for consideration. While the hiring process is coordinated by staff, the City Council is responsible for the final hiring decision and must approve all hires to city employment. All hires will be made according to the merit and fitness related to the position being filled. Features of the Recruitment System The City Administrator and Human Resources Manager will determine if a vacancy will be filled through open recruitment or by promotion, transfer, or some other method. This 22 determination will be made on a case-by-case basis. The majority of position vacancies will be filled through an open recruitment process. Below is a general outline regarding how the recruitment process will work. The City has the authority to deviate from the guidelines below on a case-by-case basis. Vacancy Announcements: Notification of open positions shall normally be published by posting announcements on official City bulletin boards and publicly via the city website and other appropriate places as defined by the City. Postings and other recruitment materials will normally specify the job title, salary or hiring range, the nature of the work to be performed, the minimum and essential requirements of the position, the time and place to apply, the closing date for receiving application and other pertinent information. Vacancy Coverage: Position vacancies may be filled on an “acting” basis as needed prior to filling a position through the normal process. The City Administrator will approve all acting appointments for regular positions. If a current employee is appointed to an acting position and is later hired to fill the regular appointment, with no break in service in the new position, the effective date of the regular appointment will be the date on which the acting appointment was made. Pay for Interim Positions: Pay rates for interim appointments will typically be at step one (1) of the grade for the position in which they are filling. If the interim appointee’s pay rate is already above step one (1) for the interim position, they will receive a minimum of a 3.5% increase in pay for the duration of their interim appointment. If the employee appointed to an acting position is not hired to fill the regular appointment, that employee’s pay rate will be adjusted to their pre-appointment pay upon stepping down from the appointment. Application Materials: All candidates must complete the required application materials by the application deadline to be considered for the position. The application deadline may be extended by the Human Resources Manager after consultation with the hiring manager. Testing and Examinations Application qualifications will be evaluated in one or more of the following ways: a training and experience rating, written test, interview, performance or demonstrative test, physical agility test, or another appropriate job-related exam. The City may identify preferred or desirable job- related qualifications for any vacancy and, if so, these will be given appropriate weight in the selection process. Employment references will be considered, and a background investigation will be required. For internal hires, qualifications and past performance will be considered in determining suitability for the vacant position. 23 Selection Process The selection process will be a cooperative effort between the Human Resource Manager and the hiring supervisor, subject to final hiring approval of the City Administrator and the City Council. The Human Resources Manager will normally participate in final interviews for all regular full-time vacancies. The selection process for regular part-time, seasonal, temporary, and casual part-time employees may be delegated to the appropriate supervisor with each hire subject to final City Council approval. The City has the right to make the final hiring decision based on qualifications, abilities, experience, and the needs of the city. Background Checks All finalists for employment with the city will be subject to a background check to confirm information submitted as part of application materials and assist in determining the candidate’s suitability for the position. The level of background check will be based on the position being filled. Employment of Family Members Relatives of employees may be hired only if they will not be working directly or indirectly for a relative or supervising a relative. Current employees who are relatives cannot be transferred into such a reporting relationship. In any other cases where a conflict or the potential for conflict arises, even if there is no supervisory relationship involved, the City Administrator will decide regarding assignment. Employment of a family member refers to the immediate family of an employee, which for purposes of this policy includes: Spouse Children (including stepchildren) Parent (including in-laws) Sibling (including step and in-law) Grandparents Significant Others Aunts and Uncles Probationary Periods All newly hired regular full-time and regular part-time employees will serve a minimum of a six (6) month probationary period in the position. Exempt level hires will normally be required to serve a twelve (12) month probationary period. This period will be considered a training period. The training period is an integral part of the selection process, and will be used for observing the employee's work, training the employee in work expectations, assessing the employee's abilities, skills, and interest and for rejecting any employee whose performance does not meet the required work standards or is otherwise not a good fit for the position. 24 Employees may be dismissed at any time during the initial probationary period. An employee so dismissed will not have the right to appeal. Employees hired in casual, temporary, or seasonal positions may be dismissed at any time. Probationary periods may be extended beyond six (6) months upon approval of the City Administrator. Employee On-Boarding The Human Resources Manager or their designee will meet with new employees to ensure proper new hire paperwork is completed and City policies and procedures are explained. Supervisors will meet with their new employees to review policies and procedures specific to their department and will establish goals and expectations for their probationary period. Supervisors will schedule periodic check-in meetings throughout the probationary period to ensure goals and expectations are being met. Promotions All city employees are eligible to apply for internal openings regardless of the time in their current position. A promoted employee will normally be subject to a new probationary period. If it is determined that the employee has not successfully completed their probationary period, the following options exist: the probationary period can be extended, the employee may be eligible to return to their previous position or another position if available and qualified, or employment may be terminated. Promotional-based increases will be determined on a case-by-case basis taking into consideration the employee’s current level of pay, level of experience, and the current job market. Change from Part-Time to Full-Time Status Employees who move from part-time non-benefit earning status to part-time or full-time benefit earning status will not normally receive benefit service credit for hours worked while at part-time non-benefit status. Employees who move from part-time benefit earning status to full-time benefit status will receive benefit service credit for hours worked while at part-time benefit status. Rehires Employees who leave the city employment and return will not normally receive seniority for PTO. All rehired employees regardless of rehire date will be subject to waiting periods for their insurance benefits as defined by current contracts. 25 10.0 Compensation and Time Reporting Pay Schedules Pay schedules are established and approved by the City Council. Pay for all positions is determined by employee classification and approved by City Council. When a pay schedule is adjusted by the City Council, affected employees’ wages shall be adjusted based on the new schedule. Pay schedules for regular full-time and regular part-time positions are based on a grade and step system under the guidelines of the pay equity system. Pay schedules for all other positions are determined based on the current job market and the pay rates of similar jobs in the area. Non-Exempt (Overtime- Eligible) Employees To comply with the provisions of the Federal and State Fair Labor Standards Acts, hours worked and leave time used by all non-exempt employees are recorded daily and reported on a bi- weekly basis. Time reporting will be on a manual or computerized basis. Each supervisor is responsible for verifying their employee’s hours and submitting the hours to payroll. Exempt (Non-Overtime Eligible) Employees Exempt employees shall complete a time reporting form, on a bi-weekly basis, indicating all exceptions to the normal workweek (i.e., use of PTO, holidays, and other authorized leaves). Exempt employees may also be required to record hours worked each day as permitted under the Fair Labor Standards Act, so long as time is not paid based on the hours recorded and is only used for accounting/billing or public accountability purposes. Exempt employees are paid on a salary basis. This means they receive a predetermined amount of pay each pay period and are not paid by the hour. Their pay does not vary based on the quality or quantity of work performed, and they receive their full weekly salary for any week in which any work is performed. The City of Monticello will only make deductions from the weekly salary of an exempt employee in the following situations: 1. The employee is in a position that does not PTO and is absent for a day or more for personal reasons other than sickness or accident. 2. To offset compensation received for military pay. If an employee works part of the week in military service, the city still must pay the entire week’s salary to the employee, but the city could offset the amount of the military pay for the week against the employee’s salary. 3. The employee is in a position that earns PTO, receives a short-term disability benefit or workers’ compensation wage loss benefits, and is absent for a full day due to sickness or disability, but he/she is either not yet qualified to use the paid leave or he/she has exhausted all of his/her paid leave. 26 4. The employee is absent for a full workweek, and, for whatever reason, the absence is not charged to paid leave (for example, a situation where the employee has exhausted all of his/her paid leave or a situation where the employee does not earn paid leave). 5. The very first workweek or the very last workweek of employment with the city in which the employee does not work a full week. In this case, the city will prorate the employee’s salary based on the time actually worked. 6. The employee is in a position that earns paid leave and is absent for a partial day due to personal reasons, illness, or injury, but: • Paid leave has not been requested or has been denied. • Paid leave is exhausted. • The employee has specifically requested unpaid leave. 7. The employee is suspended without pay for a full day or more for disciplinary reasons for violations of any written policy that is applied to all employees. 8. The employee takes unpaid leave under the FMLA. 9. The city may, for budgetary reasons, implement a voluntary or involuntary unpaid leave program and, under this program, make deductions from the weekly salary of an exempt employee. In this case, the employee will be treated as non-exempt for any work week in which the budget-related deductions are made. If the City inadvertently makes an improper deduction to the weekly salary of an exempt employee, the city will reimburse the employee and make appropriate changes to comply in the future. If an employee thinks that a wage deduction was made in error, please contact the Human Resources or Finance Department promptly. Time Reporting When reporting time exempt employees should round their hours to the nearest ¼ hour and non-exempt employees should record hours to the nearest minute. The employee and their supervisor must both attest to its accuracy. Hours Requirement and Time Reporting (Exempt Employees) 1. All exempt employees shall establish and adhere to a regular work schedule. Non- routine departures from the regular work schedule are allowable with supervisor’s approval. 2. All exempt positions within the city require employees to work a minimum 80 hours per pay period. Many exempt positions within the city incur incidental hours outside of the normal scheduled workday. These hours are to be expected as part of the job requirements and are not directly compensated for in addition to base salary. 27 3. Exempt employees are required to use a minimum of four (4) hours of PTO when taking a full day off on any regularly scheduled workday regardless of hours worked in the pay period. Note: All timesheets must reflect a minimum of 80 hours therefore, employees may be required to use more than four (4) hours of PTO depending on hours worked in the pay period. Direct Deposit As provided for in Minnesota law, all employees are required to participate in direct deposit. Employees are normally paid every two (2) weeks via direct deposit. When payday falls on a holiday, deposits are normally issued the day before the holiday. Paystubs and yearend tax statements are distributed via the Employee Self Service (ESS) portal. Employees will automatically be enrolled in ESS distribution but may opt out at any time by contacting the Payroll/Finance Department. Copies of paystubs will normally not be given to anyone other than the person for whom they were prepared, unless the person has a note signed by the employee authorizing the city to give them the stub. Paystubs will be given to the spouse, or other appropriate immediate family member, in the case of a deceased employee. Employees are responsible for notifying the Human Resources Department of any change in status including changes in address, phone number, names of beneficiaries, marital status, student status, etc. Overtime Hours The City recognizes some employees may be required to work extra hours in emergency situations, during peak workload periods and to provide oversight on work being completed by private contractors as outlined per contract agreements. The city requires employees to work when it is necessary. The scheduling and payment of compensatory time or overtime will be in accordance with the applicable Fair Labor Standards Act and the following: 1. Work units of 1 minute or more per week, above 40 hours, worked by non-exempt employees will be counted as overtime and paid at 1.5 times the employee's normal base pay rate. Some employees may be eligible to use and accrue compensatory time. All accrued and unused compensatory time will be paid to the employee upon termination or promotion to exempt status. 2. All employees, in all departments, are required to work overtime as requested by their supervisors. Refusal to work overtime may result in disciplinary action. Supervisors will make reasonable efforts to balance the personal needs of their employees when assigning overtime work. 3. If overtime is necessary, the immediate supervisor must give specific approval prior to its being worked. Pre-authorization may be presumed by employees in emergency situations such as excess snowfall, flood, natural disasters, lift station malfunctions, 28 terroristic threats, or other similar situations where the immediate of staff is required to avert endangerment of life, home or property. 4. Holidays will count as time worked for purposes of computing overtime for non-exempt employees who are not covered by a labor agreement. 5. PTO and compensatory time will not count as time worked for purposes of computing overtime for non-exempt employees who are not covered by a labor agreement. 6. Non-exempt temporary and seasonal employees will be paid overtime for work more than 40 hours per week and will not receive or accrue compensatory time. 7. The work week begins on Saturday at 12:01 a.m. and ends on the following Friday at midnight. Compensatory Time Non-exempt employees may be allowed to receive compensatory time in lieu of overtime pay. Compensatory time earned and used must be approved by employee’s immediate supervisor. When an employee opts to receive compensatory time in lieu of over-time pay one hour of comp time is adjusted to reflect 1 ½ hours in their compensatory time balance. At no time should an employee’s compensatory time balance reflect more than forty (40) hours. If an employee has forty (40) hours of compensatory time banked, they will not be allowed to earn any additional compensatory time and shall receive overtime pay thereafter for all overtime hours worked. Effective January 1, 2024, to avoid impacts of constructive receipt on income as defined by the Internal Revenue Service in section 1.451-1(a), compensatory time earned must be used in the tax year it was earned, or it will be paid out with the last paycheck in December each year. All earned compensatory time will be paid out to the employee upon termination or promotion to an exempt position. In the case of a promotion, the compensatory time will be paid out at the employee’s pre-promotion rate of pay. Emergency Call Backs Emergency callback is defined as being called back to work during off-duty hours. Non-exempt employees called back in this situation shall be compensated at the overtime rate to the extent this time required them to work more than forty (40) hours per seven (7) day work week. Employees shall be paid a minimum of two (2) hours’ pay for each call back. Wage Disclosure Protection Law Under the Minnesota Wage Disclosure Protection Law, employees have the right to tell any person the amount of their own wages. Therefore, in accordance with the Minn. Stat. §181.172 the City may not: 1. Require nondisclosure by an employee of his or her wages as a condition of employment. 29 2. Require an employee to sign a waiver or other document which purports to deny an employee the right to disclose the employee’s wages. 3. Take any adverse employment action against an employee for disclosing the employee’s own wages or discussing another employee’s wages which have been disclosed voluntarily. 4. Retaliate against an employee for asserting right or remedies Minnesota Statute §181.172, subd. 3. The city cannot discipline, penalize, interfere with, or otherwise retaliate or discriminate against an employee for disclosing his/her own wages. An employee’s remedies under the Wage Disclosure Protection Law are to bring a civil action against the city and/or file a complaint with the Minnesota Department of Labor and Industry. 11.0 Hours of Work Work Schedules The employer is the sole authority for establishing and modifying work schedules. Emergency situations may change the work schedule of an employee with little if any notice. Nothing contained in this provision shall be construed as a guarantee of a specified number of hours or shifts. Employees should be made aware of their work schedules by a method suitable for the various city departments. Where reasonably practical, employees shall be notified of changes in their regular work schedules at least one week in advance of the time when the schedule is to take effect. Each employee has an obligation to work overtime or call backs, if requested, unless unusual circumstances prevent him/her from working. Meal Breaks and Rest Periods (Non-Exempt Employees)City employees will be granted a 15-minute paid rest period approximately midway through each four (4) consecutive hours worked, at a time specified by the immediate supervisor. Effective January 1, 2026 employees who work six (6) hours, but less than eight (8) hours, are allowed to choose between a 20-minute paid rest period, or a 30-minute unpaid meal break. Breaks are measured from the time work is stopped until it is resumed. Break time may not normally be saved, added to other breaks, or accumulated, nor may it be used for any purpose other than a mid-shift rest period. Exceptions may be approved by the immediate supervisor. In addition to two (2) paid rest periods each employee working an eight (8) hour shift or longer is entitled to one unpaid meal break, for which there is no compensation, approximately midway through the shift. The length of this meal break is measured from the time work is stopped until it is resumed. The length, timing and scheduling of meal breaks shall be determined by the supervisor to ensure continuity of services. Supervisors may require employees to stay on-site for city paid breaks. 30 Reasonable Work Time for Nursing Mothers Nursing mothers and lactating employees will be provided reasonable paid break times to express milk. The break time times must, if possible, run concurrently with any break time times already provided. The city will provide a clean, private, and secure room (other than a bathroom) as close as possible to the employee’s work area, that is shielded from view and free from intrusion from coworkers and the public and includes access to an electrical outlet, where the nursing mother can express milk in private. An employer shall not discharge, discipline, penalize, interfere with, or otherwise retaliate or discriminate against an employe for asserting nursing rights or remedies. Emergency Closings In the event of an emergency or disaster, certain city operations may be closed. Closing departments and/or facilities shall be at the discretion of the city administrator. Employees shall not be compensated for the hours lost due to an emergency closure, except that an employee may elect to utilize PTO, ESST, or accrued compensatory time, if available, for the time lost. Adverse Weather Conditions City facilities will be open during adverse weather. Due to individual circumstances, each employee will have to evaluate the weather and road conditions in deciding to report to work (or leave early). Public works maintenance employees would generally be required to report to work regardless of conditions unless otherwise notified by their supervisor. The City Administrator will decide whether conditions indicate a general excused absence for those unable to report to work due to the adverse weather. Employees unable to work from home may take PTO, ESST or compensatory time to cover lost wages. Decisions to cancel departmental programs (special events, recreation programs, etc.) will be made by the respective department head or the City Administrator. Alternative Work Arrangements The City of Monticello is committed to providing its employees with Alternative Work Arrangements (AWAs) where such arrangements can be designed to benefit both the City and the employee while maintaining or improving City operations and service delivery. These work arrangements are intended to provide employees with increased flexibility with their work schedule while allowing the City of Monticello to maintain a progressive and productive work environment. AWAs may be offered to employees when management determines it can be effectively utilized. AWAs are not appropriate for all employees or positions and are not a universal employee benefit. The nature of the employees’ work and responsibilities must be conducive 31 to the requested AWA without causing additional cost, significant disruption to performance and/or service delivery, or significant burden to other staff. These arrangements may benefit the City by: • Attracting and retaining employees • Increasing employee commitment, engagement, and morale • Reducing absenteeism • Increasing productivity through fewer interruptions and distractions • Supporting continuity of operations • Maximizing workspace • Potentially reducing facilities costs These arrangements may provide benefits to employees including: • Enhancing quality of life • Improving morale • Increasing productivity • Saving time and money spent commuting These arrangements may also provide benefits to the community and environment including: • Potentially expanding hours of operation and service delivery • Reducing work trips that may contribute to accidents • Reducing gas used, greenhouse gas emissions and wear and tear on the streets and highways • Promoting energy conservation The following types of AWAs are covered by this policy: 1. Compressed Workweek 2. Flextime 3. Telework Definitions Compressed Workweek: A 40-hour workweek is completed in less than five (5) full workdays, or an 80-hour work schedule is completed over a two-week period in less than ten (10) workdays. Examples of compressed workweeks include but are not limited to: 1. Working four 10-hour days 2. Working 9-hours for four days, and 4-hours for 1 day 3. Working 9-hours for 8 days and 8-hours for 1 day with 1 day working 0-hours (Note: this type of arrangement is not an option for non-exempt employees who are eligible for overtime payment) Flextime: A 40-hour workweek is completed (for full-time employees) but there is flexibility in establishing daily start and end times. Days of the workweek may have varying start and end 32 times, but the pattern should occur predictably over each workweek. Examples of flextime arrangements include but are not limited to: 1. Flexible Work Hours: Employees work 8-hour days with start/end times varying from the standard City location schedule. Manager identifies core hours for the department/City. 2. Flexible Work Schedule: Employees do not work a standard 8-hour day. Workdays vary from day to day but remain consistent over a standard pay period. Example shown below: Monday Tuesday Wednesday Thursday Friday 9 hours 9 hours 8 hours 7 hours 7 hours Telework: A formalized work arrangement that allows an employee to perform work on a regular, recurring basis at a telework location that is not the employee’s permanent work location. Note: Employees will not be approved for more than one of the above AWAs. Procedures See APPENDIX III. 12.0 Performance Meetings and Reviews The City Administrator and Human Resources Manager shall establish an objective performance review system to regularly evaluate the performance of city employees. The quality of performance rendered by the employee in the past will receive due consideration in such personnel decisions as promotions, transfers, demotions, terminations and, where applicable, salary adjustments. During the training period, informal performance meetings should occur frequently between the supervisor and the employee. Conducting these informal performance meetings provides both the supervisor and the employee with the opportunity to discuss what is expected, what is going well and areas where additional training or improvement is needed. Performance reviews should be conducted at 6 months for newly appointed employees and at least annually thereafter. These evaluations shall be in writing and discussed with the employee. Supervisors shall use this opportunity to clarify goals and expectations, identify strengths and developmental areas and communicate how an employee’s performance meets, exceeds, or does not meet their expectations for the position. This is also an opportunity to discuss the employee’s development and establish goals for the next review period. While certain components of a performance evaluation, such as disputed facts reported to be incomplete or inaccurate are challengeable using the city’s grievance process, other 33 performance evaluation data, including subjective assessments, are not. For those parts of the performance evaluation system deemed not challengeable, an employee may submit a written response which will be attached to the performance review. The City Administrator has authority to evaluate and have input on all performance reviews. The City Administrator may seek input from others as appropriate. The review form, with all required signatures, shall be retained as part of the employee's personnel file in the Human Resource Department. The employee’s signature on the form indicates solely that the supervisor has discussed the review with him or her and does not constitute agreement. Failure to sign the document by the employee will not delay processing. 13.0 Organization Job Descriptions The Human Resources Department will maintain records of job titles and compensation by position and/or job class, job descriptions for each regular job class and other appropriate information. New positions can be developed as needed but shall be approved by the City Administrator and Council in the budget process, or as needed, prior to filling the position. The Human Resource Manager prepares job descriptions for all City positions, in cooperation with the department head or supervisor. Each description includes the position title, supervisor’s title, FLSA status (exempt or non-exempt), general statement of position duties, essential functions of the position, working environment, physical requirements, and minimum qualifications for the position. Good attendance and compliance with work rules and policies are essential requirements of all city positions. Prior to posting vacant positions, Human Resources and the hiring supervisors will closely examine the existing descriptions and qualifications for each position to ensure the job description is an accurate reflection of the position and the stated qualifications do not present artificial barriers to employment. A current job description is provided to each new employee. Supervisors are responsible for ensuring the job descriptions accurately reflect the duties and responsibilities of the position. All job description revisions are subject to approval by the City Administrator or Human Resources Manager. Classification of Job Duties The classification of job duties for pay equity purposes will be the responsibility of the Human Resource Manager, subject to review by the City Administrator. Assignment of job titles, establishment of minimum qualifications, and the maintenance of regular job descriptions and related records shall also be the responsibility of the Human Resource Manager, with assistance from department heads/supervisors as needed. 34 Reclassification Positions frequently change over time and some change in jobs is normal and expected. Occasionally, an employee's job will change so significantly that it no longer fits the employee's job classification. In these situations, the department head may request the Human Resources Manager to perform a classification study. The study may result in several different findings: reclassifying the position to another existing classification, merging classes, creating a new classification, restructuring the job, or a determination that no change is needed. Pay levels due to reclassifications will be determined on a case-by-case basis. The City Administrator must approve all classification changes after considering input from the affected department head and Human Resource Manager. Reductions to Workforce In the event it becomes necessary to reduce personnel, temporary employees and those serving a probationary period in affected job classes will be separated before regular employees in those job classes. Within these groups, the selection of employees to be retained shall be based on merit and ability as determined by the department director, subject to review by the City Administrator and approval by the City Council. Reduction of a management level position shall be at the discretion of the City Administrator, subject to the approval of the City Council. Layoffs Layoff shall mean a reduction in the workforce due to lack of work, job elimination, lack of funds or for other causes not related to disciplinary action. Within a given job class, seasonal, temporary, probationary, intermittent, and casual part-time employees shall be laid off first. Regular employees shall be laid off last based on the needs of the city, with regular non-benefit- earning part-time employees, laid off first, regular benefit-earning part-time employees next and full-time employees last. In layoff of regular employees, weight shall be given to the employee’s ability to fill the needs of the city for that area. Layoff lists will be maintained for 6 months. Recall from layoff will be based on merit. Severance Package To ease the transition from the unexpected loss of income, the City will provide all full-time and part-time benefit-earning employees who have been with the City at least one (1) year, one (1) week of pay for every full year of service with the city up to a maximum of twelve (12) weeks. For example, if the employee worked in an eligible position for 10.5 years, the employee would be paid 10 weeks of severance. The lump sum payment will occur in tandem with the 35 employee’s final check for hours worked. All IRS and PERA rules will apply to the lump sum payment. Medical, dental, and other city benefits will terminate on the last day of the month the employee works. Employees will have the opportunity to elect benefits continuation via COBRA coverage. 14.0 Employee Benefits This section is not expected to give a detailed explanation of all employee benefits but rather to provide general information. A benefit package is available on a participatory basis for both the employee and his/her dependents through group policies. Health, Dental, Life and Disability Insurance Regular full-time and benefit-earning part-time employees shall be eligible to apply for employee and dependent insurance benefits provided by the city. Benefits contributions for benefit-earning part-time employees will be 50% of the amount of the city’s contribution for full-time employees. The City Council shall approve annually the City contribution amount it will provide for single and family coverage of health and dental insurance elected by full-time employees. The City Council shall also approve the city contribution for life and disability insurance coverage. Employees terminating from the City of Monticello shall have the option to receive continued insurance coverage according to COBRA regulations. COBRA information will be provided to the employee by the city upon termination. Retirement- PERA The city participates in the Public Employees Retirement Association (PERA) to provide pension benefits for its eligible employees to help plan for a successful and secure retirement. Participation in PERA is mandatory for most employees, and contributions into PERA begin immediately. The city and the employee contribute to PERA each pay period as determined by state law. Most employees are also required to contribute a portion of each paycheck for Social Security and Medicare (the city matches the employee’s Social Security and Medicare withholding for many employees). For information about PERA eligibility and contribution requirements, contact the Human Resources Department. Tuition Reimbursement Full-time and part-time benefit eligible employees are eligible for tuition reimbursement for courses taken for credit at an approved post-high school educational institution subject to the following criteria: 1. Courses must be directly related to the employee’s present position (whether required for a degree program or not). 36 2. Courses must be directly related to a reasonable promotional opportunity in the same field of work as present position (whether part of a degree program or not). 3. Courses must be approved in advance of the first day of class by the department head and City Administrator in accordance with established procedures and the cost must be included in the approved city budget. The employee education request should cover any adjustment in the work schedule that may be necessary. 4. Any costs other than tuition and course materials will not be reimbursed by the city. 5. Employees are required to take courses outside of their work schedule whenever possible. All work schedule adjustments must be approved by the supervisor. The City will pay 50% of the cost of tuition and course materials upon successful completion (C grade), 75% reimbursement upon completion with a “B” or “A” grade. Courses taken “pass/fail” will be reimbursed at the same percentage as a C grade (if passed). All reimbursements will be prorated for benefit-earning part-time employees. The maximum reimbursement will be $1500 per year per employee, subject to budget limitations. Employees must reimburse the city if they voluntarily leave employment within twelve (12) months of reimbursement. Employee Discounts (Community Center and More) Employees, elected officials, and select board and commission members are eligible to receive discounts at a wide variety of businesses throughout the area including discounted single and family memberships to the Monticello Community Center via the Minnesota Employee Resource+ Service Company (MERSC) discount program. More information is available on MERSC’s website MERSC.com. Holidays Paid holidays for City employees include: New Year’s Day Juneteenth Thanksgiving Day Martin Luther King Jr. Day July 4th Friday after Thanksgiving President’s Day Labor Day Christmas Eve Memorial Day Veterans Day Christmas Day All eligible full-time employees will receive 12 holidays per year for each full year worked. Full- time employees eligible for holiday pay shall receive full pay for eight (8) hours straight time for each of the holidays listed. To be eligible for full holiday pay, the employee must be a regular or probationary full-time employee and must work the full shift on the last scheduled workday before and after the holiday or be on a pre-approved paid absence for those days. 37 Regular part-time benefit-earning employees who are regularly scheduled to work thirty (30) or more hours per week, or who have averaged thirty (30) or more hours per week for at least six months, shall receive four (4) hours of straight time pay for each of the holidays listed. When a holiday falls on a Sunday, the following Monday shall be the “observed” holiday and when a holiday falls on a Saturday, the preceding Friday shall be the “observed” holiday for City operations/facilities that are closed on holidays. This provision does not apply to employees whose regular schedule requires them to work Saturdays and/or Sundays where the facility in which they work is open that day. Holiday Pay and Usage Non-exempt, full-time and benefit-eligible part-time employees required to work on a holiday will be paid for the hours worked, plus will receive either an additional eight (8) hours of holiday pay or a compensatory day off during that pay period as determined by the supervisor and employee. If the total hours with the eight (8) hours of holiday pay require a non-exempt employee to work more than forty (40) hours that week, they will be eligible for overtime for all hours over forty (40). Exempt employees required to work on a holiday are allowed to take another compensatory day off within the same pay period. If special circumstances make it impossible for the employee to take their holiday within the same pay period, the City Administrator can approve use at a later date. All official holidays shall be considered to commence at the beginning of the first shift of the day on which the holiday is observed and continue for twenty-four (24) hours thereafter. Holiday balances and unused holiday time is not paid out at the time of termination. 15.0 Leaves of Absences Paid Time Off (PTO) Paid time off (PTO) provides all full-time and part-time benefited employees with paid time away from work that can be used for any purpose including all allowable reasons under Minnesota’s Earned Sick and Safety Time (ESST). PTO must be scheduled in advance and have supervisory approval, except in the case of illness or emergency. PTO does not replace pay for City observed holidays, bereavement leave, jury duty, court leave, or military leave. Transition to PTO (hired prior to 12/31/2015) Vacation balances as of 12/31/15 will be converted to PTO hours on an hour for hour basis on January 1, 2016. Example: Vacation balance as 12/31/15 + Annual PTO = PTO balance as of 1/1/2016 38 Sick balances as of 12/31/15 will be paid out at 50% into the MN State Healthcare Savings Plan (HCSP). Remaining sick time hours after payment will be transferred to an Extended Medical Bank (EMB). Extended Medical Benefit (EMB) Any remaining sick hours after payment into the HCSP will be placed in an EMB which provides income protection insurance for employees in case of a serious illness. EMB hours may be used to cover lost wages during a qualified unpaid Family Medical Leave (FMLA) or to “top-off” a wages while on an approved MN Paid Leave (MNPL). This benefit is meant as insurance. There is no additional accrual to this bank, and it is not paid out upon termination. Types of PTO Leave 1. Planned PTO is requested and approved prior to the date the employee is taking off. 2. Unplanned PTO is time off reported on the date the employee will not be reporting to work. When leave is unplanned, the employee must notify their supervisor within one hour of the employee’s scheduled workday, or if the employee is already at work, the employee must notify their supervisor prior to leaving work. Unplanned leave may be denied if it would result in the department not being able to meet minimum staffing levels unless the absence qualifies as ESST usage. If an employee’s use of unplanned leave indicates a pattern suggesting abuse that interferes with the minimum staffing levels or the ability of the department to conduct business appropriately, the supervisor shall notify the employee. If such abuse continues the employee may be subject to denial of unplanned leave or disciplinary action. Medical Certification Good attendance is an essential job function for all city employees, if unplanned absences exceed 2 days, a doctor’s certification may be required. The documentation provisions referenced in the Earned Sick and Safe Time Act, Minn. Stat.181.9447, subd. 3(b), shall not apply to PTO available to an employee for absences from work in excess of the minimum amount required by ESST. Annual PTO Schedule Non-Exempt (Hourly): Exempt (Salaried): Less than 6 years 128 Hours/16 days Less than 8 years 168 Hours/21 days 6 thru 10 years 168 Hours/21 days 8 -24 years 224 Hours/28 days 11-24 years 224 Hours/28 days 25 years 232 Hours/29 days 25 years 232 Hours/29 days 26 years 240 Hours/30 days 26 years 240 Hours/30 days 27 years 248 Hours/31 days 27 years 248 Hours/31 days 39 28 years 256 Hours/32 days 28 years 256 Hours/32days 29 years 264 Hours/33 days 29 years 264 Hours/33 days 30 years 272 Hours/34 days 30 years 272 Hours/34 days The hours listed above are 50% for part-time benefited employees (30-35 hours per week). PTO hours will be placed in the employees’ bank on January 1 of each year based on time with the city as of January 1 of each year. Example: An hourly employee who celebrates their 10-year anniversary on June 6 will receive 168 hours the following January 1 plus an additional 28 hours (56 hrs./12 mo.*6 mo.) of prorated PTO for a total of 196 hours. Mid-year hires and terminations will be pro-rated accordingly. The month of hire does not count towards pro-rated credit in the first year of employment. For mid-year terminations, if an employee has used more than their pro-rated amount for the year, the overpayment of PTO will be deducted from their final paycheck. Probationary Employees Probationary employees are not typically able to use more than forty-eight (48) hours of PTO during their first six (6) months of employment. Annual Usage Requirement Employees must use at least 50% of their annual accrual each year. Annual Contribution to the MN State Healthcare Savings Plan (HCSP) PTO balances over 320 hours as of the first payroll in December will be paid into the HCSP (maximum of 48 hours) based on the employee’s current hourly rate of pay. The HCSP deposit does not count towards an employee’s 50% usage requirement. Employees who use bereavement leave during the year will not be allowed to roll hours into the HCSP. Carry-Over Employees may carry over up to 320 hours of PTO each year into the next year. Any hours over 320 will be forfeited at year-end, unless due to a qualifying (unusual or non-recurring) circumstance the City Administrator approves an extension or cash payment to avoid a loss of PTO time. All qualifying circumstances must be reported to the Personnel Committee on an annual basis. 40 Unpaid Leave Employees must normally use all earned PTO prior to taking unpaid leave with the exception of the Minnesota Paid Leave. If the leave qualifies under the Parenting Leave or Family Medical Leave Act (FMLA), the employee may retain a balance of forty (40) hours when going on unpaid leave. Any exceptions must be approved by the City Administrator. PTO Donation Employees may transfer their earned PTO hours from one employee to another under the following conditions: 1. Such transfers can be made only after the showing of unique or special circumstance and only upon the approval of the City Administrator. Before such transfer will be approved, the proposed recipient of the transfer must be eligible for PTO and have used all his/her PTO. 2. Donated time must be used within the year donated and is not eligible for rollover into a new year. 3. PTO transfer shall be limited to forty (40) hours per donor. Such transfer shall be made on a dollar-for-dollar basis. The worth of the leave shall be adjusted to the pay level of the donor. Therefore, if the salary of the donor is greater than the recipient’s, one day of leave from the donor shall result in more than one (1) full day to the recipient. Conversely, if the salary of the donor is less than the recipient, the one-day of leave from the donor shall result in less than one full day. 4. Requests for such transfer of PTO must be submitted in writing to the Human Resources Manager or designee, who shall handle all communications between recipient and donor. When a donor volunteers such transfer, he/she must first execute a release document for such transfer that will be kept on file in the Human Resource Department. 