City Council Resolution 1976-14~ ~
EXTRACT OF MINUTES OF MEETING OF THE
CITY COUNCIL OF THE CITY OF
MONTICELLO, MINNESOTA
HELD: JULY 13, 1976
Pursuant
meeting of the Cit;
County, P~1i nnesota,
on the 13th day of
purpose of opening
sale of $1,300,000
1976 of said City.
to due call and notice thereof, a special
Council of the City of Monticello, Wright
was duly held at the City Hall in said City
July, 1976, at 7:30 o'cloc'_~c P.M. for the
and considering bids for and awarding the
General Obligation Improvement Bonds of
The following members were present: Johnson,
14lartie and Walters
and the following were absent: Erickson and Hall
The Clerk presented affidavits showing publication
of notice of call for bids on $1,300,000 General Obligation
Improvement Bonds of 1976 of the City, for which bids were to
be received at this meeting, in accordance with the resolution
adopted by the City Council on June 28, 1976. Said affidavits
were e;camined, found to comply with the provisions of Minne-
sota Statutes, Chapter 475, and were approved and ordered
placed on file.
The Council proceeded to receive and open bids for
the sale of said bonds. The follo~~ring bids were received:
Bidder
Interest Rate
Net Interest Cost
ATTACHED
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::;x.,
~a
:~:
,l
SPRING.STED INCORPORATED MUNICIPAL CONSULTANTS
5_ Te b'3 OSBOAN BU~LDiNG SAINT PAUL. MINNESOTA 55102 • (612) 2278318
$1,300,000
GENERAL OBLIGATION IMPROVEMENT BONDS OF 1976
CITY OF MONTICELLO, MINNESOTA
AWARD: BANCNORTHWEST
Minneapolis, Minnesota
and Associate
SALE:
July 13, 1976
Moody's Rating: A
Net Interest
Bidder Coupons Price Cost & Rate
BANCNORTHWEST
Cronin & Marcotte Inc.
Both of Minneapolis, MN
THE FIRST NATIONAL BANK OF SAINT PAUL
Saint Paul, ~
First National Bank of Minneapolis
White, Weld & Company Inc.
Reynolds Securities Inc.
Robert W. Baird & Co. Incorporated
All of Minneapolis, MN
DAIN, KALMAN & QUAIL, INC.
Allison-Williams Co.
Piper, Jaffray & Hopwood, Inc.
All of Minneapolis, MN
Bank of Oklahoma, N.A.
Tulsa, OK
E. J. PRESCOTT ~ COMPANY, a DIVISION
OF CARLETON D. BEH CO.
Minneapolis, MN
American National Bank
Saint Paul, MN
Merrill, Lynch, Pierce, Fenner & Smith
Incorporated
Paine, Webber, Jackson S Curtis
Incorporated
Both of Minneapolis, MN
5.00%
5.25%
5.50%
5.60%
5.75%
5.90%
6.00%
6.10%
4.05%
5.45%
5.50%
5.60%
5.75%
5.90%
6.00%
6.10%.
6.25%
5.50%
5.75%
5.80%
6.00%
6.10%
5.25%
5.50%
5.75%
6.00%
6.10%
6.20%
1978-80
1981
1982-87
1988
1989
1990
1991-92
1993
1978
1979-81
1982-87
1988
1989
1990
1991
1992
1993
1978-86
1987-89
1990
1991
1992-93
1978-82
1983-85
1986-87
1988-91
1992
1993
$1,300,026.31
$1,300,000.00
$1,300,006.55
$1,300,000.00
$750,807.44
(5.744%)
$J57,507.50
(5.795%)
$758,145.95
(5.800%)
$767,155.00
(5.8695%)
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REOFFERING SCHEDULE OF THE PURCHASER
Rate Year
5.00% 1978
5.00% 1979
5.00% 1980
5.25% 1981
5.50% 1982
5.50% 1983
5.50% 1984
5.50% 1985
5.50% 1986
5.50% 1987
5.60% 1988
5.75% 1989
5.90% 1990
6.00% 1991-92
6.10% 1993
Yield
4.oox
4.20%
4.40%
4.50%
4.70%
4.90%
5.10%
5.20%
5.35%
5.50%
5.60%
5.75%
5.90%
6.00%
6.00%
Average Maturity: 10.05 Years
BBI: 6.78
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The Council then proceeded to consider such bids.
