EDA Agenda 11-14-2018AGENDA
REGULAR MEETING - ECONOMIC DEVELOPMENT AUTHORITY (EDA)
Wednesday, November 14th, 2018 — 6:00 p.m.
Mississippi Room, Monticello Community Center
Commissioners: President Steve Johnson, Vice President Bill Tapper, Treasurer Jon
Morphew, Tracy Hinz, 011ie Koropchak-White and Councilmembers Lloyd Hilgart and Jim
Davidson
Staff: Executive Director Jim Thares, Jeff O'Neill, Angela Schumann, Wayne Oberg and Jacob
Thunander
1. Call to Order
2. Roll Call
3. Consideration of additional agenda items
4. Consent Agenda - Item 4a through 4e
a. Consideration of approving Workshop Meeting Minutes — October 10, 2018
b. Consideration of approving Regular Meeting Minutes — October 10, 2018
c. Consideration of approving payment of bills
d. Consideration of Modification of Business Subsidy Application Form
e. Consideration of Cuningham Group Fa�ade Improvement Renderings Agreement
£ Consideration of Approval of Fa�ade Grant Improvement Program Grant
Agreement Template Document
5. Consideration of Fa�ade Improvement Grant Program Update
6. Director's Report
7. Closed Session — Consideration of recessing to closed session to develop or consider
offers or counter-offers for the purchase or sale of real or personal property pursuant to
Minnesota Statute 13D.05, Subdivision 3(c)(3).
A. Address: 300 - 4th Street East - PID #155019008010
B. Address: Otter Creek Business Park - Dalton Avenue - PID# 155223000010
Otter Creek Business Park — Dalton Court - PID# 155194000010
Otter Creek Business Park — Dalton Court - PID# 155191000020
C. Address: 103 Pine Street, 112 West River Street, 111 West Broadway,
PID#s 155010052120, 155010052110, 155010052102, 155010052101,
155010052131,155010052071
8. Adj ourn
MINUTES
WORKSHOP MEETING - ECONOMIC DEVELOPMENT AUTHORITY (EDA)
Wednesday, October lOth, 2018 — 5:00 p.m.
Mississippi Room, Monticello Community Center
Commissioners Present: Bill Tapper, Tracy Hinz, 011ie Koropchak-White, Lloyd Hilgart, and
Jim Davidson
Commissioners Absent: Steve Johnson and Jon Morphew
Staff Present: Angela Schumann, Jeff O'Neill, and Jim Thares
1. Call to Order
Bill Tapper called the workshop meeting of the Economic Development Authority to
order at 5:00 p.m.
2. Roll Call
3. Back�round Knowns of Block 52
A. Historv Context
B. Current Plans — Small Area Studv Guidance
C. Scope of Completed Public Investments
D. Marketin� Efforts-Stakeholder Feedback
E. Available Financial Tools
Jim Thares provided the background history of Block 52. He noted that there was a shift
of focus from Block 34 to Block 52 as the City wanted a larger focus on the areas near
the parks. Lloyd Hilgart noted property owner's unwillingness to sell and City wells as an
issue with Block 34 as well. Bill Tapper asked if there were any restrictions on Block 52
for parking. Thares noted that there was a deed restriction for public parking but would
be something that a developer and the City may be able to work through. Thares also
explained the properties that the EDA has recently acquired.
Angela Schumann reminded the EDA of the importance of the Small Area Study when
they consider development proposals for Block 52. Staff would provide the plan to
developers and would require that any deviation from the plan be approved by the City
boards.
Thares provided the discussion for available financial tools efforts. He explained the
redevelopment TIF District possibility and that there may be a possibility to apply for a
redevelopment grant through MN DEED.
Thares identified that Block 52 has a consistent branding. He also noted stakeholder
Economic Development Authority Minutes (Warkshop Meeting) — October 10, 2018 Page 1 � 3
feedback in the downtown through the "Downtown Rounds" discussions with the
property owner and business owners.
4. Directions to Move Forward with Redevelopment of Block 52
A. Preferred Desired Outcomes (most desired)
B. Interim Uses/IUP— allow or not allow
C. Ri�ht of Reverter - Back�round
D. RFP Process or Solicit Offers via continued Marketin�
E. Additional Interim Investments
F. Additional Propertv Acquisitions
G. Overhead Utilities
Angela Schumann explained that she anticipated that the direction of the EDA was to
focus on the outcomes of the Small Area Study. Schumann summarized the outcome of
the "Downtown Rounds" meetings. Questions about the vision and concerns about Block
52 were asked at these meetings.
Schumann explained interim uses including better pedestrian access to West Bridge Park.
She also explained some of the other interests of the Downtown Rounds included more
events in the downtown, underneath bridge improvements connecting to the parks
(lighting and colors), and wayfinding signage. Schumann also stated that the preliminary
budget included a widened curb by the intersection at WalnutBroadway and bump outs
at this intersection to make crossing safer.
Jim Thares inquired as to EDA interest in renting out buildings that it wwns in the interim
time period. The EDA was hesitant on having external users rent the space.
Thares explained the importance of having a"Right of Reverter" in any development
contract with a future developer. This would be in place to protect the EDA if a developer
does not follow through with the EDA's intent of selling their property.
Thares looked for feedback on current marketing of the properties.
Staff asked if additional properties become available on Block 52, if the EDA would be
interested.
Thares warned the EDA that there are overhead powerlines that would also need to be
addressed with redevelopment.
5. Block 34 and Cedar Street Site Review
A. Small Area Studv Guidance
Economic Development Authority Minutes (Warkshop Meeting) — October 10, 2018 Page 2 � 3
B. Scope of Completed Public Investments
C. Update on Marketin� Efforts
OMITTED
6. Other
N/A
7. Adiournment
TRACY H1NZ MOVED TO ADJOURN AT 5:57 P.M. OLLIE KOROPCHAK-WHITE
SECONDED THE MOTION. MOTION CARRIED, 5-0.
Recorder: Jacob Thunander
Approved: November 14, 2018
Attest:
Jim Thares, Economic Development Director
Economic Development Authority Minutes (Warkshop Meeting) — October 10, 2018 Page 3 � 3
MINUTES
REGULAR MEETING - ECONOMIC DEVELOPMENT AUTHORITY (EDA)
Wednesday, October lOth, 2018 — 6:00 p.m.
Mississippi Room, Monticello Community Center
Commissioners Present
Commissioners Absent:
Bill Tapper, Tracy Hinz, 011ie Koropchak-White, Lloyd Hilgart,
and Jim Davidson
Steve Johnson and Jon Morphew
Staff Present: Jim Thares and Angela Schumann
1. Call to Order
Bill Tapper called the meeting of the Economic Development Authority to order at 6:00
p.m.
2. Roll Call
3. Consideration of additional a�enda items
None.
�
4. Consent A�enda - Item 4a throu�h 4b
TRACY H1NZ MOVED TO APPROVE THE CONSENT AGENDA WITH THE
REMOVAL OF 4B AND THE ADDITION OF ITEM 7 ON THE CONSENT
AGENDA. LLOYD HILGART SECONDED THE MOTION. MOTION CARRIED, 5-0.
a. Consideration of approvin� Re�ular Meetin� Minutes — September 10, 2018
Recommendation: Approve the Regular Meeting Minutes — September 10, 2018
b. Consideration of approvin� pavment of bills
ITEM WAS REMOVED FROM THE CONSENT AGENDA.
c. Consideration of Repaintin� West Side of EDA Owned Buildin� located at
112 East Broadwav Street
Recommendation: Authorize repainting the west wall of the EDA owned building
located at 112 East Broadway.
4b. Consideration of approvin� pavment of bills
Bill Tapper asked why the EDA was paying twice for insurance. Jim Thares
would bring an update to the next meeting in November. Tapper also questioned
the Kennedy and Graven bill for 349 W Broadway. Angela Schumann stated that
if the EDA would like this bill to be presented to the City Council for review,
staff would do that.
JINI DAVIDSON MOVED TO BR1NG THE FEES FOR 349 W BROADWAY
BACK TO CITY COUNCIL FOR REVIEW. LLOYD HILGART SECONDED
THE MOTION. MOTION CARRIED, 5-0.
Economic Development Authority Minutes — October 10, 2018 Page 1 � 4
Angela Schumann explained per the August 8, 2018 EDA staff report, it was
noted that a lease would be required and would come from the EDA's budget for
about $700. This item was placed on the consent agenda.
MOTION WITHDRAWN.
TRACY H1NZ MOVED TO APPROVE THE PAYMENT OF BILLS FOR
SEPTEMBER, 2018. OLLIE KOROPCHAK-WHITE SECONDED THE
MOTION. MOTION CARRIED, 5-0.
5. Consideration of 2019 Fundin� for Arts Pro�ram and Comprehensive Plan
Jim Thares stated that the Art's Initiative has been successful and has included a few
proj ects and events in the downtown. The City Council has asked the EDA if they would
be willing to participate in a cost share for the Art's Initiative for 2019.
The second part of the request is to fund $10,000 for a Comprehensive Plan update.
Thares and Angela Schumann stressed the importance of the EDA being involved in the
update process.
Tracy Hinz asked if the Comprehensive Plan update would be completed by a consultant
or staf£ Schumann responded that an outside consultant would likely coordinate the
work, but a conversation about if the strategic and visioning plan should be incorporated
with the comprehensive plan update would occur.
Sue Seeger explained that most of her work was focused on enlivening the downtown.
Seeger said that it was the intent for $25,000 to be used for her fees/salary and the
remaining $5,000 for supplies in 2019. Thares noted that in fall IQ magazine, published
by the Initiative Foundation, there is a feature article highlighting the Monticello
Shimmer Wall and the work of the local arts program.
Bill Tapper was very much in favor of the work Seeger was completing, but thought that
the EDA should not be responsible for funding the salary. He noted that he would be
interested in funding a specific project. He stated that the Parks Department should be
responsible for the funding half of the cost. Tapper also noted concerns with funding a
portion of the Comprehensive Plan. He noted that the EDA is charged with following the
Comprehensive Plan and not responsible for creating it. Tapper noted that he was in favor
of the Comprehensive Plan update, but noted that the City Council general fund should
cover it. He said that in order to pursue redevelopment proj ects, the EDA needs those
dollars.
