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EDA Agenda 07-21-1992f AGENDA ®" MONTICELLO ECONOMIC DEVELOPMENT AUTHORITY Tuesday, July 21, 1992 - 7:00 PM City Hall MEMBERS: Chairperson Ron Hoglund, Vice Chairperson Barb Schwientek, Assistant Treasurer Bob Mosford, Brad Fyle, Clint Herbst, Harvey Kendall, and Al Larson. STAFF: Treasurer Rick Wolfsteller, Executive Director 011ie Koropchak, and Jeff O'Neill. GUEST: Brad and Mary Barger, Suburban Machine & Manufacturing, Inc. Jerry Schoen, Aroplax Corporation. 1. CALL TO ORDER. 2. CONSIDERATION TO APPROVE THE APRIL 28, 1992 EDA MINUTES, 3. CONSIDERATION TO REVIEW A PRELIMINARY AND FORMAL GMEF APPLICATION FOR SUBURBAN MACHINE & MANUFACTURING, INC. (SMM). 6. CONSIDERATION TO APPROVE OR DISAPPROVE GMEF LOAN NO. 006 FOR SMM. 5. CONSIDERATION TO REVIEW A PRELIMINARY AND FORMAL GMEF APPLICATION FOR AROPLAX CORPORATION. 6. CONSIDERATION TO APPROVE OR DISAPPROVE GMEF LOAN NO. 005 FOR AROPLAX CORPORATION. 7. CONSIDERATION TO MEET ON TUESDAY, JULY 28, 1992, THE REGULAR QUARTERLY EDA MEETING DATE. 8. OTHER BUSINESS. 9. ADJOURNMENT. 14 MINUTES MONTICELLO ECONOMIC DEVELOPMENT AUTHORITY Tuesday, April 28, 1992 - 7:00 PM City Hall MEMBERS PRESENT: Chairperson Ron Hoglund, Bob Mosford, Harvey Kendall, and Al Larson. MEMBERS ABSENT: Barb Schwientek, Brad Pyle, and Clint Herbst. STAFF PRESENT: 011ie Koropchak. STAFF ABSENT: Rick Wolfsteller and Jeff O'Neill. 1. CALL TO ORDER. Chairperson Hoglund called the EDA meeting to order at 7:02 PM. 2. CONSIDERATION TO APPROVE THE FEBRUARY 5. 1992 EDA MINUTES. Bob Mosford made a motion to approve the February 5, 1992 EDA minutes, seconded by Al Larson. With no corrections or additions the minutes were unanimously approved as written. 3. CONSIDERATION TO REVIEW AROPLAX LETTER OF INTENT AND PREVIOUS APPROVED LOAN TERMS. The EDA members reviewed the executed Letter of Intent for Aroplax Corporation, noting the proposed changes in dollars and fund sources. The EDA inquired of the number of jobs with the Aroplax project, original application was for 27, 16 existing and 11 to be created. Koropchak noted the Letter of Intent is a commitment to a Monticello location from Aroplax and outlines the proposed funding sources which have not been approved. The State's Economic Recovery Fund Grant is a grant to the City of Monticello and loaned to the company. Depending upon State or Federal fund availability will the City of Monticello retain one-half or full loan payback. The original preliminary State request was for $200,000; however, as the use is only for "gap" financing all other funding sources must to be sought first. Thereafter was the Central Minnesota Initiative Fund preliminary application submitted with a request for S100,000, the preliminary approval from the Board was reduced to $30,000; therefore, the request from the State is $170,000. The GMEF fund request has increased from $30,000 to $55,000 to $85,000. The first increase was to compete with the Brooklyn C Page 1 EDA MINUTES APRIL 28, 1992 Park financial proposal and the second increase is due to Mr. Schoen's feeling his original projected numbers were under - budget. As was indicated in the enclosed letter, any cost overruns would be reduced proportionally from the GMEF. The EDA asked about the probability for funding approval. Koropchak noted if the CMIF Board gives final approval to the requested $30,000, it will be the first industrial loan approved within Wright County. The question of new jobs created has been raised by the State and with Aroplax's restructured plans an additional five to ten jobs will be created. Also, State funds can not be used for job replacement from one state community to another; however, Aroplax initially considered vacant buildings in Wisconsin (incentive to retain) and they can't expand at their current facility due to the inability to raise their ceiling height necessary to meet the height of new production machinery (relocation necessary). BDS, Inc. feels very confident with obtaining funding approval. 6. CONSIDERATION TO REVIEW FOR RECOMMENDATION AN AMENDMENT TO THE GMEF GUIDELI14ES: A NON-PERFORMANCE PROVISION. At the February EDA meeting, members were informed of the proposed Increase in GMEF dollars, $30,000 to $55,000, for Aroplax financial package. The original loan was approved by the EDA on June 26, 1991 with no closing or fund disbursement to -date, some ten months later. Staff was then directed to research the city's dollar amount invested Into the Aroplax project and to research provision options to amend the GMEF Guidelines with regards to the length of time between the date of GMEF loan approval by the EDA and the date of loan closing/fund disbursement If or when the approved loan should become null and void. Since the guidelines did not address non-performance, the EUA wished to make an amendment recommendation to City Council for consideration prior to any request for action by Aroplax. Koropchak noted that she spoke to a local bank lender, BDS. Inc., and city administration for suggestions and input. The EDA briefly diocussed the length options of 90, 120, or 180 days. Koropchak further noted that with closer monitoring of other funding source approvals, the 120 days seemed reasonable. Harvey Kendall made a motion to amend the GMEF Guidelines: NON-PERFORMANCE An approved GMEF loan shbll be null and void if funds are not drawn upon or disbursed within one -hundred (120) days from date of EDA loan approval. Said motion to be recommended to City Council for consideration to Page 2 EUA MINUTES j APRIL 28, 1992 amend. The motion was seconded by Bob Mosford and without further discussion the motion passed unanimously. Upon Council approval, Aroplax would need to submit a new GMEF application for $85,000. As outlined in the agenda supplement, Koropchak reported a dollar investment by the Housing and Redevelopment Authority for Aroplax Tax Increment Finance District No. 1-12, $3,850, BDS for TIF plan preparation; $50, County for TIF Certification; and $808.82, legal fees for Development Contract preparation. Engineering fees of $69.75 and financial packaging fees of $3,937.03 to BDS for a total of $8,715.60. 5. CONSIDERATION OF PROSPECTIVE GMEF LOANS: The following two companies are potential candidates for GMEFs. a) Modern Molding, Inc. - This company seriously considered a New Richmond, Wisconsin location. As the company decided against Wisconsin due the distance and the potential lose of employees, BDS, Inc. was able to suggest a Monticello location. A financial package was prepared and submitted to the company, after numerous conversations, the company's decision was of a Buffalo location. Monticello asked if the pot were sweetened, would they reconsider and look at Monticello. On April 6th, two company representatives and the IDC prospect committee toured Monticello in the morning and afternoon. The luncheon meeting included Mr. Pat Pelstring who presented alternatives to the original financial package. The two gentlemen were impressed with Monticello and plans are for a company site location decision around May 1st. This Long Lake plastics injection molding company with tool and die making currently employs 21 and would add on an additional 5-8 within three years. Project size of 20,000 sq ft (3,000 office and 17,000 manufacturing) pre- stress concrete facility on five acres. BDS, Inc. considers company financial statements as sound and strong. Fund sources include TIF of $80,000 and GMEF of $70,000, total project costs are $779,000. 