After the bids had been considered and discussed, member
Walters introduced the following resolution
and moved its adoption:
RESOLUTION ACCEPTIi~1G BID ON SALE OF
$1,300,000 GENERAL OBLIGATION IMPROVEMENT
BONDS OF 1976
PROVIDING FOR THEIR ISSUAT?CE AND LEVYING
A TAX FOR THE PAYT~NT THEREOF
BE IT RESOLVED by the Council of the City of
Monticello, Minnesota, as follows:
1. That the bid of BancNorthwest
to purchase $1,300,000 General Obligation Improvement Bonds
of 1976 of the City, in accordance vrith the notice of bond
sale, at the rates of interest hereinafter set forth, and to
pay therefor the sum of $1,300.000 (plus a premium of
$26. 1 ) is hereby found, determined and declared to be the
most favorable bid received, and is hereby accepted and said
bonds are hereby awarded to said bidder. The City Clerk
is directed to retain the deposit of said bidder and to
forthwith return the good faith checks or drafts to the
unsuccessful bidders. Said bonds shall be payable as to
principal and interest at Northwestern National Bank,
Minneapolis, Minnesota ~
or any successor paying agent duly appointed by the City.
2. The $1,300,000 negotiable coupon general obliga-
tion bonds of the City shall be dated August 1, 1976 and
shall be issued forthwith. Said bonds shall be 260 in number
and numbered from 1 to 260, both inclusive, in -the denomin-
ation of $5,000 each. Said bonds shall mature serially,
lowest numbers first, on February 1 in the years and amounts
as follows:
$ 5,000
$ 70,000
$ 75,000
$ 80,000
$ 85,000
$ 90,000
X100, /0~~0~~n0
$160,000
$110,000
$100,000
in
in
in
in
in
in
i. n
1 T1
in
in
in
the year 1878;
each of the years
each of the years
both inclusive;
each of the years
the year 1986;
each of the years
the year 1988;
the ye~!» ~ 990;
the year 1991;
the year 1992; and
the year 1993.
1979 and 1980;
1981 to 1983,
1984 and 1985;
1987 and 1988;
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3. Said bonds shall provide funds for the construc-
tion of various improvements in the City. The total cost
of said improvements, which shall include all costs enumerated
in Minnesota Statutes, Section 475.65, is estimated to be at
least equal to the amount of the bonds herein authorized.
j~lork ors the improvements shall proceed with due diligence to
completion.
4. The bonds of said issue maturing in the years
and bearing the serial numbers set forth below shall bear
interest, payable August 1, 1977 and semiannually there-
after on February 1 and August 1 of each year, at the respec-
tive rates per annum set opposite said maturity years and
serial numbers:
Maturity Years Serial Numbers
Interest Rate
1978-1980 1-29 5.OOo
1981 30-44 5.25a
1982-1987 45-141 5.500
1988 142-159 5.60%
1989 160-179 5.75%
1990 180-198 5.90%
1991-1992 199-240 6.00s
1993 241-260 6.100
5. All bonds of this issue maturing in the years
1988 to 1993, both inclusive (bonds numbered 142 to 260,
both inclusive), shall be subject to redemption and prepayment
at the option of the City in inverse order of serial numbers,
on February 1, 1987 and on any interest payment date there-
after at par and accrued interest. Published notice of
redemption shall in each case be given in accordance with law,
and at least thirty days prior mailed notice of redemption
shall be given to the bank where said bonds are pay ab le and to
any registered holders, provided that published notice alone
shall be effective without mailed notice. Holders desiring to
receive mailed notice must register their names, addresses and
bond numbers with the City Clerk.
6. The bonds and interest coupons to be issued
h~r~~.~nder shall be in substantially the following form:
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UNITED STATES OF AMERICA
STATE OF MINNESOTA
t~1RIGHT COUNTY
CITY OF T~TONTICELLO
rv o .
