City Council Resolution 1983-71r
RESOLUTION.#1983 - 71
EXTRACT OF MINUTES OF A MF. E T I NG OF TH E
CITY COUNCIL OF THE CITY OF
MONTICELLO, MINNESOTA
HELD: May 9, 1983
Pursuant to due call and notice thereof, a regular
meeting of the City Council of the City of Monticello, Wright
County, Minnesota, was duly called and held at the City Hall in
said City on the 9th day of May, 1983, at 7:45 P.M., for the
purpose of opening, considering bids for.and awarding the sale
of $1,150,000 General Obligation Improvement Bonds of 1983 the
City.
The following members were present: A. Grimsmo,
D. Blonigen, F. Fair, K. Maus & J. Maxwell
and the following were absent: None
The Administrator presented affidavits showing publi-
cation of notice of call for bids on $1,150,000 General Obliga-
tion Improvement Bonds of 1983 of the City, for which bids were
to be received at this meeting, in accordance with the resolu-
tion adopted by the City Council on March 28, 1983. The affi-
davits were examined, found to comply with the provisions of
Minnesota Statutes, Chapter 475, and were approved and ordered
placed on file.
The Council proceeded to receive and open bids for
the sale of the bonds. The following bids were received:
Bidder Interest Rate Net Interest Cost
See Attached
SPRINGSTED
INCORPORATED
PUBLIC FINANCE
ADVISORS
$1, 150,000
GENERAL OBLIGATION IMPROVEMENT BONDS OF 1983
CITY OF MONTICELLO, MINNESOTA
AWARD: FIRST NATIONAL BANK OF MINNEAPOLIS
And Associates
SALE: May 9, 1983
Moody's Rating: A
Net Interest
Bidder Coupons Price Cost & Rate
F1RST NATIONAL BANK OF
MINNEAPOLIS -
The First National Bank of
Saint Paul
Robert W. Baird & Company, Inc.
Dean Witter Reynolds
Craig-Hallam, Incorporated
ALLISON-WILLIAMS COMPANY
Blyth Eastman Paine Webber
- In Association With -
PIPER, JAFFRAY & HOPWOOD INC.
M.H. Novick & Company, -Inc.
NORWEST SECURITIES
American Na#ional Bank &
Company of Saint Paul
Dougherty, Dawkins, Stran
Yost Incorporated
Moore, .loran and Company
Robert S.C. Peterson, Inc.
6.00%
6.25%
6.509'°
6.75°
7.00%
7.20°~6
7.40%
7.70%
8.00°,6
8.20%
8.40%
8.60%
6.00%
6.25%
6.50%
6.75%
7.00%
7.25°h
7.50%
7.75%
8.00°~
8.20°~
8.40%
8.50°
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1985
(986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
6.00°~ 1985
Trust 6.25% 1986
6.50% 1987
& 6.75°~ 1988
7.00% 1989
Inc. 7.25% 1990
7.50°,6 199.1
7.75% 1992
8.00% 1993
8.20% 1994
8.40°~ 1995
8.60°~ d
1996
$1,133,900.00
$1,133,325,00
$1,132,750.00
$667,050.00
(7.8785%)
$668,781.67
(7.89899%)
$670,116.67
(7.9147%)
800 Osborn Building, Saint Paul, Minnesota 55102 (612y 222-4241
250 North Sunnyslope Road, Brookfield, Wisconsin 53005 (414) 782-8222
MERRILL LYNCH WHITE WELD 6.00°~
CAPITAL MARKETS GROUP 6.40°,6
DAIN BOSWORTH INCORPORATED 6.70°,6
7.00%
7.20%
7.40%
7.60°~
7.80°~
8.00%
8.20%
8.40%
8.60%
1985 $1,132,750.00 $675,893.33
1986 (7.9829%)
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
These Bonds Are Being Reoffered At Par
BBI: 8.78
Average Maturity: 7.36 Years
The Council then proceeded to consider and discuss
the bids, after which member Maxwell introduced
the following resolution and moved its adoption:
RESOLUTION ACCEPTING BID ON SALE OF
$1,150,000 GENERAL OBLIGATION IMPROVEMENT BONDS OF 1983,
PROVIDING FOR THEIR ISSUANCE AND LEVYING
A TAX FOR THE PAYMENT THEREOF
BE IT RESOLVED by the Council of the City of Monticello,
Minnesota, as follows:
1. The bid of First National Bank of Minneapolis to purchase
$1,150,000 General Obligation Improvement Bonds of 1983 of the
City (hereinafter referred to as the "bonds"), in accordance
with the notice of bond sale, at the rates of interest herein-
after set forth, and to pay therefor the sum of $1,133,900.00
is hereby found, determined and declared to be the most favor-
able bid received, and is hereby accepted and the bonds are
hereby awarded to said bidder. The City Administrator is
directed to retain the deposit of said bidder and to forthwith
return the good faith checks or drafts to the unsuccessful
bidders. The bonds shall be payable as to principal and inter-
est at First National Bank of Minneapolis ,
or any successor paying agent duly appointed by the City.