7 ,l Page 3 EDA MINUTES APRIL 28, 1942 b) A -Q Thermo Process, Inc. - This contact from Mr. Bill King and Lenny Kirscht of Community Venture Networking and BDS, Inc., respectively, is a start-up company. The four owners have a combined sixty years of experience in metal heat -treating process. Blast furnaces are used in the process which are said not to be dirty. The owners would Invest $100,000+ equity with other funds from the CMIF, SBA 7a, and GMEF. The total project dollars are estimated at one million. Pians are to lease a 15,000- 20,000 sq ft facility with high ceilings or a pit for solvents. Anticipated skilled labor of 12-15 for year one and 20-25 in second year. Mr. King said communities of Crookston and Marshall are very interested; however, he feels a closer proximity to the metro would be a company advantage. The Shingobee proposal was marketed noting the initial request for no start-ups. At this time, the EDA has not reviewed or approved a start-up company application for funding; however, guidelines do allow to approve such. The EDA was in agreement with Koropchak that no harm done to invite the individuals for a meeting with representatives of the EDA, HRA, and IDC. 5. OTHER BUSINESS. None. ADJOURNMENT. Al Larson made a motion to adjourn and Harvey Kendall seconded the motion. The EDA meeting adjourned at 7:30 PM. QQ4 \'1 W-) o� 011ie Koropchak, EDA Executive Secretary t Page 4 EDA AGENDA JULY 21, 1992 3. Consideration to review a oreliminary and formal GMEF aunlication for Suburban Machine & Manufacturino, Inc. (SMM). Brad and Mary Barger, Suburban Machine & Manufacturing, Inc., will be present at the EDA meeting. A. Reference and Background. GMEF LOAN REQUEST: $50,000.00 at 4.5% over 20 years for construction. PROJECT SUMMARY: Suburban Machine & Manufacturing, Inc. (SMM) , a Minnesota corporation found in 1980, provides job shop machining services, in-house engineering, and research and development functions to a variety of customers nationwide. In addition, the company manufactures and markets its own unique proprietary products using hydraulic and fluid power that are sold nationwide and in Canada. SMM currently leases its facility from Bradley D. and Mary E. Barger. Recently, SMM has outgrown its current facility in Rogers, Minnesota, and has investigated possible expansion of the facility to accommondate Increasing production and equipment needs. It has been determined that expansion of the facility would also require significant renovation to the roof structure of the existing facility. The cost associated with these renovations and expansion make the project prohibitive. The Barger's have received an acceptable purchase offer for the Rogers facility, and as a result, are considering relocation to Monticello, the community in which they reside. Because of the direct access to I-94, the availability of a strong workforce, and the availability of fully improved Industrial property, the Barger's have committed to locating In Monticello and have executed a purchase agreement on a three acre parcel of the Farm Credit Service property. The Barger's will be constructing an 11,000 aq ft facility, Including an 8,000 sq It manufacturing area and a 3,000 eq ft office area with a 3,000 aq ft mazzanine. The facility will accommodate SMM's growth needs and will also provide for future expansion. Site location is three acres to the east of the Remmele Addition, Oakwood Industrial Park, and to the north of Chelsea Road. Page 1 EDA AGENDA JUt.Y 21, 1992 Existing full-time employment is 15 with projections of an additional 8 full-time within two years. Wages range from $10.00 to $13.00 per hour. The uses of funds for this project are estimated as follows: Uses of Funds Land and Improvements $ 50,000 Building (11,000 sq ft @ $ 2Vsf) *275,000 TOTAL USES OF FUNDS $325,000 Sources of Funds Equity (TIF) - Land and Improvements $ 50,000 Firstar Bank (ARM, 20 Yrs, 1st REM) $175,000 GMEF (4.5%, 20 Years, 2nd REM) $ 50,000 CMIF (6%, 20 Years, 2nd REM) � 50.000 TOTAL SOURCES OF FUNDS $325,000 Assuming the adjustable rate mortgage averages 10 percent over the term of the financing, the associated monthly and annual debt service costs are as follows: Monthly D/S Annual DJS Bank $1,689 $20,268 GMEF $ 316 $ 3,792 CMIF $ 358 $ 4,296 TOTALS $2,3G3 $28,356 This project would be structured as a participation between Firstar Bank, the GMEF, and the City of Monticello. The Barger's would document their expenses associated with construction of the facility and "draw -down" funds accordingly. The loans would be secured by the real estnte, guarantees, and an assignment of the lease. This project lo scheduled to be completed to allow for complete occupancy by November 1, 1992. Page 2 EDA AGENDA JULY 21, 1992 GREATER MONTICELLO ENTERPRISE FUND (GMEF) GUIDELINES PUBLIC PURPOSE CRITERIA: Must comply with four or more of the criteria listed below, criteria U1 being mandatory. 1. Creates new jobs: 15 immediate new (37.5 hpw) jobs, 8 additional (37.5 hpw) jobs within two years. 2. Increases the community tax base: Annual Estimated Market Value, $300,000 or Annual Estimated Tax Capacity Value, $12,G00. 3. Factors: Assist existing industrial business to relocate and expand their operations. The company's business environment meets the City's industrial objectives: nature of business, service and product, no adverse environmental effects, the comprehensive plan and zoning policy. d. Used as a secondary source to supplement conventional financing: Approximately 54% of the total financial package is financed by a lending institution (Firstar Metro, Plymouth). The GMEF will share second position with the Central Minnesota Initiative Fund (CMIF) on the real estate mortgage. 5. Used as gap financing: Used as gap financing (see item p 6 below) and as an incentive to encourage economic development. 6. Used to assist other funds: Other sources of funds uoad in addition to the GMEF are the Central Minnesota Initiative Fund (CMIF), TIF, and the bank. Page 3 EDA AGENDA JULY 21, 1992 GREATER MONTICELLO ENTERPRISE FUND POLICIES I. BUSINESS ELIGIBILITY: Industrial business: Yes. Located within city limits: Yes, Zoned BC/I1. Credit worthy existing business: Yes, BDS, Inc. report. $10,000 loan per each job created, or $5,000 per every $20,000 in property market valuation, whichever highest: S230,000 or $75,000, respectively. II. FINANCING METHOD: Companion Direct Loan: All such loans may be subordinated to the primary lender(s) if requested by the primary lender(s). The GMEF is leveraged and the lower interest rate of the GMEF lowers the effective interest rate on the entire project. III. USE OF PROCEEDS: �:- Real property development. Iv. TERMS AND CONDITIONS: Loan Size: 1992 beginning GMEF Balance, $200,000. Loan request, $50,000. Remaining GMEF balance, $150,000. Leveraging: Firstar Metro $175,000 (54%) Minimum 60% CMIF S 50,000 (15%) Maximun 30% GMEF $ 50,000 (15%) Minimum 10% TIE (Equity) $ 50,000 (15%) (100%) Loan Term: Real estate pruperty maximum of 5 -year maturity amortized up to 30 years. Balloon payment at 5 years. (Request and recommendation for 10 20 year amortization with ballon payment in five years). Page EUA AGENDA JULY 21. 