GENERAL OBLIGATION IMPROVEMENT
BOND OF 1976
$5,000
KNOW ALL MEN BY THESE PRESENTS that the City of
N'.onticello, Wright County, Minnesota, certifies that it is
indebted and for value received promises to pay to bearer
the principal sum of
FIVE THOUSAND DOLLARS
on th< first day of February, 19 and to pay interest
therecn from the date hereof until the principal is paid
at the rate of
percent ( i??) per annum, payable on-the first day of
August, 1977 and semiannually thereafter on the first day of
February and the first day of August in each year, interest to
maturity being represented by and payable in accordance with
and upon presentation and surrender of the interest coupons
hereto attached, as the same severally become due. Both
principal and interest are payable at
or any successor
paying; agent duly appointed by the City, in any coin or
curren;:y of the United States of America which at the time of
payment- is legal tender for public and private debts.
All bonds of this issue maturing in the years
1988 to 1993, both inclusive (bonds numbered 1112 to 260,
both inclusive), are subject to redemption and prepayment at
the option of the City in inverse order of serial numbers, on
Febr~.a.ary 1, 1987 ar~d on any interest payment date thereafter
at par and accrued interest. Published notice of redemption
shall in each case be given in accordance with law, and at
least thirty days prior mailed notice of redemption shall be
given to the bank where said bonds are payable and to any
r~~gistE~red holders, provided that published notice alone
shall b~::~ effective tiaithout mailed notice. Holders desiring
to r~,ceive mailed notice must register their names, addresses
and bond numbers with the City Clerk.
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This bond is one of an issue in the total principal
amount of $1,300,000 all of like date and tenor, except as to
serial number, maturity, interest rate and redemption privi-
lege, which bond has been issued pursuant to and in full
conformity with the Constitution and laws of the State of
Minnesota for the purpose of providing money for various
improvements, and is payable out of the Improvement Bonds
Common Account of the City. This bond constitutes a general
obligation of the City, and to provide moneys for the prompt
and full payment of said principal and interest when the same
become due, the full faith and credit and taxing powers of
said City have been and are hereby irrevocably pledged.
IT IS HEREBY CERTIFIED APID RECITED that all acts,
conditions and things required by the Constitution and laws
of the State of Minnesota to be done, to happen and to be
performed, precedent to and in the issuance of this bond,
have been done, have happened and have been performed, in
regular and due form, time and manner as required by law,
and this bond, together with all other debts of the City
outstanding on the date hereof and the date of its actual
issuance and delivery does not exceed any constitutional
or statutory limitation of indebtedness.
IN WITNESS WHEREOF, the City of Monticello, Wright
County, Minnesota, by its City Council has caused this bond to
be executed in its behalf by the facsimile signature of the
Mayor and the manual signature of the City Administrator; the
corporate seal having been intentionally omitted as permitted
by law, and has caused the interest coupons to be executed
and authenticated by the facsimile signatures of said officers,
all as of August 1, 1976.
Mayor
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(Form of Coupon)
No. $
On the first day of August (February), 19_, unless
th° bond described below is called for earlier redemption, the
City of P~lonticello, 6~Iright County, T*linnesota, will pay to
_~
bearer at
or any successor paying agent duly appointed by the City, the
sum shocen hereon for interest then due on its General Obli-
gation Improvement Bond of 1976 No. dated August 1,
1976.
/s/ Facsimile /s/ Facsimile
City Administrator TZayor
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7. The bonds shall be executed on behalf of the
City by the signature of its Mayor and the signature of its
Clerk and be sealed with the seal of the City; provided,
that the seal may be omitted and that one of such signatures
and the seal of the City, if not omitted, may be printed
facsimiles; and provided further that
may act as agent of the City for pur-
poses of authenticating the bonds by one or more persons
authorized to sign the bonds on behalf of said bank in which
event the signatures of both the Mayor and the City Clerk
shall be facsimile signatures. The interest coupons pertaining
thereto shall be executed by the printed, engraved or litho-
graphed facsimile signatures of the Mayor and Clerk.
8. The said bonds when so prepared and executed
shall be delivered by the Treasurer to the purchaser thereof
upon receipt of the purchase price, and the said purchaser
shall not be obliged to see to the proper application thereof.