011ie Koropchak-White explained the importance of the EDA funding a portion of each
project to show support to the City Council. Tracy Hinz had confusion about the
sustainability of the Arts Initiative. Hinz supports the arts program, but agrees that the
EDA should assist with specific projects instead of general operating support.
Economic Development Authority Minutes — October 10, 2018 Page 2 � 4
Seeger noted that many of the projects she plans on completing would be done through
grants. She noted the program is in its infancy and it is important to secure funding for
the program so the arts initiative momentum and work continue to gain community
backing. Hinz asked which budget the consulting salary came out of for 2018. Schumann
explained that the City Council provided $300,000 general funds for downtown
improvements. The bulk of those costs went to capital improvements, the Park's
Department had to pay the costs for Art's Initiative consultant salary, with the costs of
materials coming from the capital fund.
Jim Davidson asked if in the future, the EDA should look at the Arts Initiative as its
responsibility for the long term. The EDA discussed lowering their current levy in the
and allowing the City Council to pass a higher tax levy to fully cover the initiative. The
EDA encouraged the City Council make the Art's Initiative a future budget line item.
Decision 1
OLLIE KOROPCHAK-WHITE MOVED TO APPROVE A ONE TIlVIE DONATION
FOR 2019 FUNDING FOR THE ARTS PROGRAM 1NITIATIVE 1N THE AMOUNT
OF $15,000. JIM DAVIDSON SECONDED THE MOTION. MOTION CARRIED, 4-1
WITH BILL TAPPER OPPOSING.
Decision 2
TRACY H1NZ MOVED TO APPROVE 2019 FUNDING FOR THE
CONIPREHENSNE PLAN UPDATE PHASE ONE 1N THE AMOUNT OF $10,000.
JIM DAVIDSON SECONDED THE MOTION. MOTION CARRIED, 3-2 WITH BILL
TAPPER AND OLLIE KOROPCHAK-WHITE OPPOSING.
6. Consideration of Quotes for Fabricatin� Si�ns for Otter Creek Business Park and
Block 52
Jim Thares indicated that two sign quotes have been received from three bids. The first
sign would replace the current damaged sign in Otter Creek The second sign would be
placed on Block 52. Thares suggested Alumacore for the Otter Creek sign. Thares
recommended Bebond material for the Block 52 sign as the sign would be fastened to the
front of the existing sign, which was different than proposed on the staff report.
The revised new total would be $2,369. Lloyd Hilgart suggested the Otter Creek sign
state: "City Industrial Land for Sale". EDA members concurred. Thares stated that
Public Works would help to move and mount the signs.
JINI DAVIDSON MOVED TO APPROVE THE FABRICATION QUOTE FOR THE
MARKETING SIGNS AT OTTER CREEK BUSINESS PARK AND BLOCK 52
FROM MUSTANG GRAPHICS 1N THE AMOUNT OF $2,369 1NCLUDING
DELIVERY 1NCLUDING THE CHANGE TO THE INDUSTRIAL SIGN TO STATE
"CITY 1NDUSTRIAL LAND FOR SALE". OLLIE KOROPCHAK-WHITE
SECONDED THE MOTION. MOTION CARRIED, 5-0.
Economic Development Authority Minutes — October 10, 2018 Page 3 � 4
7. Consideration of Repaintin� West Side of EDA Owned Buildin� located at 112 East
Broadwav Street
Item was placed on the Consent Agenda.
8. Consideration of Downtown Proiects Update
Angela Schumann stated that she didn't have any additional updates, but would answer
any questions.
Lloyd Hilgart had a question regarding the restaurant search completed by Tangible
Consulting.
9. Director's Report
Jim Thares provided the Director's Report. He noted that the Fa�ade Grant Improvement
program meetings with the architect and property owners would be occurring later in the
month. Lloyd Hilgart asked how many of the property owners were interested. Jim
Thares stated a total of 7 of the 10 properties were interested pursuing the program. The
non-participating property owner has three properties in Block 35.
Thares asked for comments for the Manufacturing Appreciation Breakfast. Tracy Hinz
and 011ie Koropchak-White stated they enjoyed the program. Thares asked the EDA to
provide any ideas for next year's event through email to him directly.
Bill Tapper asked how the restaurant search was initiated. Thares stated that the EDA
authorized the work for staff to consult with Tangible Consulting at its December 2017
meeting.
10. Adiourn
OLLIE KOROPCHAK-WHITE MOVED TO ADJOURN THE MEETING AT 7:02
P.M. JIM DAVIDSON SECONDED THE MOTION. MOTION CARRIED, 5-0.
Recorder: Jacob Thunander
Approved: November 14, 2018
Attest:
Jim Thares, Economic Development Director
Economic Development Authority Minutes — October 10, 2018 Page 4 � 4
EDA Agenda: 11/14/18
4c. Consideration of approvin� pavment of bills (JT)
A. REFERENCE AND BACKGROUND:
Accounts Payable summary statements listing bills submitted during the previous month
are included for review.
B. ALTERNATIVE ACTIONS:
L Motion to approve payment of bills through October 2018.
2. Motion to approve payment of bills through October 2018 with changes as
directed by the EDA.
C. STAFF RECOMMENDATION:
Staff recommends approval of Alternative #1.
D. SUPPORTING DATA:
A. Accounts Payable Summary Statements
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Julie Cheney
From: Jim Thares
Sent: Thursday, September 27, 2018 9:17 AM
To: Julie Cheney
Subject: RE: Kennedy & Graven Invoices (4)
Julie, these invoices are okay to pay. Please see coding below.
From: Julie Cheney
Sent: Tuesday, September 25, 2018 3:53 PM
To: Jim Thares <Jim.Thares@ci.monticello.mn.us>
Subject: Kennedy & Graven Invoices (4)
Jim
Attached are the following invoices from Kennedy & Graven:
Inv# MN325-00039 — Bondhus SCDP Loan -$855.00 213-46301-430400
Inv# MN325-00031— Conveyance for Fred's Auto -$665.00 213-46301-430400
Inv# MN325-00006—General - $513.00 213-46301-430400
Inv# MN190-00101— General EDA -$247.00 213-46301-430400
Okay to pay? Please provide coding.
Tha n ks,
_Tulie CFiertey
Finance Assistant
City of Monticello
763-271-3205
Julie.CheneyC`�ci.monticello.mn.us
APC�ci.monticello.mn.us
L'!Ii' f7F
`�`� ����I����'
EmQil correspondence to and from the City of Monticello government offices is subject to the
Minnesotn Government Data Practices Act nnd may be disclosed to third parties.
i
Page: 1
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Julie Cheney
From: Jim Thares
Sent: Thursday, September 27, 2018 9:17 AM
To: Julie Cheney
Subject: RE: Kennedy & Graven Invoices (4)
Julie, these invoices are okay to pay. Please see coding below.
From: Julie Cheney
Sent: Tuesday, September 25, 2018 3:53 PM
To: Jim Thares <Jim.Thares@ci.monticello.mn.us>
Subject: Kennedy & Graven Invoices (4)
Jim
Attached are the following invoices from Kennedy & Graven:
Inv# MN325-00039 — Bondhus SCDP Loan -$855.00 213-46301-430400
Inv# MN325-00031— Conveyance for Fred's Auto -$665.00 213-46301-430400
Inv# MN325-00006—General - $513.00 213-46301-430400
Inv# MN190-00101— General EDA -$247.00 213-46301-430400
Okay to pay? Please provide coding.
Tha n ks,
_Tulie CFiertey
Finance Assistant
City of Monticello
763-271-3205
Julie.CheneyC`�ci.monticello.mn.us
APC�ci.monticello.mn.us
L'!Ii' f7F
`�`� ����I����'
EmQil correspondence to and from the City of Monticello government offices is subject to the
Minnesotn Government Data Practices Act nnd may be disclosed to third parties.
i
Page: 2
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Julie Cheney
From: Jim Thares
Sent: Thursday, September 27, 2018 9:17 AM
To: Julie Cheney
Subject: RE: Kennedy & Graven Invoices (4)
Julie, these invoices are okay to pay. Please see coding below.
From: Julie Cheney
Sent: Tuesday, September 25, 2018 3:53 PM
To: Jim Thares <Jim.Thares@ci.monticello.mn.us>
Subject: Kennedy & Graven Invoices (4)
Jim
Attached are the following invoices from Kennedy & Graven:
Inv# MN325-00039 — Bondhus SCDP Loan -$855.00 213-46301-430400
Inv# MN325-00031— Conveyance for Fred's Auto -$665.00 213-46301-430400
Inv# MN325-00006—General - $513.00 213-46301-430400
Inv# MN190-00101— General EDA -$247.00 213-46301-430400
Okay to pay? Please provide coding.
Tha n ks,
_Tulie CFiertey
Finance Assistant
City of Monticello
763-271-3205
Julie.CheneyC`�ci.monticello.mn.us
APC�ci.monticello.mn.us
L'!Ii' f7F
`�`� ����I����'
EmQil correspondence to and from the City of Monticello government offices is subject to the
Minnesotn Government Data Practices Act nnd may be disclosed to third parties.
i
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�OD �tsuth ��xttr �kre�ek_ Su te 4�'f�
f'�iinne�p�li�, �II1N �54C��
f�"lonti��llo E[��,
A�g �s: ? 1 2�I1 E
Mh����-�4�D39 Bondhus �CDF� Loan
Throu��h Aug�st 31. 201 �
Fer A,II L+�gal �en+ie�� As F�ell�w�: �{����
�!2,+�0'18 �+1N1 Drai� �D,A� r��ol�te�sn .�pproving ��bl� lo�n Fc�r Bor�d��s Q 3+�
5l��2�+1� hANI I�r�!�k�ity resolution �pprov�ing BandF�us sut�s�dy (].40
$?13?�(�18 MNI Re�ise Bontihu� I��n ��r�em�r�[+auit:h eq�ip+rrler�t list; ��n�il 0.2�
corresponderi�� +��i[h J Th�ar�� reg�rding same
8l14l�p�8 M�1J Fm�li�� executirn c�py �rf ��r�c�hus I�ar a�reem�nk 1 3Q
8,`1 E�2{�1 S MNI F��ali�e �nd s�n� ��sndhus I�an d�cumer�ks t� J Thares 2 3{J
fa�r �,°�8 �los�ng.