1992 Interest Rate: Fixed rate not less than 2% below Minneapolis prime rate. Prime rate per National Bank of Minneapolis on date of EDA loan approval. (7-16-92, 6.0%) (Request and recommendation is for 4.5%). Loan Fee: Minimum fee of $200 but not to exceed 1.5% of the total loan project ($750). Fees are to be documented and no duplication of fees between the lending institution and the GMEF. Recommendation is a $750.00 loan fee. Prepayment Policy: No penalty for prepayment. Deferral of Payments: 1. Approval of the EDA membership by majority vote. 2. Extend the balloon if unable to refinance, verification letter from two lending institutions subject to Board approval. Interest limitation on guaranteed loans: Subject to security and/or reviewal by EDA. Assumab111ty of Loan: None. Business Equity Requirements: Subject to type of loan; Board of Directors will determine cane by case, analysis under normal lending guidelines. Equity percentage of total project Is 15% (TIF). Equity percentage of GMEF to 100%. (Within the loot month the company acquired two new pieces of equipment for a total cost of $116,000, financing for the equipment was through their bank, SBA 7(a), and oquity; the equipment financing is not part of this financial package). Collateral: Liens on real property 1n project (mortgage deed). Second mortgage lien of 050,000. Lions on real property in business (mortgage deed). Liens on real property held personally (subject to Board of Director - homestead exempt). Page 5 EDA AGENDA JULY 21, 1992 Machinery and equipment liens (except equipment exempt from bankruptcy). Personal and/or corporate guarantees (requires unlimited personal guarantees). Corporate guarantee and assigment of lease,. To be determined. Non -Performance: This approved GMEF loan shall become null and void if funds are not drawn upon or disbursed within 120 days from the date of EDA approval (July 21, 1992). Null and void November 21, 1992. B. Recommendation: Recommendation le to review the enclosed information prior to the EDA meeting for discussion, and to ask questions of Brad and Hary Barger. C. Supportinq Data: a 1. Copy of the preliminary GMEF application from Brad and Mary Barger. 2. Copy of the Site Location Commitment Letter. 3. Copy of the Site Location Map and Site Description. 4. Copy of the Land Purchase Agreement. g, Copy of BDS, Inc. Financial Credit Analyois. Forthcoming: 1. Copy of the Purchase Agreement for the Rogers, Minnesota property. 2. Copy of the Bank Commitment Letter. 3. Copy of the Estimated Building Costs. 4. Copy of the Corporate Resolution, 8. Copy of the Articled of Incorporation/By-Laws. g, Executed Authorization Releases. QPage 6 GREATER MONTICELLO ENTERPRISE 250 EAST BROADWAY MONTICELLO, MINNESOTA PRELIMINARY APPLICATION FOP. LOAN APPLICANT: T Ck-d f11> i �I hlrClQl' .FIRM OR TRADE NAME: i� IY\rir'',� l r, C 1"i"1=+t . mod - BUSINESS nrBUSINESS ADDRESS: W'j)`N las St:eet) (Cit7Js State) (Zip Cote) TELEPHONE: BUSINESS N12) ROME UQ) 29 a 7 1. DA^E ESTABLISHED: mac, \(jK0 EMPLOYER I.D. SOLE PPOPRIE"IOR N CORPORATION PART:IEPSRT_P MANAGEMe)T NAME TITLE OWNERSHIP b P2 rctc\Ic,_; Z� eS,Av,-A \\x-00 iYlcl i� IA. t5nrar( tiar,,_ (lcr,c„\c1. .J PROJECT LOCATION: N10✓� � t C(' 110 Tln ) NEW BUSINESS EXISTING BUSINESS TOTAL PROJECT COST ESTIMATE: $ :3^n'S . DOn PROPOSED USES: REQUEST: LAND S 5acev AMOUNT OF LOAN 6C e,00 EXISTING BUILDING MATURITY 6 TERMS CONSTRUCTION LI'1.5 000 REQUESTEDy.S%. p 1 MACHINERY CAPITAL APPLICANT'S J WORKING CAPITAL EQUITY 5l+lyv OTBER LOAN PURPOSE !'_- ;,.�h,•.� TOTAL USES $ -;.a.. voo PROPOSED BECINNINC DATE: awn --or 1%. %QQz ESTIMATED CCMPLETION DATE: Plr�-r1� '21 1UQ7. TITLE TO PROJECT ASSETS TO BE HELD BY: _ OPERATINC ENTITY _ AL7m EGO PARTICIPATING LrTCER: r,!1—Cc, IfcS' -1 ni N11111:.di% 41f, (Name) (ACCrees) C-�u tl�acl l?1' r1d ao sem?-cI10i ) (Contact Pecaon) (Telepnone,0) PRESENT 1 OF EMPLOYEES: IS PROJECTED 1 OF ES9LOYEES a Q' ADDITIONAL PROJECT INFORMATION: APPLICANT SIGNATURE: �///lam �(�� .-�/C� /DATE SIC,)ED: Suburban Machine & Manufacturing, Inc. 14005 Northdale Boulevard a Rogers, MN 55374 a (612) 426-2997 June 15, 1992 Ms. 011ie Koropchak City of Monticello 250 East Broadway PO Box 1147 Monticello, MN 55362-9245 Dear 011ie: Brad and I would like to thank you for the information you have provided us over the past few weeks. 1 am pleased to confirm our decision to relocate our company, Suburban Machine 8 Manufacturing, Inc., to the City of Monticello. It is our intention to move into a new building between October 15 to 31, 1992. Of course, this will depend on the public hearings, planning & zoning meetings, the permits needed, and the builders schedules. Also, this move is depend upon securing the financing needed to build a new facility in Monticello. However, because we have a buyer for our current building, 1 do not foresee this as an obstacle. We thoroughly enjoyed meeting you and Lenny Kirscht, and look forward to joining the business community of Monticello in the near future. Sincerely yours, Mary A. Barger Secretary -Treasurer CC: Brad Barger Leonard Kirscht Manufatfuraf of the Mouforo Mind@, and IM Luoo Mindor 1 " i .,,"� • r :t��-�� ./tot �,� `� .,. i ' / .,`'j (4:1j 1 T'.:.] r 1 ���,!�/}j)/j/�j�ry,(�j���^,�/p� ., j t' .G r . • �F F j .4 . , J:W •.i, i � ar� r%�i';'{1 ,r �1""�•�,.,,� �l.�j�',�l I• •� ,'. /ti•t, �Kp.��••,1..` e • • ;•.\ %. lei ••i • s'"'tt-:.T�• • i. /rt�(j.j,J a••• `•+.�`�� G�(� , f' • � • IiJL:�! //i! � a � � P ' HWAY N0. 94 t `� Tye �f TAYLOR LAPID SURVEYORS INC. s 2.9 w, BPO ACw AV. P,C. 9Cx 179. MOUTICE_LO. MINNESOTA 55352 P.O.,t lbl[12Y� JJtltl DEQ 5V TA ILOA June 25, 1992 APPROXIMATE LAND LOCATION DESCRIPTION OF SUBURBAN MACHINE AND MANUFACTURING: 3 acres of land located in Lot 10 of AUDITOR'S SUBDIVISION NO. 1, according to the recorded map thereof, being in the Northwest Quarter of the Northwest Quarter of Section 13, Township 121, Range 25, Wright County, Minnesota lying easterly of REMMELE ADDITION according to the recorded plat thereof, lying southwest of Interstate No. 94 and lying northeasterly of the northerly right of way of Chelsea Road. 923US 0 PURCHASE OFFER AGREEMENT I rrernwc.o.. affl=esota) Tirr+,fis &4 I.C. I' Mrara/ESo7'>a! I � LfJif/(o�y'T • coo pc, Y tvrvaewrrasLa� DSiS2 73S -S aw C�rawo rarer n Q OL^.E& ORAoIEy D. QId YYarM A. 8DALq.Y (Allo 'U: (a) O Jolo1 tensa, or (b) 0 u amu- in commas, or (c) Ka Individual. or (d) O owWradon at pummhipr: baclufter allod "Buyer" wbedmr one or move. OFFFR/AGREEbU Pt . (tend white sip d soy by Buyer ddb doeumem mmtit ces Buyees oIItrm pmrbu. ItSsAv accepts by dsdcB, bownc, b thereafter eonnlaac a Parehaas Agreement blodly boo Buyer ad Selly. ILA BAJLNM1' MONEY AND PROPERTY. B.)v bcmnith rtmin a 41100 u eamea merry and in put payment of the Parehm Price hrr the hd mI4 Property to be purchww by Buyer ham Sellar., . Ll Rd Property: The teal property located P Gr/R/GHT r'AaW. Mlamscta. described a tbilow (or chow the deed to Seller U dl(Rteat at moa precim): `J01�� L F S LOG,ytD IJ [c c GiirsifiK•r Of /Q£.wr.n9Ets' yA/ c jA1A p a/ s/fr 5c�+ 01 — &4R 4 To E z C �� �Gde. fr4aGRl07�o.v/ SF>�fJ�►eav0 /N .[P.