5. When a transfer has been finalized in accordance with the rules and approved by the Human Resources Manager and City Administrator, the Finance Department shall take necessary accounting action to reflect such transfer. Earned Sick and Safe Time (ESST) Eligibility Earned Sick and Safe Time (ESST) is paid time off provided to employees (including part-time, paid on call, temporary and seasonal employees) performing at least 80 hours of work in a calendar year for the City. Employees only need to qualify for this benefit once (meaning work at least 80 hours), typically at the time of hire. For example, if a part-time employee who worked 100 hours in one year 41 (and thus qualified for ESST since they worked at least 80 hours in the calendar year), but in a subsequent year worked only 70 hours, the employee would continue to earn ESST in the second year at the rate of one hour for every 30 hours worked. Accrual of Earned Sick and Safe Time Full-Time and Part-Time Benefited Employees The current PTO policy is less restrictive and more generous than the State’s ESST policy; therefore, employees on the PTO plan are not eligible for additional time under the City’s ESST policy. Part-Time, Seasonal and Temporary Employees Part-time, seasonal, and temporary employees will accrue one (1) hour of ESST for every 30 hours worked, up to a maximum of 48 hours per year. Paid On Call Firefighters Paid on-call firefighters will accrue one (1) hour of ESST for every 30 hours worked, up to a maximum of 48 hours per year. • Officers will be required to track and submit hours worked each payroll for duties performed under the stipend arrangement to ensure proper accrual of ESST. Paid Board and Commission Members Meeting hours will be monitored for Board and Commission members who are paid based on meeting attendance and any member who meets the ESST eligibility requirements will accrue 1 hour of ESST for every 30 hours worked, up to a maximum of 48 hours per year. City Council Members Elected Officials are not considered employees under the ESST law and, therefore, will not accrue ESST. Earned Sick and Safe Time Use After 80 hours worked the leave may be used in 15-minute increments for the following circumstances: • An employee’s own: o Mental or physical illness, injury or other health condition o Need for medical diagnosis, care or treatment, of a mental or physical illness 42 o injury or health condition o Need for preventative care o Closure of the employee's place of business due to weather or other public emergency o The employee's inability to work or telework because the employee is prohibited from working by the city due to health concerns related to the potential transmission of a communicable illness related to a public emergency, or seeking or awaiting the results of a diagnostic test for, or a medical diagnosis of, a communicable disease related to a public emergency and the employee has been exposed to a communicable disease or the city has requested a test or diagnosis. o Absence due to domestic abuse, sexual assault, or stalking of the employee provided the absence is to: o Seek medical attention related to physical or psychological injury or disability caused by domestic abuse, sexual assault, or stalking o Obtain services from a victim services organization o Obtain psychological or other counseling o Seek relocation or take steps to secure an existing home due to domestic abuse, sexual assault or stalking o Seek legal advice or take legal action, including preparing for or participating in any civil or criminal legal proceeding related to or resulting from domestic abuse, sexual assault, or stalking • Care of a family member: o With mental or physical illness, injury or other health condition who needs medical diagnosis, care or treatment of a mental or physical illness, injury or other health condition Who needs preventative medical or health care Whose school or place of care has been closed due to weather or other public emergency When it has been determined by health authority or a health care professional that the presence of the family member of the employee in the community would jeopardize the health of others because of the exposure of the family member of the employee to a communicable disease, whether or not the family member has actually contracted the communicable disease 43 o Absence due to domestic abuse, sexual assault or stalking of the employee’s family member provided the absence is to:  Seek medical attention related to physical or psychological injury or disability caused by domestic abuse, sexual assault, or stalking  Obtain services from a victim services organization  Obtain psychological or other counseling  Seek relocation or take steps to secure an existing home due to domestic abuse, sexual assault or stalking  Seek legal advice or take legal action, including preparing for or participating in any civil or criminal legal proceeding related to or resulting from domestic abuse, sexual assault, or stalking o Closure of a family member’s school or care facility due to weather or public emergency. o To make arrangements or attend funeral services or a memorial, or address financial or legal matters arising aft the death of a family member. • Employees are allowed to supplement, or "top off," any Minnesota Paid Leave (MNPL) benefit with accrued ESST. If you choose to supplement your MNPL benefits in this way, the combined weekly sum of MNPL benefits and city-provided paid leave benefits cannot exceed 100% of your regular wage. For ESST purposes, family member includes an employee’s: • Spouse or registered domestic partner; • Child, foster child, adult child, legal ward, child for whom the employee is legal guardian, or child to whom the employee stands or stood in loco parentis (in place of parent); • Sibling, step sibling or foster sibling; • Biological, adoptive or foster parent, stepparent or a person who stood in loco parentis (in place of parent) when the employee was a minor child; • Grandchild, foster grandchild, or step grandchild; • Grandparent or step grandparent; • A child of a sibling of the employee (niece or nephew); • A sibling of the parent of the employee (aunt or uncle); • A child-in-law or sibling-in-law; 44 • Any of the above family members of a spouse or registered domestic partner; • Any other individual related by blood or whose close association with the employee is the equivalent of a family relationship; • Up to one (1) individual annually designed by the employee. Firefighters unable to respond to a call due to one of the circumstances as noted above are permitted to use ESST to cover their lost time. Usage of ESST will count towards call percentage requirements. Payment of Earned Sick and Safe Time The hourly rate of ESST pay is the same hourly rate an employee earns from employment with the City. For employees with multiple positions within the City, the ESST pay amount will be based on the position in which the employee was scheduled to work when the leave was taken. ESST is not considered hours worked for the purposes of overtime, or premium pay. Notice for use of Earned Sick and Safe Time If the need for ESST is foreseeable, the City requires seven (7) days advance notice in writing or email to the employee’s supervisor or their designee. However, if the need is unforeseeable, employees must provide notice in-person or via phone/text of the need for ESST to their supervisor or their designee as soon as practicable. When an employee uses ESST for more than two (2) consecutive workdays, the City may require appropriate supporting documentation (such as medical documentation supporting medical leave, court records or related documentation to support safety leave). However, if the employee or employee’s family member did not receive services from a health care professional, or if documentation cannot be obtained from a health care professional in a reasonable time or without added expense, then reasonable documentation may include a written statement from the employee indicating that the employee is using, or used, ESST for a qualifying purpose. The City will not require an employee to disclose details related to domestic abuse, sexual assault, or stalking or the details of the employee’s or their family member’s medical condition. In accordance with state law, the City will not require an employee using ESST to find a replacement worker to cover the hours the employee will be absent. Employees can voluntarily find replacement workers or trade shifts to cover a missed shift. Unless otherwise noted in the policy, ESST can normally only be used to cover scheduled missed shifts. Any deviation from this policy must be approved by the Human Resources Manager or City Administrator. 45 Total Accrual and Carry Over of Earned Sick and Safe Time Employees are eligible to carry over accrued but unused ESST into the following year, but the total accrual of unused ESST hours shall not exceed 80 hours. ESST will not accrue once an employee has accrued a balance of 80 hours of unused ESST. Benefits and Return to Work Protections During an employee’s use of ESST an employee will continue to receive the City’s employer insurance contribution as if they were working, provided the employee continues paying for any share of their insurance premiums. An employee returning from time off using accrued ESST is entitled to return to their City employment at the same rate of pay received when their leave began, plus any automatic pay adjustments that may have occurred during the employee’s time off. Seniority during ESST absences will continue to accrue as if the employee had not taken ESST. Termination and Reinstatement of Earned Sick and Safe Time-Rehired Employees Unused earned ESST is not paid out at termination, resignation, retirement, or other separation of employment, except as provided below. When there is a separation from employment with the City and the employee is rehired again within 180 days of separation, previously accrued ESST that had not been used will be reinstated. An employee is entitled to use and accrue ESST at commencement of reemployment. Retaliation The City shall not discharge, discipline, penalize, interfere with, or otherwise retaliate or discriminate against an employee for asserting ESST rights, requesting ESST, or pursuing remedies. Further, use of ESST will not be factored into any attendance point system the City may use. Additionally, it is unlawful to report or threaten to report a person or a family member’s immigration status for exercising a right under ESST. Bereavement Leave All full-time benefited employees are eligible for bereavement leave equivalent to 100% of the employee’s wage. Up to five (5) days may be granted with the approval of the Department Head for absences related to the death of an immediate family member. Immediate family includes spouse, child or foster child, parents, grandparents, stepparents, stepchildren, and siblings. Up to three (3) days will be granted for the death of an aunt, uncle, stepbrother, stepsister, and in-laws including mother, father, sister, and brother. 46 PTO is available for individuals not covered under the bereavement policy. Employees who use bereavement leave during the year will not be allowed to roll hours into the MN State HCSP in that same year. Minnesota Paid Leave- Effective 1/1/26 The City of Monticello provides time off to eligible employees who qualify for Minnesota Paid Leave (MNPL) benefits under Minnesota law. The city is a participant in the State of Minnesota’s Paid Leave program. Premiums MNPL benefits are funded through premium contributions payable to the State of Minnesota. The premium cost will be split between the city and employee as follows: The City of Monticello will pay 50% of the required premium and employees will pay 50% of the premium through payroll deductions starting January 1, 2026. The city is responsible for sending premiums to the State on behalf of all employees. Eligibility Eligibility determinations for MNPL benefits are made by the State of Minnesota. Generally, to be eligible for MNPL, you must: • Work at least 50% of the time from a location in Minnesota, including employees who work from home or spend time in other states occasionally. • Meet the financial eligibility requirements by having earned over a specific amount of wages as defined under Minnesota law at the time of your requested leave. Benefit Amount An employee's weekly benefits are calculated and determined by the State. A benefits calculator is available on the MNPL website (paidleave.mn.gov) to help employees estimate their premium costs and available benefit. Definitions • Family member includes: o Spouse or partner o Child (including biological, adopted, step, or foster children, or a child you raise even if you are not legally related) o Parent or person who raised you o Sibling o Grandchild or grandparent o In-laws (including son, daughter, father, or mother) 47 o Anyone close to you who depends on you like family, even if not related by blood • A serious health condition means a physical or mental illness, injury, impairment, condition, or substance use disorder. Taking care of yourself for this serious condition may involve evaluation, treatment, inpatient care, recovery, or not being able to perform regular work, attend school, or do regular daily activities. This includes childbirth, conditions related to pregnancy, or surgery. Leave Entitlement and Usage The State of Minnesota may approve MNPL leave for the following conditions in a benefit year: • Up to 12 weeks of medical leave (for yourself) to take care for your own serious health condition, including pregnancy, childbirth, recovery, or surgery. • Up to 12 weeks of family leave to: o Bond with a child through birth, adoption, or foster placement o Care for a family member with a serious health condition o Support a military family member called to active duty o Respond to issues related to domestic violence, sexual assault for yourself or a family member You can take both types of leave in the same year, but you cannot exceed 20 weeks total within a single benefit year. For example, an employee may be entitled to 12 weeks of family leave to bond with a child and another 8 weeks of medical leave for their serious health condition. Your benefit year starts the first day you take Paid Leave. There is no waiting period for MNPL if you are granted the benefit. MNPL Intermittent Leave Employees may apply for intermittent leave in most cases, provided the leave is reasonable and appropriate to the needs of the individual requiring care. Eligibility In addition to the other eligibility requirements under the MN Paid Leave law, employees seeking intermittent leave must have at least eight (8) hours of accumulated leave (unless more than 30 days have lapsed since taking the initial leave). Notice In situations where employees seek MNPL on an intermittent basis, employees must make a reasonable effort to provide written notice to the Human Resources Manager or their designee and their supervisor of the need for intermittent leave before applying for benefits through the Paid Leave program. As part of the notice, employees must provide the city with the following: 48 1. Proposed intermittent leave schedule, making reasonable effort to schedule leave so as not to unduly disrupt the City’s operations; and 2. Completed certification from a health care provider identifying the leave as necessary and a reasonable estimate of the frequency and duration and treatment schedule for the leave. Increments of Leave & Maximum Number of Hours Consistent with other forms of leave provided by the city, employees may take intermittent leave in increments of 15 minutes. If eligible for intermittent leave, the city allows a maximum of 480 hours of intermittent leave in any 12-month period. After reaching the maximum amount of allowed intermittent leave, employees may request continuous MNPL provided the continuous leave does not exceed the maximum amount of MNPL allowed by law. Notice Requirement Prior to starting a MNPL claim with the State, employees should reach out to their supervisor and the Human Resources Manager or their designee to notify them of your intention to take leave. If the need is foreseeable, you must provide notice verbally or in writing at least 30 days prior to taking leave. If the leave is not foreseeable you may still be able to take leave under MNPL, but you must provide as much notice as practicable, as defined in Minn. Stat. 268B.085, subd. 1(b). If the employee fails to provide sufficient notice to the City of their need for MNPL, the City may dispute the employee’s MNPL claim upon receipt of the employee’s individual attestation from the State. How to Apply for Minnesota Paid Leave 1. Notify your supervisor and the Human Resources Manager or their designee. 2. Apply with the State. You will be able to apply for MNPL at paidleave.mn.gov. You can also apply over the phone if needed. After you apply, you will receive a determination from Paid Leave, which is the official decision from the program about whether your application was approved or denied. If you are approved for Paid Leave, the payment will be sent to the bank account or prepaid debit card selected in your application. 49 Extending/Changing Leave or Terminating Leave Early If an employee intends to end their leave before the approved leave period, they must provide notice at least two business days in advance where foreseeable or as soon as practicable. If any employee intends to extend their approved leave period, change an approved intermittent leave schedule, change from an intermittent leave schedule to a continuous leave schedule, or change from a continuous leave schedule to an intermittent leave schedule, the employee must provide notice in advance as soon as practicable prior to the expiration of the approved leave period or schedule. Interaction with Other Laws and Benefits MNPL will run concurrently with leave taken for the same purpose under the Family and Medical Leave Act (FMLA) and/or Minnesota Women’s Economic Security Act (WESA) pregnancy and parenting leave. Supplementing MNPL Benefits with Accrued Paid Leave If you are receiving MNPL benefits, the city allows you to supplement, or "top off" your MNPL benefits with accrued PTO, ESST, compensatory time, and EMB (available after 40 hours of PTO). If you choose to supplement your MNPL benefits in this way, the combined weekly sum of MNPL benefits and city-provided paid leave benefits cannot exceed 100% of your regular wage. Maintaining Health Coverage During Leave Unless the employee revokes coverage while on MNPL, the city will continue to provide group health insurance coverage for an employee on MNPL under the same conditions as the coverage was provided before the employee took leave. You must continue to make timely payments of your share of the premiums for such coverage. If you are not using paid time off to cover part or all of the leave, you will be responsible for remitting your portion of health premiums to the city in order to ensure continuation of benefits. The employee will be required to continue payment of the employee portion of group insurance coverage while on leave. An employee’s share of premium payments for their group health insurance coverage may, at the employee’s option be: 1. Prepaid at or before the start of the leave through payroll deduction; 2. Paid while on leave via check every 30 days or for the duration that the employee is on leave; or 3. Postpaid after the leave has ended on agreed upon amounts via payroll deduction. 50 Group health insurance may be cancelled if an employee’s premium payment is 30 days late. Before terminating coverage, the city will provide written notice to the employee at least 15 days before the coverage is terminated listing the final date payment is due (30 days past the due date) to avoid cancellation and the date coverage will end if payment is not received. Coverage that lapses due to nonpayment of premiums will be reinstated immediately upon return to work without a waiting period. Reinstatement Upon return from covered MNPL, you will be reinstated to your previous position or to an equivalent position, with the same status, pay, employment benefits, length-of-service credit, and seniority credit as of the date your leave began as long as you have worked for the city for a minimum of 90 calendar days. Upon return to work, if it becomes evident that the employee is unable to perform the key essential functions of their position (with or without reasonable accommodation), the city may engage in an interactive process, consistent with the American with Disability Act (ADA) and/or Minnesota Human Rights Act (MHRA) and other applicable workplace policies, including workplace safety protocols, to determine appropriate next steps. Retaliation The city will not interfere or retaliate against employees who request or take leave in accordance with the MN Paid Leave law. Family and Medical Leave Eligibility To qualify to take Family and Medical Leave (FMLA) leave under this policy, an employee must meet all the following conditions: 1. Has worked for the City for 12 months (or 52 weeks) prior to the date the leave is to commence. The 12 months or 52 weeks need not have been consecutive; however, the city will not consider any service 7 years prior to the employee’s most recent hire date. 2. Has worked at least 1,250 hours during the 12-month period prior to the date when the leave is requested to commence. The principles established under the Fair Labor Standards Act (“FLSA”) determine the number of hours worked by an employee. Types of Leave Covered by FMLA Leave will be granted to all eligible employees for any of the following reasons: • The birth of a child, including prenatal care, or placement of a child with the employee for adoption or foster care; 51 • To care for a spouse, child, or parent who has a serious health condition; • Due to a serious health condition that makes the employee unable to perform the essential functions of the position; • A covered military member’s active duty or call to duty or to care for a covered military member (Military Caregiver and Qualified Exigency Leave-described below). Pay During FMLA Designated Leave If you are receiving MNPL benefits while you are out on designated FMLA, you may supplement, or "top off," your MNPL benefits with paid leave including PTO, ESST, compensatory time, or EMB (after 40 hours of PTO) leave. If you choose to supplement your MNPL benefits in this way, the combined weekly sum of MNPL benefits and employer-provided paid leave benefits cannot exceed 100% of your regular wage. Employees who are NOT receiving MNPL benefits while on an FMLA qualified leave are required to use PTO, and any compensatory time earned prior to taking unpaid FMLA leave. Employees have the option to retain a maximum balance of 40 hours combined PTO and compensatory time for use when they return from leave. Definitions “Spouse” does not include domestic partners or common-law spouses. “Caring for” a covered family member includes psychological as well as physical care. It also includes acquiring care and sharing care duties. An eligible “child,” with some exceptions, is under 18 years of age. An eligible “parent” includes a biological parent or a person who stood in the place of a parent “Serious Health Condition” means an illness, injury, impairment, or physical or mental condition that involves one of the following: • Hospital Care: Any period of incapacity or treatment connected with inpatient care (i.e., an overnight stay) in a hospital, hospice, or residential medical care facility; • Pregnancy: Any period of incapacity due to pregnancy, prenatal medical care or childbirth; • Absence Plus Treatment: A period of incapacity of more than three (3) consecutive calendar days that also involves continuing treatment by or under the supervision of a health care provider. • Chronic Conditions Requiring Treatments: An incapacity from a chronic condition which requires periodic visits for treatment by a health care provider, continues over an extended period of time, and may cause episodic rather than a continuing period of incapacity; • Permanent/Long-Term Conditions Requiring Supervision 52 • Multiple Treatments: Any period of absence to receive multiple treatments (including any period of recovery therefrom) by a health care provider or by a provider of health care services under orders of, or on referral by, a health care provider. Length and Amount of Leave The length of FMLA leave is not to exceed twelve (12) weeks in any twelve (12) month period. The leave year is calculated based on a 12-month period measured forward from the first date an employee takes FMLA leave. The entitlement to FMLA leave for the birth or placement of a child for adoption expires twelve (12) months after the birth or placement of that child. How Leave May Be Taken FMLA leave may be taken for 12 (or less) consecutive weeks, may be used intermittently (a day periodically when needed), or may be used to reduce the workweek or workday, resulting in a reduced hour schedule. In all cases, the leave may not exceed a total of 12 work weeks. Intermittent leave may be taken when medically necessary for the employee’s serious health condition or to care for a seriously ill family member. Intermittent leave must be documented in the medical certification form as medically necessary. If an employee is taking intermittent leave or leave on a reduced schedule for planned medical treatment, the employee must make a reasonable effort to schedule the treatment so as not to disrupt the city’s business. In instances when intermittent or reduced schedule leave for the employee or employee's family member is foreseeable or is for planned medical treatment, including recovery from a serious health condition, the city may temporarily transfer an employee to an available alternative position with equivalent pay and benefits if the alternative position would better accommodate the intermittent or reduced schedule. Intermittent/reduced scheduled leave may be taken to care for a newborn or newly placed adopted or foster care child only with the city’s approval. Procedure for Requesting Leave and Notice All employees requesting FMLA leave must provide written or verbal notice of the need for the leave to their Supervisor and the Human Resources Department. When the need for the leave is foreseeable, the employee must give verbal or written notice at least 30 days prior to the date on which leave is to begin. If 30 days’ notice cannot be given, the employee is required to give as much notice as practicable, including following required call-in procedures. 53 The City requires an employee on FMLA leave to report periodically on the employee’s status and intent to return to work. Certification and Documentation Requirements For leave due to an employee’s serious health condition or that of an employee’s family member, the city will require the completion of a Medical Certification form by the attending physician or practitioner. The form must be submitted by the employee to the Human Resources Manager within fifteen (15) calendar days after leave is requested. If the form is not submitted in a timely fashion, the employee must provide a reasonable explanation for the delay. Failure to provide medical certification may result in a denial or delay of the leave. When leave is due to an employee’s own serious health condition, a fitness for duty certification (FFD) will be required before an employee can return to work. Failure to timely provide such certification may eliminate or delay an employee’s right to reinstatement under the FMLA. If an employee is using intermittent leave and reasonable safety concerns exist regarding the employee’s ability to perform his or her duties, a FFD certificate may be required as frequently as every 30 days during periods when the employee has used intermittent leave. Recertification of leave may be required if the employee requests an extension of the original length approved by the city or if the circumstances regarding the leave have changed. Recertification may also be required if there is a question as to the validity of the certification or if the employee is unable to return to work due to the serious health condition. Second and Third Medical Opinions The City may require an employee obtain a second opinion from a provider which the city selects. If necessary to resolve a conflict between the original certification and the second opinion, the city may require the opinion of a third doctor. This third opinion will be considered final. An employee will be provisionally entitled to leave and benefits under the FMLA pending the second and/or third opinion. Annual Medical Certification and Recertification Where the employee's need for leave due to the employee's own serious health condition lasts beyond a single leave year, the city will require employees to provide a new medical certification in each subsequent leave year. Reinstatement Employees returning from Family and Medical Leave will be reinstated in their former position or a position equivalent in pay, benefits and other terms and conditions of employment. An employee's reinstatement rights are the same as they would have been had the employee not been on leave. Thus, if an employee's position had been eliminated or an employee would have 54 been terminated but for the leave, the employee would not have the right to be reinstated upon return from leave. Upon return to work, if it becomes evident that the employee is unable to perform the key essential functions of their position (with or without reasonable accommodation), the city may engage in an interactive process, consistent with the American with Disability Act (ADA) and/or Minnesota Human Rights Act (MHRA) and other applicable workplace policies, including workplace safety protocols, to determine appropriate next steps. Maintaining Group Health Insurance and Other Benefits During Leave Unless the employee revokes coverage while on FMLA leave, the city will continue to provide group insurance coverage for an employee on FMLA leave under the same conditions as the coverage was provided before the employee took leave. You must continue to make timely payments of your share of the premiums for such coverage. If you are not using paid time off to cover part or all of the leave, you will be responsible for remitting your portion of health premiums to the city in order to ensure continuation of benefits. The employee will be required to continue payment of the employee portion of group insurance coverage while on leave. An employee’s share of premium payments for their group health insurance coverage may, at the employee’s option be: 1. Prepaid at or before the start of the leave through payroll deduction; 2. Paid while on leave via check every 30 days or for the duration that the employee is on leave; or 3. Postpaid after the leave has ended on agreed upon amounts via payroll deduction. Group health insurance may be cancelled if an employee’s premium payment is 30 days late. Before terminating coverage, the city will provide written notice to the employee at least 15 days before the coverage is terminated listing the final date payment is due (30 days past the due date) to avoid cancellation and the date coverage will end if payment is not received. Coverage that lapses due to nonpayment of premiums will be reinstated immediately upon return to work without a waiting period. If there are changes in the city's contribution levels while the employee is on leave, those changes will take place as if the employee were still on the job. Interaction with Other Laws and Benefits FMLA will run concurrently with any leave and/or wage supplement for which you may be eligible for under local, state, or federal law which may include MNPL and/or Minnesota Women’s Economic Security Act (WESA) Pregnancy and Parenting leave. 55 Failure to Return to Work After FMLA Leave Except when the employee is also receiving MNPL benefits, under certain circumstances, if the employee does not return to work at the end of the FMLA leave for at least 30 calendar days, the city may require the employee to repay the portion of the monthly cost paid by the city for group health plan benefits. The city may also require the employee to repay any amounts the city paid on the employee’s behalf to maintain benefits other than group health plan benefits. FMLA- Qualified Exigency and Military Caregiver Leave Qualified Exigency Eligible employees (described above) whose spouse, son, daughter, or parent either has been notified of an impending call or order to covered active military duty or who is already on covered active duty may take up to 12 weeks of leave for reasons related to or affected by the family member’s call-up or service. The qualifying exigency must be one of the following: (1) short-notice deployment; (2) military events and activities; (3) childcare and school activities; (3) financial and legal arrangements; (5) counseling; (6) rest and recuperation; (7) post-deployment activities; (8) parental care; or (9) additional activities that arise out of active duty, provided that the employer and employee agree, including agreement on timing and duration of the leave. Military Caregiver Leave An employee eligible for FMLA leave (described above) who is the spouse, son, daughter, parent, or next of kin of a covered servicemember may take up to 26 weeks in a single 12- month period to care for that servicemember. The family member must be a current member of the Armed Forces (including a member of the National Guard or Reserves), who has a serious injury or illness incurred in the line of duty on active duty for which he or she is undergoing medical treatment, recuperation, or therapy, or otherwise is on outpatient status or on the temporary disability retired list. Eligible employees may not take leave under this provision to care for former members of the Armed Forces, former members of the National Guard and Reserves, or members on the permanent disability retired list. DEFINITIONS A “son or daughter of a covered servicemember” means the covered servicemember’s biological, adopted, or foster child, stepchild, legal ward, or a child for whom the covered servicemember stood in loco parentis, and who is of any age. 56 A “parent of a covered servicemember” means a covered servicemember’s biological, adoptive, step, or foster father or mother, or any other individual who stood in loco parentis to the covered servicemember. This term does not include parents “in law.” The “next of kin of a covered servicemember” is the nearest blood relative, other than the covered servicemember’s spouse, parent, son, or daughter, in the following order of priority: blood relatives who have been granted legal custody of the servicemember by court decree or statutory provisions, brothers and sisters, grandparents, aunts and uncles, and first cousins, unless the covered servicemember has specifically designated in writing another blood relative as his or her nearest blood relative for purposes of military caregiver leave under the FMLA. When no such designation is made, and there are multiple family members with the same level of relationship to the covered servicemember, all such family members shall be considered the covered servicemember’s next of kin and may take FMLA leave to provide care to the covered servicemember, either consecutively or simultaneously. When such designation has been made, the designated individual shall be deemed to be the covered servicemember’s only next of kin. “Covered active duty” means: • “Covered active duty” for members of a regular component of the Armed Forces means duty during deployment of the member with the Armed Forces to a foreign country. • “Covered active duty” for members of the reserve components of the Armed Forces (members of the U.S. National Guard and Reserves) means duty during deployment of the member with the Armed Forces to a foreign country under a call or order to active duty in a contingency operation as defined in section 101(a)(13)(B) of Title 10 of the United States Code. “Covered servicemember” means: • An Armed Forces member (including the National Guard or Reserves) undergoing medical treatment, recuperation, or therapy or otherwise in outpatient status or on the temporary disability retired list, for a serious injury or illness”; or • A veteran who is undergoing medical treatment, recuperation, or therapy, for a serious injury or illness and who was a member of the Armed Forces (including a member of the National Guard or Reserves) at any time during the period of 5 years preceding the date on which the veteran undergoes that medical treatment, recuperation, or therapy. “Serious injury or illness” means: • In the case of a member of the Armed Forces (including a member of the National Guard or Reserves), means an injury or illness that was incurred by the member in line of duty on active duty in the Armed Forces (or existed before the beginning of the member’s active duty and was aggravated by service in line of duty on active duty in the Armed 57 Forces) and that may render the member medically unfit to perform the duties of the member’s office, grade, rank, or rating; and • In the case of a veteran who was a member of the Armed Forces (including a member of the National Guard or Reserves) at any time during a period when the person was a covered servicemember, means a qualifying (as defined by the Secretary of Labor) injury or illness incurred by a covered servicemember in the line of duty on active duty that may render the servicemember medically unfit to perform the duties of his or her office, grade, rank or rating. Amount of Leave- Qualified Exigency An eligible employee can take up to 12 weeks of leave for a qualified exigency under the FMLA. Amount of Leave- Military Caregiver An eligible employee taking military caregiver leave is entitled to 26 workweeks of leave during a “single 12-month period.” The “single 12-month period” begins on the first day the eligible employee takes FMLA leave to care for a covered servicemember and ends 12 months after that date. Leave taken for any FMLA reason counts towards the 26-week entitlement. If an employee does not take all 26 workweeks of leave to care for a covered servicemember during this “single 12-month period,” the remaining part of the 26 workweeks of leave entitlement to care for the covered servicemember is forfeited. 29 C.F.R. § 825.127(e)(1) (2017). Certification of Qualifying Exigency for Military Family Leave The city will require certification of the qualifying exigency for military family leave. The employee must respond to such a request within 15 days of the request or provide a reasonable explanation for the delay. Failure to provide certification may result in a denial of continuation of leave. This certification will be provided using the DOL Certification of Qualifying Exigency for Military Family Leave. Certification for Serious Injury or Illness of Covered Servicemember for Military Family Leave The city will require certification for the serious injury or illness of the covered service member. The employee must respond to such a request within 15 days of the request or provide a reasonable explanation for the delay. Failure to provide certification may result in a denial of continuation of leave. This certification will be provided using the DOL Certification for Serious Injury or Illness of Covered Servicemember. All other provisions of the FMLA policy, including Use of Paid Leave, Employee Status and Benefits During Leave, Procedure for Requesting Leave, and Benefits During Leave and Reinstatement, are outlined above in the FMLA policy. 58 Minnesota Pregnancy and Parenting Leave Overview and Eligibility All employees are entitled to take an unpaid pregnancy and/or parenting leave of absence under the Minnesota Women’s Economic Security Act (WESA). Female employees for prenatal care, or incapacity due to pregnancy, childbirth, or related health conditions as well as a biological or adoptive parent in conjunction with the birth or adoption of a child, are eligible for up to 12 weeks of unpaid leave. Any paid or unpaid leave taken for prenatal care medical appointments will not count toward the 12-week leave. Additionally, leave under this section must begin within twelve months of the birth or adoption of the child. In the case where the child must remain in the hospital longer than the mother, the leave must begin within 12 months after the child leaves the hospital. Employees should provide reasonable notice, which is at least thirty (30) days. If the leave must be taken in less than thirty (30) days, the employee should give as much notice as practicable. Interaction with Other Laws and Benefits Leave under this section runs concurrently with any leave and/or wage supplement for which you may be eligible for under local, state, or federal law which may include MN Paid Leave (MNPL) and/or FMLA leave. Employees may choose, but are not required, to use any accrued paid leave during this leave. When the employee is also receiving MNPL benefits, the combined weekly sum of MNPL benefits and any city-provided paid leave benefits cannot exceed your Individual Average Weekly Wage (IAWW). For more information, contact the Human Resources Department. Job Reinstatement The employee is entitled to return to work in the same position and at the same rate of pay the employee was receiving prior to commencement of the leave. Group insurance coverage, including any employer contributions toward the benefits, will continue while the employee is on leave pursuant to the Pregnancy and Parenting Leave Act, provided the employee continues to pay any employee share of the cost of the benefits. The city will inform employees of their parental leave rights at the time of hire and when an employee makes an inquiry about or requests parental leave. An employer shall not discharge, discipline, penalize, interfere with, or otherwise retaliate or discriminate against an employee for asserting parental leave rights or remedies. Military Leave State and federal laws provide protections and benefits to city employees who are called to military service, whether in the reserves or on active duty. Such employees are entitled to leave of absence without loss of pay, seniority status, efficiency rating, or benefits for the time the 59 employee is engaged in training or active service not exceeding a total of fifteen (15) workdays in any calendar year. City compensation is in addition to the military’s pay for these 15 days, as per MN Attorney General’s Opinion. The leave of absence is only in the event the employee returns to employment with the city as required upon being relieved from service or is prevented from returning by physical or mental disability or other cause not the fault of the employee or is required by the proper authority to continue in military or naval service beyond the fifteen-day paid leave of absence. Employees on extended unpaid military leave will receive fifteen (15) days paid leave of absence in each calendar year, not to exceed five (5) years. Where possible, notice is to be provided to the city at least ten (10) working days in advance of the requested leave. A training notice, signed orders, or battle assembly schedule are examples of typical written notification to share with the city. If an employee has not yet used his/her fifteen (15) days of paid leave when called to active duty, any unused paid time will be allowed for the active-duty time, prior to the unpaid leave of absence. Employees returning from military service will be reemployed in the job that they would have attained had they not been absent for military service and with the same seniority, status and pay, as well as other rights and benefits determined by seniority. Unpaid military leave will be considered hours worked for the purpose of leave accruals. Eligibility for continuation of insurance coverage for employees on military leave beyond fifteen (15) days will follow the same procedures as for any employee on unpaid leave of absence. Military Leave for Family Members The city will not discharge from employment or take adverse employment action against an employee because an immediate family member is in the military forces of the United States or Minnesota. Nor will the city discharge from employment or take adverse employment action against an employee because they attend departure or homecoming ceremonies for deploying or returning personnel, family training or readiness events or events held as part of official military reintegration programs. Employees may substitute paid leave if they choose to do so. Unless the leave would unduly disrupt the operations of the city, employees whose immediate family member, as a member of the United States armed forces has been ordered into active service in support of a war or other national emergency, will be granted an unpaid leave of absence, not to exceed one (1) day’s duration in any calendar year, to attend a send-off or homecoming ceremony for the mobilized service member. Military Leave for Family Member Injured or Killed in Active Service Employees will be granted up to ten (10) working days of unpaid leave whose immediate family member (defined as a person’s parent, child, grandparents, siblings or spouse) is a member of 60 the United States armed forces who has been injured or killed while engaged in active service. The ten (10) days may be reduced if an employee elects to use appropriate accrued paid leave. Civil Air Patrol The city will grant employees unpaid leave of absence for time spent serving as a member of the Civil Air Patrol upon request and authority of the State or any of its political subdivisions, unless the absence would unduly disrupt the operations of the city. Employees may choose to use paid time on Civil Air Patrol Leave but are not required to do so. Jury Duty Full-time employees shall be granted paid leaves of absence for required jury duty. Any compensation received for jury duty; minus mileage, must be turned over to the Finance Department. Employees shall report a full day’s work (usually 8 hours) on their timesheet for payroll purposes. Time spent on jury duty shall not be counted as time worked in computing overtime. Employees excused or released from jury duty during their regular working hours shall report to their regular work duties as soon as reasonably possible or will take PTO or compensatory time to make up the difference. Employees shall notify their supervisor as soon as possible after receiving notice to report for jury duty. The employee will be responsible for ensuring that a report of time spent on jury duty and pay form is completed by the clerk of court so the city will be able to determine the amount of compensation due for the period involved. Part-time, seasonal, and temporary employees are not eligible for compensation for absences due to jury duty. Court Appearances Employees will be paid their regular wage to testify in Court only for city-related business. Any compensation received for court appearances (e.g., subpoena fees) arising out of or in connection with city employment, minus mileage reimbursement (if personal vehicle used), must be turned over to the Finance Department. Victim or Witness Leave An employer must allow a victim or witness, who is subpoenaed or requested by the prosecutor to attend court for the purpose of giving testimony to attend criminal proceedings related to the victim’s case. Additionally, a victim of a violent crime, as well as the victim’s spouse or immediate family member (immediate family member includes parent, spouse, child or sibling of the employee) may have reasonable time off from work to attend criminal proceedings related to the victim’s case. An employee must give 48 hours advance notice to the city of their need to be absent unless it is impracticable, or an emergency prevents them from doing so. The city may request verification that supports the employee’s reason for being absent from the workplace. 