Tot�l ��rv��ees: 5
'Fatal ��nrfce� and pisb�rsements: S
�m�o�nt
�7.(�[}
7�_QO
3$.r0
�47.t1Q
43i D�
8��.4Q
8�5.0�
-�- -�-� _-_ � _ .� f _
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� 0
�^� - .'i^.
Julie Cheney
From: Jim Thares
Sent: Thursday, September 27, 2018 9:17 AM
To: Julie Cheney
Subject: RE: Kennedy & Graven Invoices (4)
Julie, these invoices are okay to pay. Please see coding below.
From: Julie Cheney
Sent: Tuesday, September 25, 2018 3:53 PM
To: Jim Thares <Jim.Thares@ci.monticello.mn.us>
Subject: Kennedy & Graven Invoices (4)
Jim
Attached are the following invoices from Kennedy & Graven:
Inv# MN325-00039 — Bondhus SCDP Loan -$855.00 213-46301-430400
Inv# MN325-00031— Conveyance for Fred's Auto -$665.00 213-46301-430400
Inv# MN325-00006—General - $513.00 213-46301-430400
Inv# MN190-00101— General EDA -$247.00 213-46301-430400
Okay to pay? Please provide coding.
Tha n ks,
_Tulie CFiertey
Finance Assistant
City of Monticello
763-271-3205
Julie.CheneyC`�ci.monticello.mn.us
APC�ci.monticello.mn.us
L'!Ii' f7F
`�`� ����I����'
EmQil correspondence to and from the City of Monticello government offices is subject to the
Minnesotn Government Data Practices Act nnd may be disclosed to third parties.
i
�ity �f M��ntic,�hVo .
A#tn:'�'Vayne �berg. �inan�e�e Dire�tor
5Ci� 1�u'alnut Stre�t. Suite 1
F�on�icello, �N �53�2-$831
I�N 5641$ I(753� 641�E�t16 I tih�BAccourrtin��wspet�, ,�m
.,.,r.-.n�?�f �I�, 2C11$
Pro�eGUln��i�e; R-�ll i1�"�-OC+� - B
F��rrieweci b�.: �ret �faleiss
l�raject Nlanager: James �tom�erg
2U98 Eeoncsrnie L�eue�apm�+�t Service�
�aty �t�ff f��Lriew�r - Jim Th�re�
�L AcCt # 213.4�3f�� 43'V99C1
Pr�f��.i�l Ser,�ices fr�sr� At�� st 2�}'��to_�u �._���
Phase b01 �018 E�c�ncrmic �evefc�pmer�t Servi��s
����in�r �F�� ��'�� IVlon#flly.
Month�y '�e��rner
�+�e
T�rtal F+�e
P�erCer�t Compleke
B�Ilings to Date
F�e
L2b�r
Ta#als
9,Q0{l.�{J
6�6.�6fi7 Ta#al'E�rned
�reuious Fe� B;�lir�g
�urrent Fee B�flirr�
Total �ee
�Curr�nt
754 tl �l
0.(l�
7�S�1,Q0
�r4o�
5.2'�0.0{}
3,�(i�.�0
�,358.:�
�,,(��(�,00
5.�50.�JQ
754,0�4
T51�_0{�
Total this T�a�k ����•��
Tot�i this Ph�se �750.b6 �
— — ��
Trst�l this �rtvc�iGe i$750.4�7
! `� ����
�
T�tat
�,p�b.DO
3 �0$.5Q
�.��8.bi]
CHECK REQUEST
CHECK AMOUNT: � � �. � D RE(2UEST DATE: � ' 2�' ' � �
Chec� to: Harry T. Lantto Vendar #
907 — 2"d Ave S `�
Buffalo, MN 553�3
Meetin Worked:
Plann'rng Cammission
EDA 1V�'eeting
City� Council
City Council
Total Llue: `� � �D. DU
Date N �h' 7'ime
Date � ' � �. • ��S Time 1 • �
Date �� iD' i� Time 2-
Date °� ` z4 • � � Time 2 • ��7
Planning Commtssion: lOf.4�� �Q . 4 � p
EDA
City Council
z�3.�c,ab�.431qRo
fDl.4f fID. i-F3I�qD
$ fQ D
� t to
Amount Due
Amount Due �+ (P'D
Amount Due � l,o�U
Amo�nt Due � (ol�
Authorized by; Date �• 2{0 • I�
TIME SHEETS AT�'ACHED
NAME:
PQSITION
DATE
_`�II�1 t �
����� ,
� �������
C1TY OF
.,� �OY]t1����J
,�,
�,�=- ��--
TIME SHEET
HARRY LANTO
PUBLIC ME�TING RECORDER - CONTRACT
TTME IN ZIME OUT H�URS MEETIfVG
S ��W� 7= �� 2 � � .
✓ P� �!��'`\ �r� _f!���-- ..
��.3dF'� �=�fiS� 2�2�� ���..;_e_�
k:
� ;
MEETING PAYMENT: $60 FOR F�€�5T 3 HOURS
$�0 PER HOUR FOR EVERY F-IQUR AFTER
fVIEETING RECORDER: HARRY LANTO
,^r � � ,
SIGNATUR�: '�` �r'�' �-f'f`���
�ATE: _�I2� I Z-c�1 �
AUTHORIZED BY. `
DATE: �i'ZS' �'�
.'
� Advertisin
�� Design g
P.Q.Box 6$1 Monticello, MN 55362
www.majirs.com 7b3.29S.4343 design@majirs.com
Bill To
City of Manticello
Aecotznts Payable
SflS Walnut Street
Monticello, MN 55362
Item Quantity Descriptipn
Cre.ative Fee-tax b.5 �usin�ss c;ard, Ra�rdali
Creative Fee 0.5 �3lcrelc 52 sign revisians
Print 5(N) R�nd��!'s r�tds
Print 5,000 #9wir�dowenvca�or I'�-�r� - �, ,' ! � ._,;-
ship�in� env ` �`
Thank you %r your business.
Invo�ce
Date In�oice #
9/29/2018 158�
Terms
l�iet I S
Rate Ampunt
40.00 45.flf)
94�.00 �5.00
U. I �4 52.Q0
41.11(y9� 554,4(?
3'7.85 37.85
��� � � � ��
� ��
(cC�C� ,�-�1'D1�1 �-�(.�' �1�1�
�C� 4 �-( � s�. � � i � �1c� I � �� � �
�� 1�:��c�� I. �# 3y ����: I� ��I`�.
Tota I
PaymentslCredits
A monchiy Cate fee of LS% will be charged for invoices 3{? days past due with a
rttinimum charge of$l0 Balance Due
$734.75
so.oa
$734.75
Debbie Davidson
From: Randall Johnsen
Sent: Monday, Oetober 1, 2018 12:21 PM
To: Debbie da�idson
Subject: RE: Majirs 1584 inv. 09292019 $97.
Okay to pay.
Randall Johnsen
Manager
763-295-5222
��� C_ITY C�f
� '
��� C�11 l+C�
�
HI�INA�Y LI �J�Q�
From: Debbie Da�idson
5ent: Monday, October 01, 2018 12:05 PM
To: Randall Johnsen <RandallJohnsen@ci.monticello.mn.us>
Cc: Julie Cheney <Julie.Cheney@ei.monticella.mn.us>
Subjett: Majirs 1584 in�. 09292019 $97.
Happy Monday Randall,
The attached in�oice from Majirs indudes a couple different departments. Et laoks like Hi-way Liquor total is
$97. Please take a peek to confirm. O'kay to pay $97?
Thank you!
D��J�i,E 1�GIV?�O�SDVt.
Finance Clerk
City of Monticello
763-271-3225
Debbie.davidson@ci.mo�ntice�la,mn.us
c�p@ci,monticelEo.r�n.us
Email correspandence to and from lhe CityafManirc!!o qovernment offices issu6jectto the Minnesota GovernmentData
PracticesAct and may6e disclosed to third parties.
1
Julie Cheney
From: Jim Thares
Sent: Monday, October 1, �018 �:28 PM
Ta: Julie Cheney
Subjett: RE: Majirs Invoice $45.00
Julie, this one is okay to pay. Please cade to: 213-46301-434990
�rom:lulie Cheney
Sent: Monday, October 1, 2018 L26 PM
To: Jim Thares <Jim.Thares@ci,monticello.mn.us>
Subject: Majirs In�oice $45.00
Jim
Attached is InV# 7584 from Majirs Advertising. 7here are mu{tiple c�arges on here. Your line item is for Black 52 sign
revisians. Okay to pay $45.0�?
Please pro�ide coding.
Thanks!
�iiili' l 1i4'37i'lf
Finance Assistont
City of Monticello
763-271-3205
Julie.Chen�yC�c�.monticello.mn.us
AP@ci.manticel lo.mn.us
:�::�, * ���7.t1C��0
Emdil correspondence to and from the City of Montrce!!o governmer�t offices is subject to the
Mirtnesota Gvvernment Data Practices Acfi and may be dr'sclosed to thrrd parties.
i
Julie Cheney
from: Wayne Qberg
Sent: Tuesday, October 2, 2018 9:16 AM
To: Julie Cheney
Subject: RE: Majirs Invoice $592.75
Okay. As far as coding goes, I imagine they should be coded to the same place as the last order of AP en�elopes.
From: Julie Cheney
Sent: Tuesday, October 2, 2018 8:39 AM
To: Wayne Oberg <Wayne.Oberg@ci.monticello.mn.us>
Subject: Majirs Invoice $592J�
Wayne
Attached is Inv# 1584 from Majirs. En�elapes were ordered for A/P. Okay to pay $554.90? Cade to 101.4152�.421990?
