City Council Resolution 2017-23CITY OF MONTICELLO, MINNESOTA
RESOLUTION NO. 2017-23
RESOLUTION CALLING A PUBLIC HEARING AND GRANTING
PRELIMINARY APPROVAL FOR THE ISSUANCE OF CONDUIT
REVENUE BONDS FOR THE BENEFIT OF SRCS BUILDING
COMPANY
BE IT RESOLVED by the City Council (the "Council") of the City of Monticello (the "City") as
follows:
Section 1. Recitals.
1.01. Pursuant to Minnesota Statutes, Sections 469.152 through 469.1655, as amended
(the "Act"), the City is authorized to issue revenue obligations to finance or refinance, in whole
or in part, the cost of the acquisition, construction, reconstruction, improvement, betterment, or
extension of a "project," defined in the Act, in part, as any properties, real or personal, used or
useful in connection with a revenue producing enterprise.
1.02. SRCS Building Company, a Minnesota nonprofit corporation (the "Borrower"),
has proposed that the City issue its revenue obligations, in one or more series (the "Note"), in the
approximate aggregate principal amount of $2,300,000. The proceeds of the Note are proposed
to be loaned by the City to the Borrower to be applied by the Borrower, along with equity of the
Borrower, to (i) refinance outstanding taxable debt of the Borrower which previously financed
the acquisition, construction and equipping of the public charter school buildings and related
facilities located at 411, 500, and 503 Maple Street in the City (collectively, the "School
Facilities"); (ii) finance certain capital improvements to the School Facilities; and (iii) pay the
costs of issuance of the Note (the "Project"). The School Facilities are owned by the Borrower
and are leased to Swan River Montessori Charter School, or any of its affiliates, a Minnesota
nonprofit corporation and public charter school ("the School"), for the operation of a preschool
and elementary school.
1.03. Section 147(f) of the Internal Revenue Code of 1986, as amended (the "Code"),
and regulations promulgated thereunder, requires that prior to the issuance of the Note, the
Council approve the Note after conducting a public hearing thereon. Section 469.154,
subdivision 4, of the Act requires that prior to submitting an application to the Minnesota
Department of Employment and Economic Development ("DEED") for approval of the Project,
the Council must conduct a public hearing on the proposal to undertake projects authorized to be
financed under the terms of the Act.
1.04. The Borrower has requested that the Council conduct a public hearing on
Monday, July 1.0, 2017, to provide approval to the issuance of the Note, pursuant to the
requirements of the Act and the Code and regulations promulgated thereunder. Pursuant to
500914v1 GAF MN 190-155
Section 147(f) of the Code, the Council must conduct a public hearing after one publication of
notice in a newspaper circulating generally in the City at least fourteen (14) days before the
hearing. Under Section 469.154, subdivision 4 of the Act, a public hearing must be held after
one publication of notice in the official newspaper and a newspaper circulating generally in the
City at least fourteen (14) days before the hearing.
Section 2. Preliminary Findings. Based on representations made by the Borrower to
the City to date, the City Council hereby makes the following preliminary findings,
deterininations, and declarations:
(a) It is hereby found and determined that the Project furthers the purposes set
forth in the Act, and the Project constitutes a "project" within the meaning of
Section 469.153, subdivision 2(b) of the Act.
(b) The proceeds of the Note will be loaned to the Borrower and the proceeds
of the loan will be applied to finance the Project. The City will enter into a loan
agreement (or other revenue agreement) with the Borrower requiring loan repayments
from the Borrower in amounts sufficient to repay the loan of the proceeds of the Note
when due and requiring the Borrower to pay all costs of maintaining and insuring the
School Facilities, including taxes thereon.
(c) In preliminarily authorizing the issuance of the Note and the financing of
the Project, the City's purpose is to further the policies of the Act.
(d) The Note will be a special, limited obligation of the City payable solely
from the revenues pledged to the payment thereof, and will not be a general or moral
obligation of the City and will not be secured by or payable from revenues derived from
any exercise of the taxing powers of the City.