✓eG L2 Mhos! Rights. B,dudlop thmftm and mepLy and rowlu to SeBv in mlaersl and royalty dynes loamm cam and tWes hedeahrs reserved or e=pted of tanrd by Its Federal land Bak of Seim Pad prior to tautly 22.19M if any. with auch asemcau tot Ingress, spas, and use of surbea a may be 4eidesal or ndoovwy to user of such slots. The forepioy acclualm, exorpdon and n urvailm " Include, but sot be IWIed tk all all. Bar, hydmcarbona sal and other mWah of whamoever a mea lyisf in or under due abowdecribed laoda and �.e all royally Isteretts a to oil, gas and other minerals pmdoad and wed thertdtam. It is espresaly understood ten the div w8f antics no eusany as to the extent of W onmWp of mina's, or as m W tide theraa 1.3 Personal Ptopc ty. Personal property is Included only it and to the acus listed hem: ') 20 PR1CL Thn of %.h. P%5 wW be a . -SCO o— fiend Byer will pay It by: (a) the she" coral money: plus (b) L2myM' a`Qddltioeal suis q dalnl: ad (e). U clauses (q and (b) do da aoaar Ne tool Puke, dr rsaulnlry i M balance will be paid pursuant to a Cannot for Dead u be sipmd a dmiall In dame and comm this aero u On aatdaad 8"It A (cached only it there will be a Comes An Deed) except dor all btala will be corroded and options selected to a rsaom camistm with this ABnemm m. rtes payment pmvWty, ons of ssuch Cowan wildbe as PoBws: 20 CONDMON OF PROPERTY AND TTnM TYPB OF DEM S,l Condition of Peopafty. Buyer hes Ingected du Property an will buy It Ys b- rslytry on Buytes ore bupeetlan ad lovadpttloa rather than ar y atimmem or representation made by any employm or WA of Seller. Bayer undmos ds and urea that Sellar does sot In any way varraat or Buuaaaa arrytNrdS cissa: the Property u lu usocbred Bantus, appurtenances, a atsrihaes. csrh aa, bda raw Ibalmd m: too, eraµ atrar-Im. epolpmem. ecu, wells. well won dumtlty on Quatlty, tdumbl % Ve* systema, tOlM bases. ASCE any bac, or ata or Ihderal foversmeot propam ellollwo of emFtemeass. l2 Cosd"A. for Tl W. 12.1 Mulselablllty and %klTmty. Radar has so oclpatlon m rard% noway or umm mubaala this amaP with mWm to WW JUL-16-'92 THU 12:51 ID:BC- IIP:. TEL 10:786-9034 dBrS Fq3 Suburban _Machine & Manufacturing CREDIT ANALYSIS 17/31L44 12/31/31 4[30[42 Min Debt/Worth 91:1 1.31:1 .73:1 2.24:1 Wonting Capital $25,248 $74,363 $86,319 $80,308 (CA -CL) Current Ratio 1.25:1 1.63:1 1.77:1 1.68:1 (CA1CL) 12/31/90 12J31L41 4C14L4Z" DtyslRee. 36 340 42 pgys/Im. 41 41 31 Days/Payable 33 27 26 Days Accrual 6 7 8 • Reflects dlaeantinuation of factoring. •• Based on Annualized Income Statement. Will vary baud on actual revenues. swum This analysis reflects the now building construction project as a balance shat transaction, however, the Bergen will be the actual developers of the property. -no proforma income statement should renect little or no change to net profits as a result of this project. The net rent, property tax provbiom, and related udUry expense should vary only alightly. In addition, there are various discretionary expenses such as 'bonus' programs that could be available to assist cash flow if necessary. EDA AGENDA JULY 21, 1992 r_ 4. Consideration to approve or disapprove GMEF Loan No. 004 for Sm. A. Reference and Backqround: Following discussion of the preliminary and formal GMEF application for Suburban Machine & Manufacturing, Inc., applicants being Brad and Mary Barger: the EDA is asked to consider approval or disapproval for the requested $50,000 GMEF Loan. The applicants requested terms of 4.5% interest rate with amortization over 20 years. First, the EDA needs to determine if the GMEF loan application from SMM will encourage economic development, and that the proposed SMM project and application complies with the GMEF public purpose criteria and policies. Secondly, with the assumption the project application complies with the public purpose criteria and policies, the EUA must determine the loan interest rate, term, fee, equity, collateral, and other conditions. B. Alternative Action: i' 1. A motion to approve GMEF Loan No. 004 for Suburban Machine & Manufacturing, Inc., Bradley D. and Mary E. Barger. Loan terms as requested: $S0,000 for real property development at 4.5% interest rate amortized over 20 years with balloon payment in five years. 2. A motion to approve GMEF Loan No. 005 for Suburban Machine & Manufacturing, Inc., Bradley D. and Mary E. Barger. Loan amount and terms not as requested by applicants but as determined by the EDA. 3. A motion to dioapprove GMEF Loan No. 004 for Suburban Machine & Manufacturing, Inc., Bradley D. and Mary E. Barger. C. Staff Recommendation: Staff recommends Alternative Action No. 1 with fee, equity, and collateral requirements as determined by the EDA, other condition requirements as determined by the City Attorney and approval subject to total project funding approval, final plat approval, City ordinance and zoning compliance, and execution of Private Development Contract. EDA AGENDA ? J11f.Y 21, 1992 V_ C Supportinq Data: Copy of the GMEF Approval Form. Copy of the EUA Checklist. Page 2 APPROVAL OF GREATER MONTICELLO ENTERPRISE FUNDS BY ECONOMIC DEVELPMENT AUTHORITY IN AND FOR THE CITY OF MONTICELLO, MINNESOTA Preliminary Loan Application Approval Loan terms negotiated and agreed upon betweeen the developer, the lending institution, and the EDA Executive Director Formal Loan Application and Financial Statements analyzed by the lending institution, BDS, Inc. or city staff. Building and Site Plan Preliminary and/or Final Review. TIF PH, 8/10/92 JULY 21, 1992 JUNE 25, 1992 BDS, INC. FINAL PLAT REVIEW, 8/10/92, CC BLDG/SITE REVIEW PRIOR TO 8/10P GARY ANDERSON AND OSM Building Permit approval or construction commitment. Loan documents reviewed and/or prepared by the City Attorney. ECONOMIC DEVELOPMENT AUTHORITY APPROVAL OR DISAPPROVAL: LOAN NUMBER GMF.F LOAN NO. 001, LOAN APPROVED BORROWER BRADLEY D. AND MARY E. BARGER ADDRESS 105 MISSISSIPPI DRIVE, MONTICELULOAN DISAPPROVED LOAN AMOUNT RATE DATE TERMS FEE A motion was made by EDA Commissioner to (approve - disapprove) Greater Monticello Enterprise Funds in the amount of dollars and cents to developer this day of Seconded by EDA Commissioner YEAS: NAYS: GMEF disbursed 19 _ by Check No. EDA Treasurer T CITY COUNCIL MAY REVERSE AN EDA LOAN DECISION WITHIN TWENTY-ONE r DAYS OF EDA APPROVAL. GMEF Approval Page 2 ACCEPTANCE OF TERMS T (We) hereby accept the terms stated above as approved by the Economic Development Authority in and for the City of Monticello. DATED: MONTICELLO EDA CHECKLIST FOR BRADLEY D. AND MARY E. BARGER SUBURBAN Y.ACHIKE F. MANUFACTURING, INC. L. - '-- S -S -,'JPreliminary GMEF Loan Application. Formal GMEF Loan Application -- Business Information: History and Description of business. Resumes of principals and senior management. Financial Information: Personal financial statements -- all principals with 20 percent ownership or more and/or guarantors. ,t. Business financial statements current within 60 days -- ° operating statement and balance sheet. Aging of existing accounts receivable and payables. Schedule of existing debt. v,JL,.• Operating projections for two years. Project Information: Purchase Agreement. Cost estimates with supporting documentation. Project Appraisal. Collateral Listings. Business benefit analysis -- job creation/efficiency, etc. Lender commitment letters or commitment agreement between lending institution and the EDA. Prior to Loan Closing: Certificate of Good Standing (verifies existence). Corporation Resolution (who is authorized to borrow). „J-1 Articles of Incorporation/By Laws (listing of do's and don't). Ficitious Name Statement. Equity daposti verification. Applicable permits and/or licensas. Lease Agreements Monticello EDA Checklist for BRADLEY D. AND MARY E. BARGER r page 2 auou KoAN r Lniiic o eu%ur—TURING, INC. V - h O Y\eQ-� UCC I Filings: State (Md E) Date of Filings continuations `fro Y,,e ep UCC II Filings: County (Fixtures) Evidence of insurance -- life and property. Preliminary title report. Certification of current status on employment compensation, workman's compensation. and state and federal tax withholdings. Partnership Agreement. Personal Guaranty(s) Authorization Releasing Information. Loan Agreement. Subordination Agreement. L The EDA reserves the right to request additional information if so determined. H OPTIONAL REQUIREMENTS Business Information: Business and marketing plan. Franchise Agreement. Financial Information: .