2. The $1,1.50,000 negotiable coupon general obliga-
tion improvement bonds of the City shall be dated June 1, 1983,
and shall be issued forthwith. The bonds shall be 230 in
number and numbered from 1 to 230, both inclusive, in the
denomination of $5,000 each. The bonds shall mature serially,
lowest numbers first, on February 1 in the amounts and years as
follows:
Year Amount
1985 $ 70,000
1986 70,000
1987 70,000
1988 70,000
1989 125,000
1990 125,000
1991 125,000
1992 125,000
1993 125,000
1994 130, 000
1995 55,000
1996 60,000
3. The bonds shall provide funds for the construc-
tion of various improvements in the City (hereinafter referred
to as the "Improvements"). The total cost of the Improvements,
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,~..
which shall include all costs enumerated in Minnesota Statutes,
Section 475.65, is estimated to be at least equal to the amount
of the bonds herein authorized. Work on the Improvements shall
proceed with due diligence to completion.
4. The bonds shall mature in the years and bear the
serial numbers set forth below, and shall bear interest payable
semiannually on February 1 and August 1 of each year commencing
February 1, 1984, at the respective rates per annum set oppo-
site the maturity years and serial numbers:
Maturity Years
Serial Numbers
Interest Rate
1985
1986
1987
1988
1989
1990
1991
1992
1993
1994
1995
1996
1-14 6.00%
15-28 6.25%
29-42 6.500
43-56 6.75%
57-81 7.00%
82-106 7.20%
107-131 7.40%
132-156 7.70%
157-181 8.00%
182-207 8.20%
208-218 8.40%
219-230 8.60%
5. The bonds of this issue maturing in the years
1991 to 1996, both inclusive (bonds numbered 107 to 230, both
inclusive), shall be subject to redemption and prepayment at
the option of the City on February 1, 1990 and on any interest
payment date thereafter at par and accrued interest. Redemp-
tion may be in whole or in part of the bonds subject to prepay-
ment. If redemption is in part, those bonds remaining unpaid
which have the latest maturity date shall be prepaid first and
if only part of the bonds having a common maturity date are
called for prepayment, the specific bonds to be prepaid shall
be chosen by lot by the paying agent. Published notice of
redemption shall in each case be given in accordance with law,
and mailed notice of redemption shall be given to the bank
where the bonds are payable.
6. The bonds and interest coupons to be issued
hereunder shall be in substantially the following form:
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UNITED STATES OF AMERICA
STATE OF MINNESOTA
WRIGHT COUNTY
CITY OF MONTICELLO
No.
$5,000
GENERAL OBLIGATION IMPROVEMENT
BOND OF 1983
KNOW ALL PERSONS BY THESE PRESENTS that the City of
Monticello, Wright County, Minnesota, certifies that it is
indebted and for value received promises to pay to bearer the
principal sum of
FIVE THOUSAND DOLLARS
on the first day of February, 19 and to pay interest thereon
from the date hereof until the principal is paid at the rate of
percent ( ~) per annum, payable
semiannually on the first day of February and the first day of
August in each year commencing on the first day of February,
1984, interest to maturity being represented by and payable in
accordance with and upon presentation and surrender of the
interest coupons hereto attached, as the same severally become
due. Both principal and interest are payable at
or any successor paying
agent duly appointed by the City, in any coin or currency of
the United States of America which at the time of payment is
legal tender-for public and private debts.