9. There has heretofore been created a special
account designated "Improvement Bonds Common Fund" hereafter
renamed "Improvement Bonds Common Account" to be held and
administered by the City Treasurer separate and apart from all
other accounts of the City. Said Account shall be continued
and maintained in the manner herein specified until all of the
bonds herein authorized and the interest thereon have been
fully paid. In said Account there shall be maintained a
separate fund, to be designated as the "1976 Improvement
Bonds Construction Fund" and the "Common Sinking Fund Account"
hereafter renamed the "Common Debt Service Fund" shall be
continued and maintained. The proceeds of the sale of the
bonds herein authorized, less any premium and accrued interest
received thereon, and less any amount paid for said bonds in
excess of $1,300,000, and less capitalized interest in the
amount of $ 54,880.00 (subject to such adjustments as are
appropriate to provide sufficient funds to pay interest due on
the bonds on or before February l.~ 1978 ), plus any special
assessments levied caith respect to improvements financed by
the bonds and collected prior to completion of the improvements
and payment of the costs thereof, shall be credited to the
1976 Improvement Bonds Construction Fund, from which there
shall be paid all costs and expenses of making said improve-
ments listed in paragraph 10, including the cost of construc-
tion contracts heretofore let and all other costs incurred and
~._~ ~:, ,erred o.f t~~e kind authorized in P~Iinne:;ot~. ; tatufies,
~; ; t_~~~~~ ~75.6~; anal the rnoney~ .Ln sand ac;cvunl; ski-:L1 be used
for no other purpose except as other~•rise provided by law,
provided that the bond proceeds may also be used to the extent
necessary to pay interest on said bonds due prior to the
ant.icix~ated date of commencement of the collection of taxes or
special assessments herein levied or covenanted to be levied,
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and provided further that if upon completion of said improve-
ments there shall remain any unexpended balance in said 1976
Improvement Bonds Construction Fund, said balance (other than
any special assessments) may be transferred by the Council to
the fund of any other improvement instituted pursuant to
Minnesota Statutes, Chapter 429, and provided further that any
special assessments credited to the 1976 Improvement Bonds
Construction Fund are hereby pledged and shall be used only
to pay principal and interest due on the bonds. There is
hereby pledged and there shall be credited to the Common
Debt Service Fund (a) all collections of special assessments
herein covenanted to be levied and either initially credited to
the 1976 Improvement Bonds Construction Fund and required to
pay any principal and interest due on the bonds or collected
subsequent to the completion of said improvements and payment
of the costs thereof; (b) all accrued interest and any premium
received upon delivery of said bonds, all funds paid for said
bonds in excess of $1,300,000, (c) capitalized interest in the
amount of $ 54,880.00 (subject to such adjustments as are
appropriate to provide sufficient funds to pay interest due on
the bonds on or before February 1,1978), (d) any collections of
all taxes herein levied for the payment of said bonds; and (e)
all funds remaining in said 1976 Improvement Bonds Construction
Fund after completion of the improvements and payment of the
costs thereof, not so transferred to the fund of another
improvement. The Common Debt Service Fund heretofore created
shall be used solely to pay principal and interest and any
premiums for redemption on the bonds issued hereunder and any
other general obligation bonds of the City hereafter issued by
the City and made payable from said Fund.
10. It is hereby determined that no less than 20% of
the cost of each improvement project to the City within the
meaning of Minnesota Statutes, Section 475.58, Subdivision 1(3)
shall be paid by special assessments to be levied against every
assessable lot, piece and parcel of land benefited by said
improvements. The City hereby covenants and agrees that it
trill do and perform as soon as they may be done, all acts and
things necessary for the final and valid levy of such special
assessments, and in the event that any such assessment be at
any time held invalid with respect to any lot, piece or parcel
of land due to any error, defect, or irregularity, in any
action or proceedings taken or to be taken by the City or this
C~~~i~^~1 er at~,y of the City officers or employees, either in the
~ i~.il :l ~ v: '. :~il• ,1i ~ j ~~r' ~ L~!:. _X~c'r.L ~l ri~c)_1'l ~: t.' ~) ~_ c~. rl ~.
c.-:=a _i ~:io:l pry cedent then: i,o, the City and trii;~ Council t•~i ll
forthr,_ith do all such further acts and take all such further
procee~~ings as may be required by larr to make such assessments
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a valid and binding lien upon such property. Subject to such
adjustments as are required by conditions in existance at the
time said assessments are levied, it is hereby determined that
the assessments shall be payable in equal, consecutive, annual
installments, with general taxes for the years shoUrn below and
with interest on the deferred balance of all such assessments
at the rate of at least-7.50 ~ per annum:
Improvement
Designation Amount
76-1 $640,265
At the time the assessments
City Council shall, based on the then
lections of such assessments, make any
valorem taxes required to be levied in
the City continues to be in compliance
Section X475.61, Subdivision 1.