Thanks,
_�lflle' (_ iit'11('L/
Finance Assistant
City of MonticeElo
763-271-3205
Julie,CheneyC�ci.montfcello.rnn.us
A�C ci.mon�ticella_mn.us
r:a� {,f
��,`� � �1 1 �
� Cl t C� 4
.�-'�`�" -��--.
Email correspander��e to und from th� City of Monticello government offices is subject to the
Mirrnesata Gvverr�ment Data Practices Act and may be disclosed to third partres.
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Then 0.1� miles
� 14. 374� :�L1fJSET DRIVE is an the right.
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�ood h�ilornin�.
Raehew L��rr�ard
M�nd�y, �ctcrber 15, ��18 �;�45 AN1
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�.MC �4siob� Li[�ris� Sub�c�iption - Y��r � fn�c�i�e
Ehv9C Invoi�e C�r�ers_�83i1�_�i6.�df
�leas� see the �tta�h�d invoi�e �rorn #h� Lf'��C for Adc�kae pr� lic�nses_
Th�nkyo�,
��chel Le�ana�d
C�mmunieatior�s � Speci�l PTv��ct� C�ordir�atvr
�it�+ �F Mc�nticelfc�
753-271-3275
w+�w,ci,rr��ntice�l�.mn.us
Erriail correspo�den+ce ta and f��m #he City c�f Mrsntic�lla g€ruern�n,�nt +��fice� i5 5�%j�ct to #he Mirrr�e�nta ��verrsrr�en#
[��t� Practfe�s Act �rsd ma�r b� discio�ed #o third p�rtie5.
Fro�: Le��ue �vf f�linnesr[� �iti�s �billir�g�n Ir�c,org�
��n#: Fri�iay, Detob�r 1�, 2�18 9:�� A�NI
To: R�Chel L��nar�d
Subject: Lnr1C Adc�be Lfcen�e Sub�cripCion - Ye�r � Intrc�i�c�
Thk� ii�v�i�e reflects the Ad�ik�� �i���nses y�u purch�s�d frc�m the ��st ��ar. The p�rch�s� w�s �rom a 3-y��r li�ens�e
agreement whieh st�rled O�t�ber �{J�7_ T�da�r's p�u�el��se �5 the an��u�l ��,k��ceipti�n for ye�r �, uaiid chr�ugR� f�ov�rx�ber
2S, 20f9_ In �ltkober �01� y�ti �riEl be r�quir�d tc� purehase li��ns�s far the third, �n� �inal, f�ull y��r, Tftis 3-year �'��u�
Ince�ti�e Proei�g Er�terpri�� �VIPeJ �i���is� ensds t��su��rrber 25, 2(72(}_ All Sc�Ftvu�re �r��k su��ort i� �arfar�[�d t�y the
manufac:tur�r, Adabe Sy�ter���, fnc, and i� ��sed 5�k�ject to the �IJ�A. The League of Mrnnesota �Citi�� is providir�g th�
.�d�k�� li�ense [� yr�u under expli��t t�rr'�rs and �coe��iti�ins +,v�khin the �IIP� ��reement.
If you are interested in purchas�rag �dc�iti�r�aC li[er+ses, pleas� do �� by g[�ing tn LMC �Busin��s at this link�
http: f,'}4��,��_�,��,Pmr.�,r�* a����t:1r'`{iif��e. Addit"r[�r��l licenses �nrill t�� ��ded �nto yo�,r ��ree�nent arrcl bvill b� in�l�ded irr �e�ct
year's annual rer��w�l, Orderin� v�� thi5 p�r#al will be €�pen �untrl 5'0� P�+t on Qctob�r �S, 2�1�.
Ys�ur inuoi�e is �#'t�ched
Plea�� �ririt the invaicg �r�d �ubmit it w�th ��h��k made ��y��le to the Leagu� �� �0�lwnnese�ta Citi�.�.
S�bmit payment to:
L2�gue of �Vlinrres�C� Citi�s
ATTh� Finance Dept
1� 5 l�rpiversity AvenuE 1l�+�st
5t PauC f�N 5�103-2044
Julre Ch�ern� '�. � �' �,
�rarn: BullseyQ �rape�ty �Nlar.agennent <m�ilC�rn�nat�ebuilding.carn�
�#.'11�: FfG�B�'.'�'Cx���@f 7�� ���� �_�� 1�,�
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5�bject: ���5� �ta#ement for Bra�dw�y Parking E�s�ment -��Mf�'IER��,4L -� as of 10l1�I2018 �
�ullse�� Prc�perty Manage�-n�r�t
PLh�t���; �1C7T�.: �O Nf7�[� Ft1�:E�LY T� TH1S i-.'4�1.�i1. ,�,DD�t�ESS
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Julie Cheney
From: Jim Thares
Sent: Thursday, October 11, 2018 928 AM
To: Julie Cheney
Subject: RE: Live Laugh Bloom $281.00
Julie, this is okay to pay. Please code to: 213-46301-443990
From: Julie Cheney
Sent: Wednesday, October 10, 2018 3:54 PM
To: Jim Thares <Jim.Thares@ci.monticello.mn.us>
Subject: Live Laugh Bloom $281.00
Jim
Attached is the invoice from Live Laugh Bloom for the IEDC breakfast centerpieces. Okay to pay $281.00?
Thanks,
_IuCie Che�ey
Finance Assistant
City of Monticello
763-271-3205
Julie.CheneyC�ci.monticello.mn.us
AP@ci.monticello.mn.us
�� ��I�l������
[�
Email correspondence to and from the City of Monticello government offices is subject to the
Minnesota Government DQtu Pructices Act nnd may be disclosed to third parties.
i
�4 ��tere�d Erre�rt
9?51 l�a�end� A+�e, N.E,
hJ�ont�c�llo, MfV �r53fi2
763-���-66��
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Food S�I�s
M€�rrnn� �lory Buffet: Ham, E+�g & Chee�e
B�kp, Frr�sF� Fruii, J�I�,p�no H��hbrpwn�
with Onion, �SSor1�d H�memad� �w�et
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Gh��ol�,�e Chip, P�,mpkin, A�Sorled Jui�e,
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��ty of Mcrn#ice�lo
505 W�In�ut �treet
M[�nticello, MN 5'�36�
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Julie Cheney
From: Jim Thares
Sent: Thursday, October 11, 2018 924 AM
To: Julie Cheney
Subject: RE: A Catered Event Inv# 6693 $1,332.57
Julie, this is okay to pay. Please code to: 213-46301-443990.
From: Julie Cheney
Sent: Wednesday, October 10, 2018 3:54 PM
To: Jim Thares <Jim.Thares@ci.monticello.mn.us>
Subject: A Catered Event Inv# 6693 $1,332.57
Jim
Attached is Inv# 6693 for $1,332.57 for the breakfast for Industry of the Year. Okay to pay $1,332.57?
Please provide coding.
Thanks,
Julie CFieney
Finance Assistant
City of Monticello
763-271-3205
Julie.CheneyC�ci.monticello.mn.us
APC�ci.monticello.mn.us
{'fTY C!F
_f��' . ��'�����ll�
EmQil correspondence to and from the City of Monticello government offices is subject to the
Minnesota Government DQtu PrQctices Act and may be disclosed to third parties.
i
MEI'VI�]R�4iVallM
dATF: Oet�ber 15. 2�1$
Tp_ Juli�e Cheney, Fin�rt�� Asssstant
FRQM: lirr� �h�r�s, EConomir L1e�+eloprne�t M�rl�ger
5116JECT; �elaCa#ion �e�tefit Clairn und�r the Uniform R�Icscata4n Assi�t��te Att
Atk�ched is a Relo�2ti[�n Ber�efi� clairn pa�ket. The p��ket vras prepared la�+ the E�A r�lacation
�onsult�nt, ��enrry� f�c�lff �r�nt Rolf of'�NSB & ASsoci�kes, fnc_ I ha�e reuiewe� Ch� rJaim arrd �verythin� is
ir� order to proc��d with p�ynn�nt Qf the claim.
Arrrount af Pa�rrn�nt �� �e Pur ose
��,�45,3� Ewin sG�an InSt le _ M�viri�sts
� $,�45.�7 T�TAL
Thc c�ding ft�r the cl�im is t� be determined f�y �l�yne �aergJS�rah PCathlisber��er �as it i� re�ate� t� 2�d
similar to the r�cent prc���rty acqa�isiti�r� ��r�pl2ierl by the EbA. L�t me kn�aw if you have �nY
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S�bject:
N��t��n �I�nseg� � r��#h3n.l��nser��a�insigh�re�ity+ad�ras�rs �am �
�fu�es�a)+, Jul}� 10, ��I18 �:1�1 PM
�er7r7y R�if
5pray tan b4pth
P�nny,
Unfe�rl�r���ely, I have nc�# b��n ahl�e t� fir�d any inform�tio�n regar�an� the M�ra�le Mist k�ranr�. F'�rl�aps th�t is ar�
alterrrati�e hr�nding for a I�rger manufaetu�e �a� s,�ray tar�niJ7g b�a�ths, 13- +�ears nl� is some�hat nld fc, R this equiprnent
[yp� gi�r�n F�� evoVvin� t�e�+n�ology �r�d changes in �or�s�,m�r �1en�and.
Sinc� I�annot finri a�y inform�tion of lvliracl� f��ist, I e�nr�ot �ttes# �� th� �u�City of t�e ��uipment ypu ft�ve, Hs�wev� r, '
k+1as� abae to fir�d d�ta far other 6rand� af used spray in ���hs. :'As-is u,rf�ere-is" pri�ing, wt,i��r do�s r�s�t inr.lud� any
v�r�rr� r�ky ar deliu�ry, for .used machin�� ra n�e fro $7,90�] t��„D4�t�, tivith m�ny pr�c��l {� ra�i nd �5,50��. 1�9os4 of the
'ct�mp�rs�bies' reflect t�� �+lystic Tan bra€��I. fiut a�ain, � I cannot find �ny infa��atin.-� o� h�iracle fvli�t, I �ad^:not
cr�rT��aar�. H����r�r, th:e f�C� th�t I canr�ot firtd �rtfor�'n�tror� or7 th�t hr�nd is t2Clir�g �nd I wtr�,ld lik�ly g�+�e a ualea� rppinion
�t ���elo�,�r the fc�yw �nd af tl�� rang� of the data s�#-
I,�et me knaa� if yfl�� have any qu�sti�ns ar�o�:ld like scrm�thin� For farmal th��r this.