All bonds of this issue maturing in the years 1991 to
1996, both inclusive (bonds numbered 107 to 230, both inclu-
sive), are subject to redemption and prepayment at the option
of the City on February 1, 1990 and on any interest payment
date thereafter at par and .accrued interest. Redemption may be
in whole or in part of the bonds subject to prepayment. If
redemption is in part, those bonds remaining unpaid which have
the latest maturity date shall be prepaid first and if only
part of the bonds having a common maturity date are called for
prepayment, the specific bonds to be prepaid shall be chosen by
lot by the paying agent. Published notice of redemption shall
in each case be given in accordance with law, and mailed notice
of redemption shall be given to the bank where the bonds are
payable.
This bond is one of an issue in the total principal
amount of $1,150,000, all of like date and tenor, except as to
serial number, maturity, interest rate and redemption
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privilege, which bond has been issued pursuant to and in full
conformity with the Constitution and laws of the State of
Minnesota for the purpose of providing money for the construc-
tion of various improvement in the City and is payable out of
the Improvement Bonds Common Fund of the City. This bond
constitutes a general obligation of the City, and to provide
moneys for the prompt and full payment of the principal and
interest when the same become due, the full faith and credit
and taxing powers of the City have been and are hereby irrevoc-
ably pledged.
IT IS HEREBY CERTIFIED AND RECITED that all acts,
conditions and things required by the Constitution and laws of
the State of Minnesota to be done, to happen and to be perform-
ed, precedent to and in the issuance of this bond, have been
done, have happened and have been performed, in regular and due
form, time and manner as required by law, and this bond,
together with all other debts of the City outstanding on the
date hereof and the date of its actual issuance and delivery,
does not exceed any constitutional or statutory limitation of
indebtedness.
IN WITNESS WHEREOF, the City of Monticello, Wright
County, Minnesota, by its City Council has caused this bond to
be executed on its behalf by the facsimile signatures of the
Mayor and the City Administrator, and the manual signature of
one of said officers, the corporate seal of the City having
been intentionally omitted as permitted by law, and has caused
the interest coupons to be executed and authenticated by the
facsimile signatures of said officers, all as of June 1, 1983.
/s/ facsimile /s/ facsimile
City Administrator Mayor
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(Form of Coupon )
No.
On the first day of February (August), 19 unless
the bond described below is called for earlier redemption, the
City of Monticello, Wright County, Minnesota, will pay to
bearer at or
any successor paying agent duly appointed by the City, the sum
shown hereon for interest then due on its General Obligation
Improvement Bonds of 1983, No. ,'dated June 1, 1983.
/s/ facsimile /s/ facsimile
City Administrator Mayor
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7. The bonds shall be executed on behalf of the City
by the signatures of its Mayor and Administrator and be sealed
with the seal of the City; provided, that one or both of the
signatures and the seal of the City may be printed facsimiles
if the bonds are also signed manually by at least one such
officer; and provided further that the corporate seal may be
omitted on the bonds as permitted by law. The interest coupons
pertaining thereto shall be executed by the printed, engraved
or lithographed facsimile signatures of the Mayor and Adminis-
trator.
8. The bonds when so prepared and executed shall be
delivered by the Administrator to the purchaser thereof upon
receipt of the purchase price, and the purchaser shall not be
obliged to see to the proper application thereof.