61 Job Related Injury or Illness All employees are required to report any job-related illnesses or injuries to their supervisor immediately (no matter how minor). If a supervisor is not available and the nature of injury or illness requires immediate treatment, the employee is to go to the nearest available medical facility for treatment and, as soon as possible, notify his/her supervisor of the action taken. In case of a serious emergency, 911 should be called. If the injury is not of an emergency nature, but requires medical attention, the employee will report it to the supervisor and make arrangements for a medical appointment. Workers’ compensation benefits and procedures to return to work will be applied according to applicable state and federal laws. School Conference Leave Any employee may take unpaid leave for up to a total of sixteen (16) hours during any 12- month period to attend school conferences or classroom activities related to the employee’s child (under 18 or under 20 and still attending secondary school), provided the conference or classroom activities cannot be scheduled during non-work hours. When the leave cannot be scheduled during non-work hours and the need for the leave is foreseeable, the employee must provide reasonable prior notice of the leave and make a reasonable effort to schedule the leave so as not to disrupt unduly the operations of the city. Employees may choose to use paid leave for this absence but are not required to do so. Bone Marrow/Organ Donation Leave Employees working an average of 20 or more hours per week may take paid leave, not to exceed 40 hours, unless agreed to by the city, to undergo medical procedures to donate bone marrow or an organ. The 40 hours is over and above the amount of accrued time the employee has earned. The city may require a physician’s verification of the purpose and length of the leave requested to donate bone marrow or an organ. If there is a medical determination that the employee does not qualify as a bone marrow or organ donor, the paid leave of absence granted to the employee prior to that medical determination is not forfeited. The city shall not discharge, discipline, penalize, interfere with, or otherwise retaliate or discriminate against an employee for asserting bone marrow or organ donation leave right or remedies. Adoptive Parents Adoptive parents will be given the same opportunities for leave as biological parents (see provisions for Parenting Leave). The leave must be for the purpose of arranging the child’s placement or caring for the child after placement. Such leave must begin before or at the time of the child’s placement in the adoptive home. 62 Athletic Leave of Absence An employee who qualifies as a member of the United States team for athletic competition on the world championship, Pan American, or Olympic team in a sport sanctioned by the International Olympic Committee, shall be granted a leave of absence without loss of pay or other benefits for the purpose of preparing for and engaging in the competition. In no event shall the paid leave exceed the period of official training camp and competition combined, or 90 calendar days a year, whichever is less. The employee shall provide documentation establishing their participation on said team and in said event. Elections/Voting An employee selected to serve as an election judge pursuant to Minnesota law will be allowed time off with pay for purposes of serving as an election judge, provided the employee gives the city at least twenty days (20) written notice, including a certification from the appointing authority stating the hourly compensation to be paid the employee for service as an election judge and the hours during which the employee will serve. The city may reduce the wages of an employee serving as an election judge by the amount paid to the election judge by the appointing authority during the time the employee was absent from the place of employment. Thus, employees will be paid the difference between their pay as an election judge and their regular rate of pay for their normal workday. The city reserves the right to restrict the number of employees absent from work for the purpose of serving as an election judge to no more than 20 percent of the total work force at any single worksite. All employees eligible to vote at a State general election, at an election to fill a vacancy in the office of United States Senator or Representative, or in a Presidential primary, will be allowed time off with pay to vote on the election day. Employees wanting to take advantage of such leave are required to work with their supervisors to avoid coverage issues. Employees may be absent from work for the time necessary to vote to include voting during the period allowed for voting in person before election day. Leave for Service in an Elective Office In accordance with Minnesota Statutes, an unpaid leave of absence shall be granted to an employee elected to the state legislature or full-time city or county office in Minnesota. An employee on such leave shall be reinstated to his/her position or a position with like seniority, status and pay scale if the following requirements are met: 1. That position has not been abolished or if the position was of a limited term, that term has not expired. 63 2. The employee makes written application for reinstatement to the City within 30 days after the last legislative day in a calendar year or, in the case of an elected city or county official, within 30 days after the expiration of the term to which he/she was elected. 3. The request for reinstatement is made not later than ten (10) years after the granting of the leave. Delegates to Party Conventions An employee may be absent from work to attend any meeting of the state central committee or executive committee of a major political party if the employee is a member of the committee. The employee may attend any convention of a major political party delegates, including meetings of official convention committees if the employee is a delegate or an alternate delegate to that convention. Per the statutory requirement, the employee must give at least ten (10) days written notice of their planned absence to attend committee meetings or conventions. Time away from work for this purpose will be considered unpaid unless the employee chooses to use PTO or compensatory time for their absence. Regular Leave Without Pay This section sets forth policy regarding leave without pay. Nothing in this policy shall limit the City’s authority to make additional reasonable accommodations as may be necessary and which do not result in hardship to the City. 1. To qualify for leave without pay, a full-time employee must normally use all earned PTO, and compensatory time prior to taking unpaid leave, except when state or federal law prohibits it. If the leave qualifies under the Parenting Leave or Family Medical Leave Act (FMLA), the employee may retain a balance of forty (40) hours when going on unpaid leave. Any exceptions must be approved by the City Administrator. 2. The City Administrator may authorize leave without pay for up to thirty (30) days. Leave of absences for greater periods may be granted by the City Administrator with the Personnel Committee’s approval, to a maximum of six (6) months. Employees are not eligible for leave of absences beyond six (6) months – including paid and unpaid leave time combined. Any leave extending beyond six (6) months will be considered a voluntary termination of employment. 3. If an employee is not working any hours, the employee will not accrue holidays, PTO, ESST or other paid leave benefits while on regular leave without pay. Employees who are working reduced hours while on this type of leave will accumulate PTO, ESST and holiday pay equal to part-time employees as allowed based on hours worked (i.e., if working 30 or more hours per week). Leave without pay of 30 days or more will not count toward seniority, except when state or federal law requires it. 64 4. Employees receiving leave without pay in excess of thirty (30) calendar days, for reasons other than qualified Parenting Leave or FMLA, are not guaranteed return to their original position. If their original position or a position of similar or lesser status is available, it may be offered at the discretion of the city administrator subject to approval of the City Council. Administrative Leave Under special circumstances, the City Administrator may place an employee on administrative leave pending the outcome of an internal or external investigation. The leave may be paid or unpaid, depending on the circumstances, as determined by the City Administrator. Light Duty/Modified Duty Assignments This policy is to establish guidelines for temporary assignment of work to temporarily disabled employees who are medically unable to perform their regular work duties. Light duty is evaluated on a case-by-case basis. This policy does not guarantee assignment to light duty. Such assignments are for short-term, temporary disability-type purposes; assignment of light duty is at the discretion of the City Administrator with input from the Human Resources Manager and the employee’s supervisor. The City Administrator reserves the right to determine when and if light duty work will be assigned. When an employee is unable to perform the essential requirements of his/her job due to a temporary disability, he/she will notify the supervisor in writing as to the nature and extent of the disability and the reason why he/she is unable to perform the essential functions, duties, and requirements of the position. This notice must be accompanied by a physician’s report containing a diagnosis, current treatment, and any work restrictions related to the temporary medical condition. The notice must include the expected time frame regarding return to work with no restrictions, meeting all essential requirements and functions of the city’s job description along with a written request for light duty. Upon receipt of the written request, the supervisor is to forward a copy of the report to the Human Resources Manager. The city may require a medical exam conducted by a physician selected by the city to verify the diagnosis, current treatment, expected length of temporary disability, and work restrictions. If the city offers a light duty assignment to an employee who is out on workers’ compensation leave, the employee may be subject to penalties if he/she refuses such work. The city will not, however, require an employee who is otherwise qualified for protection under the Family and Medical Leave Act to accept a light duty assignment. The circumstances of each disabled employee performing light duty work will be reviewed regularly. Any light duty/modified work assignment may be discontinued at any time. 65 Reasonable Accommodations to an Employee for Health Conditions Relating to Pregnancy The city will attempt to provide a female employee who requests reasonable accommodation with the following for her health conditions related to her pregnancy or childbirth without advice of a licensed health care provider or certified doula: 1. More frequent restroom, food, and water breaks; 2. Seating; and/or 3. Limits on lifting over 20 pounds. Additionally, an employer must provide reasonable accommodations to an employee for health conditions related to pregnancy or childbirth upon request, with the advice of a licensed health care provider or certified doula, unless the employer demonstrates that the accommodation would impose an undue hardship on the operation of the employer's business. In accordance with state law, no employee is required to take a leave of absence for a pregnancy nor accept pregnancy accommodation. An employer shall not discharge, discipline, penalize, interfere with, or otherwise retaliate or discriminate against an employee for asserting reasonable accommodations pregnancy rights or remedies. Impact of Leaves of Absence on Health Coverage and other Benefits The city shall continue to contribute its specified share of the monthly insurance premiums for any eligible full-time or regular part-time benefit-earning employee while on a job protected and/or paid leave from the city. Typically, employee benefits will not be earned by an employee while on leave without pay. However, the city’s contribution toward health, dental, life, and disability insurance may be continued if approved by the Personnel Committee, for leaves of up to ninety (90) days when the leave is for medical reasons and FMLA and MNPL have been exhausted. 16.0 Discipline General Policy City employees shall be subject to disciplinary action for failing to fulfill their duties and responsibilities, including observance of work rules, codes of conduct and policies adopted by the city. Supervisors and employees are responsible for ensuring compliance with city standards of employee conduct. The city reserves the right to use discretion in applying this policy as circumstances warrant. The reporting of misconduct and prevention of the escalation of misconduct are areas that demand all employees to exercise courage, integrity, and decisiveness. When a non-supervisory employee becomes aware of possible misconduct by another city employee, the employee shall immediately notify a supervisor. 66 Furthermore, an employee who observes serious misconduct shall take appropriate action to cause the misconduct to immediately cease. The fact that a supervisor is not present or is not taking appropriate action to stop the serious misconduct does not relieve other employees present from this obligation. It is the policy of the city to administer discipline without discrimination. Disciplinary action shall be for cause. The city shall normally investigate any allegation on which disciplinary action might be based before any disciplinary action is taken. Specific reasons for discipline and dismissal are too numerous to describe in total in these policies. Lack of a specific listing of reasons shall in no way limit the city from acting deemed appropriate for a specific offense. Process The city may elect to use progressive discipline with any employee. There may be circumstances that warrant deviation from the suggested order or where progressive discipline is not appropriate. Nothing in this article or these personnel policies implies that any City employee has a property right to the job they perform. Types of Disciplinary Actions Oral Reprimand This measure will be used for minor issues where personal coaching discussions have not resolved the matter. All supervisors can issue oral reprimands without prior approval. Oral reprimands are normally given for first infractions on minor offenses to clarify expectations and put the employee on notice that the performance or behavior needs to change, and what the change must be. The supervisor will document the oral reprimand including date(s) and a summary of discussion and corrective action needed. Written Reprimand A written reprimand is more serious and may follow an oral reprimand when the problem is not corrected, or the behavior has not consistently improved in a reasonable period of time. Serious infractions may require skipping either the oral or written reprimand, or both. Written reprimands are issued by the supervisor with prior review and approval by the Human Resources Manager. A written reprimand will: (1) state what happened; (2) state what should have happened; (3) identify the policy, directive or performance expectation that was not followed; (4) provide history, if any, on the issue; (5) state goals, including timetables, and expectations for the future; and (6) indicate consequences of recurrence. 67 Employees will be given a copy of the reprimand to sign acknowledging its receipt. Employees’ signatures do not mean the employee agrees with the reprimand. Written reprimands will be placed in the employee’s personnel file. Suspension With or Without Pay The City Administrator may suspend an employee without pay for disciplinary reasons. Suspension without pay may be followed with immediate dismissal as deemed appropriate by the City Council, except in the case of veterans. Qualified veterans, who have completed their initial probationary period, will not be suspended without pay in conjunction with a termination. The employee will be notified in writing of the reason for the suspension either prior to the suspension or shortly thereafter. A copy of the letter of suspension will be placed in the employee’s personnel file. An employee may be suspended or placed on involuntary leave of absence pending an investigation of an allegation involving that employee. The leave may be with or without pay depending on a number of factors including the nature of the allegations. If the allegation is proven false after the investigation, the relevant written documents will be removed from the employee’s personnel file and the employee will receive any compensation and benefits due had the suspension not taken place. Supervisors are authorized to send employees home immediately when an employee’s behavior violates the Personnel Policies, department policies or otherwise constitutes serious misconduct. This action is to be immediately reported to the department director and Human Resource Manager, so they can determine the appropriate level of discipline. Demotion/Transfer An employee may be demoted or transferred if attempts at resolving the problem have failed and the City Administrator determines this would be the best solution to the problem. The employee must be qualified for the position to which they are being placed and the City Council must approve this action. 1. Transfers The City may, at its sole discretion, transfer employees from one department or position to another or transfer work between departments of the city, as authorized by the City Administrator. Employees involuntarily transferred by the City shall normally not suffer a pay decrease unless the transfer is for performance reasons. Nothing herein shall prevent an employee from accepting a transfer to a lower rate of pay if such transfer is voluntary or requested to avoid layoff. 68 Seniority will transfer with the employee in the case of involuntary, non-performance- based transfers. 2. Demotions Employees may be demoted if they have been found unsuited for the present position but may be expected to perform satisfactorily in a lesser position. The City Council may, for disciplinary reasons or for reasons related to poor performance, demote an employee at any time. Demotions shall be considered a permanent change in status. Employees who voluntarily demote or are demoted due to performance issues shall have their pay established within the range of the new classification at a level determined by the Human Resource Manager and approved by the City Administrator. Employees may also be demoted if their position(s) has been abolished or reclassified to a lower class. Employees who are demoted due to reclassification, restructuring, or other organizational change unrelated to performance, shall not normally suffer a pay cut. In these cases, the employee's pay will normally be frozen. When an employee's pay is above the maximum of the range for the new job class, their pay will normally be frozen until annual adjustments increase the salary range above the employee's salary. Dismissal The City Administrator, with the approval of the City Council, may dismiss an employee for substandard work performance, serious misconduct, or behavior not in keeping with city standards. If the disciplinary action involves the removal of a qualified veteran, who has completed his/her initial probationary period, the appropriate hearing notice will be provided, and all rights will be afforded the veteran in accordance with Minnesota law. Salary An employee's salary increase may be withheld, or the salary may be decreased due to performance deficiencies. 17.0 Grievance Procedure Any dispute between the employee and the city relative to the application, meaning or interpretation of these Personnel Policies shall be settled in the following manner unless contrary to a current labor agreement. Step 1: The grievance shall be presented in writing, setting forth the nature of the grievance, the date at which the incident allegedly occurred, the facts on which it is based, the provision or provisions of the Personnel Policies allegedly violated, and the remedy requested. The written grievance must be presented to the proper supervisor by the employee, or his/her representative, within twenty-one 69 (21) days after the alleged violation or dispute has occurred. The supervisor or their designee will respond to the employee in writing within ten (10) calendar days. Step 2: If the grievance has not been settled in accordance with Step 1, it must be presented in writing, including the same description as in Step 1 to the City Administrator or Human Resources Manager within ten (10) days after the supervisor’s response is due. The City Administrator or Human Resources Manager will respond to the employee or his/her representative in writing within ten (10) calendar days. Step 3: If the grievance has not been settled in accordance with Step 2, it shall be presented in writing, including the same description as in Step 1 to the Personnel Committee within ten (10) days after the City Administrator or Human Resources Manager’s response is due. The Personnel Committee will respond to the employee or his/her representative in writing within ten (10) calendar days. If not satisfactorily resolved at this level within a reasonable time, it shall be referred to the City Council for consideration. The City Council is the final authority for all grievances. Waiver If a grievance is not presented within the time limits set forth above, it shall be considered "waived.” If a grievance is not appealed to the next step in the specified time limit or any agreed extension thereof, it shall be considered settled based on the employer's last answer. If the employer does not answer a grievance or an appeal thereof within the specified time limits, the grievance is considered denied at that step and the employee may appeal the grievance to the next step. The time limit in each step may be extended by mutual agreement of the employer and the employee without prejudice to either party. Ability for Grievance The following actions cannot be grieved: 1. While certain components of a performance evaluation, such as disputed facts reported to be incomplete or inaccurate are challengeable, other performance evaluation data, including subjective assessments, are not. 2. Dismissals of employees during their probationary period. 3. Demotions of employees who do not pass their promotional probation. 4. Pay increases or lack thereof. 5. Merit pay awards. 6. Other actions that are inherent managerial rights. The above list is not meant to be all-inclusive or exhaustive. 70 18.0 Respectful Workplace Policy The intent of this policy is to provide general guidelines about conduct that is and is not appropriate in the workplace and other city-sponsored social events. The city acknowledges this policy cannot possibly predict all situations that might arise and recognizes that some employees are exposed to disrespectful behavior, and even violence, by the very nature of their jobs. Applicability Maintaining a respectful public service work environment is a shared responsibility. This policy is applicable to all city employees, volunteers, members of boards and commissions, applicants, contractors/vendors, elected officials, and members of the public. The expectations by the City of Monticello for respectful workplace conduct apply both in the workplace and at other city- sponsored events. Abusive Customer Behavior While the city has a strong commitment to customer service, the city does not expect employees to accept verbal and other abuse from any customer. An employee may request that a supervisor intervene when a customer is abusive, or the employee may defuse the situation themselves, including professionally ending the contact. If there is a concern about the possibility of violence, the individual should push the panic button (if available) or call 911, and as soon as feasible, contact a supervisor. Employees should leave the area immediately when violence is imminent unless their duties require them to remain in order to protect other customers or employees. Employees must notify their supervisor about the incident as soon as possible. Types of Disrespectful Behavior The following behaviors are unacceptable and therefore prohibited, even if not unlawful in and of themselves: 1. Violent behavior: Includes the use of physical force, harassment, bullying or intimidation. 2. Discriminatory behavior: Includes inappropriate remarks about or conduct related to a person’s legally protected characteristic such as race, color, creed, religion, national origin, disability, sex, gender, pregnancy, marital status, age, sexual orientation, gender identity, or gender expression, familial status, or status regarding public assistance. 3. Offensive behavior: May include such actions as: rudeness, angry outbursts, inappropriate humor, vulgar obscenities, name calling, disparaging language, or any other behavior regarded as offensive to a reasonable person based upon violent or discriminatory behavior as listed above. It is not possible to anticipate in this policy every example of offensive behavior. Accordingly, employees are encouraged to discuss 71 with their fellow employees and supervisor what is regarded as offensive, considering the sensibilities of employees and the possibility of public reaction. Although the standard for how employees treat each other and the general public will be the same throughout the city, there may be differences between work groups about what is appropriate in other circumstances unique to a work group. If an employee is unsure whether a particular behavior is appropriate, the employee should request clarification from their supervisor or human resources. 4. Sexual Harassment: Can consist of a wide range of unwanted and unwelcome sexually directed behavior such as unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct of sexual nature when: • Submitting to the conduct is made either explicitly or implicitly a term or condition of an individual’s employment; or • Submitting to or rejecting the conduct is used as the basis for an employment decision affecting an individual’s employment; or • Such conduct has the purpose or result of unreasonably interfering with an individual’s work performance or creating an intimidating, hostile or offensive work environment. Sexual harassment includes, but is not limited to, the following: • Unwelcome or unwanted sexual advances. This means stalking, patting, pinching, brushing up against, hugging, cornering, kissing, fondling or any other similar physical contact considered unacceptable by another individual. • Verbal or written abuse, kidding, or comments that are sexually oriented and considered unacceptable by another individual. This includes comments about an individual’s body or appearance where such comments go beyond mere courtesy, telling “dirty jokes” or any other tasteless, sexually oriented comments, innuendos or actions that offend others. The harassment policy applies to social media posts, tweets, etc., that are about or may be seen by employees, customers, etc. • Requests or demands for sexual favors. This includes subtle or obvious expectations, pressures, or requests for any type of sexual favor, along with an implied or specific promise of favorable treatment (or negative consequence) concerning one’s current or future job. Names and Pronouns: Every employee will be addressed by a name and by pronouns that correspond to the employee’s gender identity and expression. A court-ordered name or gender change is not required. Employee Response to Disrespectful Workplace Behavior 72 All employees should feel comfortable calling their supervisor or another manager to request assistance should they not feel comfortable with a situation. If situations involve violent behavior call Wright County for assistance, ask the individual to leave the area, and/or take other reasonable action. If employees see or overhear a violation of this policy, employees should advise a supervisor, the Human Resources Manager, City Administrator, or the City Attorney promptly. Employees who believe disrespectful behavior is occurring are encouraged to deal with the situation in one of the ways listed below. If there is a concern about the possibility of violence, the individual should use their discretion to call 911 or press the panic button (if available), and as soon as feasible, notify a supervisor. In the event the disrespectful behavior occurring involves the employee’s supervisor, the employee should contact the department director, Human Resources Manager, or the City Administrator. Step 1(a): If you feel comfortable doing so, professionally, but firmly, tell whoever is engaging in the disrespectful behavior how you feel about their actions. Politely request the person to stop the behavior because you feel intimidated, offended, or uncomfortable. If practical, bring a witness with you for this discussion. Step 1(b): If you fear adverse consequences could result from telling the offender or if the matter is not resolved by direct contact, go to your supervisor, department head, the Human Resources Manager, or the City Administrator. The person to whom you speak is responsible for documenting the issues and for giving you a status report on the matter. In some situations, with an offender from the public, it is preferable to avoid one on one interactions. Talk to your supervisor about available options to ensure there are others available to help with transactions with the offender. Step 1(c): The city urges conduct that is viewed as offensive be reported immediately to allow for corrective action to be taken through education and immediate counseling, if appropriate. It is vitally important you notify a supervisor, the Human Resources Manager or the City Administrator of your concerns. Any employee who observes sexual harassment or discriminatory behavior, or receives any reliable information about such conduct, must report it promptly to a supervisor, the Human Resources Manager or the City Administrator. Step 2: If, after what is considered to be a reasonable length of time (for example, 30 days), you believe inadequate action is being taken to resolve your complaint/concern, the next step is to report the incident to the Human Resources Manager, City Administrator, Mayor, or City Attorney. Supervisor’s Response to Allegations of Disrespectful Workplace Behavior Employees who have a complaint of disrespectful workplace behavior will be taken seriously. 73 In the case of sexual harassment or discriminatory behavior, a supervisor must report the allegations promptly to the Human Resources Manager, who will determine whether an investigation is warranted. A supervisor must act upon such a report even if requested otherwise by the victim. In situations other than sexual harassment and discriminatory behavior, supervisors will use the following guidelines when an allegation is reported: Step 1(a): If the nature of the allegations and the wishes of the victim warrant a simple intervention, the supervisor may choose to handle the matter informally. The supervisor may conduct a coaching session with the offender, explaining the impact of his/her actions and requiring the conduct not reoccur. This approach is particularly appropriate when there is some ambiguity about whether the conduct was disrespectful. Step 1(b): Supervisors, when talking with the reporting employee will be encouraged to ask him or her what he or she wants to see happen next. When an employee comes forward with a disrespectful workplace complaint, it is important to note the city cannot promise complete confidentiality, due to the need to investigate the issue properly. However, any investigation process will be handled as confidentially as practical and related information will only be shared on a need- to-know basis and in accordance with the Minnesota Data Practices Act and/or other applicable laws. Step 2: If a formal investigation is warranted, the individual alleging a violation of this policy will be interviewed to discuss the nature of the allegations. Formal investigations will be prompt, impartial, and thorough. The person being interviewed may have someone of his/her own choosing present during the interview. Typically, the investigator will obtain the following description of the incident, including date, time and place: • Corroborating evidence. • A list of witnesses. • Identification of the offender. To facilitate fostering a respectful work environment, all employees are encouraged to respond to questions or to otherwise participate in investigations regarding alleged harassment. Step 3: The supervisor must notify the Human Resources Manager (assuming the allegations do not involve the Human Resources Manager) about the allegations. For more information about what to do when allegations involve the Human Resources Manager, City Administrator, the Mayor, or a Councilmember, see “Special Reporting Requirements” below. 74 Step 4: In most cases, as soon as practicable after receiving the written or verbal complaint, the alleged policy violator will be informed of the allegations, and the alleged violator will have the opportunity to answer questions and respond to the allegations. The city will follow any other applicable policies or laws in the investigatory process. Step 5: After adequate investigation and consultation with the appropriate personnel, a decision will be made regarding whether or not disciplinary action will be taken. Step 6: The alleged violator and complainant will be advised of the findings and conclusions as soon as practicable and to the extent permitted by the Minnesota Government Data Practices Act. Step 7: The city will take reasonable and timely action, depending on the circumstances of the situation. The city is not voluntarily engaging in a dispute resolution process within the meaning of Minn. Stat. § 363A.28, subd. 3(b) by adopting and enforcing this workplace policy. The filing of a complaint under this policy and any subsequent investigation does not suspend the one-year statute of limitations period under the Minnesota Human Rights Act for bringing a civil action or for filing a charge with the Commissioner of the Department of Human Rights. When the supervisor is perceived to be the cause of a disrespectful workplace behavior incident, a report will be made to the Human Resources Manager who will determine how to proceed in addressing the complaint as well as appropriate discipline. If the Human Resources Manager is perceived to be the cause of a disrespectful workplace behavior incident involving city personnel, the report will be made to the City Administrator who will confer with the City Attorney regarding appropriate investigation and action. If the City Administrator is perceived to be the cause of a disrespectful workplace behavior incident, a report will be made to the City Attorney who will confer with the Mayor and City Council regarding appropriate investigation and action. If an elected or appointed city official (e.g., council member or commission member) is the victim of disrespectful workplace behavior, the city attorney will be consulted as to the appropriate course of action. Confidentiality A person reporting or witnessing a violation of this policy cannot be guaranteed anonymity. The person’s name and statements may have to be provided to the alleged offender. All complaints and investigative materials will be contained in a file separate from the involved employees’ personnel files. If disciplinary action does result from the investigation, the results of the disciplinary action and data supporting any discipline imposed then become a part of the employee(s) personnel file(s). 75 Retaliation Retaliation is strictly prohibited. Retaliation includes, but is not limited to, any form of intimidation, reprisal, or harassment. Individuals who report harassing conduct, participate in investigations, or take any other actions protected under federal or state employment discrimination laws will not be subject to retaliation. Retaliation is broader than discrimination and includes, but is not limited to, any form of intimidation, reprisal, or harassment. While each situation is very fact dependent, retaliation can include a denial of a promotion, job benefits, or refusal to hire, discipline, negative performance evaluations or transfers to less prestigious or desirable work or work locations because an employee has engaged or may engage in activity in furtherance of EEO laws. It can also include threats of reassignment, removal of supervisory responsibilities, filing civil action, deportation or other action with immigration authorities, disparagement to others or the media and making false report to government authorities because an employee has engaged or may engage in protected activities. Any individual who retaliates against a person who testifies, assists, or participates in an investigation may be subject to disciplinary action up to and including termination. If you feel retaliation is occurring within the workplace, please report your concern immediately to any of the following: 1. Immediate supervisor; 2. Your supervisor’s manager; 3. Human Resources Manager; 4. City Administrator; 5. Mayor or City Councilmember 6. In the event an employee feels retaliation has occurred by the City Administrator or the City Council, then reporting may be made to the City Attorney. Supervisors who have been approached by employees with claims of retaliation will take the complaint seriously and promptly report the allegations promptly to the human resources manager or city administrator who will decide how to proceed in addressing the complaint. Consistent with the terms of applicable statutes and city personnel policies, the city may discipline any individual who retaliates against any person who reports alleged violations of this policy. The city may also discipline any individual who retaliates against any participant in an investigation, proceeding or hearing relating to the report of alleged violations. 19.0 Public Purpose Expenditure Policy Consistent with Minnesota State laws that permit and require the expenditure of public funds for public purposes, the following policy and guidelines were established to provide assistance 76 and clarification to officials and employees for determinations of when public funds may be spent. The overriding principle is that public funds must be spent for a public purpose. The City Council recognizes that the determination of a valid public purpose is an evolving concept that is somewhat subjective and therefore feels thoughtful discussion and guidance in the form of a policy and guidelines is appropriate. The City Council authorizes the City Administrator to establish additional administrative policies and procedures and to interpret appropriate use of public funds consistent with this policy and guidelines. Definitions “PUBLIC PURPOSE EXPENDITURE” – An expenditure of funds related to the purpose for which the City of Monticello exists including the mission, goals, functions, and responsibilities of elected and appointed officials, employees and other City representatives. “EMPLOYEE” – For purposes of this policy, the word ‘employee’ shall include all employees, elected officials and appointed officials. Public Purpose Guidelines and Rationale The City of Monticello has determined that the following expenditures are valid expenditures and serve a public purpose. 1. Training and development programs for Monticello elected and appointed officials and employees serve a public purpose when those training and development programs are related to the employee’s job performance and to the programs and services provided by the city to its residents. 2. Payment of employee work-related expenses, including travel, lodging, telephone, and meal expenses serve a public purpose when those expenses are necessarily incurred by Monticello employees in connection with their official duties and/or work assignments and those expenses are directly related to the performance of the governmental function for which Monticello has responsibility. 3. Safety, health and wellness programs for Monticello employees serve a public purpose because they result in healthier and more productive employees and reduce certain costs to the City and taxpayers, including various costs related to worker’s compensation, health insurance premiums, disability benefit claims, and lost time due to employee absences. 4. Public expenditures to recognize contributions made by employees are part of an overall compensation program offered to employees for work performed. It serves a public purpose because formally recognizing employees who make contributions and demonstrate their commitment during the performance of their duties results in higher morale and increased employee cooperation, understanding and productivity and therefore assists the city in providing efficient and cost-effective services to its citizens. 77 Including all employees in events to recognize service and commitment encourages other employees to work harder and make additional contributions and builds greater teamwork among employees in different departments. Employee productivity is directly related to employee satisfaction and that satisfaction depends on much more than just a paycheck. Employee satisfaction is directly and closely tied to the entire compensation package and the work environment. Recognizing employees’ efforts and talents is a key factor in a good work environment and is accomplished several ways, both structured and unstructured. Structured events the city sponsors include employee retirement and farewell events and years of service recognition. These events are an integral part of our employee compensation program and are directly related to employee satisfaction, which in turn leads to greater productivity and enhanced service to the community. 