-Nathan
L� t� �` � �
Natf�an P_ Hans�n
� 1 ��� �S�e. t��c��re.� �I� ,,�Y� V�f ti°.
Princi�al J �Li.�`� �� �����7��
Irr�i�ht Re�lty Aciui�or5, Inc. � ���
�75 E r�"' �[r�et, Su�te 325
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Phr�n�: ��1-�}7G-1�Z�
�ra�ail� nathan_Frans�n��insi���tre�ltvadvisors.c�rn
1�d�h: �v�rw_insi�htrealty�duiss�rs,eom
MN C�rtifiee� �eneraN F�eal Prc�perty A�p�raiser Lic��rse #�430�61�
L'�+I �e�tifi��l �ene�al RP,I Prs�perty �pqraiser �icer�se #��6b6-C]1�
Fr�m: �'enr�y Rolf �PRcIF��wsb�ng cr�rr�>
S�nt; Tuesd��p, July 3, ZO�� f 1:17 �P�l
To� Nazhan Hans�en «,�thar�,hansen["in�ighir�altyadvisors,c€�m�
,�ub�e�t� R�: 7H 169 pro���#
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Mon�lay, C7c#�ober 15. �418 3;17 PM
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Vendc�r � � � �t^ '
Date of Tra�isactipn ��`��� � � � _
CITY OF MONTICELLt3
Ci3y Hall Card Transaction
Pfease attath the in�oice/receipt and any other avai�able doeumentation to this form,
7o be completeci by purchaser:
o�
Amnunf $ i � � �
Circle purchaser name:
Julie Cheney
Tracy Ergen
Vicki teerhoft
Rachel Leoraard
Jeff O'I�eill
Wayne Oberg
Sarah Rathlisberger
�ennifer 5chreiber
Angela Schuman�
Tharac
IacoL� Thunander
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.. �s . .
Circle department code:
1�1-41110
101-41310
101-41410
101-�1524
101-41800
101-41910
101-41'920
101-4194Q
City Council
Administration
City Clerk
Finance
Human Resources
Planr�ing and Zoning
bata Pr�cessing
City Hall
con�--om Developme
HRA
5pecial Project # or Description
443700
443990
Other
Licenses and P�rmits
Misc, Other Exper�se
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10I1212Q18
���_ • ,
Brownfields and 6eyond: 2098 Redevelopment Conference - RegOnline
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�018 MINNES4TA RE�3EVELOPM�NT CQNFERENCE
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Brownfields and Beyond: �01 S Rede�elopmen# Conference
Thu,rsday,.November 01 ,2018 8 OQ.AM (2Q18 11-01TD8:00 06 00) Friday November 02 2018 1 00 PM (2018-
__ ......_ __ _..,.. _........ _ __ _
1,1,-02T13;00 06;�0) (Cen#ral Time}
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St. Cloud River's Edge Convention Center
1 Q 4th Avenue Sout�
St. Cloud, Minnesota 5fi301
United Sta[es
(320) 255-7272
Event �etails
Phone: 651-259-7169
Email Us
u �i' 111
Thani� �ou �or regi�t�rir�� far th�� ev�nt, Find �'�t�i � of this
event w'� be sent out 1-� weel�s prior ta the even��
Profile
Registration ID:
11118(}a47
Registrant:
Jim Thares
City of Montieello
Registration Date:
10151201$ 9:0 fi AM
Regisiration or Sponsorship:
Attendee Registration
Status:
Confirmed
INark Phone:
763-271-3254
https:llwww.regonline com/registrationlconfirmation.aspx?cmpr�g=1&Eventld=2523577&Registerld=EH91R15rvP69f56o�ncoXg==&Aitendeeld=Eid5... 113
1Dl12/2p18
Brownfields and Beyand: 2018 Redevelopment Conierence - RegOnline
Cell Ph4ne:
612-219-$357
Email:
jim.thares�a ci.monticelfo.mn.t�s
If Illl ICf�I I�IIC Ilill Ilfll lllll IIIII Ili I Illf I illl IIII
Fees
Attendee Regisi Event Fee
Quantity:
lJnit Price:
Amount:
Subtotal:
T�taf :
Trar�sactions
�
1
$10D.00
$100.Q0
$1 fl0.40
$100.OQ
Transackion Amount
Date: 10151201$
Amount: $1 Q0.00
Balance: $10fl.OQ
Online Credit Card Payment (***�`*�`****"'`0480) Details
Date: 1 Q15/201$
Amount: ($100.00)
Balance: $a.p�
Current Balance:
�a.00
Payment Methad:
Credit Card (Uisa)
The online credit card payment for this event will be listed on your credit card
statement with the name DEED Communication Events.
Refund Information
This registration is non-transferable and non-refundable,
�v�-ri1 ��>i�l��_� I����,np��fi�_�n I
https:llwww.regonline.comlregisiraiionlconfrmation.aspx?cmpreg=1 &Eventld=2523577&Registerld=EH91 R15rvPB9f56oQncoXg==�Attendeeld=Etd5... 2!3
i0l1212018
Brownfields an,d Beyond: 2D18 Redevelopment Conference - Regbnline
Interested in hosting ynur awn e�ent?
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Debbie Davidson
From:
Sent:
To:
Subject:
Attachments:
City of Monticello, MN
505 Walnut St, Ste 1
Monticello, MN 55362
763.271.3228
8 AM to 4:30 PM
Account Information
Account:
Name:
Service Address:
Service Period:
Billing Date:
Due Date:
Meter Reading
Serial
53321062
Current Charges
noreply@merchanttransact.com
Friday, September 7, 2018 11:06 AM
AP
Your bill from City of Monticello, MN is ready.
9118WEBINSERTS.pdf
Previous Reading
Date Reading
8/1/2018 188496
Water:
Water: CITY WATER - NON-TXBL
Water: ACH Credit - Auto Pay
Water: E-Bill Credit
Sewer: SEWER - COM/MONTHLY
Sewer: SW DISCHRG FEE - COM MONTHLY 2%
Total Current Charges:
Bill Summary
Previous Balance:
Payments Received:
Adjustments:
Current Charges:
* Total Amount Due by: 10/1/2018
* This was the amount due at the time of billing.
007256-003
MONTICELLO EDA (213-46301)
349 BROADWAY W
8/1/2018 to 8/31/2018 (31 days)
9/6/2018
10/1/2018
Current Reading
Date Reading
9/1/2018 188496
To view your amount due at the current time and make a payment click here.
Auto payment is setup for this customer account, do not pay.
Cons
0
$0.00
$6.95
($1.00)
($0.50)
$8.75
$ 0.18
$14.38
$14.38
$14.38
$0.00
$14.38
$14.38
Debbie Davidson
From:
Sent:
To:
Subject:
Attachments:
City of Monticello, MN
505 Walnut St, Ste 1
Monticello, MN 55362
763.271.3228
8 AM to 4:30 PM
Account Information
Account:
Name:
Service Address:
Service Period:
Billing Date:
Due Date:
Meter Reading
noreply@merchanttransact.com
Friday, September 7, 2018 11:06 AM
AP
Your bill from City of Monticello, MN is ready.
9118WEBINSERTS.pdf
Previous Reading
Serial Date Reading
38298301 8/1/2018 1518440
Current Charges
Water:
Water: CITY WATER - NON-TXBL
Water: ACH Credit - Auto Pay
Water: E-Bill Credit
Sewer: SEWER - COM/MONTHLY
Sewer: SW DISCHRG FEE - COM MONTHLY 2%
Total Current Charges:
Bill Summary
Previous Balance:
Payments Received:
Adjustments:
Current Charges:
* Total Amount Due by: 10/1/2018
* This was the amount due at the time of billing.
007256-005
MONTICELLO EDA (213-46301)
255 BROADWAY E
8/1/2018 to 8/31/2018 (31 days)
9/6/2018
10/1/2018
Current Reading
Date Reading
8/21/2018 1518440
To view your amount due at the current time and make a payment click here.
Auto payment is setup for this customer account, do not pay.
Cons
0
$0.00
$6.95
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($0.50)
$8.75
$ 0.18
$14.38
$14.38
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Debbie Davidson
From:
Sent:
To:
Subject:
Attachments:
City of Monticello, MN
505 Walnut St, Ste 1
Monticello, MN 55362
763.271.3228
8 AM to 4:30 PM
Account Information
Account:
Name:
Service Address:
Service Period:
Billing Date:
Due Date:
Meter Reading
Serial
50319735
Current Charges
noreply@merchanttransact.com
Friday, September 7, 2018 11:06 AM
AP
Your bill from City of Monticello, MN is ready.
9118WEBINSERTS.pdf
Previous Reading
Date Reading
8/1/2018 1614932
Water:
Water: CITY WATER - NON-TXBL
Water: ACH Credit - Auto Pay
Water: E-Bill Credit
Sewer: SEWER - COM/MONTHLY
Sewer: SW DISCHRG FEE - COM MONTHLY 2%
Total Current Charges:
Bill Summary
Previous Balance:
Payments Received:
Adjustments:
Current Charges:
* Total Amount Due by: 10/1/2018
* This was the amount due at the time of billing.
007256-007
MONTICELLO EDA (213-46301)
103 PINE ST
8/1/2018 to 8/31/2018 (31 days)
9/6/2018
10/1/2018
Current Reading
Date Reading
9/1/2018 1614932
To view your amount due at the current time and make a payment click here.
Auto payment is setup for this customer account, do not pay.