9. There has heretofore been created a special fund
designated "Improvement Bonds Common Fund" held and adminis-
tered by the City Administrator separate and apart from all
other funds of the City. The fund shall continue to be main-
tained in the manner heretofore specified until all of the
bonds heretofore, herein and hereafter authorized and made
payable from the fund and the interest thereon have been fully
paid. There shall be created and maintained in the fund a
separate account to be designated the "1983 Improvement Bonds
Construction Account". The proceeds of the sale of the bonds
herein authorized, less all accrued interest received thereon,
and less any amount paid for the bonds in excess of $1,132,750,
and less capitalized interest in the amount of $57,500 (subject
to such adjustments as are appropriate to provide sufficient
funds to pay interest due on the bonds on or before February 1,
1984), plus any special assessments levied with respect to
Improvements financed .by the bonds and collected prior to
completion of the Improvements and payment of the costs there-
of, shall be credited to the 1983 Improvement Bonds Construc-
tion Account, from which there shall be paid all costs and
expenses of making the Improvements listed in paragraph 10,
including the cost of any construction contracts heretofore let
and all other costs incurred and to be incurred of the kind
authorized in Minnesota Statutes, Section 475.65; and the
moneys in said Account shall be used for no other purpose
except as otherwise provided by law; provided that proceeds of
the bonds may also be used to the extent necessary to pay
interest on the bonds due prior to the anticipated date of
commencement of the collection of taxes or special assessments
herein levied or covenanted to be levied; and provided further
that if upon completion of the Improvements there shall remain
any unexpended balance in the 1983 Improvement Bonds Construc-
tion Account, the balance (other than any special assessments)
may be transferred by the Council to the account of any other
improvement instituted pursuant to Minnesota Statutes, Chapter
1
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429; and provided further that any special assessments credited
to the 1983 Improvement Bonds Construction Account are hereby
pledged and shall be used only to pay principal and interest
due on the bonds. There is hereby pledged and there shall be
credited to the Common Debt Service Account heretofore created
(a) all collections of special assessments herein covenanted to
be levied and either initially credited to the 1983 Improvement
Bonds Construction Account and required to pay any principal
and interest due on the bonds or collected subsequent to the
completion of the Improvements and payment of the costs there-
of; (b) all accrued interest received upon delivery of the
bonds, (c) all funds paid for .the bonds in excess of
$1,132,750; (d) capitalized interest in the amount of $57,500
(subject to such adjustments as are appropriate to provide
sufficient funds to pay interest due on the bonds on or before
February 1, 1984); (e) any collections of all taxes herein or
hereafter levied for payment of the bonds; and (f) all funds
remaining in the 1983 Improvement Bonds Construction Account
after completion of the Improvements and payment of the costs
thereof, not so transferred to the account of another improve-
ment. The Common Debt Service Account shall be used solely to
pay principal and interest and any premiums for redemption on
the bonds issued hereunder and any other general obligation
bonds of the City heretofore or hereafter issued by the City
and made payable from said account as provided by law. Any
sums from time to time held in the Common Debt Service Account
(or any other City account which will be used to pay principal
or interest to become due on the bonds) in excess of amounts
which under the applicable federal arbitrage regulations may be
invested without regard as to yield shall not be invested at a
yield in excess of the applicable yield restrictions imposed by
the arbitrage regulations on such investments after taking into
account any applicable "temporary periods" made available under
the federal arbitrage regulations.
10. It is hereby determined that no less than 20$ of
the cost to the City of each improvement financed hereunder
within the meaning of Minnesota Statutes, Section 475.58,
Subdivision 1(3), shall be paid by special assessments to be
levied against every assessable lot, piece and parcel of land
benefited by the Improvements. The City hereby covenants and
agrees that it will let all construction contracts not here-
tofore let within one year after ordering each improvement
financed hereunder unless the resolution ordering the improve-
ment specifies a different time limit for the letting of con-
struction contracts and will do and perform as soon as they may
be done, all acts and things necessary for the final and valid
levy of such special assessments, and in the event that any
such assessment be at any time held invalid with respect to any
lot, piece or parcel of land due to any error, defect, or
irregularity, in any action or proceedings taken or to be taken
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by the City or this Council or any of the City officers or
employees, either in the making of the assessments or in the
performance of any condition precedent thereto, the City and
this Council will forthwith do all further acts and take all
further proceedings as may be required by law to make the
assessments a valid and binding lien upon such property. Said
assessments have not heretofore been authorized, and according-
ly, for purposes of Minnesota Statutes, Section 475.55, Subdi-
vision 3, said special assessments are hereby authorized.