� Month -by -month cash flow. Source of equity capital. Personal/business federal and state tax returns. Proforma balance sheet. Project Information: City, state, fedeal review by Plans and specifications -- city site plan review. EDA AGENDA f 7-21-92 5. Consideration to review a orellminary and formal GMEF aonlication for Aroolax Corporation. Jerald J. Schoen, Aroplax Corporation, will be present at the EDA meeting. A. Reference and Backaround. GMEF LOAN REQUEST: $55,000 at 6% over 7 years for equipment. $30,000 at 6% over 7 years for overrun/contingency. Total $85,000. PROJECT SUMMARY: Aroplax Corporation was started in 1943 by Edward Schoen. In 1979, Edward Schoen's sons, Jerald Schoen and Donald Schoen purchased the company. Jerald Schoen later purchased Donald's share of the company in 1989. The company specializes in cuotom injection molding of plastic parts and has a strong customer base, doing business in the !( United States and Europe. Some of the company's major customers are Goodyear, Ecolab, Wenger Industries and Medtronic. The company currently runs two shifts and sometimes runs three if the workload demands. The production workers are paid between $6 and $17 per hour. The company is currently located in an 18,000 sq ft facility In Minneapolis. The company needs a larger, more efficient facility so that it can purchase additional equipment. Some pieces of equipment that the company needs to purchase will not fit into the existing building due to the low coiling height. The new location will also be a more attractive location for many of the company's existing employees because many of them reside in the northwest metro area. The company 1s planning to construct a 19,000 sq ft facility with a 4,000 oq ft mezzanine, for a total of 23,000 aq ft. The building will be of tilt -up panel construction and located on Lot 3, Block 2, Oakwood Industrial Park. Aroplax has developed a product line directed at the water filtration systems Industry. This niche market has become an obvious target to the plastics industry. Certain parts commonly used by the industry are made of metal and by redesigning the parts and using plastic the cost reduction makes the product estremely attractive to the comsumer product industry. V. EDA AGENDA 7-21-92 v The company has completed the design stage and is accepting orders from a limited customer base on this product at this time. The company expects to widen its marketing efforts on this product within the next 90 days. It is forecasting that an additional $250,000 in revenue will be created in the next year as a result of this project. Existing customers have expresssed desires to expand their business with Aroplax Corporation. The limiting factor has been the space and availability of larger equipment specifically 500 and 700 ton presses. The availability of these two pieces of equipment will open up several product lines and increase profits. The larger tonnage presses are not common to many of the shops in the area thus they are not as price competitive, a larger profit margin is expected on products manufactured on the new presses. It is expected that with the new building and with the new presses, approximately $500,000 in new business from existing customers per year will be received. Unlike many injection mold companies, Aroplax actually has its own internal production stock of various plastic molded parts which are sold to the automotive industrial and agricultural industries. These products, manufactured and stocked at the manufacturing facility, have a larger margin of gross profit. A marketing effort to go after a broader customer base and the development of an outside sales force to better promote this natural avenue of profits is being pursued. It is ant.icpated that this strategy will gross the company an additional $300,000 in revenue this next year. Aroplax currently serves approximately 50-75 customers. That number is expected in increase due to the growth trends in the industry and due to the fact that the larger equipment will enable the company to bid on project that it did not have the ability to do previously. The company has received requests both from existing customers and other potential customers for these products. Existing full-time employment is 18 with projections of an additional 17 full-time within two years. Page 2 EDA AGENDA 7-21-92 Uses of Funds Land Acquisition $ 70,000 Building Construction $ 550,000 Equipment Acquisition $ 255,000 Soft Costs $ 50,000 Working Capital Needs $ 75,000 Cost Overrun Contingency $8,472 30.000 TOTAL USES OF FUNDS $1,030,000 Sources of Funds Construction Land, Tax Increment Finance $ 70,000 Y moo Bank Financing (20 Yrs, 9.5%) $ 300,000 Small Business Administration (SBA) 504 Loan (20 Yrs, 8.5%) $ 300.000 Subtotal $ 670,000 Equipment Central Minnesota Initiative Fund (GMIF) (10 Yrs, 6%) $ 30,000 Economic Recovery Fund Grant (ERFG) 17 (10 Yrs, 6%) $ 170,000 Greater Monticello Enterprise Gund GMEF (7 Yrs, 6%) $ 85,000• Subtotal $ 285,000 Work Capital Aroplax Corporation @ 75.000 TOTAL SOURCES OF FUNDS $1,030,000 Based upon the above assumptions, it is anticipated that monthly and annual debt service associated with this structure would be as follows: Monthlv DIS Annual D1S Bank $2,614 $ 31,360 SBA $2,396 $ 28,756 ERFG $1,867 $ 22,640 CMIF $ 333 $ 3,997 GMEF $1,242 14,904 TOTAL PAYMENTS $8,472 $101,673 Pago 3 EUA AGENDA 7-21-92 ' $30,000 of the GMEF are to mitigate any cost overruns in the project and should the project be completed at or under budget, the GMEF portion of the financing would be reduced proportionally. The GMEF will share in a first position with the ERFG and the CMIF on the equipment. The final CMIF application is currently before the Initiative Board, and the final ERFG application will be submitted July 28. GREATER MONTICEL.LO ENTERPRISE FUND GUIDELINES PUBLIC PURPOSE CRITERIA: Must comply with four or more of the criteria listed below, criteria al being mandatory. 1. Creates new jobs: 18 immediate new (37.5 hwp) jobs, 17 additional (37.5 hwp) jobs within two years. 2. Increases the community tax base: Annual Estimated Market Value, $562,100 or Tax Capacity Value, $26,069. 3. Factors: Assist existing industrial business to relocate and expand their operations. The company's business environment meets the City's industrial objectives: nature of business, service and product, no adverse environmental effecto, the comprehenoive plan and zoning policy. d. Used as a secondary source to supplement conventional financing: Approximately 29% of the total financial package 1s financed by a lending institution (Marquette Bank, New slope). 5. Used as gap financing: Used as gap financing (see Item 06 below) and as an Incentive to encourage economic development and to compete with the Brooklyn Park financial proposal. Page 4 EDA AGENDA 7-21-92 W 6. Used to assist other funds: Other sources of funds used in addition to the GMEF are the CMIF, ERGF, SBA, TIF, and bank. GREATER MONTICELLO ENTERPRISE FUND POLICIES I. BUSINESS ELIGIBILITY: Industrial business: Yes Located within city limits: Yes, Zoned I-2. Credit worthly existing business: Yes, BDS, Inc. report. $10,000 loan per each Job created, or $5,000 per every $20,000 in property market valuation, whichever highest: $350,000 or $160,000, respectively. II. FINANCING METHOD: Companion Direct Loan: All such loans may be subordinated to the primary lender(s) if requested by the primary lender(s). The GMEF is leveraged and the lower interest rate of the GMEF lowers the effective interest rate of the entire project. III. USE OF PROCEEDS: Machinery and equipment, $55,000. Project overrun/contingency, $30,000. IV. TERMS AND CONDITIONS: Loan Size: Minimum of $5,000 and maximum not to exceed 50% of the reamining GMEF balance. Remaining GMEF balance after SMM loan approval, $150,000. Maximum loan amount, $75,000. Transfer of 1992 