Cons
0
$0.00
$6.95
($1.00)
($0.50)
$8.75
$ 0.18
$14.38
$0.00
$0.00
$0.00
$14.38
$14.38
NORTHEAN STATES POWER COMPANY Page 1 of s
SERVICE ADDRESS ACCOUNT NUMBER i i�
�������„������ CITY OF MONTICELLO 51-0012333444-6 10/16/2018
� 103 PINE ST
MONTICELLO, MN 55362-B564 STATEMENT NUMBER STATEMENT DATE � � i
RESPONSIBLE BY NATUREm
608069783 09/19/2018 $103.18
DAILY AVERAGES Last Year
Temperature 64° F
Electricity kWh 0.0
Electricity Cost $0.00
QUESTIONS ABOUT YOUR BILL?
Seeourwebsite: xcelenergy.com
Email us at: Customerservice@xcelenergy.com
Please Call: 1-800-481-4700
Hearing Impaired: 1-800-895-4949
Fax: 1-800-311-0050
Or write us at: XCEL ENERGY
PO BOX 8
EAU CLAIRE WI 54702-0008
� X�cel Lnergy�
SUMMARY OF CURRENT CHARGES idetailed charges begin on page 21
Electricity Service 08/02/18 - 09/03/18 680 kWh $103.18
Current Charges $103.18
ACCOUNT BALANCE
Previous Balance
No Payments Received
Balance Forward
Current Charges
Canceled Invoices
Pending Withdrawal
Amount Due
As of 08/02
10/01
$199.77
$0.00
$199.77 �,
��o3.�s N
-$184.40 CR o
-$15.37 CR
$103.18
INFORMATION ABOUT YOUR BILL
Different fuel sources are used to generate electricity, and they produce different air
emissions. For updated environmental information for the year ended 2017, go to:
xcelenergy.com/Rates, under Rates, go to Learn More, then Rates: Brochures &
Resources, and select Inside Your Electric Bill-Environmental Disclosure & Costs. If
you don't have internet access, please contact us at 800.895.4999 and we can provide
you with this information.
RETURN 60TTOM PORTION WITH YOUA PAYMENT • PLEASE DO NOT USE STAPLES,TAPE OR PAPER CLIPS
ACCOUNT NUMBER I DUE DATE
51-0012333444-6 10/16/2018 $103.18
Your bill is paid through a n automated bank payment plan.
------ manifest line ---------
I"I��II"�'I'�'�I'll�l�l���l��'ll��lll����l��lll�l�l'I��III'I��'
CITY OF MONTICELLO
505 WALNl1T ST STE 1
MONTICELLD MN 55362-8831
Automated Bank Payment
1
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28 29
2 3 4 5 6
9 10 11 12 13
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23 24 25 26 27
30 31
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XCEL ENERGY
P.O. BOX 9477
MPLS MN 55484-9477
32 51101618 00123334446 *000000812200000010318
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SERVICE ADDRESS ACCOUNT NUMBER i i�
���ie1 Enerqy� CITY OF MONTICELLO 51-0012333444-6 10/16/2018
� 103 PINE ST
MONTICELLO, MN 55362-B564 STATEMENT NUMBER STATEMENT DATE � � i
608069783 09/19/2018 $103.18
CANCELED INVOICES
DESCRIPTION
Canceled Invoice Number
Credit Invaice Periad
Credit Previous Billed Amaunt
Total
DETAILS
742821319
OS/02/18-09/03/18
SERVICE A�DRESS: 103 PINE 5T MONTICELLO, MN 55362-8564
NEXT READ DATE: 10/04/18
ELECTRICITY SERVICE DETAILS
PREMISES NIIMBER: 302923602
INVOICE NUMBER: 0745398828
CREDIT
- $184.40 CR
- $184.40 CR
ELECTRICITY CHARGES
Basic Service Chg
Energy Charge Summer
Fuel Cost Charge
Decoupling Adj
Affordability Chrg
Resource Adjustment
Subtotal
City Fees
Total
RATE: Sm Gen Svc (Metered)
11SAGE 11NITS RATE
680 kWh $0.095140
680 kWh $0.023853
680 kWh $0.001245
CHARGE
$10.00
$64.70
$16.22
$0.85
$1.26
$4.65
$97.68
$5.50
$103.18
Thrc�ugh our ongt��ng �nv�stm�nts in
clean energ}r, like wind and salar, us+e'll be
�k�le to k�e�i bringing +�+�u ��fe, rel��ble
er��ergy �t � louww ��a�t,
��w�ars de�rtrerrnr�.
.�
��
SERVICE ADDRESS ACCOUNT NUMBER i i�
���ie1 Enerqy� CITY OF MONTICELLO 51-0012333444-6 10/16/2018
� 103 PINE ST
MONTICELLO, MN 55362-B564 STATEMENT NUMBER STATEMENT DATE � � i
608069783 09/19/2018 $103.18
INFORMATION ABOUT YOUR BILL
We found a billing error on your account. To correct our error, we canceled previous
charges and rebilled youraccount to reflect the accurate amount owed. Be assured
that all payments received before this corrected bill are properly credited to your
account. We apologize forthe inconvenience. Contact us at 1-800-481-4700 orat
xcelenergy.com with questions or if you need to discuss payment arrangements.
For an average non-demand customer, 69% of your bill refers to power plant costs,
15% to high voltage line costs, and 16% to the cost of local wires connected to your
business. For an average demand-billed customer, 79% of your total bill refers to
power plant costs, 14% to high voltage lines, and 7% to the cost of local wires
cannected to your business.
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yr�u can cor�trc�l ���,r �ner�y 4,se — ar�d tf�e
rn�re you �an �ave, That's why we're alt�+ays
�i�liu�rir�g helpful ir7frarmati�n, frc�rr� er��rgy
saving tips or where your energy comes from to
the v�riet�l of �illing c��t��ns �nd w�y� tc� �:��y. �
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your busine�s sav� �nerc�y and m+�n�� for the lon� term, Plus, you can eam cash bacl�
��itl� aur r�ebate� to s�e�ed up tf�� pay�ack af y��ur ���r��-saviny praj�ct.
�hether �ou're upgradin� �hillers, a r�oftop unit �r addin� �quipment to improve tl�e
efficiency of your �xisting sy�tern, au� re�at�� offer +�au m�r�y opti+�r�� to reduce yaur
up-�r�r�t �q�t�_ Ju�t r�rY��r��b�r t0 SubrY7it y���,r rek��t� ��p�r�v�rk �vit��in �Dr�� ye�r �f
installing y�+�ur e��iprnent to earn your rebate d�ll�rs,
�onta�t on�e of aur er��ergy efficiency spe�ialists at 855.�39.��6� t� learn m�r�,
Debbie Davidson
From: Jim Thares
Sent: Tuesday, October 23, 2018 10:56 AM
To: Debbie Davidson
Subject: RE: 103 Pine St. - Xcel account
Debbie, this final bill is okay to pay and it should be coded to: 213-46301-461500
From: Debbie Davidson
Sent: Monday, October 22, 2018 11:49 AM
To: Jim Thares <Jim.Thares@ci.monticello.mn.us>
Subject: 103 Pine St. - Xcel account
Jim,
The attached are the first bills we have received for 103 Pine St. Where would you like me to code these? Would it be
213.46522.438100 TIF #22-Downtown Redev. Also, shauld I use project ZCULOS-EXPENS?
Thank you,
pebb�e �a�/�dsow
Finance Clerk
City of Monticello
763-271-3225
Debbie.davidsonC'ci.monticello.mn.us
apC�ci.monticel lo.mn.us
Emai! correspondence to and from the City of Montic!!o qovernment offices is subject to the Minnesota Government Data
PracticesActand maybe disc(osed to third parties.
1
NORTHEAN STATES POWER COMPANY Page 1 of s
SERVICE ADDRESS ACCOUNT NUMBER i i�
�������„������ CITYOFMONTICELLO 51-0012333444-6 10/01/2018
� 103 PINE ST
MONTICELLO, MN 55362-B564 STATEMENT NUMBER STATEMENT DATE � � i
RESPONSIBLE BY NATUREm
606190505 09/04/2018 $199.77
DAILY AVERAGES Last Year
Temperature 64° F
Electricity kWh 0.0
Electricity Cost $0.00
QUESTIONS ABOUT YOUR BILL?
Seeourwebsite: xcelenergy.com
Email us at: Customerservice@xcelenergy.com
Please Call: 1-800-481-4700
Hearing Impaired: 1-800-895-4949
Fax: 1-800-311-0050
Or write us at: XCEL ENERGY
PO BOX 8
EAU CLAIRE WI 54702-0008
� X�cel Lnergy�
SUMMARY OF CURRENT CHARGES idetailed charges begin on page 21
Electricity Service 08/02/18 - 09/03/18 680 kWh $184.40
Other Recurring Charges $8.37
Non-Recurring Charges / Credits $7.00
Current Charges $199.77
ACCOUNT BALANCE
Previous Balance
No Payments Received
Balance Forward
Current Charges
Amount Due
As of 08/02
$0.00 �,
$0.00 m
$O.DO "
0
$199.77
$199.77
INFORMATION ABOUT YOUR BILL
Different fuel sources are used to generate electricity, and they produce different air
emissions. For updated environmental information for the year ended 2017, go to:
xcelenergy.com/Rates, under Rates, go to Learn More, then Rates: Brochures &
Resources, and select Inside Your Electric Bill-Environmental Disclosure & Costs. If
you don't have internet access, please contact us at 800.895.4999 and we can provide
you with this information.
RETURN 60TTOM PORTION WITH YOUA PAYMENT • PLEASE DO NOT USE STAPLES,TAPE OR PAPER CLIPS
ACCOUNT NUMBER I DUE DATE
51-0012333444-6 10/01/2018 $199.77
Your bill is paid through a n automated bank payment plan.