5. Public expenditures for appropriate community and customer outreach activities serve a public purpose when those expenditures are necessary to ensure efficient operation of the city’s programs or services, promote the availability or use of services or city resources, or to promote coordinated, cooperative planning activities among and between the city and the private sector or other public sector jurisdictions for the benefit of the public. 6. Public expenditures for food and refreshments associated with official Monticello functions, employee training and meetings to discuss city business serve a public purpose when the provision of food or refreshments helps to ensure meaningful participation by those attending. These functions serve a public purpose to receive or provide information of concern to the city, recognize individuals for their service to the city or provide a forum to discuss city business. These meetings should be limited to meetings where the primary purpose is to discuss city business. 7. Expenditures for membership in professional organizations and attendance at meetings and professional conferences serve a public purpose by keeping employees informed of: • state and federal laws and proposed legislation, • rules, regulations, court and arbitration decisions, • current trends and best practices, • risk management, • effective employee and labor relations strategies and issues, • availability of grants and other funding sources, • community concerns, and • public-private partnership opportunities. 78 All the foregoing is directly related to the betterment and improvement of municipal government operations and to the service provided to the residents. 8. Expenditures for educational reimbursement serve a public purpose when the coursework is directly related to the job duties or performance needs of the employee and therefore improve the knowledge, skills and abilities needed to provide effective and efficient services to the residents. Financial Considerations Funding for any expenditure must be approved by the appropriate supervisory staff or City Administrator in accordance with established procedures and must be included in the approved City budget. 20.0 Employee Education and Training The City promotes staff development as an essential, ongoing function needed to maintain and improve cost effective quality service to residents. The purposes for staff development are to ensure that employees develop and maintain the knowledge and skills necessary for effective job performance and employees are provided with an opportunity for job enrichment and mobility. Policy The city will pay for the costs of an employee’s participation in training and attendance at professional conferences when attendance is approved in advance under the following criteria: • Work interference shall be minimal. • Training shall not duplicate recent training. • Training costs shall be within budgetary limits. • Preference shall be given to training that provides the most benefit to the city at the lowest cost. • The supervisor shall ensure that there is adequate coverage of departmental responsibilities before approving training applications. • Training shall relate to an employee's job or health/safety. • Efforts shall be made to distribute training equitably within a department. • Training shall be structured to provide information that will aid in an employee's growth or maintenance of professional standard. General Guidelines 1. Temporary, seasonal, casual part-time and intermittent employees shall be excluded unless approved by the department director. Safety training shall be provided to all employees. 79 2. If attendance is required at a seminar, the city will pay tuition/registration fees and hourly wages for all required hours of attendance. Expenses will be paid in accordance with standard practices. 3. Time spent traveling to and from, as well as time spent attending a training session or conference, will be compensated in accordance with the federal Fair Labor Standards Act. 4. Employees should be aware at all times that they are representing the city while attending any conference, meeting, class or outside training. 5. Employees should conduct themselves as if they were at work. Improper conduct at any city authorized or sponsored event reflects poorly on the city and will be subject to disciplinary action as if it occurred during regular working hours. National and Regional Training To be approved for national or regional training sessions, the employees must meet the following requirements: • Be employed as a regular full-time or benefit-earning part-time employee for a minimum of six (6) months with the city. • Training must be approved in advance by the City Council. • Training sessions will normally not exceed five (5) workdays. • Council may require an employee to reimburse the city for airfare, hotel, and registration fees for an approved national or regional training event if the employee voluntarily terminates employment within six (6) months of completion of the training. The classes of employees eligible for national training sessions (out of the region) are the City Administrator and department heads. Exceptions may be approved by the City Administrator. All management and supervisory staff are eligible for regional training sessions in Wisconsin, Iowa, North Dakota, and South Dakota, assuming general guidelines of this policy are met. On an exception basis, non-supervisory staff may be approved for regional training by the City Administrator. Training Sessions Within Minnesota Professional and technical employees are eligible for training sessions held anywhere within the State of Minnesota assuming general guidelines of this policy are met. All employees are eligible for local training (Monticello, St. Cloud, or the Twin Cities metro-area) under the same assumptions. Employees are expected to attend training sessions in closest proximity to their work or home. 80 Payment or Reimbursement for Training Whenever possible employees should use their City Purchasing Card to pay for approved training and follow applicable procedures for substantiation of payment. If not possible, the city will pre-pay registration costs directly to the organization sponsoring the training. A copy of the conference or meeting agenda listing registration fees, meals included therein, and official starting and ending dates must be provided to the finance department with prepayment requests. Requests for reimbursement of training costs must include a copy of the conference or meeting agenda listing registration fees; meals included therein official start and ending dates and proof of payment. Memberships and Dues The purpose of memberships to various professional organizations must be directly related to the betterment of the services of the city. Normally one City membership per agency, as determined by the City Administrator, is allowed, providing funds are available. Upon separation of employment, when allowed by the professional organization, individual memberships paid for by the city will remain with the city and will be transferred to other employees by the department head. For additional information regarding training and reimbursement procedures contact the Human Resources Manager or Finance Department. 21.0 Travel Policy Purpose The purpose of this policy is to establish uniform and consistent guidelines for money spent traveling on official city business. The guidelines were developed using city practices, State regulations, and State Auditor recommendations. The policy and procedures relative to such travel are contained in the following statement. Travel by city officials and employees to attend a professional or municipal association meeting is beneficial to progressive local government. A person engaged in such travel for the benefit of the city has a responsibility to keep accurate, substantiated records and to submit a request for reimbursement in accordance with this policy. Payment of Travel Expenses Whenever possible employees should use their City Purchasing Card to pay for all travel-related expenses. If not possible, request for reimbursement must be submitted to the Finance Department and include receipts or statements clearly stating dates and itemized breakdown of expenses. Reimbursement for rental vehicles must include dates of rental, vehicle type and fees paid. 81 Milage Reimbursement If a city vehicle is not available or it is not practical to use a city vehicle employees may choose to use their own personal vehicle and mileage will be reimbursed at the current IRS mileage reimbursement rate. Reimbursable mileage will be the lesser of actual miles driven from normal work location to training/meeting/conference location or the actual miles traveled from departure location to destination less the mileage of commute to normal work location. If this results in the employee traveling less miles, the city will not reimburse the employee for mileage. When more than one city employee uses the same personal car for travel, reimbursement shall be payable to the owner of the vehicle. Out of State Travel Airfare or train fare for out-of-state travel in coach or economy class or the lowest available fare shall be the preferred mode of transportation. When authorized, an employee may choose to drive their personal vehicle and will be reimbursed the current mileage rate or the cost of coach or economy class fare, priced at least 14 days in advance of the travel, whichever is less. If the employee travels by some other mode than by air, the additional time required over the time the air would require will be taken as PTO or compensatory time. If paid time is not available, employees will not be reimbursed (paid) for extra time required for driving. Reimbursement for vehicular travel (meals, mileage, and lodging) shall not exceed the total cost of what airline travel would have been. Local transportation such as taxicab and Uber to and from airport, train station, lodging and conference, seminar or meeting is reimbursable only if circumstances require such travel. Costs for local transportation not pertaining directly to city business will be the responsibility of the employee and will not be reimbursed by the city. Rental Vehicles: Vehicle rental is only allowed with the approval of the City Administrator. Travel Credits: Employee are prohibited from earning milage credits or other benefits on personal accounts whenever public funds are used to pay for travel or vehicle rental. Meals The City authorizes reimbursement for elected officials and employees for meal expenses incurred while conducting City business, up to the maximum per-meal rate established by the U.S. General Services Administration (GSA) per diem schedule. This rate includes taxes and tips. Gratuities/tips may be reimbursed only up to 18% of the total pre-tip meal cost. Alcoholic beverages are not eligible for reimbursement. The limits do not apply when meal expense is included in the cost of the training, conference, or seminar. Itemized receipts must be submitted to qualify for reimbursement and must clearly state the name of the person or people the meal is for, date, name of the establishment (pre-printed 82 form), itemized list of purchased items, total, and gratuity (if appropriate). Reimbursement request without a receipt or non-itemized credit card receipts will not be reimbursed. Lodging Hotel or other authorized accommodations will be reimbursed at actual cost not to exceed the base occupancy rate and should be chosen based on reasonableness of cost and proximity to conference, meeting or training site. Each employee shall be allowed a base room. Unless previously approved by the City Administrator, overnight stays within sixty (60) miles of the City will not be reimbursed. Lodging costs, unless previously approved by the City Administrator, shall be reimbursable only from the night preceding a conference, seminar, or training through the night immediately following such event. Miscellaneous Expenses Time spent traveling to and from, as well as time spent attending a training session or conference, will be compensated in accordance with the federal Fair Labor Standards Act. 1. Employees who are passengers in a vehicle or airplane will be compensated for their normal workday for travel time. Drivers will be compensated for all travel time both during the normal workday and outside of the normal workday. The employee’s supervisor will approve all overtime prior to registering for the training/seminar/meeting. 2. If the training/seminar/meeting hours including travel to/from are less than the normal work hours employees will use PTO or compensatory time to achieve normal work hours. 3. Employees will be paid eight (8) hours of pay for training/seminar/meeting, which require overnight stays. Telephone expenses incurred will be reimbursed only when their necessity for city purpose is fully accounted for. Reimbursable parking is limited to daily parking at destination business (meeting, conference, training, etc.) site and/or hotel site (when applicable). Valet parking and all other parking are not allowable. Gratuities/tips for service providers may be reimbursed as long as reasonable and serve the public purpose of the trip. Non-Reimbursable Expenses 1. The city shall not pay for any expenses, of which the costs are included in the registration fees. 2. Costs for alcoholic beverages shall not be reimbursed. 83 3. The city shall pay no expenses for a spouse/guest who accompanies the city official or employee to a conference, seminar, or meeting including the incremental lodging expenses of occupancy rates over base occupancy rates. 4. The city will not reimburse for personal telephone calls, rental of luxury vehicles, or recreational expenses such as golf or tennis unless included as part of the registration fees or previously approved by the City Administrator. Reimbursement Process To apply for reimbursement, an elected official/city employee must complete an “Employee Reimbursement Voucher” form. The completed form with expenditures totaled, detailed original receipts attached, and signed should be submitted to the department dead, who shall review and approve (by signing) such request. The department head shall forward the request to the Finance Department for reimbursement. The Finance Department will review the report and supporting documentation for completeness and accuracy. If complete the reimbursement check or deposit will be processed during the next regular accounts payable processing. If the request is not complete or supporting data does not meet policy guidelines, the request will be returned to the employee. Any exceptions to this policy must receive approval from the City Administrator whenever practicable prior to the conference, seminar, or training. 22.0 Computer Use Policy General Information This policy serves to protect the security and integrity of the City’s electronic communication and information systems by educating employees about appropriate and safe use of available technology resources. Computers and related equipment used by City employees are property of the City. The City reserves the right to inspect, without notice, all data, emails, files, settings, or any other aspect of a City-owned computer or related system, including personal information created or maintained by an employee. The City may conduct inspections on an as-needed basis as determined by the City Administrator or their designee. Beyond this policy, the city’s IT Department may distribute information regarding precautions and actions needed to protect City systems; all employees are responsible for reading and following the guidance and directives in these communications. Personal Use The City recognizes that some personal use of City-owned computers and related equipment has and will continue to occur. Some controls are necessary, however, to protect the City’s equipment and computer network and to prevent abuse of this privilege. 84 Reasonable, incidental personal use of City computers and software (e.g., word processing, spreadsheets, email, Internet, etc.) is allowed but should never preempt or interfere with work. All use of City computers and software, including personal use, must adhere to provisions in this policy, including the following: • Employees shall not connect personal peripheral tools or equipment (such as printers, digital cameras, disks, USB drives, or flash cards) to City-owned systems, without prior approval from the IT Department. If permission to connect these tools/peripherals is granted, the employee must follow provided directions for protecting the City’s computer network. • Personal files should not be stored on City computer equipment. This also applies to personal media files, including but not limited to mp3 files, wav files, movie files, iTunes files, or any other file created by copying a music CD, DVD, or files from the Internet. The IT Department will delete these types of files if found on the network, computers, or other City-owned equipment. Exceptions would be recordings for which the City has created, owns, purchased, or has a license. • City equipment or technology shall not be used for personal business interests, for-profit ventures, political activities, or other uses deemed by the City Administrator to be inconsistent with City activities. If there is any question about whether a use is appropriate, it should be forwarded to Human Resources for a determination. Hardware In general, the City will provide the hardware required for an employee to perform his or her job duties. Requests for new or different equipment should be made to your supervisor, who will forward the request to the IT Department. Only City staff may use City computer equipment. Use of City equipment by family members, friends, or others is strictly prohibited. Employees are responsible for the proper use and care of City-owned computer equipment. City computer equipment must be secured while off City premises; do not leave computer equipment in an unlocked vehicle or unattended at any offsite facility. Computer equipment should not be exposed to extreme temperature or humidity. If a computer is exposed to extreme heat, cold, or humidity, it should be allowed to achieve normal room temperature and humidity before being turned on. Software In general, the City will provide the software required for an employee to perform his or her job duties. Requests for new or different software should be made to your supervisor, who will forward the request to the IT Department. 85 Employees shall not download or install any software on their computer without the prior approval of the IT Department. Exceptions to this include routine updates to software already approved by the IT Department such as Microsoft updates, or other productivity software updates. The IT Department may, without notice, remove any unauthorized programs or software, equipment, downloads, or other resources. Email The City provides employees with an email address for work-related use. Some personal use of the City email system by employees is allowed, provided it does not interfere with an employee’s work and is consistent with all City policies. Employee emails (including those that are personal in nature) may be considered public data for both e-discovery and information requests and may not be protected by privacy laws. Email may also be monitored as directed by authorized staff and without notice to the employee. Employees must adhere to these email guidelines: • Never transmit an email that you would not want your supervisor, other employees, members, city officials, or the media to read or publish (e.g., avoid gossip, personal information, swearing, etc.). • Use caution or avoid corresponding by email on confidential communications (e.g., letters of reprimand, correspondence with attorneys, medical information). • Do not open email attachments or links from an unknown sender. Delete junk or “spam” email without opening it if possible. Do not respond to unknown senders. • Do not use harassing language (including sexually harassing language) or any other remarks, including insensitive language or derogatory, offensive, or insulting comments or jokes. Electronic Calendars A shared calendar environment is provided as part of the City’s email software program. All employees are required to keep their electronic calendar up to date and, at a minimum, must grant all staff the ability to view availability on their calendar. Instant Messaging Due to data retention concerns, Instant Messaging (IM) is only allowed for transitory discussions and should be deleted after use. Some personal use of the City email system by employees is allowed, provided it does not interfere with an employee’s work and is consistent with all City policies. Employees are not allowed to use IM as a mechanism for personal communication through the City’s computer network or when using City equipment and are not allowed to download or install any IM software package on their City computer other than what is installed by the IT Department. Personal Devices 86 Employees may choose to use their own equipment to read or compose email or other City data as governed in this policy. Employees understand that by connecting their personal equipment to the City’s Microsoft 365 server, their personal devices could be searched during an e-discovery or other court-ordered scenarios and agree to grant access to their personal devices should such a situation arise. Security Passwords Employees are responsible for maintaining computer/network passwords and must adhere to these guidelines: • Passwords must adhere to requirements set by the IT Department, which may be changed as necessary, as determined by the IT Department. • Passwords should not be shared or told to other staff. If it is necessary to access an employee’s computer when he or she is absent, contact your supervisor or the department director; the IT Department will not provide access to staff accounts without approval of the City Administrator. • Passwords should not be stored in any location on or near the computer. Furthermore, password managers or other electronic storage of passwords must be password protected. • Employees must change passwords when prompted, on a schedule as determined by the IT Department. • Where applicable and administratively feasible, Multi-Factor Authentication (MFA) will be enable to maximize network security. Network Access Non-City-owned computer equipment used in the City’s building should only use the wireless connection to the Internet. Under no circumstances should any non-City-owned equipment be connected to the City’s computer network via a network cable. Exceptions may be granted by the IT Department. Personal computer equipment may not be connected to the City’s network (including Microsoft 365) without prior approval of the IT Department. Personal equipment may be subject to password requirements or other electronic security measures as determined by the IT Department. Remote Access to the Network Examples of remote access include but are not limited to: Outlook Web Access (web mail), virtual private network (VPN), or Windows Remote Sessions. While connected to City computer resources remotely, all aspects of the City’s Computer Use Policy will apply, including the following: 87 • Remote access to the City’s network requires a request from a supervisor and approval from the IT Department. Remote access privileges may be revoked at any time by an employee’s supervisor. • If remote access is from a non-City-owned computer, updated anti-virus software must be installed and operational on the computer equipment, and all critical operating system updates must be installed prior to connecting to the City network remotely. Failure to comply could result in the termination of remote access privileges. • Recreational use of remote connections to the City’s network is strictly forbidden. An example of this would be a family member utilizing the City’s internet connection to visit websites. • Private or confidential data should not be transmitted over an unsecured wireless connection. Wireless connections are not secure and could pose a security risk if used to transmit City passwords or private data while connecting to City resources. Wireless connections include those over cellular networks and wireless access points, regardless of the technology used to connect. Training Employees with city email accounts may be assigned security training through KnowBe4 each month. Employees will be given six months to complete each lesson. Failure to complete the training increases risk to the city’s network and may result in disciplinary action, up to and including termination. Periodically, the IT Department will initiate phishing campaigns, which increase staff awareness of emerging trends in phishing. Repeated failure of the phishing tests increases risk to the city’s network and may result in disciplinary action, up to and including termination. Internet The following considerations apply to all uses of the Internet: • Information found on the Internet and used for City work must be verified to be accurate and factually correct. • Reasonable personal use of the Internet is permitted. Employees may not at any time access inappropriate sites. Some examples of inappropriate sites include but are not limited to adult entertainment, sexually explicit material, or material advocating intolerance of other people, races, or religions. If you are unsure whether a site may include inappropriate information, you should not visit it. • If an employee’s use of the Internet compromises the integrity of the City’s network, the IT Department may temporarily restrict that employee’s access to the Internet. If the IT Department does restrict access, they will notify the employee, HR, the City Administrator, 88 and the employee’s manager as soon as possible, and work with the employee and manager to rectify the situation. • The City may monitor or restrict any employee’s use of the Internet without prior notice, as deemed appropriate by the employee’s manager in consultation with the City Administrator. 89 Artificial Intelligence Technology Employees may use low-risk data with Artificial Intelligence (AI) technology to perform their work. Low-risk data is defined by Minnesota Statutes Chapter 13 as “public” and is intended to be available to the public. If you are unsure whether the data you enter into AI applications is classified as public data, consult with the City Clerk or their designee prior to using AI technologies. Appropriate Use of AI AI tools may be used to: • Improve efficiency and accuracy in administrative or analytical tasks. • Support decision-making where outcomes remain subject to human review. • Generate routine correspondence, reports, or summaries with staff verification. Prohibited Uses AI tools must not be used to: • Make binding decisions without human oversight. • Create, alter, or manipulate public records without proper authorization. • Generate misleading or discriminatory outputs. • Process personal or confidential data unless explicitly approved and compliant with data privacy laws. • Represent official communications or statements without human review and approval. Employee Responsibilities Employees using AI must: • Verify accuracy, appropriateness, and legality of AI-generated content before dissemination or use. • Ensure compliance with existing records retention, privacy, and security policies. • Avoid entering confidential, personal, or sensitive information into AI tools that are cloud-based or publicly accessible. Data Practices and Public Records AI-generated or AI-assisted work products, logs, prompts, and decision outputs are considered government data under applicable data practices laws. They are therefore subject to: • Public records requests • Records retention schedules • Data classification and access controls The City Clerk will coordinate responses to data requests involving AI-generated data. 90 23.0 City Driving Policy General This policy applies to all employees who drive a city-owned vehicle for city business at least once per month. The city expects all employees who are required to drive as part of their job to drive safely and adhere to all traffic laws. The intent of this policy is to provide clear expectations of behavior and clear consequences for failure to adhere to the policy. Phone Usage While Driving While driving a motor vehicle or operating equipment, the use of cell phones or 2-way radios should be limited. All Minnesota State laws regarding the use of cell phones while driving must be followed. Driving Records The city will confirm annually that all employees required to drive as part of their regular duties are properly licensed. Employees are required to provide all information needed to obtain these records. Loss of License or Restricted License Employees who lose their driver’s license or receive restrictions on their license are required to notify their immediate supervisor on the first workday after any temporary, pending, or permanent action is taken on their license and to keep their supervisor informed of any changes thereafter. Normally, employees will be placed on unpaid leave immediately upon losing their license if driving is an essential duty. Employees will be required to use any accrued PTO in lieu of leave without pay. The city desires to retain good, qualified employees and at the same time reduce or limit liability for the city. Therefore, the city will attempt to reasonably accommodate an employee who has lost their license or has received restrictions that impact their ability to do their job. Positions where driving is an essential requirement of the job are normally more difficult to accommodate, particularly for long periods. The city will determine appropriate action on a case-by-case basis and will take the following into consideration: 1. In considering accommodations, other work that needs to be done must be readily available. 2. Any restrictions or revocation must be for less than 60 days for positions where driving is an essential requirement of the job. 3. The employee must be able to obtain a work permit within 30 days if driving is essential. 4. The accommodation cannot create a significant negative impact to the department or other employees. 91 5. The employee must be able to perform the majority of their regular job during a period of accommodation. The city will consider the employee’s performance and discipline record in determining the length of time the city will accommodate but in no case will the city extend accommodations beyond sixty (60) days for positions where driving is an essential requirement of the job. As soon as the employee knows the length of time that they will be unable to drive, the department head, employee, supervisor and/or union representative will schedule a meeting to discuss the situation. In cases where the employee will not be able to legally drive for sixty (60) days or more (and cannot obtain a work permit) and where driving has been determined to be essential to the job, the employee will not be able to retain their job. The employee will be given the option to resign or be terminated. Employees with a good performance record may be eligible to stay with the City in a different position (if qualified and one is available) if it’s determined by the City Council to be in the best interest of the city. In cases where the employee can obtain a work permit within 30 days, or where driving is not essential, the city will look at the possibility of a temporary workplace accommodation. If work accommodations can be found that meet the above criteria, the employee can remain employed, although other discipline may be considered depending on the circumstances. All accommodations must be approved by the department head and are subject to approval by the Personnel Committee. If on any given day, the employee cannot be accommodated due to the type of work being done, the employee will be sent home. The employee may use PTO, compensatory time, if applicable, or leave without pay in these instances. Examples of workplace accommodations include: • Assigning other work that needs to be done and does not involve driving. • Assigning an employee to ride with a coworker driving where the task normally requires two or more employees to ride together and it does not decrease the efficiency of the operation. • For positions where the driving is much less frequent (once per week or less) and involves going to a meeting outside of the office or other city building away from their normal worksite, it may be feasible to use a taxi or a non-city employee to get there and back. However, when other transportation is authorized, the expense must be paid by the employee. An employee who drives in an illegal, careless, or unsafe manner while on duty, will be subject to additional sanctions including the possibility of discipline and/or loss of work accommodation. It is expected that all employees who are covered by this policy maintain a good driving record. 92 Use of Municipal Vehicles The intent of this policy is to provide clear direction on authorized use of municipal vehicles and compliance with Minnesota Statutes governing the personal use of publicly owned vehicles. Certain designated city employees are authorized take-home vehicles based on the demonstrated need to respond to emergencies outside of their normal scheduled work hours. The City Administrator with City Council approval will approve all ongoing take home vehicle assignments. Department heads with the approval of the City Administrator will approve restricted or occasional take home vehicle assignments. Overall, city vehicles generally fall into two (2) categories: 1. Staff cars, vans, and trucks marked with City emblem or City and Department emblems. 2. Public Works trucks and equipment. The following rules shall apply as indicated: 1. Vehicles are provided to employees to assist in conducting city business. Use of city- owned property and vehicles outside work hours will be allowed only in situations where such use constitutes a benefit to the city. 2. Employees may not be under the influence of illegal drugs, alcohol or legal drugs that impair an employee’s driving ability. Employees may not transport or purchase alcohol while using a city vehicle unless required to do so as part of assigned work duties (i.e. liquor store employees). 3. Employees may not use city vehicles to travel outside of the Monticello area unless approved by the department head or in a work-related emergency with the exception of approved job-related meetings and/or training outside the city. 4. Incidental personal use, determined to be appropriate by the department head, during the workday (or for take home vehicles on the way to and from work) is permitted on a limited basis. Limited personal errands, including going to lunch during an authorized lunch break, is permitted if near the work site if such personal use does not substantially alter the employee’s scheduled work activities or route to or from a work site, and does not violate other existing departmental or city policies or rules. 5. City vehicles should never be used in situations that are exclusively for personal use. Personal use of vehicles that involves driving significantly out of your normal route to and from home is not permitted. 6. Heavy equipment/vehicles should not be used to enter onto private property to avoid potential damage to the private pavement. 7. City employees should not transport individuals other than city employees or individuals involved in city work. 93 8. Smoking and vaping is prohibited in all city vehicles. Any exceptions to this policy require approval by the department head, or in the case of department heads, by the City Administrator. Violations of this policy may result in discipline. 24.0 Policy Prohibiting Employee Possession of Firearms The City of Monticello prohibits all employees from carrying or possessing firearms while acting in the course and scope of employment for the city. The possession or carrying of a firearm by employees is prohibited while working on city property or while working in any location on behalf of the City of Monticello. This includes but is not limited to: 1. Driving on city business. 2. Riding in a car or in any type of mass transit while on city business. 3. Working at any city building. 4. Working off-site on behalf of the city. 5. Performing emergency on-call work after normal business hours and on weekends. 6. Working at private residences and businesses on behalf of the city. 7. Attending training, meetings, or conferences on behalf of the city. An exception to this policy is that city employees may carry and possess firearms in city-owned parking areas if they are not working on behalf of the city and have the proper permit. Employees having the proper permit, who must drive their personal vehicles on city business, must lock their firearm in their trunk before using their vehicle for city business and leave it in their locked trunk until the city business is completed. When responding to on-call work from home after regular hours, an employee is prohibited from bringing a firearm in their private vehicles unless the firearm remains in the trunk of their vehicle in a parking lot. No firearms will be allowed in city vehicles since city vehicles are only to be used for city business. Violations of this policy are considered a major work infraction and are subject to disciplinary action in accordance with the city’s discipline procedures policy. 25.0 City Cell Phone Stipend Purpose The purpose of this policy is to identify which employees/positions are required to carry a cell phone and will be paid a monthly stipend for use of their personal cell phone for city business. General Provisions The department director and City Administrator will jointly determine which employees are required to carry a cell phone for city business based on the criteria listed below. Cell phone 94 stipends will be assigned to employees who must remain accessible due to the nature of their duties and/or those who must be available for emergency response or consultation. Criteria The determination to provide a cell phone stipend will be determined by the following criteria: 1. Public Demand and Response 2. Emergency Responsibilities 3. Time Spent Out of Office 4. After Hours Staff Demands 5. Efficiency in Position This policy and criteria will be reviewed whenever there is a change in an employee’s position and/or responsibilities. City Expectations 1. Employees are expected to keep their cell phones turned on during their designated working and on-call hours to assure they can be reached. 2. Incoming and outgoing personal calls during work hours should be limited to emergencies so as not to interfere with city business or the performance of the employee’s job. 3. Use of a cell phone while driving a vehicle is strongly discouraged and should be limited. All Minnesota State laws regarding usage of a cellular telephone while driving must be followed. 4. Any violations of this policy and its guidelines will be cause for disciplinary action in accordance with the City’s discipline policy. Monthly Stipend Purpose The monthly allowance is intended to cover the cell phone expenses related to the employee’s work duties. The allowance amount will be determined by the level of service required (data or voice only) and will be established based on the average cost of similar plans and the benefit amount provided by comparable cities. Guidelines: 1. Employees are responsible for payment of monthly premiums to the provider and any overage charges and late fees associated with their account. 2. Initial purchase of the cell phone, accessory equipment, and activation fees will be the responsibility of the employee. The employee will pay all costs exceeding the amount of the cell phone allowance. 3. Employees are responsible for obtaining and maintaining cell phone service through a reliable provider who provides service in the local calling area of Monticello. 95 4. Employees are responsible for reporting their cell phone numbers to their supervisor. 5. No allowance will be paid when an employee is in leave status exceeding sixty 60 days, unless approved by the City Council. 6. Cell phones stipends are subject to tax treatment per IRS guidelines. 26.0 Resignations Notice Required to be in Good Standing Employees wishing to leave the City service in good standing shall provide a written resignation notice to their supervisor, at least ten (10) working days before leaving. Exempt employees shall provide written notice to their supervisor, at least fifteen (15) working days before leaving. The written resignation must state the effective date of their resignation. Failure to comply with this procedure may be considered cause for denying such employees severance pay and future employment with the city. PTO, compensatory time, and ESST will not normally be approved after giving notice. The city administrator must approve any exceptions to this policy. The Human Resources Manager will schedule and conduct exit interviews with all full-time employees to review their final paychecks and benefit continuation options. All employees will also be sent a link to complete an online exit survey to provide feedback on benefits, supervision, and pay. Advance Resignation Notice Program Purpose The city’s Advance Resignation Notice Program is designed to improve the efficiency and stability of the city’s workforce by encouraging employees to give the city advance notice of their intent to resign. The purpose of this program is to begin the process of replacing an employee who is leaving the city as soon as possible after notice is received reducing the time a position remains unfilled and, in some cases, allowing for a transfer of knowledge from the outgoing to the incoming employee. Eligibility This program is available to active regular full-time employees who have been employed in a regular full-time position with the City for a minimum of five (5) years. The City reserves the right not to replace any employee who resigns, and/or to modify the position and duties prior to hiring a new employee. This decision will not affect a current employee’s eligibility for an Advance Notice payment. 96 Notice and Use of Leave In order to be eligible for an Advance Notice payment an employee must give at least 90 calendar days’ notice to the employee’s supervisor before his or her last day of work. The last day of work is defined for this program as the last day that an employee will be actively working for the city and must be a day the employee is normally scheduled to work. The city reserves the right to approve or deny requests for use of accrued PTO during the 90–180-day period. It is the policy and intent that an employee requesting an Advance Notice Incentive remains actively working for the city and limits the use of PTO during the final 90–180-day period. City Expectations In order to be eligible for the one-time payment noted below, the departing employee will be expected to train the replacement or new hire to the extent possible by transferring knowledge and preparing documentation of the position as necessary. Agreement Acceptance The agreement must be signed by the employee, department director, and the Human Resources Manager to be effective. The City reserves the right to refuse to enter into this agreement with any employee. For purposes of this policy, the term day(s) shall mean calendar day(s). Payment The city will provide the following one-time payment for advance notice: Ninety (90) days: $1000 One Hundred Twenty (120) days: $1500 One Hundred Eighty (180) days: $2000 Payment will be made on or after the employment termination date. Payment will not be made if the employee or the city rescinds the resignation. Payment is subject to taxation and required deductions. Recission Period An employee has ten (10) calendar days from the date the employee signs the agreement to rescind the Advance Resignation Notice. After the city has accepted the resignation and after the duration of the Employee’s 10-day rescission period, the resignation becomes irrevocable, and the Employee may no longer rescind it without the city’s agreement to either permit rescission or defer the resignation. Refusing to accept the Advance Notice payment will not void the Agreement. In the event the Employee breaches this Agreement by terminating employment with the city in advance of the agreed upon resignation date, the Employee forfeits all eligibility for any advance resignation incentive. 97 If a qualifying Family/Medical Leave Act (FMLA) event occurs during the effective period (90- 180 days) of the agreement, such event shall be characterized as a breach for good cause and the city shall release the employee from the agreement and disqualify the employee from the incentive payment. Employee Retirement Recognition The city will provide a cake and refreshment reception for all retiring employees and contribute up to $250 towards the cost of food for a retirement celebration for any employee who has worked for the city for at least 20 years. 