Levy Years
1977-1996
are in fact levied the
current estimated col-
adjustments in any ad
order to assure that
with Priinnesota Statutes,
11. To provide moneys for the payment of said
principal and interest there is hereby levied upon all of
the taxable property in the City a direct annual ad valorem
tax which shall be spread upon the tax rolls and collected
with and as part of, other general property taxes in said
City for the years and in the amounts as follows:
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•
Year of Tax Year of ^ax
Levy Collection Amount
1976 1977 $65,279
1977 1978 $69,810
1978 1979 $68,536
1979 1980 $72,512
1880 1981 $70,778
1981 1882 $68,849
1982 1983 $72,168
1983 1984 $69,949
1884 1985 $72,979
1985 1980 $75,723
1986 1987 $72,926
1987 1988 $80,535
1988 1988 $71,648
1989 1990 $73,414
1990 1991 $80,015
_
1991 1992 $64,986
Said tax levies are such that if collected in full
they, together with estimated collections of special assess-
ments and other revenues pledged for the payment of said
bonds, ~•rill produce at least five percent in excess of the
amount needed to meet when due the principal and interest
payments on the bonds.
Said tax levies shall be irrepealable so long as
any of said bonds are outstanding and unpaid, provided that
the City reserves the right and purer to reduce the levies
in the manner and to the extent permitted by Sec. X475.61(3)
H.S.A.
For the prompt and full payment of the principal
of and interest on said bonds, as the same respectively be-
come due, the full faith, credit and taxing powers of the City
shall be and are hereby irrevocably pledged. If the balance
in the Common Debt Service Fund is ever insufficient to pay all
principal and interest then due on the bonds payable there-
from, the deficiency shall be promptly paid out of any other
funds of the City which are available for such purpose, and
such other funds may be reimbursed :•rithout interest from the
Com~~on Debt Service Fund when a sufficient balance is available
12. ~i'he City Clerk is herby directed to f_il~:
a certified copy of this resolution vrith the County Auditor
of ~~right County, Prlinnesota, together vrith such other infor-
mation as he shall require, and to obtain from said Auditor
r~~ cez°tificate that said bonds have been entered in .the said
Aud_itor's Bond Register, and that the tax levy required by
1~~.~~r has beE:n made.
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13. The officers of the City are hereby author-
ized and directed to prepare and furnish to the purchaser
of said bonds, and to the attorneys approving the legality
of the issuance thereof, certified copies of all proceedings
and records of the City relating to said bonds and to the
financial condition and affairs of the City, and such other
affidavits, certificates and information as are required to
shoer the facts relating to the legality and marketability of
said bonds as the same appear from the books and records under
their custody and control or as othercaise kno~,~rn to them, and
all such certified copies, certificates and affidavits, in-
cluding any heretofore furnished, shall be deemed represen-
tations of the City as to the facts recited therein.
The motion for the adoption of the foregoing
resolution was duly seconded by member PQartie
and upon vote being taken thereon, the folloTrring voted in
favor thereof: All members present
and the following voted against the same: None
Whereupon said resolution was declared duly
passed and adopted.
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ST:lr'~: ~F P"I1NES0~1'A
CITY 0'' i~0i1iICELLO
I, the undersigned, being the duly qualified and
acting Clerk of the City of Monticello, Minnesota, DO
HE~E~Y CERTIrY that I have compared the attached and fore-
goinz; extract of minutes with the original thereof on file
in my office, and that the same is a full, true and complete
trar.sc~r°ipt of the minutes of a meeting of the City Council
of said City, duly called and held on the date therein
ir.dic~ted, insofar as such minutes relate to the opening and
consiaering of bids for, and awarding the sale of $1,300,000
Gen,ral Obligation Improvement Bonds of 1976 of said City.
LdITP1ESS my hand and the seal of said City thi-s
_~,3 ~' day of `, 1976 .
ty Clerk
i ~ <;~ ~ ~~
~.n~)
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