------ manifest line ---------
I"I��II"�'I'�'�I'll�l�l���l��'ll��lll����l��lll�l�l'I��III'I��'
CITY OF MONTICELLO
505 WALNl1T ST STE 1
MONTICELLD MN 55362-8831
Automated Bank Payment
2
7 S 9
14 15 16
21 22 23
28 29 30
3 4 5 6
10 11 12 13
17 18 19 20
24 25 26 27
31
I"I��II"�'I'�'�I'll�l�l���l��'ll��lll����l��lll�l�l'I��III'I��'
XCEL ENERGY
P.O. BOX 9477
MPLS MN 55484-9477
32 51100118 00123334446 0000001997700000019977
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SERVICE ADDRESS ACCOUNT NUMBER i i�
���ie1 Enerqy� CITY OF MONTICELLO 51-0012333444-6 10/01/2018
� 103 PINE ST
MONTICELLO, MN 55362-B564 STATEMENT NUMBER STATEMENT DATE � � i
606190505 09/04/2018 $199.77
SERVICE A�DRESS: 103 PINE 5T MONTICELLO, MN 55362-8564
NEXT READ DATE: 10/04/18
ELECTRICITY SERVICE DETAILS
PREMISES NIIMBER: 302923602
INVOICE NUMBER: 0742821319
ELECTRICITY CHARGES
DESCRIPTION
Basic Service Chg
Energy Charge
Fuel Cost Charge
Sales True Up
Demand Charge Summer
Affordability Chrg
Resaurce Adjustment
Su6total
City Fees
Total
RATE: General Service
115AGE 11NITS RATE
680 kWh $0.034980
680 kWh $0.023118
680 kWh $0.001090
5 kW $15.250000
OTHER RECURRING CHARGES DETAILS
INVOICE NUMBER: 742821258
ADDRESS: 103 PINE ST
MONTICELLO, MN 55362-8564
DESCRIPTION USAGE UNITS
Install Number 157123
08/02/18ta 09/02/18
100 WATT HPS AREA CO OWN
UNIT
CHARGE QTY
CHARGE
$25.64
$23.79
$15.72
$0.74
$76.25
$3.56
$7.70
$153.40
$31.00
$184.40
CHARGE
Thrc�ugh our ongt��ng �nv�stm�nts in
clean energ}r, like wind and salar, us+e'll be
�k�le to k�e�i bringing +�+�u ��fe, rel��ble
er��ergy �t � louww ��a�t,
��w�ars de�rtrerrnr�.
��'"�
SERVICE ADDRESS ACCOUNT NUMBER i i�
���ie1 Enerqy� CITY OF MONTICELLO 51-0012333444-6 10/01/2018
� 103 PINE ST
MONTICELLO, MN 55362-B564 STATEMENT NUMBER STATEMENT DATE � � i
606190505 09/04/2018 $199.77
OTHER RECURRING CHARGES DETAILS
INVOICE NUMBER: 74282125B
ADDRESS: 103 PINE ST
MONTICELLO, MN 55362-8564
DESCRIPTION
Auto Protective Lgt
Fuel Cost Charge
Resource Adjustment
Total
USAGE UNITS CHARGE QTY CHARGE
36 kWh $7.57 1 $7.57
$0.65
$0.15
$8.37
NON-RECURRING CHARGES / CREDITS DETAILS
DESCRIPTION
Service Processing Chg Premise # 302923602
Total
CHARGE
$7.00
$7.00
INFORMATION ABOUT YOUR BILL
For an average non-demand customer, 69% of your bill refers to power plant costs,
15% to high voltage line costs, and 16% to the cost of local wires connected to your
business. For an average demand-billed customer, 79% of your total bill refers to
power plant costs, 14% to high voltage lines, and 7% to the cost of local wires
connected to your business.
:�
TI7e better� �c�u un�l�r�t�ncl your� k��ll, tl7e h�tt�r
yr�u can cor�trc�l ���,r �ner�y 4,se — ar�d tf�e
rn�re you �an �ave, That's why we're alt�+ays
�i�liu�rir�g helpful ir7frarmati�n, frc�rr� er��rgy
saving tips or where your energy comes from to
the v�riet�l of �illing c��t��ns �nd w�y� tc� �:��y.
Fe�r rn[ar�, vi��t x�el��ierg}r-�vmlP�yBill.
,4UIhrAYS d��[V�!'l�llLJ.
� � ��.
� i
�� �, �r
,��� �,
, +f
� � r[�r`' � � .
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N
M
V
O
-�.��: � f
•:� w• �
k }F
�� r � 4, �� ,'�� _
��a�l s��rin�� f�r ya�ur t�u�i����.
L�ok�ng fior v�+ays to r��uce �osts? U��ra�ir�g t� I�igh-�fficiency c�oling systems �an help
your busine�s sav� �nerc�y and m+�n�� for the lon� term, Plus, you can eam cash bacl�
��itl� aur r�ebate� to s�e�ed up tf�� pay�ack af y��ur ���r��-saviny praj�ct.
�hether �ou're upgradin� �hillers, a r�oftop unit �r addin� �quipment to improve tl�e
efficiency of your �xisting sy�tern, au� re�at�� offer +�au m�r�y opti+�r�� to reduce yaur
up-�r�r�t �q�t�_ Ju�t r�rY��r��b�r t0 SubrY7it y���,r rek��t� ��p�r�v�rk �vit��in �Dr�� ye�r �f
installing y�+�ur e��iprnent to earn your rebate d�ll�rs,
�onta�t on�e of aur er��ergy efficiency spe�ialists at 855.�39.��6� t� learn m�r�,
Debbie Davidson
From: Jim Thares
Sent: Tuesday, October 23, 2018 10:56 AM
To: Debbie Davidson
Subject: RE: 103 Pine St. - Xcel account
Debbie, this final bill is okay to pay and it should be coded to: 213-46301-461500
From: Debbie Davidson
Sent: Monday, October 22, 2018 11:49 AM
To: Jim Thares <Jim.Thares@ci.monticello.mn.us>
Subject: 103 Pine St. - Xcel account
Jim,
The attached are the first bills we have received for 103 Pine St. Where would you like me to code these? Would it be
213.46522.438100 TIF #22-Downtown Redev. Also, shauld I use project ZCULOS-EXPENS?
Thank you,
pebb�e �a�/�dsow
Finance Clerk
City of Monticello
763-271-3225
Debbie.davidsonC'ci.monticello.mn.us
apC�ci.monticel lo.mn.us
Emai! correspondence to and from the City of Montic!!o qovernment offices is subject to the Minnesota Government Data
PracticesActand maybe disc(osed to third parties.
1
� �����1���
fl����
CenterPointEnergy.com
Gas leak or emergency
Leave immediately, then call
800-296-9815, 24 hours a day
CUSTOMER
THE CITY OF MONTICELLO EDA
SERVICE ADDRESS
103 Pine St, Monticello, MN 55362-8564
The MPUC has approved a Conservation
Cost Recovery Adjustment (CCRA) factor of
$0.00441 per therm. This Charge is used to
funtl energy conservation activities antl has
been added to your delivery charge. For more
information, please call 1-800-245-2377 or visit
our website at www.centerpointenergy.com.
Effective September 1, 2018, the Decoupling
Adjustment rate has changed. This adjustment
makes up for any sho�tfall or excess in sales
revenue. Questions? Call or visit our website.
How to pay your bill
Online
Visit: CenterPointEnergy.com/paybill Pay
immediately, schetlule a payment or set
up automatic monthly payments.
Customer service
612�21-4939 or 800-245-2377
Monday - Friday, 7 am - 7 pm
ACCOUNT NUMBER DATE DUE
6401688436-9
Page 1 of 4
�Ct �8� Z�'� 8
BILLING DATE AMOUNT DUE $ 39.'IrJ
Sep 10, 2018
Call before you dig Comments
Call 811 PO Box 1144
24 hours a day Minneapolis, MN 55440-1144
Reminder: Your billing antl due dates are tlifferent this month because we have changetl to a more efficient
meter reatling schedule. Please note your new tlue tlate shown above.
Pay your next bill without lifting a finger. To enroll in AutoPay, just sign and date the back of your bill stub
and return to us with a check for your payment amount. It's that easy!
ACCOUNT SUMMARY
Previous gas amount due
Payment No payment received.
Current gas charges (Details on page 2)
Total amount due
$ 0.00
- 0.00
+ 39.15
$ 39.15
Your account is ready to view now. Register for free online account access. View balance, usage history,
make an online payment, view recommendations for saving energy and money with My Energy Analyzer,
and much more. Register at CenterPointEnergy.com/myaccount.
Phane
Call 612-321-4939 and make a payment
using your checking or savings account,
or by debit or cretlit cartl.
Please keep this portion for your records
Please retum this portion with your payment Please do not indude letters or notes.
���������„
�n��Y
00010281 01 AV 0.37 1
THE CITY OF MONTICELLO EDA
505 WALNUT ST STE 1
MONTICELLO, MN 55362-8822
�Ilrl����l�li��i�iih�llil�iill��r�l�ld��l�i����l�li�li��l��l�
0420112554027
000001
In person
To find a payment location, visit:
CenterPointEnergy.com/paybill or call
612-321-4939.
Enroll in AutoPay
today. See form on the
back of this stub.
k�.
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THE CITY OF MONTICELLO EDA
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Page 2 of 4
Oct 08, 2018
$ 39.15
Current gas charges Rate: Comllnd Firm Rate
Meter Number Day Billing Period Current read date Next scheduled read date Next billing date
M19920793968 38 Sep 7, 2018 Oct 8, 2018 Oct 9, 2018
Billing Period Current Reading - Previous Reading = Total x Therm factor = Adjusted
Usage
08/01 /18 - 08103/18 9256 9256 0 1.06915 0 Therms
08/03/18 - 09107/18 9267 9256 11 1.06915 12 Therms
Total usage for 38 days =12 THM
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Account holder's signature Date
4d.
A.
B.
EDA Agenda: 11/14/18
Consideration of Modifvin� the Business Subsidv Application (JT)
REFERENCE AND BACKGROUND:
Staff is proposing to modify the Business Subsidy Application (BSA) to provide clarity and
reset the fee required with submittal of the Application. Currently, the application states that
the accompanying fee for submittal of the application is $10,000. Since the BSA is a general
submittal used for all types of potential assistance requests such as loans, TIF, State Pass thru
Grants like the Minnesota Investment Fund [MIF], Fa�ade Grants, fee waivers (SAC/WAC,
Trunk Fees, Parking Fees, etc), and specific applications, with required fees, are also used for
loans, TIF and grants, it makes sense to a require a lower, more reasonable fee for the BSA.