27.0 Severance Pay Severance pay includes earned PTO under the provisions cited below. 1. Employees leaving in good standing will receive 100% of their earned PTO balance paid as cash. 2. The earned PTO balance includes prior year carry over and the unused, pro rata earned amount in the year of severance. The unused, pro reata earned amount can be a negative number if the employee uses more than is earned in the year of severance. 3. Employees will be paid 100% of their compensatory time balance upon termination regardless of standing. 4. EMB hours are not paid out at termination. 5. ESST is not paid out at termination. 28.0 Safety The health and safety of each employee of the city and the prevention of occupational injuries and illnesses are of primary importance to the city. To the greatest degree possible, management will maintain an environment free from unnecessary hazards and will establish safety policies and procedures for each department. Adherence to these policies is the responsibility of each employee. Overall administration of this policy is the responsibility of each supervisor. Safety Equipment/Gear Where personal protective safety equipment and clothing is required by federal, state, or local rules and regulations, it shall be a condition of employment that employees wear such equipment. The city provides personal protective equipment (PPE) consistent with established standards. Employees may request to have PPE that exceeds established standards but, if approved, the employee will be required to pay the difference. An employee observed not wearing the proper safety equipment or violating safety procedures will be sent home from work and a written statement of the incident shall be included in the 98 employee’s personnel file. Violation of safety equipment requirements and/or safety policies or procedures may be grounds for a written reprimand, suspension, or termination. Reporting Accidents and Illnesses Both Minnesota workers’ compensation laws and the state and federal Occupational Safety and Health Acts require that all on the job injuries and illnesses be reported as soon as possible by the employee, or on behalf of the injured or ill employee, to his/her supervisor. The employee’s immediate supervisor is required to complete a First Report of Injury and any other forms that may be necessary related to an injury or illness on the job. All accidents between City equipment and private vehicles or private property should be reported by notifying the local law enforcement agency at the time of the accident as well as the employee’s supervisor. A review of accidents will be conducted in accordance with the procedure set forth in the Safety Manual. Unsafe Behavior Supervisors are authorized to send an employee home immediately when the employee’s behavior violates the city’s personnel policies, department policies, or creates a potential health or safety issue for the employee or others. Access to Gender-Segregated Activities and Areas With respect to all restrooms, locker rooms or changing facilities, employees will have access to facilities that correspond to their gender identity, regardless of their sex at birth. The city maintains separate restroom and/or changing facilities for male and female employees and allows employees to access them based on their gender identity. In any gender-segregated facility, any employee who is uncomfortable using a shared facility, regardless of the reason, will, upon the employee’s request, be provided with an appropriate alternative. This may include, for example, addition of a privacy partition or curtain, provision to use a nearby private restroom or office, or a separate changing schedule. However, the city will not require a transgender or gender diverse employee to use a separate, nonintegrated space, unless requested by the transgender or gender diverse employee, because it may publicly identify or marginalize the employee as transgender. The decision should be left to the employee to determine the most appropriate and safest option for them. Under no circumstances may employees be required to use sex-segregated facilities that are inconsistent with their gender identity. 29.0 Security Cameras The purpose of this policy is to govern the use of all video security cameras administered by the City of Monticello. This policy is established to set parameters regarding the use of video 99 cameras in public places and applies to systems that enable continuous or periodic routine video monitoring on a sustained basis. Purpose of Cameras The City of Monticello strives to maintain a safe and secure environment for its staff and patrons. Selected areas of city premises are equipped with video security systems that record images twenty-four hours a day. The city’s video security system is used for the protection and safety of patrons, employees, and property. Location of Cameras Reasonable efforts will be made to safeguard the privacy of patrons and employees. Video cameras will not be positioned in areas where there is a reasonable expectation of personal privacy such as in restrooms, locker rooms and employee break rooms. The video cameras will be positioned to record only those areas specified by the city and will complement other measures to maintain a safe and secure environment in compliance with city policies. No “dummy” video cameras will be employed. “Dummy” cameras currently in place will be phased out and replaced with working cameras. Signage Signs will be posted at the building entrances where security cameras are in use. Out-door and rooftop cameras will also have signage that is visible to the public. Access to Live Video Although not continuously observed, live video feeds may be monitored by employees during the course of their regular duties to manage activity in city buildings and on the grounds. Access to Stored Video Stored images may be reviewed by authorized city staff for any management purpose including supervision of employees, to investigate a possible violation of city policy or an illegal activity, or for the protection and safety of patrons, employees, and property. Images from the city video security systems are stored digitally. The city will retain all recorded images for no more than 30 days or until the capacity of the storage system is reached, whichever occurs first. In some circumstances the city may be required to retain all recorded images for a longer period of time if mandated by state or federal law. When recorded images are pulled as a result of an incident, these records will be held for one year following the conclusion of an investigation or legal proceeding. Any records produced by the video security system will be kept in a secure manner. 100 Use/Disclosure of Archived Video Archived video from security cameras is identified as security data by Minnesota State Statute Section 13.37. In the event of an incident, the City Administrator may release digital records to appropriate law enforcement officials. Violations of this policy will be reported to the City Administrator. 30.0 DOT Drug and Alcohol Policy Purpose This policy describes the city’s Drug and Alcohol Program for certain personnel required to hold Commercial Driver’s Licenses. The city is concerned about providing a safe workplace for its employees, and while the city does not intend to intrude into the private lives of its employees, it is the goal to provide a work environment conducive to maximum safety and optimum work standards. Alcohol and drug abuse can cause unsatisfactory job performance, increased tardiness and absenteeism, increased accidents and workers’ compensation claims, higher insurance rates, and an increase in theft of city property. The use, possession, manufacture, sale, transportation, or other distribution of controlled substance or controlled substance paraphernalia and the unauthorized use, possession, transportation, sale, or other distribution of alcohol is contrary to this policy and jeopardizes public safety. Policy This policy applies to every city employee (full-time, part-time, and temporary) and applicant for employment in the case of pre-employment drug testing who holds a Commercial Driver’s License (CDL) and whose job description requires the employee to drive a Commercial Motor Vehicle (CMV). This policy implements the drug and alcohol testing requirements of the Federal Motor Carrier Safety Administration (FMCSA), an agency of the U.S Department of Transportation (DOT). It is in addition to the City Drug and Alcohol Policy which is established under Minnesota state law and the Drug Free Workplace Act of 1988. It is the City’s intention to comply fully with the DOT regulations. Because changes in applicable law and the city’s practices and procedures may occur from time to time, this policy may change in the future, and nothing in this policy is intended to be a contract, promise, or guarantee the city will follow any particular course of action, disciplinary, rehabilitative or otherwise, except as required by law. Any revisions to the Federal Omnibus Transportation Employee Testing Act will take precedent over this policy to the extent the policy has not incorporated those revisions. 101 Given the significant dangers of alcohol and controlled substance use, each applicant and driver must abide by this policy as a term and condition of hiring and continued employment. Moreover, federal law requires the city to implement such a policy. To ensure this policy is clearly communicated to all drivers and applicants, and in order to comply with applicable federal law, drivers and applicants are required to review this policy and sign the “Certificate of Receipt” portion. Definitions Definitions as used under this Policy set forth below and in greater detail in 49 C.F.R. §§ 40.3 and 382.107. Accident – An occurrence involving a commercial motor vehicle operating on a public road which results in a fatality; bodily injury to any person who, as a result of the injury, immediately receives medical treatment away from the scene of the accident; or one or more motor vehicles incurring disabling damage as a result of the accident, requiring the vehicle to be transported away from the scene by a tow truck or other vehicle. The term “accident” does not include an occurrence involving only boarding and alighting from a stationary motor vehicle; an occurrence involving only the loading or unloading of cargo; or an occurrence in the course of the operation of a passenger car or a multipurpose passenger vehicle unless the vehicle is transporting passengers for hire or hazardous materials of a type and quantity that require the motor vehicle to be marked or placarded in accordance with 49 C.F.R. § 177.823. See 49 C.F.R. §§ 382.303(a); 382.303(f), 382.303(h), and 390.5. Alcohol – The intoxicating agent in beverage alcohol, ethyl alcohol, or other low molecular weight alcohols including methyl and isopropyl alcohol. 49 C.F.R. §382.107. Alcohol Concentration (or Content)- The alcohol on a volume of breath expressed in terms of grams of alcohol per 210 liters of breath as indicated by an evidential breath test. 49 C.F.R. § 382.107. Alcohol Use – The drinking, swallowing, or consumption of any beverage, mixture, or preparation, including any medication, containing alcohol. 49 C.F.R. §382.107. Applicant- A person who applies to a State or other jurisdiction to obtain, transfer, update, or renew a CDL or to obtain or review a Commercial Learner’s Permit (CLP) or any endorsement that would permit the person to operate a CMV. 49 C.F.R. §383.5. Breath Alcohol Technician or BAT – An individual who instructs and assists individuals in the alcohol testing process and operates and evidential breath testing device. 49 C.F.R. §40.3. City – The City of Monticello, Minnesota. City Premises – All job sites, facilities, offices, buildings, structures, equipment, vehicles, and parking areas, whether owned, leased, used or under the control of the city. 102 Collection Site – A place designated by the City where drivers present themselves for the purpose of providing a specimen of their urine or breath to be analyzed for the presence of alcohol or controlled substances. 49 C.F.R. §40.3. Commercial Motor Vehicle (CMV) – A CMV is a motor vehicle or combination of motor vehicles used in commerce to transport passengers or property if the motor vehicle: Has a gross vehicle weight rating or gross combination weight rating, or gross vehicle weight or gross combination weight, of 4,536 kg (10,001 pounds) or more, whichever is greater; or Is designed or used to transport more than eight passengers (including the driver) for compensation; or Is designed or used to transport more than fifteen passengers, including the driver, and is not used to transport passengers for compensation: or Is used in transporting material found by the Secretary of Transportation to be hazardous under 49 U.S.C. 5103 and transported in a quantity requiring placarding under regulations prescribed by the Secretary under 49 C.F.R., subtitle B, chapter I, subchapter C. 49 C.F.R. § 390.5. Fire trucks and other emergency fire equipment are not considered to be commercial vehicles under this policy. Confirmation (or Confirmatory) Test – For alcohol testing means a second test, following a positive non-evidential (e.g., saliva) screening test or a breath alcohol screening test with the result of 0.02 or greater, that provides quantitative data of alcohol concentration. For controlled substance testing, “Confirmation (or Confirmatory) Test” means a second analytical procedure to identify the presence of a specific controlled substance or metabolite which is independent of the screen test, and which uses a different technique and chemical principal from that of the screen test in order to ensure reliability and accuracy. 49 C.F.R. § 382.107. Confirmatory Re-Test – A third testing of the original test sample when the confirmatory test produces a positive test result. A confirmatory retest is done at the request and the expense of the employee/applicant. Controlled Substances (Drugs) – Those substances identified in 49 C.F.R. § 40.85. Marijuana, amphetamines, opioids, (including heroin), phencyclidine (PCP), cocaine, and any of their metabolites are included within this definition. 49 C.F.R. § 382.107; 49 C.F.R. § 40.85. Department of Transportation or DOT- Means the United States Department of Transportation. HHS – The Department of Health & Human Services or any designee of the Secretary, Department of Health & Human Services. 49 C.F.R. §40.3. Disabling Damage - Damage which precludes departure of a motor vehicle from the scene of the accident in its usual manner in daylight after simple repairs, including damage to motor vehicles that could have been driven, but would have been further damaged if so driven. 103 Disabling damage does not include damage which can be remedied temporarily at the scene of the accident without special tools or parts, tire disablement without other damage even if no spare tire is available, headlight or taillight damage or damage to turn signals, horn or windshield wipers which make them inoperative. 49 C.F.R. § 382.107. Driver – Any person who operates a commercial motor vehicle. This includes, but is not limited to full-time, regularly employed drivers; casual, intermittent, or occasional drivers; leased drivers and independent owner-operator contractors who are either directly employed by or under lease to the city or who operate a commercial motor vehicle at the direction of or with the consent of the city. For purposes of pre-employment testing, the term driver includes a person applying to drive a commercial motor vehicle. The word driver and employee will be used throughout this policy interchangeably. 49 C.F.R. § 382.107. Drug- Has the same meaning as “controlled substance.) Employee Seeking a Transfer – Refers to an employee who is not subject to DOT regulations seeking a transfer to a position that will subject them to DOT regulations in the sought after position. Evidential Breath Testing Device (EBT) – A device that is approved by the National Highway Traffic Safety Administration (NHTSA) for the evidential testing of breath and appears on NHTSA’s “Conforming Products List of Evidential Breath Measurement Devices.” 49 C.F.R. § 40.3. Federal Motor Carrier Safety Administration (FMCSA) – The Federal Motor Carrier Safety Administration of the Unite States Department of Transportation. Medical Review Officer (MRO) – A licensed physician (medical doctor or doctor of osteopathy) responsible for receiving laboratory results generated by a controlled substance testing program who has knowledge of substance abuse disorders and has appropriate medical training to interpret and evaluate an individual’s confirmed positive test result together with his or her medical history and any other relevant biomedical information. 49 C.F.R. § 40.3 Performing (a Safety-Sensitive Function) – Any period in which a driver is actually performing, ready to perform, or immediately available to perform any safety-sensitive functions. 49 C.F.R. §382.107. Positive Test Result – A finding of the presence of alcohol or controlled substance, or their metabolites, in the sample tested in levels at or above the threshold detection levels established by applicable laws. Reasonable Suspicion- A belief a driver has engaged in conduct prohibited by the FMCSA controlled substance and alcohol testing regulations, except when related solely to the possession of alcohol, based on specific contemporaneous, articulable observations made by a supervisor or City official who has received appropriate training concerning the appearance, 104 behavior, speech, or body odors of the driver. The determination of reasonable suspicion will be made in writing on a Reasonable Suspicion Record Form during, just preceding, or just after the period of the workday that the driver is required to be in compliance with this policy. In the case of a controlled substance, the observations may include indications of the chronic and withdrawal effects of a controlled substance or any other indicia of controlled substance use. Refusal to Submit – Refusal to submit to an alcohol and/or a controlled substance test occurs when an employee/applicant: • Fails to provide adequate breath for testing without a valid medical explanation after he/she has received notice of the requirement for breath testing. • Fails to provide adequate urine for controlled substances testing without a valid medical explanation after he/she has received notice of the requirement for urine testing. • Engages in conduct that clearly obstructs the testing process, such as providing an adulterated or substituted specimen. Safety-Sensitive Function- All time from the time a driver begins to work or is required to be in readiness to work until the time he or she is relieved from work and all responsibility for performing work. Safety-sensitive functions include: • All time at a city plant, shipper plant, terminal, facility, or other property, or on any public property, waiting to be dispatched, unless the driver has been relieved from duty by the employer. • All time inspecting equipment as required by 49 C.F.R. §§ 392.7 and 392.8 or otherwise inspecting, servicing, or conditioning any commercial motor vehicle at any time. • All time spent at the driving controls of a commercial motor vehicle in operation. • All time, other than driving time, in or upon any commercial motor vehicle except time spent resting in a sleeper berth (a berth conforming to the requirements of 49 C.F.R. § 393.76). • All time loading or unloading a vehicle, supervising, or assisting in the loading or unloading, attending a vehicle being loaded or unloaded, remaining in readiness to operate the vehicle, or in giving or receiving receipts for shipments loaded or unloaded. • All time repairing, obtaining assistance, or remaining in attendance upon a disabled vehicle. 49 C.F.R. § 382.107. Screening Test (also known as Initial Test) – In alcohol testing, means an analytical procedure to determine whether a driver may have a prohibited concentration of alcohol in his or her system or in a breath or saliva specimen. Screening tests may be conducted by utilizing a non- evidential screening device included by the National Highway Traffic Administration on its conforming products list (e.g., a saliva screening device) or an evidential breath testing device 105 (EBT) operated by a trained breath alcohol technician (BAT). In controlled substance testing, “Screening Test” means an immunoassay screen to eliminate “negative” urine specimens from further analysis or to identify a specimen that requires additional testing for the presence of drugs. 49 C.F.R. § 382.107. Substance Abuse Professional (SAP) – A licensed physician (medical doctor or doctor of osteopathy), licensed or certified psychologist, licensed or certified social worker, licensed or certified employee assistance professional, or licensed or certified addiction counselor (certified by the National Association of Alcoholism and Drug Abuse Counselors Certification Commission, the International Certification Reciprocity Consortium, or the National Board for Certified Counselors) with knowledge of clinical experience in the diagnosis and treatment of alcohol and controlled substance-related disorders. 49 C.F.R. §§ 40.3, 40.281. Prohibitions An employee covered by this policy shall not do the following. 1. Report for duty, operate City vehicles, equipment, or machinery, perform safety sensitive functions, or remain on City property while having any detectable or measurable amount of alcohol in his/her system or while under the influence of illegal drugs. 2. Use, possess, sell, distribute, manufacture, or transport illegal drugs or alcohol while on City property, while operating City equipment, or while on duty. 3. Consume alcohol within four (4) hours before operating a City vehicle. 4. Attempt to perform job duties when taking medically prescribed drugs or other substances which may alter job performance unless the employee has been advised by a licensed medical practitioner that the prescription drug will not adversely affect the driver’s ability to safely operate a CMV. If the prescription drug does affect performance, the employee must notify his/her supervisor. 5. Refuse to submit to a required drug and/or alcohol test as required under this policy. Any supervisor or manager who has actual knowledge that an employee has violated or attempted to violate any of the above prohibitions shall not permit the employee to perform any job duties, nor to remain on duty. An employee found to be in violation of any of the provisions of this policy shall be subject to discipline up to and including termination from employment. See section titled, “Consequences for Employees Engaging in Prohibited Conduct” of this policy for more information. Types of Testing The City may test any applicant to whom a conditional offer of employment has been made and may test any Driver for controlled substance and alcohol under any of the following circumstances. 106 Pre-Employment Testing All applicants, including current employees seeking a transfer, applying for a position where duties include performing safety-sensitive duties described above, will be required to take a drug test prior to the first time a driver performs a safety-sensitive function for the city. A driver may not perform safety-sensitive functions unless the driver has received a controlled substance test result from the Medical Review Officer (“MRO”) indicating a verified negative test result. In addition to pre-employment-controlled substance testing, applicants will be required to authorize in writing former employers to release alcohol test results of .04 or greater, positive controlled substance test results, refusals to test, other violations of drug and alcohol testing regulations, and completion of return to duty requirements within the preceding three (3) years. All applicants, including current employees seeking a transfer, applying for a position where duties include performing safety-sensitive duties described above, will be required to take an alcohol test prior to the first time a driver performs a safety-sensitive function for the city, but only after a conditional offer of employment has been made. No applicant, including current employees seeking a transfer, will perform safety-sensitive functions unless the driver has received an alcohol test result from the MRO indicating a test result of .04 or less Blood Alcohol Content (“BAC”). Beginning in 2020, an applicant must provide consent to the city and successfully pass a full query of the Federal Motor Carrier Safety Administration’s Clearinghouse prior to hire. In addition, at least once a year, the City will conduct a limited query of the Clearinghouse for each currently employed CDL driver. If the limited query reveals that the Clearinghouse has information about resolved or unresolved drug and alcohol program violations by a candidate or current employee, he or she will be asked to provide electronic consent to a full query of the Clearinghouse (unless he or she has previously provided electronic consent). In the event a full query of the Clearinghouse reveals unresolved violation information for a candidate or current employee, the driver will not be permitted to perform safety-sensitive functions, including the operation of a Commercial Motor Vehicle and, in the case of a candidate, may have their conditional offer of employment rescinded or, in the case of a current employee, may be subject to discipline. Post-Accident Testing As soon as practicable following an accident involving a commercial motor vehicle while being operated for the city, the city will test for alcohol and controlled substance of each surviving Driver when the following occurs. 1. The accident involved a fatality or 2. The driver receives a citation for a moving traffic violation for the accident, and an injury is treated away from the accident scene or 107 3. The driver receives a citation for a moving traffic violation for the accident and a vehicle is required to be towed from the accident scene. A driver who is subject to post-accident testing must remain readily available for such testing or will be deemed by the city to have refused to submit to testing. This requirement to remain ready for testing does not preclude a driver from leaving the scene of an accident for the period necessary to obtain assistance in responding to the accident or to obtain necessary medical care. Post-Accident Controlled Substance Testing Drivers are required to submit a urine sample for post-accident-controlled substance testing as soon as possible. If the driver is not tested within thirty-two (32) hours after the accident, the city will cease its attempts to test the driver and prepare and maintain on file a record stating why the test was not promptly administered. Post-Accident Alcohol Testing Drivers are required to submit to post-accident alcohol testing as soon as possible within two (2) hours, and in any event no more than eight (8) hours after the accident. After an accident, consuming alcohol is prohibited until the driver is tested. If the driver is not tested within two (2) hours after the accident, the city will prepare and maintain on file a record stating why the test was not administered within that time. If the driver is not tested within eight (8) hours after the accident, the City will cease its attempts to test the driver and prepare and maintain on file a record stating why the test was not administered. The city may accept the results of a blood, urine, or breath test to determine if a driver has any alcohol or controlled substances in his/her system if: 1. The tests are conducted by federal, state, or local officials having independent authority for the test; and 2. The tests conform to applicable federal, state, or local testing requirements; and 3. The test results can be obtained by the city. Whenever such a test is conducted by a law enforcement officer, the driver must contact the city and immediately report the existence of the test. The driver must provide the name, badge number, and telephone number of the law enforcement officer who conducted the test. Random Testing Every driver will be subject to unannounced alcohol and controlled substance testing on a random selection basis. Drivers will be selected for testing by use of a scientifically valid method under which each driver has an equal chance of being selected each time selections are made. These random tests will be conducted throughout the calendar year. Each driver who is notified of selection for random testing must cease performing safety-sensitive functions and report to the designated test site immediately. It is mathematically possible drivers may be selected be picked and tested more than once, and others not at all. 108 If a driver is selected for a random test while he or she is absent, on leave or away from work, that driver will be required to undergo the test when he or she returns to work. At this time, federal law requires the City to test at a rate of at least fifty percent (50%) of its average number of drivers for controlled substance each year, and to test at a rate of at least ten percent (10%) of its average number of drivers for alcohol each year. These minimum testing rates are subject to change by the DOT. Reasonable Suspicion Testing When a supervisor has reasonable suspicion to believe the driver has engaged in conduct prohibited by federal law or this policy, the City must require the driver to submit to an alcohol and/or controlled substance test. Alcohol testing will occur while the driver is performing safety-sensitive functions, just before the driver is to perform safety-sensitive functions, or just after the driver has ceased performing such functions. The City’s determination that reasonable suspicion exists to require the driver to undergo an alcohol test will be based on “specific contemporaneous, articulable observations concerning the appearance, behavior, speech, or body odors of the driver.” In the case of controlled substance, the observations may include indications of the chronic and withdrawal effects of a controlled substance. The required observations for reasonable suspicion testing will be made by a supervisor or other person designated by the City who has received appropriate training in identification of actions, appearance, and conduct for a driver which are indicative of the use of alcohol or controlled substance. These observations will be reflected in writing on a Reasonable Suspicion Record Form. The person who makes the determination that reasonable suspicion exists to conduct testing will not be the person conducting the testing, which shall instead be conducted by another qualified person. If a reasonable suspicion alcohol test is not administered within two (2) hours following the determination of reasonable suspicion, the City will prepare and maintain on file a record stating the reasons the alcohol test was not promptly administered. If a reasonable suspicion alcohol test is not administered within eight (8) hours following the determination of reasonable suspicion, the City will prepare and maintain on file a record stating the reasons the alcohol test was not administered and will cease attempts to conduct the alcohol test. If a reasonable suspicion-controlled substance test is not administered within thirty-two (32) hours following the determination of reasonable suspicion, the City will cease attempts to administer a controlled substance test and will prepare a record stating the reasons for not administering the test. Notwithstanding the absence of a reasonable suspicion test, no driver may report for duty or remain on duty requiring the performance of safety-sensitive functions while the driver is under the influence of or impaired by alcohol, as shown by the behavioral, speech, and performance 109 indicators of alcohol use, nor will the city permit the driver to perform or continue to perform safety-sensitive functions until (1) an alcohol test is administered and the driver’s alcohol concentration is less than 0.02; or (2) twenty-four (24) hours have elapsed following the determination of reasonable suspicion. Return-to-Duty Testing The City reserves the right to impose discipline against drivers who violate applicable FMCSA rules or this policy, subject to applicable personnel and collective bargaining agreements. Except as otherwise required by law, the city is not obligated to reinstate or requalify such drivers for a first positive test result. Should the city consider reinstatement of a DOT covered driver, the driver must undergo a Substance Abuse Professional (SAP) evaluation and participate in any prescribed education/treatment, and successfully complete return-to-duty alcohol test with a result indicating an alcohol concentration of less than 0.02 if the conduct involved alcohol, or a controlled substance test with a verified negative result if the conduct involved a controlled substance, before the driver returns to duty requiring the performance of a safety-sensitive function. The SAP determines if a driver has completed the education/treatment as prescribed. The driver is responsible for paying for all costs associated with the return-to-duty test. The controlled substance test will be conducted under direct observation. Follow-Up Testing The City reserves the right to impose discipline against drivers who violate applicable FMCSA rules, subject to applicable personnel policies and collective bargaining agreements. Except as otherwise required by law, the city is not obligated to reinstate or requalify such drivers. Should the City reinstate a driver following determination by a Substance Abuse Professional that the driver needs assistance to resolve problems associated with alcohol use and/or use of controlled substance, the city will ensure that the driver is subject to unannounced follow-up alcohol and/or controlled substance testing. The number and frequency of such follow-up testing will be directed by the SAP and consist of at least six (6) tests in the first twelve (12) months following the driver’s return to duty. Follow-up testing will not exceed sixty (60) months from the date of the driver’s return to duty. The SAP may terminate the requirement for follow-up testing at any time after the first six tests have been administered, if the SAP determines such test is no longer necessary. The driver is responsible for paying for all costs associated with follow-up tests. Follow-up alcohol testing will be conducted only when the driver is performing safety-sensitive functions, just before the driver is to perform safety-sensitive functions, or just after the driver has ceased performing safety-sensitive functions. 49 C.F.R. § 40.307(d). 110 Cost of Required Testing The city will pay for the cost of pre-employment, post-accident, random, and reasonable suspicion-controlled substance and alcohol testing requested or required of all job applicants and employees. The driver must pay for the cost of all requested confirmatory re-tests, return- to-duty, and follow-up testing. Required Prior Controlled Substance and Alcohol Checks for Applicants The City will conduct prior drug and alcohol checks of applicants for employment to drive a commercial motor vehicle. Applicants must execute a consent form authorizing the City to obtain the required information. The City will obtain (pursuant to the applicant’s written consent) information on the applicant’s alcohol test with a concentration result of 0.04 or greater, positive controlled substance test results, and refusals to be tested within the preceding three (3) years which are maintained by the applicant’s previous employers. The City will obtain all information concerning the applicant which is maintained by the applicant’s previous employers within the preceding three (3) years pursuant to DOT and FMCSA controlled substance and alcohol testing regulations. The City will review such records, if feasible, prior to the first time a driver performs safety-sensitive functions. Prohibited Conduct The following conduct is explicitly prohibited by applicable DOT and FMCSA regulations and therefore constitutes violation of city policy. Under the Influence of Alcohol when Reporting for Duty or While on Duty No driver may report for duty or remain on duty requiring the performance of safety-sensitive functions while having an alcohol concentration of 0.04 or greater. Drivers reporting for duty or remaining on duty to perform safety-sensitive functions while having an alcohol concentration of 0.02, but less than 0.04, will be removed from duty for 24 hours, escorted home, and placed on unpaid leave for hours missed from work. Employees may choose to use PTO or compensatory time to cover their lost wages. On-Duty Use of Alcohol No driver may use alcohol while performing safety-sensitive functions. Pre-Duty Use of Alcohol No driver may perform safety-sensitive functions within four (4) hours after using alcohol. If an employee has had alcohol within four (4) hours, they are to notify their supervisors before performing any safety-sensitive functions. 111 Alcohol Use Following an Accident No driver required to take a post-accident alcohol test may use alcohol for eight (8) hours following the accident, or until the driver undergoes a post-accident alcohol test, whichever occurs first. Refusal to Submit to a Required Alcohol or Controlled Substance Test No applicant or driver may refuse to submit to pre-employment, post-accident, random, reasonable suspicion, or follow-up alcohol or controlled substance testing. In the event an applicant or driver does in fact refuse to submit to required alcohol or controlled substance testing, no test will be conducted. Refusal by a driver to submit to controlled substance or alcohol testing will be considered a positive test result, will cause disqualification from performing safety-sensitive functions, and may appear on the driver’s permanent record. Drivers who refuse to submit to testing will be subject to discipline, up to an including termination. In accordance with the Federal Motor Carrier Safety Administration’s (FMCSA) Commercial Driver’s License (CDL) Drug and Alcohol Clearinghouse reporting requirements, beginning January 6, 2020, the City will report a driver’s refusal to submit to a DOT test for drug or alcohol use to the Clearinghouse within three (3) business days. If an applicant refuses to submit to pre-employment-controlled substance testing, any applicable conditional offer shall be withdrawn. For purposes of this section, a driver is considered to have refused to submit to an alcohol or controlled substance test when the driver: 1. Fails to provide adequate breath for alcohol testing without a valid medical explanation after he or she has received notice of the requirement for breath testing. 2. Fails to provide adequate urine for controlled substance testing without a genuine inability to provide a specimen (as determined by a medical evaluation), after he or she has received notice of the requirement for urine testing. 3. Fails to report for testing within a reasonable period of time, as determined by the city. 4. Fails to remain at a testing site until testing is complete. 5. In the case of directly observed or monitored collection, fails to permit observation or monitoring. 6. Fails or declines to take a second test as required by the city and/or collector. 7. Fails to undergo a medical examination as directed by the city pursuant to federal law. 8. Refuses to complete and sign the alcohol testing form, to provide a breath or saliva sample, to provide an adequate amount of breath, or otherwise cooperate in any way that prevents the completion of the testing process. 9. Engages in conduct that clearly obstructs the test process. Altering or Attempting to Alter a Urine Sample or Breath Test 112 A driver altering or attempting to alter a urine sample or controlled substance test, or substituting or attempting to substitute a urine sample, will be subject to providing a specimen under direct observation. Both specimens will be subject to laboratory testing. In such case, the employee may be subject to immediate termination of employment and any job offer made to an applicant will be immediately withdrawn. Controlled Substance Use No driver may report for duty or remain on duty requiring the performance of safety-sensitive functions when the driver uses any controlled substance, except when the use is pursuant to the instructions of a licensed medical practitioner who has advised the driver in writing that the substance does not adversely affect the driver’s ability to safely operate a commercial motor vehicle. Drivers must forward this information regarding therapeutic controlled substance use to the city immediately after receiving any such advice and sign any necessary releases of information for the City to verify this information. Having a medical marijuana card and/or a cannabis prescription from a physician does not allow anyone to use or possess that drug in the city’s workplace. The federal government still classifies cannabis as an illegal drug. There is no acceptable concentration of marijuana metabolites in the urine or blood of an employee who performs safety-sensitive duties for the city. Employees are still subject to being tested under our policies, as well as for being disciplined, suspended or terminated after testing positive for cannabis while at work. Controlled Substance Testing No driver may report for duty, remain on-duty, or perform a safety-sensitive function if the driver tests positive for controlled substance. Collection and Testing Procedures Drivers are required to report immediately upon notification to the collection site. For random tests conducted off site, employees may use a City vehicle to drive to the collection site. Drivers will be expected to provide a photo ID card for identification to the collection staff. All drivers will be expected to cooperate with collection site personnel request to remove any unnecessary outer garments such as coats, sweaters or jackets. Drivers will be required to empty their pockets. Collection personnel will complete a Federal Custody and Control Form (“CCF”) which drivers providing a sample will sign as well. Alcohol Testing Employees will be tested for alcohol just before, during, or immediately following performance of a safety-sensitive function. If a driver is also taking a DOT controlled substance test the alcohol test is completed before the urine collection process begins. Screening tests for alcohol concentration will be performed utilizing a non-evidential screening device included by the National Highway Traffic Safety Administration on its conforming products list (e.g., a saliva 113 screening device) or an evidential breath testing device (EBT) operated by a trained breath alcohol technician (BAT) at a collection site. An alcohol test usually takes approximately 15 minutes if the result is negative. If a driver’s first attempt is positive (with an alcohol concentration of .02 or greater), the driver will be asked to wait at least 15 minutes and then be tested again. The driver may not eat, drink or place anything in his/her mouth (e.g., cigarette, chewing gum) during this time. The driver shall comply with all instructions the collector gives. All confirmation tests will be conducted in a location that affords privacy to the driver being tested, unless unusual circumstances (e.g., when it is essential to conduct a test outdoors at the scene of an accident) make it impracticable to provide such privacy. Any results less than 0.02 alcohol concentration is considered a negative test result. If a breath test is being conducted, and a driver does not provide a sufficient amount of breath to permit a valid breath test, the collector will instruct the driver the proper way to provide sufficient amount of breath and ask the driver to attempt to provide a sufficient amount of breath a second time. If the driver again attempts and fails to provide a sufficient amount of breath, the collector may provide another opportunity for the driver to do so if the collector believes there is a strong likelihood that another opportunity could result in a sufficient amount of breath. The collector may then change to a saliva alcohol screening test, if the collector is qualified to provide such a test. If none of these procedures result in a sufficient amount of breath for an alcohol test, the driver must obtain, within five days, a written evaluation from a licensed physician acceptable to the City who has expertise in the medical issues raised by the driver’s failure to provide a sufficient specimen for testing. If the licensed physician concludes that a medical condition has, or with a high degree of probability could have, precluded the driver from providing a sufficient specimen, the City will consider the test to be canceled. If the licensed physician cannot make such a determination, the City will consider the driver to have refused to engage in the testing process and will take appropriate disciplinary action under this policy. If the collector is utilizing a saliva alcohol test, and the employee is unable to provide sufficient saliva to complete the test on a saliva screening device, the collector will conduct a new screening test using a new screening device. If the employee has not provided a sufficient amount of saliva to complete the new test, the collector will arrange to administer an alcohol test to the employee using a breath testing device. Controlled Substance Testing The City will use a “split urine specimen” collection procedure for controlled substance testing. Collection of urine specimens for controlled substance testing will be conducted by an approved collector and will be conducted in a setting and manner calculated to ensure the driver’s privacy. The collection facility will be responsible for maintaining a proper chain of custody for delivery of the sample to an HHS –certified laboratory for analysis. The laboratory 114 will retain a sufficient portion of any positive sample for testing and store that portion in a scientifically acceptable manner for a minimum of twelve (12) months. 