Appropriations, $20,000 for a new GMEF remaining balance, $170,000. Loan request, $85,000. Remaining GMEF balance, $85,000. CPage 5 EDA AGENDA 7-21-92 1 Leveraging: Marquette $300,000 (29%) SBA $300,000 (29%) ERGF $170,000 (17%) Minimum 60% CMIF $ 30,000 ( 3%) Maximun 30% GMEF $ 85,000 ( 8%) Equity (TIF) $ 70,000 ( 7%) (82%) Minimum 10% Equity $ 75,000 ( 7%) (68%) Loan Term: Personal property term not to exceed life of equipment (generally 5-7 years). Request and recommendation is for 7 years. Interest Rate: Fixed rate not less than 2% below Minneapolis prime rate. Prime rate per National Bank of Minneapolis on date of EDA loan approval. (7-16-92, 6.0%) Request and recommendation is for 6.0%. The 6.0% is recommended as an Indirect way to recover a portion of the city's packaging cost (see supporting data) for this project. Loan Fee: Minimum fee of $200 but not to exceed 1.5% of the total loan project ($1,275). Fees are to d be documented and no duplication of fees between the lending Institution and the GMEF. Recommendation is a fee of $1,175. Prepayment Policy: No penalty for prepayment. Deferral of Payments: 1. Approval of the EDA membership by majority vote. 2. Extend the balloon If unable to refinance, verification letter from two lending institutions subject to Board approval. Interest limitation on guaranteed loans: Subject to security and/or reviewal of FDA. Assumability of Loan: None. Business Equity Requirments: Subject to type of loan; Board of Directors will determine case by case, analysis under normal lending guidelines. Equity percentage of total project in 14% (TIF and Aroplax). Equity percentage of GMEF is 170% (TIF and Aroplax) or 82% and 881%, respectively. [age 6 EDA AGENDA i 7-21-92 V - Collateral: Liens on real property in project (mortgage deed). Liens on real property in business (mortgage deed). Liens on real property held personally (subject to Board of Director - homestead exempt). Machinery and equipment liens (except equipment exempt from bankrupty). Share first position with ERFG and CMIF, $285,000. Personal and/or corporate guarantees (requires unlimited personal guarantees). To be determined. Non -Performance: This approved GMEF loan shall become null and void if funds are not drawn upon or disbursed within 120 days from the date of EDA approval (July 21, 1992). Null and void November 21, 1992. B. Recommendation: Recommendation is to review the enclosed information prior to the EDA meeting for discussion, and to ask questions of Jerald Schoen. C. Supportino Data: 1. Copy of the preliminary GMEF application from Jerold Schoen. 2. Copy of the Project Site Map. 3. Copy of the Land Purchase Agreement. d. Copy of the Site Location Commitment Letter. 5. Copy of UDS, Inc. Financial Credit Analysis. 6. Copy of YTD City Project Coots Have 1. Copy of the Company's Updated Financial Statements, 3/31/92, and four year month -by -month income projections. 2. Copy of the Marquette Bank's Commitment letter. 3. Copy of the first draft of the Private Development Contract. Forthcoming: 1. Copy of the Estimated Building Costs. 2. Copy of the Equipment Costs. 3. Copy of Commitment Lettere for the ERFG and CMIF. Page 7 GREATER MONTICELLO ENTERPRISE 250 EAST BROADWAY MONTICELLO, MINNESOTA PRELIMINARY APPLICATION FOR LOA11 APPLICANT: JERALD J. SCHOEN 1� FIRM OR TRADE NAME: 1 31t�0 W BUSINESS ADDRESS: Zai L A L, i l;1JNNp&P(j(jq MN 55405 44 s Street) (City & State33 (Zip Code) TELEPHONE: BUSINESS 612)374-1722 HOME (612 559-8170 DATE ESTABLISHED: 1943 EMPLOYER I.D. j: 41-OR30617 SOLE PROPRIETOR XX CORPORATION PARTNERSHIP MANAGEMENT NAME TITLE OWNERSHIP 6 J. J. SCHOEN PRESIDENT 52.8% ei. c. �Lnurrr VILL YKtSIDLN) 4J. 24 P. E. SCHOEN VTCE PRF¢IDFN'r 9T S. J. SCHOEN SF.RFTARY A T FA411RFR 7% PROJECT LOCATION: MONTICELLO NEW BUSINESS XX EXISTING BUSINESS TOTAL PROJECT COST ESTIMATE: $ 1.000,000.00 Vw PROPOSED USES: REQUEST: LAND $ 70,000.00 AMOUNT OF LOAN $85000.00 EXISTING BUILDING MATURITY A TERMS CONSTRUCTION 550.000.00 REQUESTED T YR9. g% MACHINERY CAPITAL 255.000.00 APPLICANT'S WORXIt)G CAPI'T'AL 75.000.00 EQUITY 751000.00 OTHER so pon no LOAN PURPOSE EXPANSION TOTAL USES $1, 000 PROPOSED BEGINNING DATE: JULY 15, 1992 ESTIMATED COMPLETION DATE: NOVENIRF:R 1. 1992 TITLE TO PROJECT ASSETS TO Be HELD BY: OPERATING ENTITY ALTER EGO PARTICIPATING LENDER: MARQUME NEW HOPE BANK 4301 WINNETKA AVE. NO. {Y1ams) (Address) MR. HARVEY DECKER JbI3 535-6100 (Contact Person) (Telephone U PRESENT i OF EMPLOYEES: 18 PROJECTED I OF EMPLOYEES 35 ., ADDITIONAL PROJECT INFORMATION: AZ;PLICAI:T ==A7."12: DATE SIGNED: �c'17—'•�J— City of Monticello TO HIGHWAY 10 Chelsea Area Land Use and Circulation Study P r p s d -I r a ns pur tat ion bIll"I'le 11ee Y 111k�or C.A"I St"'I=w STANDARD npl nN cAfi..r.y, ..;oMwr. l"w" PURCHASE AGKEEMEN f' =1A nknv,n%b.+xa Noaticallo Ma«rm.. May 6. In 92 RECENEO Oe_....Jerald J...Sc amen. and Mery.E. Schoen. husbaad_M4. N1f., not And An_Thoutand..Aod-m/500- -- ---- Color.($ ! Be .Ar.k ___ .—nen merry to ba deposited dr nen bww day OW aa.wl.•r.. m nrm "Mmm.1 NM^q aeries 1 I siNa e11r Mee.padrd m r m,rpl and m p v a morn to Hr purrna.w M IM'l l+nNr lav'^ 4. '— Lxcm _ — 9jxk 2. Oakrood'1� atr1 Park. eept for [reset described L Book 290 of Deeds. wage 994_ IptNed n I51re.I areNl - .. .Gbelsea Road Card abat4 stile prAAflt w pip Ix uM erM .C.e n, Mra h. — a 11x1wwe„A „ lne . 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Iwrt "P'' ..Mer ep T9M� n A f.Iflµll/ MNO9Na CONTIIAGT K "UJ UMMM1T000 Se t N LOMPi l l N l AII.N t r MONTICELLO Z50 East Broadway P. O. Box 1147 Monticello, MN 55362.9245 Phone: (612) 295-2711 Metro: (612) 333.5739 Fax: (612) 295.4404 }I..w Irenne:h Ni— c� c—a Dan Blontgm shirl" Andermn Brad Fite Ciim Herba Ad.—- Rid. lt'oliseeRer i/ Amu �m Mmnwrmm h Jdi oxeiu Nbla U"A. John Simala Garr Mdemn E—t, Dnebmmem 011ie Kompd.1 N COP? April 14, 1992 Mr. Jerald Schoen President Aroplax Corporation 2318 Chestnut Avenue West Minneapolis, MN 55404 RE: City of Monticello LETTER OF INTENT TO PROVIDE ASSISTANCE TO AROPLAX CORPORATION Dear Mr Schoen: The City of Monticello is pleased to have an opportunity to review your plans for the growth of your company and the potential for locating your firm in our community. The City of Monticello has had an opportunity to meet and prepare this Letter of Intent which serves as evidence of our commitment to seek direct assistance to facilitate your expansion to Monticello. As a basis for this Letter of Intent, it is important to review our understanding of your proposed project, the company's potential and its growth plans. It is also important to recognize that this Letter of Intent represents a commitment from the City of Monticello to seek assistance as outlined within this letter. Although the Committee is directly linked to the various local agencies, it does not have the ability to grant final approval for assistance. Direct City assistance will be subject to final review and approval with the appropriate bodies. In addition, we are proposing to seek assistance through various regional, statewide and federal programs. We have reviewed the likelihood of funding and feel confident that our proposal is reasonable and obtainable, however, we cannot commit the funds on behalf of any of these agencies. Mr. Jerald Schoen Page 2 It is our understanding that Aroplax Corporation is a plastic injection molding company founded in 1959. The company has also recently developed products used in the water filtration industry and is initiating production of these proprietary products. The company's expansion into Monticello will require an estimated 23,000 square feet. In addition, the