Subject to such adjustments as are required by conditions in
existence at the time the assessments are levied, it is hereby
determined that the assessments shall be payable in equal,
consecutive, annual installments, with general taxes for the
years shown below and with interest on the declining balance of
all such assessments at the rate of at least 9.00 $ per annum:
Improvement
Designation Amount Levy Years
1982-2 $735,178 1983-1992
At the time the assessments are in fact levied the
City Council shall, based on the then current estimated col-
lections of the assessments, make any adjustments in any ad
valorem taxes required to be levied in order to assure that the
City continues to be in compliance with Minnesota Statutes,
Section 475.61, Subdivision 1.
11. To provide moneys for payment of the principal
and interest on the bonds there is hereby levied upon all of
the taxable property in the City a direct annual ad valorem tax
which shall be spread upon the tax rolls and collected with and
as part of, other general property taxes in the City for the
years and in the amounts as follows:
Year of Tax Year of Tax
Levy Collection Amount
1983 1984 $ 5,366
1984- 1985 -0-
1985 1986 -0-
1986 1987 -0-
1987 1988 -0-
1988 1989 39,228
1989 1990 47,796
1990 1991 47,033
1991 1992 45,876
1992 1993 49,580
1993 1994 68,019
1994 1995 68,418
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The tax levies are such that if collected in full
they, together with estimated collections of special assess-
ments and other revenues herein pledged for the payment of the
bonds, will produce at least five percent in excess of the
amount needed to meet when due the principal and interest
payments on the bonds. The tax levies shall be irrepealable so
long as any of the bonds are outstanding and unpaid, provided
that the City reserves the right and power to reduce the levies
in the manner and to the extent permitted by Minnesota
Statutes, Section 475.61, Subdivision 3.
For the prompt and full payment of the principal and
interest on the bonds, as the same respectively become due, the
full faith, credit and taxing powers of the City shall he and
are hereby irrevocably pledged. If the balance in the Common
Debt Service Account is ever insufficient to pay all principal
and interest then due on the bonds payable therefrom, the
deficiency shall be promptly paid out of any other funds of the
City which are available for such purpose, and such other funds
may be reimbursed with or without interest from the Common Debt
Service Account when a sufficient balance is available therein.
12. The City Administrator is hereby directed to
file a certified copy of this resolution with the County Audi-
tor of Wright County, Minnesota, together with such other infor-
mation as he shall require, and to obtain from the Auditor his
certificate that the bonds have been entered in the Auditor's
Bond Register, and that the tax levy required by law has been
made.
13. The officers of the City are hereby authorized
and directed to prepare and furnish to the purchaser of the
bonds, and to the attorneys approving the legality of the
issuance thereof, certified copies of all proceedings and
records of the City relating to the bonds and to the financial
condition and affairs of the City, and such other affidavits,
certificates and information as are required to show the facts
relating to the legality and marketability of the bonds as the
same appear from the books and records under their custody and
control or as otherwise known to them, and all such certified
copies, certificates and affidavits, including any heretofore
furnished, shall be deemed representations of the City as to
the facts recited therein.
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The motion for the adoption of the foregoing resolu-
tion was duly seconded by member Blonigen and upon
vote being taken thereon, the following voted in favor thereof:
All members
and the following voted against the same: None
Whereupon said resolution was declared duly .passed
and adopted.
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STATE OF MINNESOTA
COUNTY OF WRIGHT
CITY OF MONTICELLO
I, the undersigned, being the duly qualified and
acting Administrator of the City of Monticello, Minnesota, DO
HEREBY CERTIFY that I have compared the attached and foregoing
extract of minutes with the original thereof on file in my
office, and that the same is a full, true and complete tran-
script of the minutes of a meeting of the City Council of said
City, duly called and held on the date therein indicated,
insofar as such minutes relate to the opening, considering of
bids for, and awarding the sale of $1,150,000 General Obliga-
tion Improvement Bonds of 1983 of said City.
WITNESS my hand and the seal of said City this
day of May, 1983.
City Adminis rator
(SEAL)
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