49 C.F.R. § 40.3. Controlled substance testing generally takes about 15 minutes. At the collection site, the driver will be given a sealed container and must provide at least 45 ml of urine for testing. Once the sample is provided, the collection personnel will check the temperature and color and look for signs of contamination. The urine is then split into two separate specimen containers (A, or “primary,” and B, or “split”) with identifying labels and security seals affixed to both. The collection facility will be responsible for maintaining a proper chain of custody for delivery of the sample to an HHS-certified laboratory for analysis. The laboratory will retain a sufficient portion of any positive sample for testing and store that portion in a scientifically acceptable manner for a minimum 365-day period. If an employee fails to provide a sufficient amount of urine to permit a controlled substance test (45 milliliters of urine), the collector will discard the insufficient specimen, unless there is evidence of tampering with that specimen. The collector will urge the driver to drink up to 40 ounces of fluid, distributed reasonably for a period of up to three hours, or until the driver has provided a sufficient urine specimen, whichever occurs first. If the driver has not provided a sufficient specimen within three hours of the first unsuccessful attempt, the collector will cease efforts to attempt to obtain a specimen. The driver must then obtain, within five working days, an evaluation from a licensed physician, acceptable to the MRO, who has expertise in the medical issues raised by the employee’s failure to provide a sufficient specimen. If the licensed physician concludes that a medical condition has, or with a high degree of probability could have, precluded the Driver from providing a sufficient amount of urine, the City will consider the test to have been canceled. If a licensed physician cannot make such a determination, the City will consider the Driver to have engaged in a refusal to test and will take appropriate disciplinary action under this policy. The primary specimen is used for the first test. If the test is negative, it is reported to the MRO who then reports the result, following a review of the CCF Form for compliance, to the City. If the initial result is positive or non-negative, a “confirmatory retest” will be conducted on the primary specimen. If the confirmatory re-test is also positive, the result will be sent to the MRO. The MRO will contact the driver to verify the positive result. If the MRO is unable to reach the driver directly, the MRO must contact the City who will direct the driver to contact the MRO. Chain of Custody and Confidentiality of Test Results All controlled substance and alcohol testing will be performed in compliance with applicable law, including use of an appropriately licensed urine testing laboratory which observes applicable control and custody procedures. The City will use procedures to test for the presence of alcohol and controlled substance in order to protect the driver and the integrity of the testing process, safeguard the validity of the test results, and ensure that test results are attributed to the correct driver. All reports of tests will be kept in the strictest confidence by 115 the laboratory and provided only to the City and the City’s MRO, unless the driver provides written consent or disclosure is otherwise permitted or required by law. Review by Medical Review Officer (MRO) Results of controlled substance tests will be sent by the testing laboratory to an independent Medical Review Officer (MRO) selected by the City. The MRO is a licensed physician with knowledge and clinical experience in substance abuse disorders and is responsible for performing many functions, including reviewing and interpreting test results, reviewing the driver’s medical history to explain a positive test result, and notifying drivers of confirmed positive test results. Drivers who have been tested for controlled substances must remain available following the test to be contacted by the MRO. Prior to making a final decision to verify a positive test result, the MRO will give the individual an opportunity to discuss the test result. The MRO, or a staff person under the MRO’s supervision, will contact the individual directly, on a confidential basis, to determine whether the individual wishes to discuss the test result. If the individual wishes to discuss the test result. 1. The individual may be required to speak and/or meet with the MRO, who will review the individual’s medical history, including any medical records provided. 2. The individual will be afforded the opportunity to discuss the test results and to offer any additional or clarifying information which may explain the positive test result. 3. If there is some new information which may affect the original finding, the MRO may request the laboratory to perform additional testing on the original specimen in order to further clarify the results. 4. A final determination will be made by the MRO that the test is either positive or negative, and the individual will be so advised. If the MRO determines that there is a legitimate medical explanation for a confirmed positive test result, the MRO will report the test result to the City as negative. If the MRO determines that there is no legitimate medical explanation for a confirmed positive test result, the MRO will report the positive test result to the City in accordance with DOT regulations. Based on a review of laboratory reports, quality assurance and quality control data, and other controlled substance test results, the MRO may conclude that a particular confirmed positive controlled substance test result is scientifically insufficient for further action. Under these circumstances, the MRO will conclude that the test is negative for the presence of controlled substances or controlled substance metabolites in a driver’s system. The driver can request the MRO to have the split specimen (the second “B” container) tested at the driver’s expense. This includes all costs that may be associated with the re-test. There is no split specimen testing for an invalid result. The driver has 72 hours after they have been notified of the positive result to make this request. If the employee requests an analysis of the split specimen, the MRO will direct the laboratory to send the split specimen to another certified laboratory for analysis. 116 If an employee has not contacted the MRO within 72 hours, the employee may present information documenting that serious injury, illness, lack of actual notice of the verified test result, inability to contact the MRO, or other circumstances unavoidably prevented the employee from making timely contact. If the MRO concludes there is legitimate explanation for the employee’s failure to contact within 72 hours, the MRO will direct the analysis of the split specimen. If the results of the split specimen are negative, the City may pay for all costs associated with the rest and there will be no adverse action taken against the employee or job applicant. Notification of Test Results Job Applicants The City will notify an applicant of the results of a pre-employment-controlled substance test if the applicant requests such test results within sixty (60) calendar days of being notified of the disposition of the applicant’s employment application. Employees The City will notify a driver of the results of random, reasonable, suspicion, and post-accident tests for controlled substance if the test results are verified positive and will inform the driver which controlled substance or substances were verified as positive. Results of alcohol tests will be immediately available from the collection agent. Right to Confirmatory Retest Within seventy-two (72) hours after receiving notice of a positive controlled substance test result, an applicant or driver may request a confirmatory retest of the driver’s split specimen through the MRO. Action required by federal regulation as a result of a positive controlled substance (e.g., removal from safety-sensitive functions) will not be stayed during retesting of the split specimen. If the result of the confirmatory retest fails to reconfirm the presence of the controlled substance(s) or controlled substance metabolite(s) found in the primary specimen, or if the split specimen is unavailable, inadequate for testing or untestable, the MRO will cancel the test. Drivers will be reimbursed for any pay lost if taken out of service based upon a positive test result which is later negated by a confirmatory retest, and no adverse personnel action will be taken against the driver or job applicant based on the original test. Dilute Specimens: 1. Dilute Positives. If the City receives information that a driver has provided a dilute positive specimen, the City will consider the employee to have tested positive under this policy. 2. Dilute Negatives. 1. The laboratory reported to the MRO that a specimen is invalid, and the MRO reported to the City that there was not an adequate medical explanation for the result. 117 2. The MRO reported to the City that the original positive, adulterated, or substituted result had to be cancelled because the test of the split specimen could not be performed. 3. If the MRO directs the City to conduct a recollection under direct observation (i.e., because the creatinine concentration of the specimen was equal to or greater than 2mg/dL, but less than or equal to 5 mg/dL (see 49 C.F.R. §40.155(c)), the City will direct the driver to immediately retest. Refusal to Submit a Test Drivers and applicants have the right to refuse to submit to an alcohol or controlled substance test pursuant to this Policy. If a driver or applicant refuses, no test will be conducted pursuant to this Policy. This Policy does not affect a law enforcement agency’s ability to lawfully obtain a chemical sample. However, such a refusal by a driver will be considered a positive test result, will cause disqualification from performing safety sensitive functions, and will result in discipline pursuant to this policy. If an applicant refuses to submit to pre-employment testing, any conditional offer of employment will be withdrawn. Consequences for Drivers Engaging in Prohibited Conduct 1. Job Applicants. The City’s conditional offer of employment will be withdrawn from any job applicant or employee seeking a transfer who refuses to be tested or tests positive for a controlled substance pursuant to this policy. 2. Removal from Safety-Sensitive Function. Employees shall not be permitted to perform safety-sensitive functions; Federal Highway Administration (FHWA) rules require that in the event of an alcohol test result over .02 but less than 0.04, an employee shall not be permitted to perform safety-sensitive functions for at least 24 hours. If a driver tests positive under this policy or is found to have an alcohol concentration of .02 or greater but less than .04, the driver will be removed from safety-sensitive duties and escorted home; the driver should not drive home but be escorted to his or her home. The driver may use comp time or PTO when in place for hours missed from work. 3. Notification of Resources. The City shall advise employees of the resources available to them, including but not limited to the City’s EAP, in evaluating and resolving problems associated with misuse of alcohol or use of controlled substances, including the names, addresses, and telephone numbers of SAPs and counseling and treatment programs. The City will provide this SAP listing in writing at no cost to the driver. 4. Evaluation and Follow-up Testing. Employees shall be evaluated by an SAP as determined by the City. The SAP shall determine what assistance, if any, the employee needs in resolving problems associated with alcohol misuse and/or controlled substance use. In addition, each employee identified as needing assistance in resolving problems 118 associated with alcohol or controlled substances shall be evaluated by an SAP to determine that the driver has the rehabilitation program prescribed. 5. Responsibility for Cost of Evaluation and Rehabilitation. Drivers will be responsible for paying the cost of evaluation and rehabilitation (including services provided by an SAP) recommended or required by the City or FMCSA or DOT rules, except to the extent that such expense is covered by an applicable employee benefit plan or imposed on the City pursuant to a collective bargaining agreement. 6. Return-to-Duty. Before an employee returns to duty requiring performance of a safety- sensitive function he/she shall undergo a return-to-duty test with a result indicating a breath alcohol level of less than 0.02 if the conduct involved alcohol, or a controlled substance test with a verified negative result if the conduct involved controlled substance use. The employee shall also be subject to unannounced follow-up alcohol and controlled substance testing following the employee's return to work. This testing shall be as directed by the SAP and federal law. 7. Refusal to test. All drivers and applicants have the right to refuse to take a required alcohol and/or controlled substance test. If an employee refuses to undergo testing, the employee will be considered to have tested positive and may be subject to disciplinary action, up to and including termination. Refer to Refusing to Test provided earlier in this policy. 8. Discipline. The City reserves the right to impose whatever discipline the City deems appropriate in its sole discretion, up to and including termination for a first occurrence, against drivers who violate applicable FMCSA or DOT rules or this policy, subject to applicable personnel policies and collective bargaining agreements. Except as otherwise required by law, the City is not obligated to reinstate or requalify such drivers following a first positive confirmed controlled substance or alcohol test result. The Clearinghouse The Clearinghouse is electronic database containing records of violations of drug and alcohol prohibitions in 49 C.F.R. § 382, Subpart B. The database will include positive drug or alcohol test results, refusals, and other drug and alcohol violations for CDL drivers. When a driver completes the return-to-duty process, this information will also be recorded in the Clearinghouse. Pre-Employment Query As of January 6, 2020, the City will not employ a driver without first conducting a pre- employment query of the Clearinghouse to obtain information about whether the applicant has controlled substances test result; has an alcohol confirmation test with a concentration of 0.04 or higher; has refused to submit to a test in violation of § 382.211; or that an employer has reported actual knowledge, as defined at § 382.107, that the driver used alcohol on duty in violation of § 382.205, used alcohol before duty in violation of § 382.207, used alcohol 119 following an accident in violation of § 382.209, or used a controlled substance, in violation of § 382.213. 49 C.F.R. § 382.701(a). If an applicant does not consent to this pre-employment query, the City will not offer the applicant employment, and any conditional offer for employment will be withdrawn. Annual Full Query for Drivers As of January 6, 2020, the City shall conduct a query of Clearinghouse at least once per year for all drivers. All drivers must provide specific consent for this annual full query. 49 C.F.R. § 382.701(b)(1). Limited Query In lieu of a full query, the City may conduct a limited query to satisfy the annual query requirement. A limited query will tell the City whether there is information in the Clearinghouse about the driver, but it will not release that information to the City. A driver must consent to a limited query, but a driver’s consent for a limited query can be effective for more than one year. 49 C.F.R. § 382.701(b)(2). Positive Limited Query If the limited query shows that information exists in the Clearinghouse about the individual driver, the City must conduct a full query, within 24 hours of conducting the limited query. If the City does not complete the full query within 24 hours, then the City shall not allow the driver to continue to perform any safety-sensitive function until the employer conducts a full query. City Notification The City will be notified if any information is entered about a driver or applicant within 30 days of the City’s query 49 C.F.R. § 382.701(c). Prohibition for Drivers The City will not allow a driver to perform any safety-sensitive function if the results of a Clearinghouse query demonstrate that the driver has any of the following items. 1. Has a verified positive, adulterated, or substituted controlled substances test result. 2. Has an alcohol confirmation test with a concentration of 0.04 or higher. 3. Has refused to submit to a test in violation of § 382.211. 4. That an employer has reported actual knowledge, as defined at § 382.107, that the driver used alcohol on duty in violation of § 382.205, used alcohol before duty in violation of § 382.207, used alcohol following an accident in violation of § 382.209, or used a controlled substance in violation of § 382.213, except where a query of the Clearinghouse demonstrates: 120 5. That the driver has successfully completed the SAP evaluation, referral, and education/treatment process; achieves a negative return-to-duty test result; and completes the follow-up testing plan prescribed by the SAP; or 6. If the driver has not completed all follow-up tests as prescribed by the SAP and specified in the SAP report, the driver has completed the SAP evaluation, referral, and education/treatment process and achieves a negative return-to-duty test result, and City assumes the responsibility for managing the follow-up testing process associated with the testing violation. Record Keeping Required The City will retain a record of each query and all information received in response to each query made under this section for a period of three (3) years. On January 6, 2023, the City’s maintenance of its registration with the Clearinghouse will satisfy this recordkeeping requirement. The City’s Obligation to Report to the Clearinghouse The City is required to collect, maintain, and report personal information of applicants and drivers to the Clearinghouse if an applicant or driver has any of the following items. 1. Has a verified positive, adulterated, or substituted drug test result. 2. An alcohol confirmation test with a concentration of 0.04 or higher. 1. A refusal to submit to a drug or alcohol test. 2. An employer’s report of actual knowledge that a driver has used alcohol or controlled substances, as defined at 49 C.F.R. § 382.107. 3. On-duty alcohol use while performing safety-sensitive functions pursuant to 49 C.F.R. § 382.205. 4. Pre-duty alcohol use within four hours before performing a safety-sensitive function pursuant to 49 C.F.R. § 382.207. 5. Alcohol use following an accident pursuant to 49 C.F.R. § 382.209. 6. Drug use pursuant to 49 C.F.R. § 382.213. 7. An SAP’s report of the successful completion of the return-to-duty process. 8. A negative return-to-duty test. 9. An employer’s report of completion of follow-up testing. 49 C.F.R. § 601(b)(12). Employee Assistance Program The City has in place a formal employee assistance program (EAP) to assist employees in addressing serious personal or work-related problems at any time. The City’s EAP provides confidential, cost-free, short-term counseling to employees and their families. Employees who may have an alcohol or other drug abuse problem are encouraged to seek assistance before a 121 problem affects their employment status. Contact Human Resources for additional information on the City’s EAP program. Signs or Symptoms of Alcohol or Drug Abuse The following is a list of some of the most common physical, psychological, and behavioral signs and symptoms of drug or alcohol abuse. 1. Poor coordination. 2. Slurred speech. 3. Impaired thinking. 4. Memory impairment. 5. Diverting energy from work, family, and social life in order to drink or use drugs. 6. Being secretive about the extent of the alcohol abuse in order to protect it. 7. Engaging in risky behavior, such as impaired driving. 8. Being in denial about the extent of the alcohol abuse problem. 9. Becoming distressed at the prospect of not having access to alcohol. 10. Symptoms of withdrawal may include shaking, anxiety, irritability, confusion, fever, and rapid heartbeat. Employees who have concerns about another employee may seek assistance from their immediate supervisor or Human Resources. Human Resources will provide resources and intervene when necessary to assist an employee experiencing alcohol or drug abuse problems. 49 C.F.R. § 601(b)(11). Policy Contact for Additional Information If you have any questions about this policy or the City’s drug and alcohol testing procedures, you may contact your immediate supervisor or Human Resources to obtain additional information. 122 APPENDIX I CITY OF MONTICELLO SOCIAL MEDIA POLICY Governing Policy: City of Monticello SOCIAL NETWORKING POLICY- CITY MAINTAINED SITES Applies To: This policy applies to all employees and agents with administrator access to City- maintained sites. Summary: This policy provides guidance on scope, rules of use, and data ownership of City- maintained sites. Purpose The City of Monticello uses social media to serve two primary functions: to communicate messages directly to the public and to encourage public involvement, interaction, and feedback. Information distributed via social media sites will be accurate, consistent, timely, and communicated in a professional manner. The city’s use of these sites will be in accordance with federal, state, and local laws regarding public records and data practices. The city has limited control of social media accounts with third parties (i.e., Facebook, Twitter, etc.). However, there is a general public expectation that the city will have a social media presence to share information. The city’s social media accounts will be used for incidental, non- vital communication and general information only. It is not the purpose of the city’s social media accounts to be a medium for transactions of city business. The one exception is in the case of a natural or man-made disaster, if the city determines that the best means of communicating with the public is through social media account(s). This policy seeks to ensure proper administration of the City of Monticello’s social media accounts by its representatives. City representatives are responsible for operating the city’s social media resources in an efficient, effective, ethical, and lawful manner pursuant to all existing city policies. Policy The City of Monticello will determine, at its discretion, how its social media resources will be designed, implemented, and managed as part of its overall communication strategy. City of Monticello social media accounts are considered a city asset and management, access and use of these accounts will be securely administered in accordance with the city’s policies. The city reserves the right to shut down any of its social media sites or accounts for any reason without notice. All social media accounts created and utilized during the course and scope of an employee’s performance of their job duties will be identified as belonging to the City of Monticello. The City of Monticello does not create or maintain social media accounts for its elected officials. Scope This policy applies to any existing or proposed social media accounts sponsored, established, registered, or authorized by the City of Monticello. The city’s social media accounts are exclusively the following: 123 Facebook 1. City of Monticello: www.facebook.com/cityofmonticello 2. Monticello Fire Department: www.facebook.com/montifire 3. Hi-Way Liquors: www.facebook.com/hiway.liquors.mn 4. Monticello Community Center: www.facebook.com/monticellocommunitycenter 5. Monticello Farmers Market: www.facebook.com/montimarket 6. FiberNet Monticello: www.facebook.com/fibernetmonticello 7. Monti Arts Initiative: www.facebook.com/montiarts Twitter 1. City of Monticello: www.twitter.com/Monticello_MN 2. FiberNet Monticello: www.twitter.com/FiberNet_Tweets 3. Monti Arts Initiative: www.twitter.com/montiarts1 Instagram 1. Monticello Community Center: www.instagram.com/monticommcenter 2. Monticello Farmers Market: www.instagram.com/monticellofarmersmarket 3. Monti Arts Initiative: www.instagram.com/monti_arts The City does not create, collect, disseminate, or control the use of any other social media accounts, including the personal accounts of its elected officials and staff. Questions regarding the scope of this policy should be directed to the Communications Coordinator. Definition Social media are internet and mobile-based applications, websites, and functions (other than email) for sharing information. Users can post photos, videos, comments, and links to other information to create content. This may be referred to as “user-generated content” or “consumer-generated content.” Social media includes, but is not limited to: • Social networking sites and apps such as Facebook, Twitter, LinkedIn, and NextDoor • Blogs • Social news sites such as Reddit and Buzzfeed • Video and photo sharing sites and apps such as YouTube, Instagram, SnapChat, TikTok, and Flickr • Wikis, or shared encyclopedias, such as Wikipedia • An ever-emerging list of new web-based platforms generally regarded as social media or having many of the same functions as those listed above As used in this policy, “employees and agents” means all city representatives, including its employees and other agents of the City, such as independent contractors. “Social media manager” means any city employee or agent with administrator access who, when posting or responding to a post, appears to the city social media account owner. Rules of Use City employees and agents with administrator access are responsible for managing social media. All those granted administrator access must execute a Social Media Account Authorization Form and comply with city training, documentation and policy requirements. 124 Facilities or departments wishing to have a new social media presence must initially submit a request to the Communications Coordinator in order to ensure social media accounts are kept to a sustainable number and policies are followed. All approved sites will be clearly marked with the official name of the department and will be linked to the official city site. No one may establish social media accounts on behalf of the city unless authorized in accordance with this policy. The city’s social media pages must conspicuously display or link to a public notice informing the public of the purpose of the social media presence and the terms one agrees to in accessing, using, or posting to the city’s social media page. Administration of all social media accounts must comply with applicable laws, regulations, and policies as well as proper business and government etiquette. City social media accounts covered by this policy will not be used by social media managers for private or personal purposes or for the purpose of expressing private or personal views on personal, political, or policy issues or to express personal views or concerns pertaining to city employment relations matters. No city social media account may be used by the city or any social media manager to disclose private, confidential, or sensitive information. If there is any question as to whether information falls into any of these categories, please contact the City Clerk. The use of social media is intended to supplement rather than replace existing forms of communication with the public. Outside of disaster situations, no city social media account will be used for transactions of city business. If a user initiates a request, application, or question through social media that affects city business or requires another city policy be followed, respond to that user by phone, email, or other channels. In the event of a general interest question, a response may be given in the comments, the initial post may be edited, or a subsequent post may be created to include the information. The city recognizes the public has the ability to comment on social media postings; however, the sites affiliated with the city have not been created as public forums. City of Monticello social media managers will not edit any posted comments. However, comments posted by members of the public may be removed if they fall into at least one of the following categories: • Obscene or pornographic content • Direct threats to persons or property • Material asserted to violate the intellectual property of another person • Private, personal information about a person published without their consent • Information that compromises a public safety security system • Statutorily private, confidential, or nonpublic data • Commercial promotions, spam, or off-topic • Are potentially libelous • Are prejudiced or hurtful remarks made toward any person or entity, including an ethnic, racial, or religious groups • Contain vulgar language • Advocate illegal activity • Promote political organizations 125 • Violate laws regarding public information, open meetings, or data practices • Hyperlinks to material that falls into one of the foregoing categories • Do not support the goal of providing public information Comments are periodically monitored and inappropriate material will be removed when identified. A copy of the removed content will be saved in a social media archive along with an explanation of the specific policy violation authorizing its removal. A member of the public whose comment is removed may appeal the removal of the content and seek reconsideration of its removal by contacting the city in writing and explaining how the comment does not fall into one of the categories for removal. A written response should be provided as soon as reasonably possible. A member of the public who disputes the legality of any portion of this policy may dispute the particular portion in writing. The city should acknowledge the claim promptly and, upon consultation with the city attorney, respond to the claim concerning legality of the policy portion as soon as reasonably possible. The comments expressed on City of Monticello social networking sites do not reflect the opinions or positions of the City of Monticello, its employees, advisory boards, or elected officials. Data Ownership All communications or messages within social media accounts covered by this policy composed, sent, or received on city or personal equipment are the property of the city and will be subject to the Minnesota Government Data Practices Act. This law classifies certain information as available to the public upon request. As no transaction of city business shall be conducted through social media accounts (outside of disasters), in accordance with the city’s records retention schedule, the city shall retain all social media messages only until read. The City of Monticello also maintains the sole property rights to any image, video, or audio captured while a city employee is representing the city in any capacity. This updated document replaces the previous social media policy adopted in 2017. 126 APPENDIX II ALTERNATIVE WORK ARRANGEMENT PROCEDURES Governing Policy: City of Monticello ALTERNATIVE WORK ARRANGMENTS POLICY Applies To: This policy applies to regular full-time and regular part-time employees. Department Directors shall determine which positions are eligible for participating in the alternative work arrangement. Summary: Established procedures, roles, responsibilities, and conditions for when department directors may recommend, and the city administrator may approve Alternative Work Arrangements as defined in the policy. PURPOSE To establish a Citywide system under which employees are approved to have Alternative Work Arrangements (AWAs). The following procedures have been developed to support the AWA Policy and cover the following types of AWAs: A. Compressed Workweek B. Flextime C. Telework AWAs are not appropriate for all employees and no employee is entitled to or guaranteed the opportunity to enter into them. Discretion io grant or deny them is not appealable. ALTERNATIVE WORK ARRANGEMENT DEFINED Listed below are the three types of AWAs covered by the City of Monticello AWA Policy. A. Compressed Workweek: A 40-hour workweek is completed in less than five (5) full workdays, or an 80-hour work schedule is completed over a two-week period in less than ten (10) workdays. Examples of compressed workweeks include but are not limited to: 1. Working four 10-hour days 2. Working 9-hours for four days, and 4-hours for 1 day 3. Working 9-hours for 8 days and 8-hours for 1 day with 1 day working 0-hours (Note: this type of arrangement is not an option for non-exempt employees who are eligible for overtime payment) B. Flextime: A 40-hour workweek is completed (for full-time employees) but there is flexibility in establishing daily start and end times. Days of the workweek may have 127 varying start and end times, but the pattern should occur predictably over each workweek. Examples of flextime arrangements include but are not limited to: 1. Flexible Work Hours: Employees work 8-hour days with start/end times varying from the standard City location schedule. Manager identifies core hours for the department/City. 2. Flexible Work Schedule: Employees do not work a standard 8-hour day. Workdays vary from day to day but remain consistent over a standard pay period. Example shown below: Monday Tuesday Wednesday Thursday Friday 9 hours 9 hours 8 hours 7 hours 7 hours C. Telework: A formalized work arrangement that allows an employee to perform work on a regular, recurring basis at a telework location that is not the employee’s permanent work location. Telework Definitions: Permanent/principal work location: The worksite to which an employee is permanently assigned, usually a City office. Telework: A formalized work arrangement that allows an employee to perform work on a regular, recurring basis at a telework location that is not the employee’s permanent work location. Teleworker: An employee who has entered into a telework agreement with the City and works at a telework location on a recurring basis. Telework Location: An approved alternative worksite in which an employee is authorized to conduct telework. The telework location is an employee’s home. Note: Employees will not be approved for more than one of the above AWAs. ELIGIBILITY AND APPROVALS Eligibility A. Eligibility for Compressed Workweek or Flextime Arrangements Management should consider the following before entering into an agreement that allows and employee to work a compressed workweek or flextime arrangement: 1. The needs of the department and organization as a whole 2. The impact the arrangement will have on customer service, departmental and City operations 128 3. The employee’s duties and responsibilities 4. The impact on co-workers 5. Budgetary impact 6. Ability to support and/or supervise staff 7. The employee’s current and past job performance. 8. Employment status under the Fair Labor Standards Act (FLSA) a) Exempt Employees: Standard work hours are a minimum of 80 hours per pay period with expectations of working additional hours as required to achieve expected job outcomes. Working a compressed workweek or flextime arrangement does not change those expectations. b) Non-Exempt Employees: Work schedules that will require the City to pay overtime under the FLSA should not be approved. For example, if an employee was approved to work 45 hours in Week 1 and 35 hours in Week 2, the City would be liable for five (5) hours of overtime pay in Week 1. Note: AWAs granted under this section will be evaluated for effectiveness at 6 months and annually thereafter and may be discontinued at any time at the discretion of the department director. Employees may also discontinue the AWA. B. Eligibility for Telework Arrangement Management should consider the following before entering into an agreement with an employee to telework: 1. Needs of the department and organization as a whole 2. Employee’s duties and responsibilities 3. Ability to provide adequate supervision of the employee remotely 4. Overall costs and who is responsible for these costs. Note: the arrangement should be at least cost neutral for the employee and organization. 5. The effects of teleworking on customer service 6. The effects of teleworking on co-workers 7. The costs to be saved or incurred 8. The need or availability of tools and equipment including high-speed internet. 9. The existence of well-defined job objectives and output that can be assessed 10. The teleworker can be reached by coworkers and customers and be responsive to calls and other types of correspondence 11. A need for sensitive data that cannot be taken off-site; the ability or lack of ability to safeguard necessary data 12. Feasible method to accurately track and record time worked for payroll processing and FLSA / state law compliance 13. The employee’s current and past job performance 14. The employee’s communication skills 15. The employee’s ability to manage priorities and work independently 129 16. Attendance history (excluding Family and Medical Leave Act (FMLA) absences, other statutorily-protected leaves, and Americans with Disabilities Act (ADA) accommodations) 17. The employee’s ability to complete work projects with minimal direct oversight or supervision Request and Approval Process A. AWA Request and Approval Process- Employee An employee who wishes to request an AWA shall follow the process listed below: 1. Speak with their supervisor to determine if an AWA is possible and determine which type of AWA is the best fit for the individual and department. 2. Complete and submit and AWA Request form located on the EmployeeNet and submit the completed form to their supervisor for review. The supervisor will discuss the request with the department director and determine if the requested arrangement is possible. 3. If the agreement is supported by the supervisor and department director, it will be brought to the city administrator for review and final approval. 4. Upon receiving final approval and AWA agreement will be prepared by the supervisor for review and signatures. B. AWA Request and Approval Process- Department Approval When an employee requests an AWA, the department shall follow the process listed below: 1. Upon receipt of an AWA Request form, the supervisor shall discuss the request with the department director to determine if the employee’s request should be approved based on the criteria outlined in this section. 2. If the supervisor and department director support the request the request should be brought to the city administrator for review and approval. 3. If the request is approved, the supervisor shall meet with the employee to establish the standards and expectations utilizing the AWA Agreement form. The supervisor should forward the AWA Agreement to the appropriate personnel for signatures. 4. Copies of the completed agreement shall be sent to the employee and maintained in the employee’s personnel file and supervisory file. 5. The supervisor shall monitor compliance with the AWA Agreement form. 6. The supervisor shall review the arrangement at 6 months and annually thereafter, to assure performance expectations are being met and circumstances have not changed. The supervisor with approval from the department director has the right to terminate the agreement at any time. 130 Appeal Rights An employee has no property right to and AWA and does not acquire such right by being provided the opportunity to work an AWA for any period of time. AWAs should not be considered indefinite and shall be assessed on an annual basis at minimum. An employee cannot grieve the decision of management to grant, deny, or revoke an AWA. ROLES AND RESPONSIBILITIES Supervisory Responsibilities A. Compliance. Supervisors are responsible for complying with the AWA and all City and departmental policies and established procedures. B. Communication. The supervisor must work with the employee to develop an effective communication plan. The communication plan should ensure that the employee effectively manages their workload, and the AWA does not have a negative impact on the employee’s managers, supervisors, co-workers, customers, or City’s operations. C. Response Time. The supervisor should set expectations for acceptable response timeframes for external and internal customers and maintain regular communication with the employee. D. Work Schedules and Meetings. The supervisor should communicate planned meeting schedules in advance, if possible, to permit the employee to adjust their work schedules and/or work location accordingly. E. Feedback. Provide regular and appropriate feedback. F. Review of AWA. Review the employee’s AWA at 6 months and at least annually thereafter. Employee Responsibilities- General A. Compliance. Comply with the AWA agreement and all City and departmental policies and established procedures. B. Communication. Have frequent, open communication with supervisors and co-workers. C. Work Schedules and Meetings. Employees must communicate any deviations from their approved AWA to their supervisor. Employees with working under approved AWAs must attend meetings and training in-person as required. D. Performance. Employees are responsible for maintaining satisfactory work performance. Declining or unsatisfactory work performance may result in termination of the telework agreement. Employee Responsibilities- Telework A. Personal Activities. Telework hours are regular work hours and may not be used as a substitute for personal activities, such as dependent care or errands. Just as with regular work hours, teleworkers are expected to follow City PTO policies and procedures to request time off to engage in non-work activities. 