company is also seeking assistance to fund an estimated $255,000 for equipment acquisition. The City of Monticello proposes to provide assistance designed to meet the direct needs of the company. We are proposing the use of various local, federal and statewide financing programs which will provide long-term, attractively priced financing. We anticipate that the company will provide a minimum of $75,000 equity for working capital and the appropriate corporate and personal guarantees. USES OF FUJM: Land Acquisition $ 70,000 Building Construction 550,000 W Equipment Acquisition 255,000 Soft Costs 50,000 Working Capital Needs 75,000 Cost Overrun Contingency 'I TOTAL USES OF FUNDS: $1.030.000 SOURCES OF FUNDS: 1CL14D Land, Tax Increment Financing $ 70,000 Bank Financing (20 Years, 9.5%) 300,000 SBA 504 Loan (20 Years, 8.5%) 300.000 Subtotal Construction Sources of Funds: $ 670,000 Central Minnesota Initiative Fund (10 Years, 6%) $ 30,000 Economic Recovery Fund Grant (10 Years, 6%) 170,000 Monticello Enterprise Fund (7 Years, 6%) 85.000 Subtotal Equipment Sources of Funds: $ 285,000 / Working Caoital �l Aroplax Corporation S 75.000 TOTAL SOURCES OF FUNDS: 51,030,000 N N Mr. Jerald Schoen Page 3 These costs represent estimates at this time, and may be adjusted once the final project costs have been determined. Based upon these assumptions, however, it is anticipated that monthly and annual debt service associated with this structure would be as follows: Source Monthly Debt Service Annual Debt Service Bank $2,614 $ 31,368 Small Business Administration 2,396 28,756 Economic Recovery Grant 1,887 22,648 Central MN Initiative Fund 333 3,997 Monticello Enterprise Fund 1.242 14,904 TOTAL PAYMENTS: 47 $101.673 An overview of the financing programs proposed is as follows: SBA 504 LOAN PROGRAM A local development company (LDC) which has been certified by the Small Business Administration (SBA) can aid in the financing of small business expansions and start-ups. The LDC, in conjunction with private lenders, can provide long-term, low-interest, fixed rate financing for up to $750,000 in fixed assets. CENTRAL MINNFSOTA INITIATIVE FUND The Central Minnesota Initiative Fund is a private non-profit rural development corporation committed to providing financial assistance to programs which promote and strengthen central Minnesota. The fund is one of six in Minnesota seeking to address the needs of rural residents throughout the state. The fund is largely supported by the McKnight Foundation and provides financing to businesses located in the counties of Benton, Cass, Chisago, Crow Wing, Isanti, Kanabec, Mille Lacs, Morrison, Pine, Sherburne, Steams, Todd, Wadena, and Wright. Mr. Jerry Schoen Page 4 Iran Criteria • Loans are made to "for-profit" frons only, in order to promote economic development and job creation and to enlarge the tax base. • Loans are made to small businesses, those with less than 54 million in gross annual sales and with 50 or fewer employees. • There are no restrictions regarding type of business --retail, wholesale, franchise, on or off farm, manufacturing --except that enterprises with political, religious or pornographic purposes will be ineligible. • No loans are made where reasonable alternative financing is possible. • A business is eligible at any stage—start-up, existing, or expanding. • The enterprise must be located with the 14 -county area, and the owners must reside in !{ this area. • Loans can be made for working capital, machinery and equipment, real estate, and research and development. • Rates and terms are negotiable between the business and CMIF. MINNESOTA SMALL CITIES ECONOMIC RECOVERY MUXT The Minnesota Small Cities Development Program is designed to address critical economic development needs throughout the State of Minnesota. Currently, the program is administered by the new Minnesota Department of Trade and Economic Development. Gmnts are awarded to communities and townships to help them meet local economic development needs by providing loans to businesses planning expansions. For purposes of the Minnesota Small Cities Development Program, economic development is defined as a stimulation of private investment in order to expand, maintain, or start a business. The desired result of the program is the creation of new jobs or the retention of "endangered" ones. This program is designed to assist in providing the necessary incentives to stimulate private investment, thereby creating and keeping jobs in Minnesota. It is not intended as a substitute for conventional financing, nor should it be used in place of other specialized programs that may exist in state or federal agencies. Instead, grants from this program are intended to be used in sim,tinna in which a funding 'gap" exists and alternative sources of public and private financing are not adequate. Mr. Jerry Schoen I Page 5 It is important to keep in mind that this process will involve a grant to the City of, Monticello who, in tum, will provide a loan to your company to supplement primary financing. MONTICELLO REVOLVLIG WAN FUND The City of Monticello will seek the approval through the Monticello Economic Development Authority (EDA) for -a $85,000 equipment acquisition loan to assist Aroplax Corporation. the City of Monticello would propose that the funds be lent to the company over a seven-year time period. These programs represent funding which we can seek immediate assistance and receive reasonable assurance within a relatively short time period of the availability of funding. The City of Monticello's offer of assistance goes beyond the direct funding. For instance, in the case of the Minnesota Small Cities Economic Recovery Grant, SBA 504 Loam and Central Minnesota Initiative Funding, technical assistance will be provided by the City's consultants, Business Development Services, to facilitate the applications for these programs. It is anticipated that this will greatly enhance the likelihood of the receipt of approval for these programs. CITY AND COMPANY REPMENTNTIONS The City of Monticello firmly believe in their ability to perform on the financial assistance programs outlined in this Letter of Intent. The negotiations will be initiated directly by the City. Nothing herein, however, can be constructed as a binding commitment. The City of Monticello agrees to assist in the preparation of the appropriate applications. This effort will be initiated at considerable time and expense on the City's pan. Aroplax Corporation, upon acceptance of this proposal, agrees as follows: I. To locate and operate in the Oakwood Industrial Park in the City of Monticello. To cooperate with representatives of the City and/or its economic development consultant in providing information in a timely manner necessary to complete applications for funding as outlined in this proposal. Sir. Jerald Schoen �. Page 6 3. Aroplax Corporation agrees that it will not seek alternative locations for financial assistance for a period of 180 days. 4. Aroplax Corporation agrees that it will r^imburse the City for an amount not to exceed $5,000 for the preparation of loan applications, should Aroplax Corporation withdraw from the project. It is the purpose of this Letter of Intent to provide a framework for which a firm project financing and facility package can be confirmed. Your consideration of this information is greatly appreciated the City of Monticello stand ready to move forward with you. CITY OF I►10NTI LLO r�VQ�✓1� Dated 11r+1 ia') Mayo l Z d-, Dated 4/21/92 Economic Development Director Accepted By: AROPLAX CORPORATION �i1 �� l�(�F.L C s Dated CI -' �`y Jertlt] Schoen, Presid4nt