Section 3. Public Hearing. The Council shall meet at 6:30 P.M. on Monday, July
10, 2017, to conduct a public hearing on the Project and the issuance of the Note by the City,
notice of such hearing (the "Public Notice") will be published as required by Section 469.154,
subdivision 4 of the Act and Section 147(f) of the Code. The City Clerk of the City is hereby
authorized and directed to publish the Public Notice, in substantially the form attached hereto as
EXHIBIT A, in the Monticello Times, a newspaper of general circulation in the City, at least
fourteen (14) days before the meeting of the Council at which the public hearing will take place.
At the public hearing reasonable opportunity will be provided for interested individuals to
express their views, both orally and in writing, on the Project and the proposed issuance of the
Note.
Section 4. Preliminary Approval. The Council hereby states its preliminary intention
to issue the Note in the approximate aggregate principal amount of $2,300,000 to finance the
Project and the costs of issuance of the Note.
The Note shall not constitute a charge, lien, or encumbrance, legal or equitable, upon any
property of the City except the City's interest in the loan or revenue agreement with respect to
500914v1 GAF MN 190-155 2
the Note and the Project, and the Note, when, as, and if issued, shall recite in substance that the
Note, including interest thereon, is payable solely from the revenues received from the Project
and property pledged to the payment thereof, and shall not constitute a general or moral
obligation of the City.
Section 5. Submission of Project to DEED. Pursuant to Section 469.154 of the Act,
prior to the issuance of the Note by the City, the Commissioner of the Minnesota Department of
Employment and Economic Development ("DEED") must approve the costs of the Project to be
funded by the Note on the basis of an application submitted by the City with all required
attachments and exhibits (the "DEED Application"). In accordance with Section 469.154 of the
Act, the City Administrator is hereby authorized and directed to cause a draft copy of the DEED
Application, together with drafts of all required attachments and exhibits, to be prepared by
Kennedy & Graven, Chartered, as bond counsel (`Bond Counsel"). The DEED Application,
together with all attachments and exhibits, shall be made available for public inspection in the
office of the City Administrator during regular business hours of the City. The City
Administrator and other officers, employees, attorneys, and agents of the City are hereby
authorized to provide DEED with any information needed for this purpose, and the City
Administrator is authorized to initiate and assist in the preparation of such documents as may be
appropriate to the Project.
Section 6. Approval of Bond Counsel. The law firm of Kennedy & Graven,
Chartered, is authorized to act as Bond Counsel and to assist in the preparation and review of
necessary documents relating to the Project and the Note issued in connection therewith. The
Mayor, City Administrator, and other officers, employees, and agents of the City are hereby
authorized to assist Bond Counsel in the preparation of such documents.
Section 7. City's Costs. The Borrower will pay any administrative fees of the City
and pay, or, upon demand, reimburse the City for payment of, any and all costs incurred by the
City in connection with the Project and the issuance of the Note, whether or not the Note is
issued.
Section 8. Commitment Conditional. The adoption of this resolution does not
constitute a guaranty or firm commitment that the City will issue the Note as requested by the
Borrower. The City retains the right in its sole discretion to withdraw from participation and
accordingly not to issue the Note, or issue the Note in an amount less than the amount referred to
herein, should the City at any time prior to issuance thereof detennine that it is in the best
interest of the City not to issue the Note, or to issue the Note in an amount less than the amount
referred to in Section 1.02 hereof, or should the parties to the transaction be unable to reach
agreement as to the terms and conditions of any of the documents required for the transaction.
Section 9. Effective Date. This Resolution shall be in full force and effect from and
after its passage.
500914v1 GAF MN 190-155 3
Adopted by the City Council of the City of Monticello, Minnesota this 12tH day of June,
2017.
Mayor
Attest:
City2d Vtrator
500914v1 GAF MN 190-155