131 B. Work Schedule/Meetings. Prior to entering into a telework agreement, the supervisor and teleworker must discuss the work schedule, including normal workday hours, breaks, and use of PTO. The work schedule must comply with the FLSA and City policies and procedures. Any changes to the work schedule must be approved. Exempt employees must notify their supervisor if they will not be available. The supervisor must determine the number of days per week/payroll period that the employee will be permitted to telework. Supervisors may approve up to 2 days of telework per week. Unless excused by the supervisor, the teleworker must attend all assigned meetings, including those which would normally be held on a telework day. The supervisor will determine whether the teleworker’s attendance at the meeting must be in-person, or if the teleworker may attend the meeting remotely from the telework location. Teleworkers may be required to come into the office on a telecommute day if there are unexpected absences causing a shortage of employees at the office. C. Location and Travel. Normal commute time between a telework location and the permanent work location is not work time. If occurring during the teleworker’s normally scheduled work hours, travel time between the telework location and the permanent work location is considered work time. For example, if a teleworker begins work at the telework location at 8:00 a.m., and then travels to the permanent work location beginning at 10:00 a.m., travel time would be considered work time. Travel home from the permanent work location is not work time unless the teleworker continues to perform work activity from the telework location after returning from the permanent work location. Mileage between the Telework Location and the permanent work location shall be considered commuting mileage and is not subject to reimbursement. D. Communications. Teleworkers must be reachable by customers, co-workers, managers, and supervisors during agreed-upon hours. Teleworkers must notify assigned office staff and/or their supervisors if they leave their telework location during work hours, just as they would if they worked in the permanent work location. They must also notify the supervisor if they are not performing work due to PTO time and must follow the normal procedures for requesting time off. E. Supplies and Expenses. Supplies needed for the telework location will be obtained through the normal supply request procedures. A teleworker must seek prior approval from the supervisor for expenses that will be incurred. Approved expenses will be reimbursed in accordance with existing policies. The City may provide staff working remotely with appropriate internet access if a hotspot is available. The City will not reimburse the cost of internet or phone service. F. Telework Location is in the Home. The teleworker is responsible for establishing and maintaining a safe and adequate telework location in the home. The designated telework location may be subject to review and approval by the supervisor to ensure that it is conducive to performing work. The teleworker will be responsible for all costs 132 related to modifications of the telework location including, but not limited to, remodeling or electrical modifications. In-person business meetings may not be held in the home telework location; meetings may be conducted in a public setting outside the home or via video conference, phone conference, or other electronic means. G. Privacy and Security. Teleworkers are responsible for protecting the privacy and confidentiality of data and information at their telework location. Teleworkers must ensure the security of data and information that is transported to and from their telework location. H. Insurance. Any insurance for City-owned equipment is the responsibility of the City. The City is not responsible for insuring the telework location. Teleworkers are responsible for purchasing personal insurance for employee-owned equipment and for the telework location, if desired. The City is not responsible for any loss or damage to any employee- owned equipment. I. Return of Property. Any City-owned property used specifically for telework purposes as well as documents and other information must be returned to the City upon termination of the telework agreement. J. Notice to Supervisor. Teleworkers are responsible for promptly notifying their supervisor of an equipment malfunction or failure of either City-owned or employee- owned equipment needed to do assigned work. If the malfunction prevents the teleworker from performing assigned tasks, the teleworker must notify the supervisor immediately. K. Inclement Weather. A teleworker who is scheduled to work at their telework location on a day with inclement weather is expected to work as normally scheduled. L. Closure of City Facility(ies). If a City facility is closed due to a natural or human-made emergency, any employee scheduled or able to telework is expected to work as normally scheduled. M. Taxes. Federal and state tax implications of teleworking and use of the home as a telework location are the responsibility of the teleworker. AWA AGREEMENTS An AWA Agreement must be executed prior to initiating an AWA. At minimum, the City’s AWA Agreement will include the following: 1. Employee performance expectations and monitoring process 2. Work hours and schedule 3. Communication and availability 4. Employment conditions Also included for telework AWAs: 5. Work location 6. Equipment and supplies 133 7. Workers’ compensation 8. Responsibility for work area and equipment 9. Data privacy and security 10. Expense reimbursement A. Signature The AWA Agreement must be signed by the City Administrator, Human Resources Manager, Department Director, Supervisor, and Employee prior to implementing the AWA. B. Cancellation The AWA can be changed or canceled by the City, at any time, with or without cause or notice. The employee can also cancel the AWA at any time. The employee must give sufficient advance notice to their supervisor. C. Changes to AWA Agreement Any changes to the AWA by the employee must be reviewed and approved by the supervisor. The supervisor has the discretion to approve or reject any proposed changes. D. Renewal of Agreement AWA Agreements cannot exceed more than one year. Agreements must be reviewed and may be renewed at management’s sole discretion annually during the employee performance review period. The Telework Agreement also must be reviewed if any of the following occur: 1) a change in your job duties; 2) you or your supervisor change positions; 3) trial period expires; or (4) a change in any of the conditions of the AWA Agreement occurs. EQUIPMENT AND MATERIALS- TELEWORK City-Provided Equipment The City may provide, at their sole discretion, computer hardware equipment, software, and telephone service deemed necessary for the teleworker to perform assigned work at a telework location. The City must maintain a record of City-owned hardware, software, and other equipment located at the telework location. The City is responsible for installing, testing, maintaining, and repairing City-owned equipment and upgrades of software. Any equipment, hardware, and/or software the City furnishes to the teleworker remains the property of the City and is subject to the same business use restrictions as if the property was located on City premises. To ensure hardware and software security for City-owned equipment, 134 all software used for teleworking must be approved by the City. City-owned software cannot be installed on employee-owned hardware. Employee-owned software cannot be installed on City- owned hardware. Teleworkers must continue to comply with technology policies. Permanent Location Workspace The City will provide the teleworker with a workspace when the teleworker works at the permanent location. DATA AND SECURITY- TELEWORK Data Practices Act Teleworkers must follow all applicable provisions of the Minnesota Government Data Practices Act (“MGDPA”) and City data privacy policies when performing work at the telework location. The teleworker and supervisor must discuss the type and form of data which will be taken to and from the telework location and must agree on the security and transfer process necessary to meet the needs of the City, to protect the security of the data, and to comply with the MGDPA. Data Requests and Retention Data created and maintained during a telework arrangement generated for the purpose of conducting City business is subject to the MGDPA, regardless of whether the telework is performed using City-owned or employee-owned equipment. This means the teleworker is responsible for following proper retention procedures, such data remains the property of the City, and the teleworker must return all such data to the City upon request of the City or upon the teleworker’s separation from employment. TELEWORK SITE- TELEWORK The telework location is considered an extension of the City during the agreed upon working hours. The designated telework location must accommodate any equipment to be used in work performed and the teleworker must protect the workspace from hazards and dangers that could affect the teleworker or the equipment. The City may, at its discretion, send a representative to visit the telework location, with advanced notice, to ensure that the equipment and work area are safe and free from hazards. The telework location must accommodate any equipment to be used in work performed and the teleworker must protect the telework location from hazards and dangers that could affect the teleworker or the equipment. The teleworker is responsible for taking appropriate steps to minimize damage to City-owned property at the telework location. The City does not assume responsibility for injury or property damage to third parties that may occur at the telework location. Business meetings may not be held in a teleworker’s home. 135 Employees are covered by Workers' Compensation laws when acting in the course and scope of employment while in telework status. Any injury that occurs within the course and scope of employment must be reported to the supervisor immediately, using the City’s standard workplace injury reporting process. The employee's designated telework location is considered an extension of City workspace only during scheduled teleworking hours for purposes of workers' compensation. ADA ACCOMODATIONS AND MEDICAL RESTRICTIONS The approval process outlined in these procedures do not apply to requests for an AWA as an accommodation under the Americans with Disabilities Act (ADA) or for temporary medial restrictions. ADA accommodation requests or requests or requests related to medical restrictions will be reviewed by the Human Resources Department. City Council Agenda: 11/24/2025 1 2F. Consideration of adopting Resolution 2025-71 accepting the Central Minnesota Arts Board (CMAB) Public Art Grant award of $9,000 in support of MontiArts GlowFest 2026 Prepared by: Parks, Arts & Recreation Director Meeting Date: 11/24/2025 ☒ Consent Agenda Item ☐ Regular Agenda Item Reviewed by: Finance Director Approved by: City Administrator ACTION REQUESTED Motion to adopt Resolution 2025-71 accepting a $9,000 grant from the Central Minnesota Arts Board (CMAB) for MontiArts in support of GlowFest 2026, scheduled for February 28, 2026. REFERENCE AND BACKGROUND The City of Monticello was awarded a $9,000 grant through the CMAB Public Art Program. This funding will support MontiArts Annual GlowFest Event, the City’s winter community celebration. GlowFest highlights creativity, connection, and community through illuminated art installations and interactive programming. This competitive grant acknowledges MontiArts’ regional impact and supports the City’s commitment to provide high-quality, accessible arts programming for residents of all ages. Funding will directly support: • Expanded lantern-making workshops for community members • Collaborations with local and regional artists • Youth engagement opportunities in the arts • Large-scale illuminated portable art sculptures that will help activate downtown Monticello during the winter season Adoption of a resolution is required under Minnesota Statutes §465.03 to formally accept the grant funds and designate their purpose. I. Budget Impact: This grant of $9,000 will be recorded to the MontiArts department of the General to help offset costs of the event. II. Staff Workload Impact: The grant will require additional MontiArts staff time to coordinate workshops, artist collaborations, and event logistics. III. Comprehensive Plan Impact: The award aligns with the Monticello 2040 Comprehensive Plan, which emphasizes arts and cultural programming as a means of fostering City Council Agenda: 11/24/2025 2 community identity, supporting downtown vitality, and creating inclusive opportunities for residents to connect. STAFF RECOMMENDED ACTION City staff recommends adopting resolution accepting a CMAB Public Art grant in the amount of $9,000 to help support MontiArts GlowFest 2026. SUPPORTING DATA • Resolution 2025-71 CITY OF MONTICELLO WRIGHT COUNCTY, MINNESOTA RESOLUTION NO. 2025-71 RESOLUTION ACCEPTING GRANT FUNDING FROM THE CENTRAL MINNESOTA ARTS BOARD IN THE AMOUNT OF $9,000 FOR MONTIARTS GLOWFEST WHEREAS, The City of Monticello was notified by the Central Minnesota Arts Board that the City received a grant of $9,000 to support the MontiArts Glowfest 2026; and WHEREAS, the funding will help offset the total cost of the event; and NOW THEREFORE, BE IT HEREBY RESOLVED BY THE CITY COUNCIL OF THE CITY OF MONTICELLO: That the City Council authorizes accepting grant funding of $9,000 from the Central Minnesota Arts Board to support the MontiArts Glowfest 2026. Adopted by the Monticello City Council this 24th day of November, 2025. ____________________________________ Lloyd Hilgart, Mayor ATTEST: ____________________________________ Jennifer Schreiber, City Clerk City Council Agenda: 11/24/2025 1 2G. Consideration of adopting Resolution 2025-72 accepting improvements and authorizing final payment of $30,229.26 to Michels Underground Cable, Inc for FiberNet Installation within the Country Club 4th development Prepared by: Assistant City Engineer Meeting Date: 11/24/2025 ☒ Consent Agenda Item ☐ Regular Agenda Item Reviewed by: Public Works Director/City Engineer, Finance Director Approved by: City Administrator ACTION REQUESTED Motion to adopt Resolution 2025-72 accepting improvements and authorizing final payment of $30,229.26 to Michels Underground Cable, Inc for FiberNet Installation within the Country Club 4th development. PREVIOUS COUNCIL ACTION May 27, 2025: Approved quote from Michels Underground Cable, Inc to install FiberNet within Country Club 4th Addition for $30,229.26. REFERENCE AND BACKGROUND For the extension of Fibernet into the Country Club 4th plat, City staff collaborated with Arvig to prepare plans and specifications needed for this utility extension as part of the development. The conduit installation was completed earlier by the joint trench contractor under the Country Club 4th development contract, prior to the start of this project. The FiberNet extension work is now complete, and the contractor has submitted the final paperwork listed below. Arvig staff verified that all the work was completed as required. As a result, the City Council is being asked to accept the project as complete and authorize final payment. The contractor has submitted the following documents in support of final payment: 1. Satisfactory showing that the contractor has complied with the provisions of Minnesota Statutes 290.92 requiring withholding state income tax (IC134 forms). 2. Evidence in the form of an affidavit that all claims against the contractor by reasons of the contract have been fully paid or satisfactorily secured (lien waivers). City Council Agenda: 11/24/2025 2 I. Budget Impact: -The total construction project cost was $30,229.26 paid for by the Fiber Optics Fund, which has a capital budget of $250,000 in 2025 with capacity remaining for this project. II. Staff Workload Impact: Impacts to staff workload will be minimal. III. Comprehensive Plan Impact: N/A STAFF RECOMMENDED ACTION City staff recommends adopting Resolution 2025-72 accepting improvements and authorizing final payment of $30,229.26 to Michels Underground Cable, Inc for FiberNet Installation within the Country Club 4th development. SUPPORTING DATA A. Resolution 2025-72 B. Final Pay Invoice CITY OF MONTICELLO WRIGHT COUNTY, MINNESOTA RESOLUTION 2025-72 RESOLUTION ACCEPTING IMPROVEMENTS AND AUTHORIZING FINAL PAYMENT TO MICHELS UNDERGROUND CABLE, INC. FOR FIBERNET INSTALLATION WITHIN THE COUNTRY CLUB 4TH DEVELOPMENT WHEREAS, pursuant to a written contract with the City of Monticello, on May 27, 2025, Michels Underground Cable, Inc., was awarded, by low bid, for the Fibernet installation within the Country Club 4th development; and WHEREAS, the final payment amount of $30,229.26 is due. NOW THEREFORE, BE IT RESOLVED BY THE CITY OF MONTICELLO, MINNESOTA that the work completed under said contract is hereby accepted and approved and that the Mayor and City Clerk are hereby directed to issue a proper order for the final payment on such contract subject to receipt of the following: 1) Satisfactory showing that the contractor has complied with the provisions of Minnesota Statutes 290.92 requiring withholding state income tax (IC134). 2) Evidence in the form of an affidavit that all claims against the contractor by reasons of the contract have been fully paid or satisfactorily secured (lien waivers). ADOPTED BY the Monticello City Council this 24th day of November, 2025. CITY OF MONTICELLO ___________________________ Lloyd Hilgart, Mayor ATTEST: ___________________________ Jennifer Schreiber, City Clerk Bill to:Invoice #: Date: Michels Job #: Pay Terms:Net 30 Attn: Project: AMOUNT $30,229.26 Furnish and install flower pots Furnish and install C-case $30,229.26 Fusion Splicing Furnish and install 48 strand fiber BFO48 Connect into existing pedestal/vault Furnish and install 24x36x36 vault with 8' ground rods Furnish and install fiber pedestal with 8' ground rods Furnish and install splice protector 18250438 City of Monticello 10/6/2025 City Hall, 505 Walnut Pull string & tracer wire through existing duct Country Club 4th Fibernet Ryan Melhouse Total Amount Due: Furnish and install fiber optic marker Furnish and install multiport terminal 8 port various lengths Restoration Audits & Records Invoice Furnish and install fiber tray PLEASE REMIT TO: 817 Main St Michels Underground Cable, Inc. Brownsville WI 53006 PO Box 95 Phone: 920.583.3132 Brownsville WI 53006-0095 www.michels.us UndergroundPayRemit@michels.us ryan.melhouse@monticellomn.gov 25184006 Monticello, MN 55362 DESCRIPTION Any questions regarding this invoice can be sent to UGInvoicing@michels.us Thank you for choosing Michels Underground Cable, Inc for your partner in construction! City Council Agenda: 11/24/2025 1 2H. Consideration of accepting quotes and awarding contract to Burschville Construction, Inc. for the replacement of the damaged fire Hydrant at West Bridge Park in the amount of $35,250 Prepared by: Assistant City Engineer Meeting Date: 11/24/2025 ☒ Consent Agenda Item ☐ Regular Agenda Item Reviewed by: Public Works Director/City Engineer, Finance Director Approved by: City Administrator ACTION REQUESTED Motion to approve a contract with Burschville Construction, Inc. for the replacement of the fire hydrant, landscaping, and other damaged property in West Bridge Park in the amount of $35,250. REFERENCE AND BACKGROUND On August 11, 2025, a car accident at the intersection of TH 25 and River Street resulted in property damage along River Street and within West Bridge Park. The damaged items included a fire hydrant, landscaping, sidewalk, and related infrastructure. Staff have been working with the driver’s insurance company, Acuity, to confirm the reimbursement process. Upon completion of the repairs, the City will be required to sign a release to receive reimbursement for the full contract amount. Three quotes were solicited to complete the repairs: • Burschville Construction, Inc. $35,250.00 • Wruck Excavating Inc $38,250.00 • Meyer Contracting $47,562.51 If weather conditions permit, some repairs may be completed this fall; however, the majority of the work is anticipated to occur in spring 2026. I. Budget Impact: The driver’s insurance provider, Acuity, will cover 100% of the cost of the project. II. Staff Workload Impact: Staff time will be required to monitor the repair work. III. Comprehensive Plan Impact: N/A City Council Agenda: 11/24/2025 2 STAFF RECOMMENDED ACTION City staff recommend approval of awarding the contract to Burschville Construction, Inc. to repair the property damage. SUPPORTING DATA • Quotes Bid Proposal 0 MEYER CONTR ACTtNG Meyer Contracting, Inc 11000 93rd Ave North Maple Grove, MN 55369 Contact: Matt Wilaby Phone: 763.203.4485 Email: mwilaby@meyerci.com Quote To: City of Monticello Job Name: Downtown Improvements Ryan Melhouse Phone: 763.271.3227 Email: Ryan.Melhouse@MonticelloMN.gov ITEM DESCRIPTION QUANTITY UNIT UNIT PRICE AMOUNT 10 Mobilization 1.00 LS 7,472.55 7,472.55 20 Remove Sidewalk 145.00 SF 5.35 775.75 30 Remove C&G 12.00 LF 30.60 367.20 40 Remove/Replace Hydrant 1.00 LS 17,002.34 17,002.34 50 Cleanup Sediment 1.00 LS 8,794.70 8,794.70 60 Replace Mulch/Plantings 1.00 LS 6,500.00 6,500.00 70 Restore Grass Areas 1.00 LS 1,630.00 1,630.00 80 Reset Lanscaping Block amd Rock 1.00 LS 1,657.52 1,657.52 90 Replace C&G 12.00 LF 65.00 780.00 100 Replace Sidewalk 145.00 SF 17.81 2,582.45 GRAND TOTAL $47,562.51 NOTES: We Exclude all surveying and testing. Page 1 of 1 (Page 5 of 5) WRUCK EXCAVATING INC PO BOX 455 BECKER MN 55308 763-262-0871 Name: Date: City Of Monticello 10/24/2025 ____________________________________ Property Address: West Bridge Park 107 River St Monticello, MN 55362 Proposed Work and Cost: - Hydrant Repair – Includes labor, equipment, and materials to Excavate and replace hydrant and components To existing 6” gate valve. $13,500.00 Sidewalk Demo & repour – $9,750.00 Blue area – Includes removal of silt and chips, Regrade, reseed, and install ECBs. $5,500.00 Orange area - $2,500.00 Red Area – Includes removal of silt, reseed area. $1,500.00 Green Area - Includes removal of 2’ of silt and chips on sidewalk edges, regrade and re-chip. $5,500.00 WRUCK EXCAVATING INC PO BOX 455 BECKER MN 55308 763-262-0871 Note: By signing this document, the customer agrees to the services and conditions outlined in this document. Any additional change orders must be signed by general contractor before work may proceed. Excludes dewatering, should be needed will result in change order. This proposal may be withdrawn if not accepted within 15 days. Replacement of or damage to topsoil, trees, sod, shrubs, flowers, landscaping and or underground sprinklers, electrical wiring and private utilities, concrete of any kind or black top driveway are not included in bid unless otherwise stated. Site to be left machine graded upon completion. Not responsible for settling around tanks or excavation after finished. Excludes: New Plantings, Irrigation lines and heads, dewatering ___________________________ __________________________ Wruck Excavating Inc City of Monticello City Council Agenda: 11/24/2025 1 2I. Consideration of adopting Resolution 2025-73 accepting improvements and authorizing final payment to TreeStory Inc. for tree removal for the Ditch 33 Improvement Project in the amount of $1,492.50 Prepared by: Public Works Director/ City Engineer Meeting Date: 11/24/2025 ☒ Consent Agenda Item ☐ Regular Agenda Item Reviewed by: Finance Director Approved by: City Administrator ACTION REQUESTED Motion to adopt Resolution 2025-73 accepting improvements and authorizing final payment of $1,492.50 to TreeStory Inc. for tree removal for the Ditch 33 Improvement Project in the amount of $1,492.50. PREVIOUS COUNCIL ACTION February 24, 2025: City Council approved a contract with TreeStory Inc. for tree removal in the amount of $29,850. REFERENCE AND BACKGROUND Wright County Ditch (CD) 33 is a public drainage system for which Wright County serves as the Drainage Authority, operating under the requirements of Minnesota Statute Chapter 103E. Runoff from the eastern portions of the City, as well as areas within the orderly annexation area, currently drains into CD 33. Established in 1917, many sections of the ditch are now in disrepair. This project involves constructing a new stormwater outfall to the Mississippi River, located just east of the Tyler East subdivision, on easements acquired by the City. Federal funding for the project required an environmental review, which included a condition to remove trees prior to March 31 to avoid impacting Northern Long-eared bats, a federally endangered species. At the time of the funding award, construction was scheduled for summer 2025, prompting the City to prepare and award a contract to TreeStory Inc. The tree removal has been completed. The contractor submitted the final paperwork for final payment, which includes: 1. Satisfactory showing that the contractor has complied with the provisions of Minnesota Statutes 290.92 requiring withholding state income tax (IC134 forms). City Council Agenda: 11/24/2025 2 2. Evidence in the form of an affidavit that all claims against the contractor by reasons of the contract have been fully paid or satisfactorily secured (lien waivers). The City Council is asked to accept the project as complete and authorize final payment. Meanwhile, Wright County and City staff are coordinating the required permits to abandon the affected section of CD 33. This effort is expected to be completed in early 2026, with construction of the ditch improvements for later that year. I. Budget Impact: The current project budget is $2,000,000. A $970,625 water quality grant was received from Wright County. The City received a $575,000 PROTECT grant, and Wright County received $400,000 from the MPCA for this project, with any remaining costs paid for by the Stormwater Fund. II. Staff Workload Impact: Staff will be involved throughout this project development. III. Comprehensive Plan Impact: N/A STAFF RECOMMENDED ACTION City staff recommends approval of accepting the improvements and issuing the final payment. SUPPORTING DATA A. Resolution 2025-73 B. Final Payment Invoice CITY OF MONTICELLO WRIGHT COUNTY, MINNESOTA RESOLUTION 2025-73 RESOLUTION ACCEPTING IMPROVEMENTS AND AUTHORIZING FINAL PAYMENT TO TREESTORY INC. FOR TREE REMOVAL FOR DITCH 33 IMPROVEMENT PROJECT WHEREAS, pursuant to a written contract with the City of Monticello, on February 24, 2025, TreeStory Inc., was awarded, by low bid, for tree removal for the Ditch 33 Improvement Project; and WHEREAS, the final payment amount of $1,492.50 is due. NOW THEREFORE, BE IT RESOLVED BY THE CITY OF MONTICELLO, MINNESOTA that the work completed under said contract is hereby accepted and approved and that the Mayor and City Clerk are hereby directed to issue a proper order for the final payment on such contract subject to receipt of the following: 1) Satisfactory showing that the contractor has complied with the provisions of Minnesota Statutes 290.92 requiring withholding state income tax (IC134). 2) Evidence in the form of an affidavit that all claims against the contractor by reasons of the contract have been fully paid or satisfactorily secured (lien waivers). ADOPTED BY the Monticello City Council this 24th day of November, 2025. CITY OF MONTICELLO ___________________________ Lloyd Hilgart, Mayor ATTEST: ___________________________ Jennifer Schreiber, City Clerk City Council Agenda: 11/24/2025 1 2J. Consideration of approving an amendment to the wastewater discharge permit for Cargill Kitchen Solutions Prepared by: Public Works Director/City Engineer Meeting Date: 11/24/2025 ☒Consent Agenda Item ☐Regular Agenda Item Reviewed by: N/A Approved by: City Administrator ACTION REQUESTED Motion to approve an amendment to the wastewater discharge permit for Cargill Kitchen Solutions. REFERENCE AND BACKGROUND Sunny Fresh Foods, now operating as Cargill Kitchen Solutions, has been a key industrial food- processing facility in Monticello since 1985, specializing in value-added egg products. As a major industrial user under the City’s sewer ordinance, the company is required to maintain a wastewater discharge permit to regulate its effluent into the municipal treatment system. These permits, issued in coordination with the Minnesota Pollution Control Agency (MPCA) under the National Pollutant Discharge Elimination System (NPDES) and State Disposal System (SDS) programs, establish limits on pollutants and require monitoring to protect water quality. The City first approved related permits and agreements in the late 1990s when the facility expanded and updated them periodically to reflect operational changes and compliance requirements. The current permit ensures that Cargill’s discharge meets pre-treatment standards and aligns with the City’s wastewater treatment objectives. The current permit, effective January 1, 2025, requires annual recertification. Cargill has requested an amendment to increase its maximum discharge rate from 300 gallons per minute to 450 gallons per minute between 9 pm and 5 am. Following review, the City has determined that the wastewater treatment plant and collection system have sufficient capacity to support the increase. I.Budget Impact: No budget impact is anticipated from this change. II.Staff Workload Impact: Minimal impact for modification of the permit. III.Comprehensive Plan Impact: The Monticello 2040 Comprehensive Plan emphasizes sustainable growth, industrial development, and infrastructure upgrades, which directly influence wastewater management strategies. Updating the discharge permit aligns City Council Agenda: 11/24/2025 2 with these goals by ensuring capacity and pretreatment standards accommodate anticipated industrial expansion and environmental protection priorities outlined in the plan. STAFF RECOMMENDED ACTION City staff recommend approval of an amendment to the wastewater discharge permit. SUPPORTING DATA A. 2025 Wastewater Discharge Permit 002F B. Amendment 2J (1) PERMIT NO. 002F A. Effluent Limitations MWCC Local Limitations on Total Discharge (mg/l Parameters or other specified units) Arsenic (As) 1.0 Cadmium (Cd) 1.0 Copper (Cu) 1.0 Cyanide-total (CN) 1.0 Lead (Pb) 2.0 Mercury (Hg) 0.5 Nickel (Ni) 0.5 Chromium-total (Cr) 2.0 Zinc (Zn) 1.0 Phenolic Compounds 10.0 Organic Compounds detectable levels pH-max. (units) 10.0 pH-min. (units) 5.0 Limitations for metals are the maximum for any operating day. pH limitations are instantaneous values. B. Self-Monitoring Schedule 1. Following are the specific sampling, sample compositions, and volume determination methods required by this wastewater discharge permit. Representative samples shall be collected at each monitoring point by the permittee in accordance with the guidelines listed in Appendix A of the permit 2J (2) PERMIT NO. 002F application for discharge of industrial waste. These samples shall be collected as required each reporting period on normal operating days. The sampling day wastewater volume for each monitoring point shall be determined as stated and shall be used to obtain a representative sample of the permittee’s total waste discharge by flow proportional compositing. i) Monitoring Point: Monitoring M.H. just south of 4th Street W between Locust Street and Walnut Street. ii) Sample Collection Method: 24-hour composite through the use of a portable sampler. iii) Volume Determination: Minimum 1,000 M.L. iv) Sample Compositing Method: 24-hour flow proportional composite. 2. Parameters: Chemical analysis for the previously-specified sample representing the total waste discharge shall be performed for the following parameters: BOD5, TSS, and pH as required and reported quarterly, other parameters as in Section "A", Page 2, are yearly at time of permit recertification. For EPA Categorical Pretreatment Industries, the parameters to be analyzed shall be in accordance with applicable EPA Regulations. 3. Reporting Frequency: For the duration of this permit, the Wastewater Flow and Strength Discharge Report for billing purposes shall be submitted monthly to the City on or before the 15th of the month following the month in which the specific flows and tests were taken. C. Compliance Schedule The permittee shall complete additional pretreatment and/or operation and maintenance to comply with EPA Pretreatment Standards and/or City limitations in accordance with the schedule set forth in Attachment A. 2J (3) PERMIT NO. 002F D. General Conditions 1. Industrial waste discharges from a permittee shall be in accordance with applicable provisions of Ordinance Title 14: Sanitary Sewer Discharge Controls and this permit. 2. The permittee shall not knowingly make any false statement, representation, or certification in any record, report, or plan required to be submitted to the City under Ordinance Title 14. 3. This permit shall not release the permittee from any liability, duty, or penalty imposed by Minnesota or federal statutes or regulations or local ordinances. 4. The permittee shall take all reasonable steps to minimize all accidental discharges, including slugs, spills, and bypasses. Plans for the prevention and control of accidental discharges shall be submitted to the City for approval within a specified period of time when requested by the Director. In the event of any accidental discharges, spills, or bypasses whose quantity and nature might be reasonably judged to constitute a hazard to the City's personnel and treatment facilities or the environment, the permittee shall IMMEDIATELY notify the Monticello Wastewater Treatment Plant at 763-295-2225 or City Hall at 763-295- 2711. An emergency call list will be supplied by the City and updated regularly. After hours, if unable to reach anyone on the list, call the County Sheriff Dispatch at 763-682-1162. 5. Any change in the volume or characteristics of industrial waste introduced into the wastewater disposal system which the permittee knows or has reason to believe will have, either singly or by interaction with other wastes, a negative impact on the treatment process shall be immediately reported to the Monticello Wastewater Treatment Plant. The permit shall then be subject to modification or reissuance in accordance with Section 14-4-2 (D) of the ordinance. 6. The permittee shall pay applicable strength charges assessed by the City as outlined in the User Charge Ordinance, Title 7, Section 7-3-1 through 7-3-4. 7. The permittee shall install, operate, and maintain sampling and monitoring 2J (4) PERMIT NO. 002F devices in proper working order at the permittee's expense. 8. The permittee shall allow the Director or his authorized representative to enter upon permittee's premises to inspect the monitoring point and to determine compliance with Ordinance Title 14 and the wastewater discharge permit in accordance with Section 14-4-4. 2J (5) PERMIT NO. 002F ATTACHMENT A Task Task Completion Date The permittee shall submit a report to the City within fourteen (14) days of each task completion date. This report shall specify whether or not the task was completed as scheduled. If the task was not completed, the permittee shall specify the reason for delay, the date the appropriate task will be completed, and steps being taken to return to the established schedule. 2J (6) PERMIT NO. 002F E. Specific Permit Conditions 1. The total facility sanitary sewer discharge shall not exceed any of the following parameters: a. Flow: 1. The maximum total discharge rate shall not exceed 300 gallons per minute. 2. The maximum total discharge per day shall not exceed 162,000 gallons based on a consecutive seven (7) day average. 3. The maximum total discharge in any 24-hour period shall not exceed 189,000 gallons. b. BOD5: 1. The total number of pounds of BOD5 discharged in any 24-hour period shall not exceed 4,500 pounds. c. TSS: 2. The total number of pounds of total suspended solids discharged in any 24-hour period shall not exceed 2,250 pounds. d. The above parameters and conditions are expected to remain in effect as long as the provisions in the Wastewater Discharge Permit Increase for Sunny Fresh Foods, Inc. dated January 23, 2001, are complied with and so long as annual recertification takes place. This agreement is attached and is hereby made part of this permit but in no way shall supersede any other part of the permit. Normal permit review will occur yearly. 2. Cargill Kitchen Solutions, shall install, operate, and maintain a discharge monitoring station at each sanitary sewer discharge point. Each station shall allow for safe access and include equipment for accurate flow determination, totalization, and composite flow proportional sampling. 3. The monitoring program shall include the following: a. Daily flow recording with monthly totalization and reporting. b. Flow proportional tests for TSS and BOD5 shall be taken for each weekday where processing lines are being run and weekends where more than 50% of processing lines are running. If additional tests are taken on non- discharge or process days they shall be reported. All tests shall be 2J (7) PERMIT NO. 002F reported by the 10th of the month following the month in which the tests are taken. All tests shall be performed by a certified laboratory. c. Continuous pH monitoring at discharge point. d. TPhos: 1. The total phosphorus shall be monitored on a weekly basis. This sample shall be analyzed every Tuesday corresponding with the analysis at the WWTF. All tests shall be performed by a certified laboratory. e. TKN: 1. The total kjeldahl nitrogen shall be monitored on a weekly basis. This sample shall be analyzed every Tuesday corresponding with the analysis at the WWTF. All tests shall be performed by a certified laboratory. 4. The user charge shall be based upon 3 parameters, flow, pounds of BOD5, and pounds of TSS. These units multiplied by the current rates will be billed quarterly. The parameters for BOD5 and TSS shall be the average of all tests taken in that quarter times the flow. 5. The primary method of wastewater buffering for pH at Sunny Fresh Foods shall be CO2 6. Prior to January 1 of each year, an application for permit recertification shall be made by filing a yearly report summarizing the past year's operation and discharges and projecting the next year's expected discharges or changes in operations. This report shall include calibration data for all sampling and flow measurement equipment used at each discharge point. 7. Cargill Kitchen Solutions, shall inform the Chief Operator at the Wastewater Treatment Plant or the Public Works Director of changes in shifting or scheduling so that adjustments can be made at the Wastewater Treatment Plant. 8. Compliance with the above specific conditions shall not release Cargill Kitchen Solutions, from responsibility to comply with other parts of the discharge 2J (8) PERMIT NO. 002F ordinance such as Appendix B-3, Item 9, or others. F. Surcharges 1. In the event that the Facility’s Sewage discharge exceeds the specific permit conditions outlined in Section E of this permit, the City shall impose the surcharges set forth below. The parties agree the City’s assessment of surcharges, and Cargill Kitchen Solutions’ payment of such surcharges, shall waive the need for or validity of any notice of violation of any terms of this agreement or Title 14 of the City of Monticello’s ordinance. 2. Surcharge calculations shall be based each day on the pounds of TSS and BOD5 and the flow more than the maximum daily limit for that constituent. Industrial sewer rates as shown in the fee schedule will apply to all flow and loadings. The additional surcharge fee shall be 100% of the industrial sewer rates as shown in the fee schedule for the amounts over the permit limits with a minimum fee of $50/day for overage of each parameter where permit limits are exceeded. 3. If the facilities sewage discharge exceeds the permit limits by more than 25% for two days a month or if adverse impacts are noticed at the Wastewater Treatment Plant the City reserves the right to reevaluate the allowance of surcharges. APPENDIX A INDUSTRIAL WASTE SELF-MONITORING GUIDELINES A. SCOPE This Appendix is to serve as a guideline for industrial users and commercial analytical laboratories who collect and/or analyze industrial water samples. Methods of sample collection, sample preservation, sample handling, and sample analysis are addressed herein in order to standardize the format of sampling and sample analysis. B. LOCATION OF SELF-MONITORING POINT Major factors to be considered in selecting the sampling point(s) are: 1. Whether the origin and volume of wastewater flow is known or can be determined; 2. Whether the sampling point is easily accessible with adequate safeguards; and 3. Whether the wastewater is well mixed and has adequate velocity for proper sampling techniques. 2J (9) PERMIT NO. 002F C. TYPES OF SAMPLES 1. Grab Samples - Grab samples may be taken manually or automatically. Wide-mouth jars are preferred in order to facilitate the rapidity of sample collection. A grab sample is preferred over a composite one when: a. Wastewater to be sampled does not flow in a continuous basis such as periodic dumping of spent process tanks; or b. It is desirable to determine the instantaneous condition of a wastewater. 2. Composite Samples - Samples may be composited on the basis of any of the following: a. Equal time intervals and equal volume samples. b. Equal time, unequal volume samples - amount of samples collected or added to the mixture for compositing during the sampling period is proportional to the wastewater flow at equal time intervals. Each individual sample should have a volume of at least 100 ml. c. Unequal time, equal volume samples - collection of fixed volume samples passing through the sampling point over unequal time intervals. When the wastewater flow varies considerably throughout a normal working day, individual samples should be taken at least hourly. Individual samples should be composited totally and mixed well. A 2- to 4-liter portion of the total mixture should be taken as a representative sample of the total mixture for analysis. Generally, a composite sample is acceptable if individual samples are collected hourly over a normal working day or 24 hours. D. GENERAL PRECAUTIONS IN SAMPLE HANDLING 1. Samples should be taken in the well-mixed region of the wastewater; 2. Intake of the collecting device should be placed below the water surface to avoid excessive floating materials and above the bottom to avoid sediment; 3. Before a grab sample is taken, the container should be rinsed several times with the wastewater; 4. For an automatic sampler, the intake line velocity should be sufficiently high to ensure representative sampling of suspended solids. E. SAMPLE PRESERVATION 2J (10) PERMIT NO. 002F Container, preservative, and maximum holding time for pollution parameters to be analyzed should be in accordance with Table B-1. Sample preservations should be performed immediately upon collection, if feasible. TABLE B-1 CONTAINERS, PRESERVATION, AND HOLDING TIMES MAXIMUM PARAMETER CONTAINER PRESERVATIVE HOLDING TIME 1. CN(T) Polyethylene/Glass Cool, 4°C 14 days NaOH, pH > 12 2. Hg Polyethylene/Glass HNO3, pH < 2 28 days 3. Other Polyethylene/Glass HNO3, pH < 2 6 months Metals MAXIMUM PARAMETER CONTAINER PRESERVATIVE HOLDING TIME 4. Chemical Polyethylene/Glass Cool, 4°C 28 days Oxygen H2SP4, pH < 2 Demand (COD) 5. pH Polyethylene/Glass Determine on site 2 hours 6. Oil and Polyethylene/Glass Cool, 4°C 28 days Grease H2SO4, pH < 2 7. Suspended Polyethylene/Glass Cool, 4°C 14 days Solids 8. BOD5 Polyethylene/Glass Cool, 4°C 1 day 2J (11) 1 237472v1 AMENDMENT TO WASTEWATER DISCHARGE PERMIT NO. 002F THIS AMENDMENT (the “Amendment”) is made this 24th day of November, 2025, by and between the CITY OF MONTICELLO (“City”), and CARGILL KITCHEN SOLUTIONS, formerly known as Sunny Fresh Foods, Inc. (“Cargill”). WHEREAS, the City granted a Wastewater Discharge Permit No. 002F (the “Permit”) to Cargill for the discharge of industrial waste in the City’s wastewater disposal system, and to the City’s wastewater treatment plant (the “Treatment Plant”); and WHEREAS, the Permit was granted in accordance with an original application filed on January 25, 1984, and changes agreed to on May 20, 1998, January 22, 2001, and December 1, 2023; and WHEREAS, the Permit has an effective date of January 1, 2025, and is subject to annual recertification by the City; and WHEREAS, Cargill has requested that the maximum total discharge rate allowed under the Permit be increased from a rate of 300 gallons per minute to 450 gallons per minute between 9 pm and 5 am; and WHEREAS, the City has determined the Treatment Plant possesses the capacity to grant the requested increase in maximum total discharge rate; and WHEREAS, the parties desire to amend the Permit so that the total maximum discharge rate allowed is increased to 450 gallons per minute. NOW THEREFORE, THE PARTIES HERETO AGREE AS FOLLOWS: 1. AMENDMENT TO SECTION E. Section E(1)(a)(1) of the Permit shall be amended to to read: The maximum total discharge rate shall not exceed 450 gallons per minute. 2. EFFECTIVE DATE. The effective date of the Amendment is _______. 3. EFFECT OF PERMIT. The Permit shall remain in full force and effect except as specifically amended herein. 