Dated t ....... - JUL-16-'92 THU 12:50 IU:RDS 11r DebtMorth World" Capital (CA -CL) Current Ratio (CAiCL) Daya/Roc. Dayvbv. Dayaftyable Days/Aoaual TFL 110:796-903.1 03865 PU2 Aroplax Corporation CRF.Drr ANALYSIS 4/30/90 4/30/91 3/3382 Prof ffma 132:1 .85:1 .67:1 1.8:1 $412,208 $378,268 $472,900 $457,958 2.4:1 3.6:1 6.3:1 5.4:1 4/30/ 4 51 4/34/41 62 Prafo ma 53 ISO 102 126 27 21 27 42 10 20 S1UUM Amplax Corporadon, as evidenced by the credit analysis redox, la a very strong company financially. After the adjustments have been made to reflect this tmnsacdon, the credit indicators remain exceptionally good compared with industry standards. The operating cycle of Aroplax is relatively long at approximately 130 days. However, thia operadrtg cycle la typical for this type of industry with longer days receivable and accounts payable of approximately 30 days. The company has relatively high working capital coverage. In addition, there are various d1wredonary expenses Including employee profit sharing and other bonuses which could Q. be available for additional cash flow, if necessary. APPROVED TIF BUDGET (1991) Administration $15,000.00 Professional Services $10,000.00 11 PROJECT COSTS CITY OF MONTICELLO FOR AROPLAX CORPORATION JULY 16, 1992 Business Development Services, Inc. 1991 YTD TIF Plan and District $ 3,850.00 Development Contract $ 800.00 Certification Fee $ 50.00 Subtotal $ 4,700.00 Business Development Services, Inc. 1991 YTD Financial Packaging $ 2,705.78 1992 YTD Financial Packaging $ 3,465.00 Subtotal $ 6,170.78 Holmes & Graven Paul weingarden 1991 YTD Legal (Development Contract and Preliminary GMEF attorney review) 0 808.82 Subtotal $ 808.82 OSM 1991 YTD Topgraphy Maps g 69.75 Subtotal 9 69.75 TOTAL PROJECT COSTS YTD $11,749. 35 APPROVED TIF BUDGET (1991) Administration $15,000.00 Professional Services $10,000.00 11 EDA AGENDA XILY 21, 1992 1 6. Consideration to approve or disapprove GMEF Loan No. 005 for Aroplax Corporation. A. Reference and Backqround: Following discussion of the preliminary and formal GMEF application for the Aroplax Corporation, applicants being Jerald J. and Mary E. Schoen; the EDA is asked to consider approval or disapproval for the rquested $85,000 GMEF. The applicant requested terms of 6% interest rate amortized over 7 years. First, the EDA needs to determine if the GMEF loan application from the Aroplax Corporation will encourage economic development, and that the proposed Aroplax project and application complies with the GMEF public purpose and policies. Secondly, with the assumption the project application complies with the public purpose criteria and policies, the EUA must determine the loan amount, interest rate, term, fee, equity, collateral, and other conditions. B. Alternative Action: 1. A motion to approve GMEF Loan No. 005 for the Aroplax Corporation, Jerald J. and Mary E. Schoen. Loan amount as requested: $85,000 ($55,000 for equipment and $30,000 for overruns/contingency). Terms as requested: 6.0% Interest rate amortized over 7 years. 2. A motion to approve GMEF Loan No. 005 for the Aroplax Corporation, Jerald J. and Mary E. Schoen. Loan amount; $75,000, maximum loan amount without transfer of appropriation funds ($55,000 for equipment and $20,000 for overrun/contingency). Terms as requested: 6.0% interest rate amortized over 7 years. 3. A motion to disapprove GMEF loan No. 005 for the Aroplax Corporation, Jerald J. and Mary E. Schoen. Cpage 1 EDA AGENDA JULY 21, 1992 v_ Staff Recommendation: Staff recommends Alternative Action No. 1 with fee, equity, and collateral requirements as determined by the EDA. Recommendation for other condition requirements as prepared by the City Attorney to include that the first $55,000 for equipment be disbursed at the closing date and the $30,000 overrun/contingency be disbursed upon certification of completion/purchase and payment. Loan approval subject to total project funding approval, City ordinance and zoning compliance, and execution of Private Development Contract prior to Monday, July 27, 1992. Sunnortinq Data: Copy of the GMEF Approval Form. Copy of the EDA Checklist. CPage 2 APPROVAL OF GREATER MONTICELLO ENTERPRISE FUNDS BY ECONOMIC DEVELPMENT AUTHORITY IN AND FOR THE CITY OF MONTICELLO, MINNESOTA Preliminary Loan Application Approval. J11LY 21, 1992 Loan terms negotiated and agreed upon betweeen the developer, the lending institution, and the EDA Executive Director. NOVEMBER 21, 1991 Formal Loan Application and Financial Statements analyzed by the lending institution, BDS, Inc. or city staff. BDS, INC. Building and Site Plan Preliminary and/or Final Review. Building Permit approval or construction commitment. Loan documents reviewed and/or prepared by the City Attorney. ECONOMIC DEVELOPMENT AUTHORITY APPROVAL OR DISAPPROVAL: LOAN NUMBER GMEF LOAN NO. 005 LOAN APPROVED BORROWER JERALD J. AND MARY n. SCHOEN. AROPLAX CORPORAi uF ADDRESS 2JI8 CHESTNUT AVE WL51, MPLS, MNLOAN DISAPPROVED LOAN AMOUNT 55405 RATE DATE JULY 21, 1992 TERMS FEE A motion was made by EDA Commissioner to (approve - disapprove) Greater Monticello Enterprise Funds in the amount of dollars and cents to developer this day of Seconded by EDA Commissioner YEAS: NAYS: GMEF disbursed 19 _ by Check No. EDA Treasurer CITY COUNCIL MAY REVERSE AN EDA LOAN DECISION WITHIN TWENTY-ONE `- DAYS OF EDA APPROVAL. GMEF Approval Page 2 ACCEPTANCE OF TERMS I (We) hereby accept the terms stated above as approved by the Economic Development Authority in and for the City of Monticello. DATED: ;L MONTICE•LLO EDA CHECKLIST FOR JERALD J. AND MARY E. SCHOEN AROPLAX CORPORATION W-- Preliminary GMEF Loan Application. Formal GMEF Loan Application -- Business Information: History and Description of business. Resumes of principals and senior management. Financial Information: _ - Personal financial statements -- all principals with 20 percent ownership or more and/or guarantors. Business financial statements current within 60 days -- operating statement and balance sheet. Aging of existing accounts receivable and payables. Schedule of existing debt. �... Operating projections for two years. Project Information: Purchase Agreement. Cost estimates with supporting documentation. Project Appraisal. Collateral Listings. Business benefit analysis -- job creation/efficioncy, etc. Lender commitment letters or commitment agreement between lending institution and the PDA. Prior to loan Closing: — Certificate of Good Standing (verifies existence). CorporatLon Resolution (who to authorized to borrow). Articles of Incorporation/By Lave (listing of do's and don't). Ficitious Name Statement. Equity dapoeti verification. Applicable permits and/or licensee. Lease Agreements Monticello EDA Checklist for JERALD J. AND MARY E. SCHOEN Page 2 NKUML wNry KAL1UN v. u UCC I Filings: State (MdE) Date of Filings continuations v._a, UCC II Filings: County (Fixtures) Evidence of insurance -- life and property. Preliminary title report. Certification of current status on employment compensation, workman's compensation, and state and federal tax withholdings. Partnership Agreement. w ►.7 Personal Guaranty(s) —Pu,—Authorization Releasing Information. *A-9 Loan Agreement. 9 Subordination Agreement. The EDA reserves the right to request additional information if so determined. OPTIONAL REQUIREMENTS s Business Information: -.� Business and marketing plan. Franchise Agreement. Financial Information: Month -by -month cash flow. Source of equity capital. Personal/business federal and state tax returns. ��✓ Proforma balance sheet. Project Information: City, state, fedeal review by Plans and specifications -- city site plan review. L