2J (12) 2 237791v1 IN WITNESS WHEREOF, the City and Cargill have entered into this Amendment as of the date first above written. CITY OF MONTICELLO Dated_________________ By:_____________________________ Lloyd Hilgart, Mayor By:______________________________ Rachel Leonard, City Administrator CARGILL KITCHEN SOLUTIONS Dated_________________ By:_____________________________ 2J (13) City Council Agenda: 11/24/2025 2K. Consideration of approving a Memorandum of Understanding with Wright County for brush chipping services Prepared by: Public Works Director/City Engineer Meeting Date: 11/24/2025 ☒ Consent Agenda Item ☐ Regular Agenda Item Reviewed by: Finance Director Approved by: City Administrator ACTION REQUESTED Motion to approve a Memorandum of Understanding with Wright County for Brush Chipping Services. REFERENCE AND BACKGROUND Wright County is exploring a partnership to provide cost-effective brush chipping and compost processing services for cities within county. Through this collaboration, Wright County would purchase, own, and operate the specialized equipment for these services, with municipalities participating under a five-year MOU. To support the equipment purchase, Wright County has applied for a grant. If awarded, the funding would reduce the service rates. Staff would coordinate with Wright County to schedule chipping services, and the City would be billed at the hourly rates listed in Exhibit A of the MOU: • Basic Brush Chipping: $450/hour • Improved Brush Chipping: $475/hour • Compost Processing: $525/hour • Mobilization: $200/hour The City anticipates using the brush chipping services, while continuing to manage compost processing in-house. The City’s existing chipper, which handles branches smaller than 6 inches in diameter, would continue to be utilized. Residents would continue to bring brush to the Wright County compost facility. The MOU would help the City efficiently dispose of material generated from trees removed by City staff in boulevards, parks, and City-owned open spaces. Wright County noted that if there is not enough participation by municipal jurisdictions in the program, the agreement will not be executed. I. Budget Impact: It is anticipated that 1-2 days of brushing services will be needed each year at an estimated annual cost of $4,000-$8,000 depending on how much material is City Council Agenda: 11/24/2025 generated. This cost would be paid from the Shade Tree department in the General Fund. II. Staff Workload Impact: Staff will be involved in coordinating with Wright County on scheduling chipping and assisting with the chipping operation. III. Comprehensive Plan Impact: This supports sustainability and waste reduction goals by promoting composting and efficient brush disposal. STAFF RECOMMENDATION: City staff recommend approving the MOU with Wright County. SUPPORTING DATA • Memorandum of Understanding MEMORANDUM OF UNDERSTANDING BETWEEN WRIGHT COUNTY, MINNESOTA AND [NAME OF MUNICIPALITY] This Memorandum of Understanding (“Agreement”) is made this ___ day of __________, 2025, by and between Wright County, Minnesota (“County”) and [Name of Municipality] (“Partner”). RECITALS WHEREAS, the County owns and operates specialized equipment to assist partners with residential brush chipping and compost processing; and WHEREAS, the County and Partner desire to cooperate in the development and implementation of a more cost-effective program for residential brush chipping and compost processing for the residents of Wright County; and WHEREAS, Partner anticipates scheduling service ____ day(s) per year; NOW, THEREFORE, in consideration of the mutual covenants contained herein, the parties agree as follows: 1. Term This Agreement shall remain in effect for five (5) years, concluding on December 31, 2031. The Agreement may be extended for one additional five-year term upon mutual consent, subject to review and update of the pricing structure set forth in Exhibit A. Written notice of intent to extend must be provided at least six (6) months prior to the expiration of the initial term. 2. County’s Obligations The County agrees to: A. Purchase, maintain, and operate specialized equipment necessary to perform: 1. On-site mobile brush chipping, and 2. Compost processing of yard waste and other organic materials. B. Invoice participating partners based on the pricing structure in Exhibit A. C. Coordinate scheduling with Partners for operational dates between April 15 and November 15 of each contract year. 3. Partner’s Obligations The Partner agrees to: A. Enter into this Five-Year Memorandum of Understanding for Services. B. Retain chipped material on-site, arrange private hauling, or haul materials independently. C. Provide suitable staging areas for operations. County staff will review each site with Partner before mobilization and may request modifications as needed. D. Manage the drop-off site to exclude stumps, plastic bags, and other non- compostable materials. E. Set aside or split any tree trunks larger than 24 inches in diameter. F. Cooperate with the County in regional scheduling to reduce mobilization costs. G. Complete final staging area clean-up of smaller debris not manageable by County equipment. H. Assist at the site in stockpiling chipped and composted material. I. Submit payment to the County within thirty (30) days of receiving an invoice. 4. Hold Harmless and Indemnification In the performance of this agreement the County and Partner each agree to defend, indemnify and hold harmless the other, its board members, officers, employees, and contractors, from any claims, losses, costs, expenses, or damages to the extent resulting from the negligent or willful act or omission of the indemnifying party, or its board member, officer, employee, or contractor, under this Agreement. Nothing herein is a waiver by either party of an immunity, defense, or liability limit set forth in Minnesota Statutes, Chapter 466, or any other provision of law. Neither party intends to be responsible for the acts of the other within the meaning of Minnesota Statutes § 471.59, subdivision 1a. 5. Termination This Agreement shall terminate automatically upon the expiration of the term specified in Article 1, unless extended in accordance with its provisions. 6. Equipment Upon termination of this Agreement, all equipment and property purchased by the County shall remain the sole property of the County. 7. Assignment Neither the County nor Partner may assign its rights or obligations under this Agreement to any other person, corporation, or entity without the prior written consent of the other party. 8. Entire Agreement and Amendments This Agreement contains the entire understanding between the parties and supersedes all prior negotiations, representations, or agreements. It may be amended only by a written instrument signed by authorized representatives of both parties. IN WITNESS WHEREOF, the parties hereto have executed this Memorandum of Understanding as of the date first written above. WRIGHT COUNTY, MINNESOTA By: _______________________________________________ Name: ____________________________________________ Title: _____________________________________________ Date: _____________ By: _______________________________________________ Name: ____________________________________________ Title: _____________________________________________ Date: _____________ [NAME OF MUNICIPALITY] By: _______________________________________________ Name: ____________________________________________ Title: _____________________________________________ Date: _____________ By: _______________________________________________ Name: ____________________________________________ Title: _____________________________________________ Date: _____________ Exhibit “A” - Pricing Structure (Will Be Reviewed and Adjusted on An Annual Basis) Service Cost-Share Rate • Basic Brush Chipping (4/6-inch screen) • $450/hr. • Improved Brush Chipping (2/3- inch screen) • $475/hr. • Compost Processing • $525/hr. • Mobilization • $200/hr. City Council Agenda: 11/24/2025 1 4A. Consideration of adopting Resolution 2025-74 establishing speed limits on City-owned streets Prepared by: Public Works Director/City Engineer Meeting Date: 11/24/2025 ☐ Consent Agenda Item ☒ Regular Agenda Item Reviewed by: Assistant City Engineer Approved by: City Administrator ACTION REQUESTED Motion to adopt Resolution 2025-74 establishing speed limits on City owned streets. REFERENCE AND BACKGROUND In 2019, the Minnesota Legislature adopted new Statutes allowing cities to set speed limits on city-owned streets. Under this authority, cities may establish 25 miles per hour speed limits on residential roadways and 35 miles per hour speed limits on rural residential roadways. To improve roadway safety, consistency, and compliance a comprehensive speed limit study was completed and evaluated 17 roadway segments. The study relied on Minnesota Statutes (§169.14), MnDOT guidelines, crash history, and engineering judgment. Key considerations included roadway classification, adjacent land use, access density, pedestrian activity, and future development. The study recommended the following speed limits within City limits: All other city roadways will remain posted at 30 mph. Speed limits on Wright County or MnDOT roadways were not included in this study, as those agencies maintain jurisdiction over their respective segments. Road Segment Existing Speed Limit (mph) Proposed Speed Limit (mph) 90th Street West city limit to Chelsea Road 55 45 Chelsea Road TH 25 to Fallon Avenue 40 35 Fallon Avenue to Fenning Avenue 45 40 School Boulevard TH 25 to Fenning Avenue 40 35 City Council Agenda: 11/24/2025 2 Edmonson Avenue 85th Street to Chelsea Road 45 35 Fallon Avenue South junction with 85th Street to north junction with 85th Street 55 35 85th Street TH 25 to 720 feet west of Ebersole Avenue 55 50 720 feet west of Ebersole Avenue to Fallon Avenue 55 40 East Broadway Fenning Avenue to Meadow Oak Avenue 55 45 Meadow Oak Avenue to Meadow Oak Drive 50 40 Haug Avenue/ 90th Street 95th Street to east city limit 55 45 Eisele Avenue 85th Street to south city limit 55 45 85th Street Fallon Avenue to Fenning Avenue 55 45 The recommended speed limits will take effect once the new speed limit signs are installed. Installation is expected to be completed within 90 days, weather permitting. I. Budget Impact: The cost to complete the study was approximately $7,500 and paid for through the professional services allocation in the Engineering budget of the General Fund. The costs to implement the results of the study include purchasing and installing the new speed limit signs at approximately 78 locations. The estimated cost is $15,000, which would be funded through the Street Maintenance budget. II. Staff Workload Impact: Public Works staff will coordinate sign installation and removal of conflicting signage. III. Comprehensive Plan Impact: Changing speed limits aligns with the Monticello 2040 Comprehensive Plan’s mobility and connectivity goals by promoting a safer and more predictable transportation network for all users, including pedestrians and cyclists. STAFF RECOMMENDED ACTION City staff recommend adopting Resolution 2025-74 to establish revised speed limits as outlined above. SUPPORTING DATA A. Speed Limit Study Memo B. Resolution 2025-74 1 7 8 E 9 TH S T R E E T | S U I T E 2 0 0 | S T . P A U L , M N | 5 5 1 0 1 | 6 5 1 . 2 8 6 . 8 4 5 0 | W S B E N G . C O M Memorandum To: Matt Leonard, PE, City Engineer/Public Works Director From: Mallori Fitzpatrick, PE, PTOE Date: November 13, 2025 Re: Citywide Speed Limit Study WSB Project No. 031550-000 Introduction The purpose of this memo is to provide the City of Monticello with speed limit recommendations on selected local roadways, speed limit sign placement, and a speed limit resolution. The City of Monticello has reviewed existing speeds on City streets and developed a list in which they believe speed limits (posted or statutory) shall be reviewed. Existing speed limits were reviewed on 17 roadways and recommendations were made based upon guidance from Minnesota Statutes, Minnesota Department of Transportation (MnDOT) policies and guidelines, Minnesota Manual on Uniform Traffic Control Devices (MnMUTCD), and engineering judgement. The following roadways segment speed limits were reviewed: 1. 90th St NE (W City Limit to Chelsea Rd): Statutory 55 mph (unposted) 2. Chelsea Rd A. CSAH 39 to TH 25: 40 mph B. TH 25 to Fallon Ave: 40 mph C. Fallon Ave to Fenning Ave: 45 mph 3. School Blvd A. Deegan Ave to TH 25: Statutory 30 mph (unposted) B. TH 25 to Edmonson Ave: 40 mph C. Edmonson Ave to Fallon Ave: 40 mph D. Fallon Ave to Fenning Ave: 40 mph (30 mph school speed zone) 4. Edmonson Ave A. 85th St to School Blvd: 45 mph B. School Blvd to Dundas Rd: 45 mph C. Dundas Rd to Chelsea Rd: 45 mph 5. Fallon Ave A. 85th St S Jct 85th St N Jct: Statutory 55 (unposted) B. 85th St N Jct to School Blvd: 30 mph C. School Blvd to Dundas Rd: 30 mph D. Dundas Td to Chelsea Rd: 30 mph E. Chelsea Rd to E 7th St: unposted 6. 85th St A. TH 25 to West of Ebersole Ave: Statutory 55 mph (unposted) B. West of Ebersole Ave to Fallon Ave: Statutory 55 mph (unposted) 7. Meadow Oak Ave (Fenning Ave to E Broadway): 30 mph 8. E Broadway A. Fenning Ave to Meadow Oak Ave: Posted 55 mph on west end B. Meadow Oak Ave to Meadow Oak Dr: Posted 50 mph on east end Page 2 M:\031550-000\Traffic\Monticello Speed Limits Memo.docx 9. Haug Ave/ 90th St to (95th St to E City Limit): Statutory 55 mph (unposted) 10. Hart Blvd (E 7th St to E Broadway): Statutory 30 mph (unposted) 11. E 7th St (Washington St to Fenning Ave): 35 mph 12. W 7th St (TH 25 to Washington St): 30 mph 13. Washington St (7th St to E Broadway): Statutory 30 mph (unposted) 14. Fallon Ave (E 7th St to Washington St): Statutory 30 mph (unposted) 15. Hedman Ln/ Marvin Elwood Rd (on Prairie Rd): 20 mph 16. Eisele Ave (85th St to S City Limit): Statutory 55 mph (unposted) 17. 85th St (Fallon Ave to Fenning Ave): Statutory 55 mph (unposted) Speed Limit Guidelines Based on Minnesota State Statutes (Minn. Stat. § 169), there are several provisions that govern setting or adjusting the statutory speed limits within a local jurisdiction under a variety of circumstances, including: • A local road authority can request MnDOT to perform an engineering and traffic investigation of a road. However, MnDOT, not the local authority, determines whether to establish a speed zone as well as the safe and reasonable speed limit. • If MnDOT sets a speed zone for a city street or town road in an “urban district” that is at least a quarter mile long, with structures situated at intervals of less than 100 feet, the city or town can lower the limit to 30 mph. • In school zones, a city has the authority to reduce the speed limit based on Minnesota Statute, Section 169.14, Subd. 5a - Speed Zoning in School Zone. In school zones the speed limit may be reduced with an engineering and traffic study. • Subject to various requirements, speed limits can be adjusted on other roadways, including: o Park roads (at no less than 15 mph and no more than 20 mph below the surrounding limit, and subject to a MnDOT engineering and traffic study); o On streets that have a designated bicycle lane (at no less than 25 mph); o In alleys (10 mph); o In mobile home parks (at over 10 mph but no more than 30 mph). • In 2019, the Minnesota Legislature passed new Statutes or added to existing Statutes that impact the City’s authority to set speed limits. The Statutes went into effect August 1, 2019. The Statutes include: o Minnesota Statute, Section 169.14, Subd. 2.- Speed limits. (7) 25 miles per hour in residential roadways if adopted by the road authority having jurisdiction over the residential roadway; and (8) 35 miles per hour in a rural residential district if adopted by the road authority having jurisdiction over the rural residential district. (b) A speed limit adopted under paragraph (a), clause (7), is not effective unless the road authority has erected signs designating the speed limit and indicating the beginning and end of the residential roadway on which the speed limit applies. (c) A speed limit adopted under paragraph (a), clause (8), is not effective unless the road authority has erected signs designating the speed limit and indicating the beginning and end of the rural residential district for the roadway on which the speed limit applies. Page 3 M:\031550-000\Traffic\Monticello Speed Limits Memo.docx o Minnesota Statute, Section 169.14, Subd. 5h - Speed Limits on City Streets. A city may establish speed limits for city streets under the city's jurisdiction other than the limits provided in subdivision 2 without conducting an engineering and traffic investigation. This subdivision does not apply to town roads, county highways, or trunk highways in the city. A city that establishes speed limits pursuant to this section must implement speed limit changes in a consistent and understandable manner. The city must erect appropriate signs to display the speed limit. A city that uses the authority under this subdivision must develop procedures to set speed limits based on the city's safety, engineering, and traffic analysis. At a minimum, the safety, engineering, and traffic analysis must consider national urban speed limit guidance and studies, local traffic crashes, and methods to effectively communicate the change to the public. o Minnesota Statute, Section 169.011, Subd. 64 - Residential Roadway. "Residential roadway" means a city street or town road that is either (1) less than one-half mile in total length, or (2) in an area zoned exclusively for housing that is not a collector or arterial street. Local Speed Limit Analysis Several factors were considered when evaluating speed limits on the local roadway system including: Roadway Functional Classification and Adjacent Land Use Classification – Roadways were categorized by functional class (Arterial, Collector, or Local), adjacent land use (urban, urbanizing, and rural). Five classification types were developed for the city-owned roadways: • Rural Collector • Rural Local • Urban Arterial • Urban/Urbanizing Collector • Urban/Urbanizing Local Access Points – Roadways with a higher number of access points (intersections/driveways) are more likely to have lower speed limits than roadways with fewer access points. Striping and Width – Unstriped, wider roadways are more likely to have drivers driving at higher speeds than if the roadway was striped with centerline and edgelines. Roadways with curb or without a shoulder are more likely to have lower speeds than roadways with wide shoulders. New Developments – As areas start developing and rural roadways become more suburban/urban with additional access points and volumes, speed limits should be reevaluated to account for the changing network. Traffic Volumes – Roadways with higher traffic volumes are more likely to have higher speed limits than roadways with lower traffic volumes. Note: traffic volumes may not be available on local roadways. Pedestrian Activity – A person is significantly more likely to lose their life or sustain a serious injury as the speed at impact increases. A person hit at 30 mph is three times as likely to be killed than at 20 mph. Page 4 M:\031550-000\Traffic\Monticello Speed Limits Memo.docx Crash History – The most recent five-years of crash data shall be reviewed on a roadway where speed limit concerns have arisen. Based on these factors and the Minnesota State Statutes, the speed limits ranges in Table 1 are recommended based on roadway type. A road link table is provided in Appendix A that correlates with the map in Appendix B. To determine whether existing speed limits are appropriate, each roadway segment was evaluated using criteria such as roadway classification, number and type of access points, presence of edgeline striping or curbs, input from City staff, field observation s, and other relevant characteristics—including curvature, proximity to schools, development activity, and recent or planned infrastructure improvements. Table 1: Speed Limit Ranges A map with the proposed speed limits and new signage on each segment is shown in Appendix B, the changes are discussed below: 1. 90th Street (Segment 1): Change the existing statutory 55 MPH speed limit to 45 MPH, from the west City limit to Chelsea Road. 2. Chelsea Road (Segments 2B-2C): Change the existing 40 MPH speed limit to 35 MPH, from TH 25 to Fallon Avenue. Change the existing 45 MPH speed limit to 40 MPH, from Fallon Avenue to Fenning Avenue. 3. School Boulevard (Segments 3B-3D): Change the existing 40 MPH speed limit to 35 MPH, from TH 25 to Fenning Avenue. 4. Edmonson Avenue (Segments 4A-4C): Change the existing 45 MPH speed limit to 35 MPH, from 85th Street to Chelsea Road. 5. Fallon Avenue (Segments 5A-5E): Change the existing statutory 55 MPH speed limit to 35 MPH, from the south junction with 85th Street to the north junction with 85th Street. Change the existing 30 MPH speed limit to 35 MPH, from the north junction with 85th Street to School Boulevard. Change the existing 30 MPH speed limit to 35 MPH, from Chelsea Road to E 7th Street. 6. 85th Street (Segments 6A-6B): Change the existing statutory 55 MPH speed limit to 50 MPH, from TH 25 to approximately 720 feet west of Ebersole Avenue. Change the existing statutory 55 MPH speed limit to 40 MPH, from approximately 720 feet west of Ebersole Avenue to Fallon Avenue. Roadway Type Has edgelines (or curb) w/< than 15 access points/ mile Has edgelines (or curb) w/ 15-30 access points/ mile Has edgelines (or curb) w/ >30 access points/ mile No edgelines (or curb) w/< than 15 access points/ mile No edgelines (or curb) w/> than 15 access points/ mile Rural Collector 55 Rural Local 50-55 45-50 45 Urban Arterial 40-45 35-40 Urban/Urbanizing Collector 40-45 40 30-35 Urban/Urbanizing Local 40-45 30-35 30 30-35 Urban Arterial 40 35-40 Page 5 M:\031550-000\Traffic\Monticello Speed Limits Memo.docx 7. E Broadway (Segments 8A-8B): Change the existing 55 MPH speed limit to 45 MPH, from Fenning Avenue to Meadow Oak Avenue. Change the existing 50 MPH speed limit to 40 MPH, from Meadow Oak Avenue to Meadow Oak Drive. 8. Haug Avenue/ 90th Street (Segment 9): Change the existing statutory 55 MPH speed limit to 45 MPH, from 95th Street to the east City limit. 9. Eisele Avenue (Segment 16): Change the existing statutory 55 MPH speed limit to 45 MPH, from 85th Street to the south City limit. 10. 85th Street (Segment 17): Change the existing statutory 55 MPH speed limit to 45 MPH, from Fallon Avenue to Fenning Avenue. 11. Remove conflicting existing speed limits signs. Local Street Speed Limit Sign Placement A total of 78 locations were field reviewed to assess the placement of speed limit signs on local roads. Recommendations for sign installation were made based on optimal spacing and site suitability. Several locations were excluded due to factors such as limited segment length, presence of "No Outlet" or "Dead End" signage, or existing speed limit signs already in place. A detailed map and table outlining the recommendations can be found in Appendix C. Note that these signs are typically installed 50 to 200 feet beyond intersections and, when feasible, aligned with property lines in residential neighborhoods. Conclusion / Next Steps Should the City Council determine that they would be in favor of revising the selected speed limits on local streets based on the study, the following next steps are recommended: 1. Approve a Speed Limit Resolution adopting speed limit changes on local roadways. 2. Prepare an implementation signing plan. Install signs similar to that shown in Appendix B at selected locations throughout the City of Monticello. Page 6 M:\031550-000\Traffic\Monticello Speed Limits Memo.docx Appendix A: Road Link Map Appendix A: Road Link Table 1 90th St W City Limits to Chelsea Rd Statutory 55 mph Local 12 ft 0 N/A Rural 0.84 15.55 13 Centerline Striping Only No No Curves at city limits 45 Yes 2A Chelsea Rd CSAH 39 to TH 25 40 mph Major/Minor Collector 12 ft 0-7 ft 7,695 (2024) - 4,025 (2024)Urban 1.42 17.60 25 Both Yes Yes Curvature with building access and few turn lanes 40 No 2B Chelsea Rd TH 25 to Fallon Ave 40 mph Major Collector 12 ft 0 6,436 (2024)- 6,190 (2023)Urban 0.77 29.93 23 Both Yes Yes Roundabout at Fallon, TWLTL present 35 Yes 2C Chelsea Rd Fallon Ave to Fenning Ave 45 mph Major Collector 12 ft 0 5,808 (2024)Urban 0.76 21.01 16 Both Yes Yes TWLTL present, area to the north is developing 40 Yes 3A School Blvd Deegan Ave to TH 25 Statutory 30 mph Local 12 ft 0 N/A Urban 0.06 33.52 2 Both Yes Yes Short segment, in between signal and all-way stop 30- Not worth posting?No 3B School Blvd TH 25 to Edmonson Ave 40 mph Minor Arterial 12 ft varies 5,994 (2024)Urban 0.46 17.31 8 Both Yes Yes New roundabouts at Cedar intersection and Edmonson intersection 35 Yes 3C School Blvd Edmonson Ave to Fallon Ave 40 mph Minor Arterial 12 ft 8 ft 5,994 (2024)Urban 0.49 10.17 5 Both Yes Yes Some curvature, future roundabout at Fallon 35 Yes 3D School Blvd Fallon Ave to Fenning Ave 40 mph Minor Arterial 12 ft 0 6,463 (2024)Urban 0.72 13.94 10 Both Yes Yes Access to multiple schools, school speed zone of 30 mph 35 Yes 4A Edmonson Ave 85th St to School Blvd 45 mph Minor Collector 12 ft 0 3,325 (2024)Urbanizing 0.52 7.67 4 Both No Yes Access to residential neighborhoods with bypass/right-turn turn lanes, new development at 89th St 35 Yes 4B Edmonson Ave School Blvd to Dundas Rd 45 mph Minor Collector 12 ft 0 1,780 (2024)Urbanizing 0.38 10.61 4 Both One side Yes Developing area to the west 35 Yes 4C Edmonson Ave Dundas Rd to Chelsea Rd 45 mph Minor Collector 12 ft 0 1,780 (2024)Urbanizing 0.24 21.12 5 Both No No Developing area to the west 35 Yes 5A Fallon Ave 85th St S Jct to 85th St N Jct Statutory 55 mph Local 10 ft 0-5 ft N/A Urbanizing 0.41 7.37 3 Both No Yes Will be reconstructed to 3-lane urban section in near future 35 Yes 5B Fallon Ave 85th St N Jct to School Blvd 30 mph Local 10 ft 0 N/A Urbanizing 0.33 12.15 4 Both No Yes Will be reconstructed to 3-lane urban section in near future 35 Yes 5C Fallon Ave School Blvd to Dundas Rd 30 mph Local 12 ft 0 3,847 (2024)Urbanizing 0.38 26.48 10 Centerline Striping Only No No High ped activity, will be reconstructed to 3-lane urban section in near future 30 No 5D Fallon Ave Dundas Rd to Chelsea Rd 30 mph Local 12 ft 0 4,778 (2024)Urbanizing 0.20 34.67 7 Centerline Striping Only No No High ped activity, will be reconstructed to 3-lane urban section in near future 30 No 5E Fallon Ave Chelsea Rd to E 7th St unposted Major Collector 12 ft 6 ft 6,826 (2024)Urban 0.19 10.79 2 Both Yes Yes Curves, roundabouts on both ends 35 Yes 6A 85th St TH 25 to W of Ebersole Ave Statutory 55 mph Local/Future Major Collector 10 ft 0 N/A Rural 0.53 3.74 2 Both No No Narrow road 50 Yes 6B 85th St W of Ebersole Ave to Fallon Ave Statutory 55 mph Local/Future Major Collector 10 ft 0 N/A Urbanizing 0.83 6.00 5 Both No Yes Future development area, will be reconstructed to 2-3-lane urban section in near future 40 Yes 7 Meadow Oak Ave Fenning Ave to E Broadway 30 mph Local 12 ft 0 1,618 (2024)Urban 0.51 31.31 16 Both Yes Yes Residential area with TWLTL 30 No 8A E Broadway Fenning Ave to Meadow Oak Ave 55 mph on west end Local 12 ft 12 ft 3,620 (2024)Urbanizing 0.50 9.96 5 Both No Yes Signalized intersection on west end, right-turn lanes and bypass lanes at other intersections 45 Yes 8B E Broadway Meadow Oak Ave to Meadow Oak Dr 50 mph on east end Local 12 ft 12 ft 3,620 (2024)Urbanizing 0.33 9.05 3 Both Yes Yes Future development going in to the north with 3 new accesses 40 Yes 9 Haug Ave/90th St 95th St to E City Limit Statutory 55 mph Local 12 ft 0 N/A Urbanizing 0.72 9.66 7 Centerline Striping Only No No Sharp curves (20mph advisory), narrow road without shoulders 45 Yes 10 Hart Blvd E 7th St to E Broadway Statutory 30 mph Major Collector 12 ft 0 3,528 (2024)Urban 0.19 31.18 6 Both Yes Yes Short segment with left-turn lanes , access to commercial 30 No 11 E 7th St Washington St to Fenning Ave 35 mph Major Collector 12 ft 6 ft 6,203 (2024) - 8,269 (2024)Urban 0.94 12.80 12 Both Yes Yes Turn lanes present, two roundabouts, access to commercial, developing area 35 No 12 W 7th St TH 25 to Washington St 30 mph Major Collector 12 ft 10 ft 6,754 (2024) - 8,793 (2024)Urban 0.53 41.32 22 Both Yes Yes Roundabout on the east, signal on the west, lack of turn lanes 30 No 13 Washington St 7th St to E Broadway 30 mph Local 20 ft 0 2200 (2024)Urban 0.30 47.14 14 No striping Yes Yes Lighting, railroad track, residential/school area, 20 mph school speed zone 30 No 14 Fallon Ave E 7th St to Washington St Statutory 30 mph Local 15 ft 0 N/A Urban 0.12 40.62 5 No striping Yes No Short residential segment, curves and poor sight distance 30- Not worth posting?No 15 Hedman Ln/Marvin Elwood Rd On Prairie Rd 20 mph Local 17 ft 0 N/A Urban 0.53 105.68 56 No striping Yes No Residential neighborhood, lots of curves and vehicles parked along road 20 No 16 Eisele Ave 85th St to S City Limit Statutory 55 mph Local 12 ft 0 N/A Rural 0.62 12.84 8 Centerline Striping Only No No Narrow road 45 Yes 17 85th St Fallon Ave to Fenning Ave Statutory 55 mph Local 12 ft 0 N/A Rural 0.94 9.53 9 Centerline Striping Only No No Sharp curves, narrow road 45 Yes SegmentRef ID. Existing Speed LimitRoad Name Lane WidthFunctional Classification Speed Limit Recommendation Speed Limit Change? # of Access Points Centerline or Edgeline is Striped?Notes/ Other ConsiderationsCurb/Gutter Present Sidewalks/Trails Present Shoulder Width AADT (Year)Rural or Urban # of Access Points Per Mile Segment Length (miles) Page 7 M:\031550-000\Traffic\Monticello Speed Limits Memo.docx Appendix B: Speed Limit Recommendations Appendix B Speed Limit Recommendations Page 8 M:\031550-000\Traffic\Monticello Speed Limits Memo.docx Appendix C: Local Road Speed Limit Sign Recommendations Local Road Speed Limit Sign Recommendations Appendix C A Kevin Longley Dr South of Prairie Rd B Kevin Longley Dr West of W Broadway St Recommend installing SW of RR tracks (could replace "Watch for Peds" sign) C Sandy Ln North of W Broadway St D Otter Creek Rd North of W Broadway St Recommend combining with No Parking sign E Willow St North of W Broadway St F Chesnut St South of W Broadway St Would not recommend signing- driveway G Chesnut St North of W Broadway St Would not recommend signing- short segment Ref ID. Road Name Segment / Location Location PictureNotes H Elm St North of W Broadway St Would not recommend signing- short segment I Vine St South of W Broadway St J Minnesota St North of W Broadway St Would not recommend signing- short segment K Minnesota St South of W Broadway St L Linn St North of W Broadway St M Linn St South of W Broadway St N Locust St North of W Broadway St O Locust St South of W Broadway St P Walnut St North of W Broadway St Do not recommend signing- esssentially a parking lot Q Walnut St South of W Broadway St R East River St West of Pine St Could mount to light pole S East River St East of Pine St T W 3rd St West of Pine St U W 3rd St East of Pine St V E 4th St West of Pine St W E 4th St East of Pine St Could replace ped sign (no marked crossing nearby) or place 100' east X W 6th St West of Pine St Y W 7th St West of Pine St Z Walnut St North of W 7th St Recommend mounting above No Parking sign (and trim trees) AA Locust St North of W 7th St Would not recommend signing- short segment AB Minnesota St North of 7th St W AC Cedar St North of E Broadway St Would need to be mounted in concrete AD Cedar St South of E Broadway St AE Palm St North of E Broadway St Would not recommend signing- short segment AF Palm St South of E Broadway St AG Wright St North of E Broadway St Would not recommend signing- short segment AH Wright St South of E Broadway St AI Hennepin St South of E Broadway St AJ Hart Blvd North of E Broadway St AK Hart Blvd East of Riverview Dr AL Hart Blvd West of Riverview Dr AM River Mill Dr South of Riverview Dr Already has a speed limit sign at that spot. AN NE Gillard Ave South of 95th St NE Already has a speed limit sign at that spot. AO 95th St West of Haug Ave NE Install a new sign closer to the intersection, remove existing sign 700' west of Haug Ave. AP Haug Ave South of 95th St NE See Appendix B for speed limit recommendation. AQ 93rd St West of Haug Ave NE Already has a speed limit sign at that spot. AR 91st St West of Haug Ave NE Already has a speed limit sign at that spot. AS Oak Ridge Cir North of Jason Ave NE Would not recommend signing- short segment and signed as a dead end AT Gatewater Dr South of Jason Ave NE AU Briar Oakes Blvd East of Jason Ave NE Already has a speed limit sign at that spot. AV Meadow Oak Ln East of Meadow Oak Ave Already has a speed limit sign at that spot. Trim trees. AW Spirit Hills Rd South of Jason Ave NE Neighboorhood has lots of 25mph signs- Would not recommend additional signage. AX Spirit Hills Rd East of Fenning Ave Neighboorhood has lots of 25mph signs- Would not recommend additional signage. AY Marvin Rd South of Chelsea Rd (no south) Gravel- Would not recommend signing. AZ Marvin Rd North of Chelsea Rd BA Sandberg Rd North of Chelsea Rd BB Sandberg Rd South of Chelsea Rd Would not recommend signing- short segment and signed as a no outlet BC Thomas Park Dr North of Chelsea Rd - west junction BD Thomas Park Dr North of Chelsea Rd - east junction BE Dundas Rd East of TH 25 BF Dundas Rd East of Edmonson Ave BG Dundas Rd West of Edmonson Ave Already has a speed limit sign at that spot. BH Dundas Rd West of Fallon Ave BI Deegan Ave North of School Blvd BJ Deegan Ave South of School Blvd BK Farmstead Dr North of School Blvd Already has a speed limit sign at that spot. BL Stoneridge Dr West of Fallon Ave BM Eider Ln South of School Blvd BN Starling Dr East of Fallon Ave Recommend installing 100' beyond "Watch for Peds" sign (or remove that sign and replace with speed limit sign). BO Fallon Dr East of Fallon Ave Would not recommend signing- short segment and signed as a no outlet BP Farmstead Ave East of Fallon Ave BQ Farmstead Ave West of Fallon Ave Already has a speed limit sign at that spot. BR 87th St West of Fallon Ave Would also recommend adding a sign on the east side of Fallon (new development not shown on map). BS Eisele Ave South of 85th St See Appendix B for speed limit recommendation. BT Eisele Ave North of 85th St BU Ebersole Ave North of 85th St BV 87th St West of Edmonson Ave BW 89th St West of Edmonson Ave Already has a speed limit sign at that spot. BX Dalton Ave South of Chelsea Rd BY Redford Ln North of School Blvd BZ 6th St East of Pine St Would not recommend signing- short segment CITY OF MONTICELLO WRIGHT COUNTY, MINNESOTA RESOLUTION NO. 2025-74 RESOLUTION ADOPTING REVISED SPEED LIMITS ON CITY OWNED STREETS WHEREAS, beginning in 2019, authority was given to cities to adopt a reduced speed limit on residential roadways under city jurisdiction per Minnesota Statute 169.14; and WHEREAS, the City of Monticello recognizes the importance of maintaining safe and consistent traffic conditions for all roadway users; and WHEREAS, the City of Monticello has conducted a comprehensive review of existing speed limits across various corridors and identified opportunities to enhance safety and uniformity; and WHEREAS, adjusting speed limits to reflect roadway design, surrounding land use, and traffic patterns will reduce driver confusion, improve compliance, and create a more predictable driving environment; and WHEREAS, consistent speed limits on similar corridors will promote safer travel for motorists, pedestrians, and cyclists alike, while supporting the City’s broader goals for transportation equity and livability; and WHEREAS, the City of Monticello authorized the preparation of a Citywide Speed Limit Study that recommended the following speed limit changes: Road Segment Existing Speed Limit (mph) Proposed Speed Limit (mph) 90th Street West City Limit to Chelsea Road 55 45 Chelsea Road TH 25 to Fallon Avenue 40 35 Fallon Avenue to Fenning Avenue 45 40 School Boulevard TH 25 to Fenning Avenue 40 35 Edmonson Avenue 85th Street to Chelsea Road 45 35 Fallon Avenue South Junction with 85th Street to North Junction with 85th Street 55 35 85th Street TH 25 to 720 feet west of Ebersole Avenue 55 50 720 feet west of Ebersole Avenue to Fallon Avenue 55 40 East Broadway Fenning Avenue to Meadow Oak Avenue 55 45 Meadow Oak Avenue to Meadow Oak Drive 50 40 Haug Avenue/ 90th Street 95th Street to East City Limit 55 45 Eisele Avenue 85th Street to South City Limit 55 45 85th Street Fallon Avenue to Fenning Avenue 55 45 WHEREAS, following adoption, new speed limit signing will be installed on affected streets, unless otherwise posted; and WHEREAS, the speed limits will go into effect immediately following the installation of the signs; and NOW, THEREFORE, BE IT RESOLVED, the City of Monticello hereby adopts the revised speed limits for the affected roadways under the jurisdiction of the City unless otherwise posted . ADOPTED this 24th day of November, 2025, by the City Council of the City of Monticello, Minnesota. MONTICELLO CITY COUNCIL By:______________________________ Lloyd Hilgart, Mayor ATTEST: ______________________________________ Jennifer Schreiber, City Clerk City Council Agenda: 11/24/2025 1 4B. Consideration of approving a contract amendment request for the Bertram Chain of Lakes (BCOL) Regional Park Pickleball Courts Project for $42,130 Prepared by: Parks, Arts & Recreation Director Meeting Date: 11/24/2025 ☐ Consent Agenda Item ☒ Regular Agenda Item Reviewed by: Finance Director Approved by: City Administrator ACTION REQUESTED Motion to approve a contract amendment request with WSB in the amount of $42,130 for expanded design services related to the BCOL Pickleball Courts Project. PREVIOUS COUNCIL ACTION February 10, 2025: Council approved the original professional services agreement with WSB for the BCOL Pickleball Courts Project in the amount of $50,397. REFERENCE AND BACKGROUND The original scope of the Pickleball Courts Project focused primarily on designing and constructing the courts themselves. As planning progressed, it became clear that several additional design elements are necessary to ensure the courts integrate smoothly into the broader BCOL Athletic Park master plan. The expanded scope incorporates several key elements needed to support future development: • Parking Lot Integration: A 21-stall parking lot, including accessible stalls and pedestrian connections, will be designed as part of this phase. This layout aligns with the larger parking lot planned for future phases, ensuring the courts are functional from day one and that future expansion can occur without costly redesigns. • Stormwater Management: To accommodate the new parking lot and future amenities, the existing ditch system must be replaced with a storm sewer overflow system. Completing stormwater analysis and schematic design at this stage prevents conflicts with later phases and ensures compliance with long-term site drainage needs. • Development Area 2 Grading: Establishing schematic grading for the larger Development Area 2 sets proper elevations for the pickleball courts and parking lot. This proactive step minimizes earthwork conflicts, balances site grading, and reduces future rework when subsequent facilities are added over the next decade. City Council Agenda: 11/24/2025 2 • Updated Topographical Survey: Expanding survey limits beyond the pickleball court area will provide accurate base data for future facilities, including the maintenance building and expanded parking areas. This ensures that all improvements are designed based on current site conditions. Expanding the scope at this stage prevents piece-meal design and construction that could lead to inefficiencies, higher costs, or conflicts with future phases. This amendment ensures the pickleball courts as a well-integrated anchor within the long-term vision for BCOL Athletic Park. I. Budget Impact: The amendment increases the total contract amount by $42,130, for a new total of $92,527. This project is funded with the local sales tax that went into effect on April 1 of this year, of which sufficient proceeds have already been received to cover this contract. II. Staff Workload Impact: Minimal, as WSB will manage design and survey tasks. III. Comprehensive Plan Impact: The Monticello 2040 Comprehensive Plan emphasizes the importance of creating multi-use community destinations, expanding recreational opportunities, and planning infrastructure with long-term sustainability in mind. Expanding the pickleball project scope to include parking, stormwater systems, and grading for future phases ensures the courts are not only functional today but also integrated into the broader BCOL Athletic Park vision. This amendment supports efficient land use, proactive infrastructure planning, and the development of vibrant community spaces consistent with the City’s long-term goals. STAFF RECOMMENDED ACTION City staff recommend approving the contract amendment request in the amount of $42,130 for expanded design services related to the BCOL Pickleball Courts Project. SUPPORTING DATA • WSB Contract Amendment Request Letter (dated November 4, 2025) \\wsbgvfiles01.wsbeng.local\resources\.Clients All\Monticello\Proposals\2025 BCOL pickleball courts\Amendment for Stormwater and Grading\WSB_Monticello BCOL Pickleball_Amendment Request.docx 7 0 1 X E N I A A V E N U E S | S U I T E 3 0 0 | M I N N E A P O L I S , M N | 55 4 1 6 | 7 6 3 . 5 4 1 . 4 8 0 0 | W S B E N G . C O M November 4, 2025 Mr. Tom Pawelk Parks, Arts & Recreation Director City of Monticello 505 Walnut Street, Suite 1 Monticello, MN 55362 Re: Contract Amendment – BCOL Pickleball Courts Project Dear Mr. Pawelk, Per the City’s request, WSB has developed this contract amendment request to expand the Pickleball Court project. PROJECT UNDERSTANDING We understand the intent of this project is to expand the project to include a portion of the large parking lot and the pond storm sewer overflow system to replace the existing ditch that is currently located in the area where the parking lot will be constructed. This design will be prepared to work seamlessly with future phases of Development Area 2 at BCOL Athletic Park. We will also collect updated topo survey in areas of the expanded improvements. Additionally, we will evaluate and develop a schematic design mass grading plan for the overall Development Area 2 focusing on efficient earthwork of the entire site and confirming proposed grades for the pickleball and parking lot in the context of adjacent site improvements that will be built over the next decade. The following defines our proposed Scope of Services for this amendment request. I. SCOPE OF SERVICES 1. PROJECT MANAGEMENT A. Coordination 1) Provide coordination and facilitate internal meetings with staff resources to deliver the project. This includes monitoring and managing the scope of services, budget, and schedule to align with the professional services agreement. 2) Coordinate with Client and provide monthly updates regarding progress of the work. 2. DESIGN A. Parking lot 1) WSB will design a 21-stall parking lot with pedestrian connections to the pickleball court area. This parking area will be the east end of the large, future parking lot near the pickleball court area as shown in the BCOL Athletic Park master plan. The parking area will be gravel surface with an Mr. Tom Pawelk November 4, 2025 Page 2 \\wsbgvfiles01.wsbeng.local\resources\.Clients All\Monticello\Proposals\2025 BCOL pickleball courts\Amendment for Stormwater and Grading\WSB_Monticello BCOL Pickleball_Amendment Request.docx access drive connecting to the existing access drive in the park. This parking area will include 2 paved accessible bituminous parking stalls and access aisle, with concrete curb and gutter and pedestrian ramp to access the court area. This parking area design will allow for seamless expansion in the future, when the large parking lot is fully constructed. 2) The entire large parking lot will be designed to a schematic design level (not final design) to confirm fit and elevations in relation to the overall site development of this area of the park. B. Stormwater Analysis and Design 1) WSB will prepare updated grading plans, stormwater modeling and confirm stormwater conveyance in relation to the pickleball project 2) We will also evaluate the stormwater system related to the Development Area 2 portion of the recently updated master plan at a schematic design level (not final design). 3) Prepare quantities and estimated costs for future stormwater elements. C. Development Area 2 1) WSB will prepare a schematic grading plan (not final design) for the Development Area 2 of the master plan, see graphic below. a. The schematic design of the overall grading of Development Area 2 is important to establish at this time to ensure the pickleball court and parking lot, located within the middle of a larger area that will be improved in the next phase of construction, are built in the proper location and at the proper elevation to minimize conflict with future construction phases and to achieve an earthwork balance. Mr. Tom Pawelk November 4, 2025 Page 3 \\wsbgvfiles01.wsbeng.local\resources\.Clients All\Monticello\Proposals\2025 BCOL pickleball courts\Amendment for Stormwater and Grading\WSB_Monticello BCOL Pickleball_Amendment Request.docx 3. EXISTING CONDITIONS / BASE FILE A. Topographical Survey 1) WSB will prepare topographic survey of key areas within the overall facility to confirm as-built conditions from the previous construction phases, beyond the proposed pickleball facility site. Additional survey limits will include future parking lot and maintenance facility areas. (see graphic below: area in red surveyed as part of the pickleball project, area in blue to be surveyed under this amendment). This survey will be prepared in AutoCAD format. II. COMPENSATION The scope of services outlined in Paragraph I – Scope of Services above will be provided for an hourly not-to-exceed fee of $42,130. The following table provides an overview of fees that are broken into the main categories of work. 1. Project Management 4,550 2. Design 34,180 3. Topographical Survey 3,400 TOTAL CONTRACT AMENDMENT $42,130 III. SUMMARY OF FEES The following table provides a summary of the total fees. Original Contract Amount 50,397 Additional services per this request 42,130 TOTAL - including this request $ 92,527 Mr. Tom Pawelk November 4, 2025 Page 4 \\wsbgvfiles01.wsbeng.local\resources\.Clients All\Monticello\Proposals\2025 BCOL pickleball courts\Amendment for Stormwater and Grading\WSB_Monticello BCOL Pickleball_Amendment Request.docx IV. EXCLUSIONS 1. The following items are excluded from this Agreement; however, Consultant can provide these services for additional compensation by an Amendment for Additional Services (AAS). a. NPDES and Watershed Permits (not anticipated based on expected area of disturbance) b. Water / Sanitary Service Design c. Irrigation Design d. Electrical Design e. Construction services 2. Any additional work or change in project scope will be completed on an hourly basis to be billed in accordance with WSB’s contract with the City of Monticello. ACCEPTANCE This letter represents our entire understanding of the project scope. All work under this letter proposal will be governed by the Professional Services Agreement entered into between the City of Monticello and WSB on January 8, 1996. If the scope and fee appear to be appropriate, please sign on the space provided and return one copy to our office. We are available to begin work once we receive signed authorization. Sincerely, WSB Jason L. Amberg, PLA, ASLA Principal / Director of Landscape Architecture Ph. (612) 518-3696 CITY OF MONTICELLO I hereby authorize WSB to proceed with the above-referenced work under the terms and conditions of the Professional Services Agreement entered into between the City of Monticello and WSB on January 8, 1996. ______________________________________ Authorized Signature ______________________________________ Title ______________________________________ Date