For comparison purposes, various economic development applications, their uses and current
fee requirements are shown below.
Application Purpose-Use Required Fee
Business Subsidy Application General request for assistance $10,000
TIF Application
GMEF Loan Fund Application
TIF Assistance
Loan Assistance
EDA-SCDP Loan Fund Application Loan Assistance
$10,000
Minimum $500 or 1.5
percent of total loan amt.
Minimum $500 or 1.5
percent of total loan amt.
Staff is proposing the revised fee for the BSA be set at $200.00. The fee will cover initial staff
time to review the application and establish a file for review of the associated project and
assistance request.
Al. STAFF IMPACT: There is minimal staff impact in considering modifying the Business
Subsidy Application.
A2. BUDGET IMPACT: There is a minimal budgetary impact due to the EDA's
consideration of modifying the Business Subsidy Application as proposed. The
ALTERNATIVE ACTIONS:
L Motion to approve modifying the Business Subsidy Application as presented.
2. Motion to deny approval of the proposed modification of the Business Subsidy
Application.
3. Motion to table modification of the Business Subsidy Application for further research
and/or discussion.
1
EDA Agenda: 11/14/18
C. STAFF RECOMMENDATION:
Staff recommends Alternative #1 wherein the Business Subsidy Application is modified in a
minor yet impactful way by providing clarity and a more reasonable fee. The fee amount of
$200.00 was reviewed by the City Finance Department and Community Development
Department staff and reflects reasonable costs to review and process general assistance
requests.
D. SUPPORTING DATA:
A. Business Subsidy Application (with markups added)
2
CITY OF
�., � •
y� MontlCello
CTTY OF MONTICELLO ECONOMIC DEVELOPMENT AUTHORITY
BUSINESS SUBSIDY APPLICATION
BUSINESS ASSISTANCE FINANCING
Contact: Jim Thares, Economic Development Manager
763-271-3254 jim.thares�a,ci.monticello.mn.us
Legal name of applicant:
Address:
Telephone number:
Name of contact person:
REQUESTED INFORMATION
Addendum shall be attached hereto addressing in detail the following:
1. A map showing the exact boundaries of proposed development.
2. Give a general description of the project including size and location of building(s); business
type or use; traffic information including parking, projected vehicle counts and traffic flow;
timing of the project; estimated market value following completion.
The existing Comprehensive Guide Plan Land Use designation and zoning of the property.
Include a statement as to how the proposed development will conform to the land use
designation and how the property will be zoned.
4. A statement identifying how the increment assistance will be used and why it is necessary to
undertake the project.
5. A statement identifying the public benefits of the proposal including estimated increase in
property valuation, new jobs to be created, hourly wages and other community assets.
6. A written description of the developer's business, principals, history and past projects
I understand that the application fee will be used for EDA staff and consultant costs and may be partially
refundable if the request for assistance is withdrawn. Refunds will be made at the discretion of the EDA
Board and be based on the costs incurred by the EDA prior to withdraw of the request for assistance. If
the initial application fee is insufficient, I will be responsible for additional deposits. The Citv of
Monticello's Fee Schedule contains the fee amount.
SIGNATURE
Applicant's signature:
Date:
CTTY OF MONTICELLO ECONOMIC DEVELOPMENT AUTHORITY
Application for Business Assistance Financing
GENERAL 1NFORMATION:
Business Name:
Address:
Type (Partnership, etc.):
Authorized Representative:
Description of Business:
Legal Counsel:
Address:
FINANCIAL BACKGROUND:
1. Have you ever filed for bankruptcy?
Date:
Phone:
Phone:
2. Have you ever defaulted on any loan commitment?
3. Have you applied for conventional financing for the project?
4. List financial references:
a.
�
c.
5. Have you ever used Business Assistance Financing before?
2
If yes, what, where and when?
PROJECT 1NFORMATION:
1. Location of Proposed Project:
2. Amount of Business Assistance requested?
3. Need for Business Assistance:
4. Present ownership of site:
5. Number of permanent jobs created as a result of project?
6. Estimated annual sales: Present: Future:
7. Market value of project following completion:
8. Anticipated start date:
FINANCIAL 1NFORMATION:
1. Estimated project related costs:
a. Land acquisition $
b. Site development
c. Building cost
d. Equipment
e. Architectural/engineering fee
f. Legal fees
g. Off-site development costs
3
Completion Date:
2. Source of financing:
a. Private financing institution
b. Tax increment funds
c. Other public funds
d. Developer equity
PLEASE INCLUDE:
1. Preliminary financial commitment from bank.
2. Plans and drawing of project.
3. Background material of company.
4. Pro Forma analysis.
5. Financial statements.
6. Statement of property ownership or control.
7. Payment of application fee of $200�8;98�.
4
EDA Agenda - 11/14/18
4e. Consideration of authorization to enter into A�reement with Cunin�ham Group
Architecture, Inc. for Architectural Services related to the Fa�ade Improvement
Grant Pro�ram (JT)
A. REFERENCE AND BACKGROUND:
The EDA is asked to consider authorizing entering into an agreement with Cuningham
Group Architecture, Inc. for architectural services related to the Fa�ade Improvement
Grant Program. The EDA previously approved the Fa�ade Improvement Grant Program
and accompanying Guidelines with the intent of supporting fa�ade design efforts,
including EDA funded architectural renderings. These renderings will be used by
property owners to seek contractor estimates and apply to the EDA for proj ect funding
approval.
Staff had provided the EDA with a preliminary scope of services and estimated contract
amount for the rendering component with the program consideration. Since the Fa�ade
Grant Program approval in August 2018, staff have been in contact with Cuningham
officials regarding finalizing the provision of services for the fa�ade improvement efforts.
The primary objective of their proposed work is to provide one-on-one design
consultation services for building owners in order to develop an annotated sketch drawing
with building improvements targeted for the fa�ade improvement program. Specific
tasks include the following:
Step L Meet with the building owner, on site, for a 1-hour meeting in which photos of the
building/site are taken, discuss the owner's goals and various options.
Step 2: Develop a preliminary drawing of the fa�ade at'/4 scale. The drawing is
annotated to describe the improvements.
Step 3: Send the preliminary drawing to Client/Staff for review.
Step 4: Review session with Client
Step 5: Make final revisions. The drawings will include a narrative for prioritization of
design elements. The purpose of the sketch is to allow the building owner to get
approximate and initial cost estimates from contractors.
Al. STAFF IMPACT: An initial estimate of staff time involved in the process,
including discussions with Cuningham, review of the proposal, consultation with the
EDA attorney and preparation of the staff report is estimated at 4 to 5 hours +/-. The
amount of staff time involved in Steps 1-5 is estimated to be 15 to 25 hours +/-.
A2. BUDGET IMPACT: The impact to the EDA budget is the cost of the consultant
per project fee of $2,000 per property/building. The EDA budget includes a line item for
Miscellaneous Professional Services in the amount of $22,000. Currently, there are 7 of
10 properties in Block 35 interested in participating in the Fa�ade Improvement Grant
Program. Based on a charge rate of $2,000 per property, the total fee will be $14,000.
A3. STRATEGIC PLAN IMPACT:
Establishing a Fa�ade Improvement Grant Program is a key goal for the EDA. It is stated
in the Small Area Study as an implementation step. The work effort also supports
Strategic Goal #1 Create and Preserve Sustainable Livability. The specific efforts will
impact the walkability of the community in the downtown. The fa�ade improvements
also tie into Strategic Goal #3. Strengthen Our Image As A Destination which calls for
prioritizing capital investments to enhance resident and visitor experiences. Fa�ade
improvements will be a key visible representation of investment in the core City.
B. ALTERNATIVE ACTIONS:
L Motion to authorize entering into the Fa�ade Improvement Professional Services
Agreement with Cuningham Group Architecture, Inc. in the amount of $2,000 per
property/building.
2. Motion to deny entering into a Fa�ade Improvement Professional Services Agreement
with Cuningham Group Architecture, Inc. in the amount of $2,000 per
property/building.
3. Motion to table consideration of entering into a Fa�ade Improvement Professional
Services Agreement with Cuningham Group Architecture, Inc. for further research
and/or discussion.
C. STAFF RECOMMENDATION:
Staff recommends Alternative #1. The EDA desire to use the architect-planner that
completed the downtown Small Area Study plan to help define and visualize specific
fa�ade improvements for building owners in Block 35 is sound and reasonable.
Approving the contract will start the process toward the development of renderings for
each property that is interested in making fa�ade improvements.
D. SUPPORTING DATA:
A. Cuningham Fa�ade Improvement Recommendations Agreement
B. AIA Form of Agreement Between Owner and Architect
C. Aerial Photo of Block 35 Fa�ade Improvement Program Participants
D. EDA Staff Report re Fa�ade Improvement Grant Program - August 8, 2018 mtg.
2
October 31, 2018
City of Monticello Economic Development Authority
505 Walnut Street
Monticello, MN 55362
Subject: PROPOSAL AND AGREEMENT FOR PROVIDING PROFESSIONAL SERVICES
Individual Building Owner Consultation and Fa�ade Improvement
Recommendations
Dear EDA Members:
Cuningham Group Architecture, Inc. (Architect) presents to the City of Monticello Economic
Development Authority (Client) this Proposal and Agreement for professional services to
assist you in fa�ade improvements for buildings along Broadway Street.
PROJECT UNDERSTANDING
Architect understands that the City of Monticello EDA wants to provide design assistance to
building owners who wish to take part in the Fa�ade Improvement Program. This program
offers up to $50,000 per building for property owners to make publicly visible improvements
to their buildings. Fa�ade renovation may include, but is not limited to windows, doors,
siding, brick, stucco, masonry, painting, steps, cornices, parapets, shutters, dormers, signage,
awnings, and structural roof components. Interior side renovations may also be approved.
APPROACH/SCOPE OF SERVICES
Based on our conversations with you to date, Architect anticipates providing to you the
following scope of services:
One-on-one design consultation services for building owners in which we develop a annotated
sketch drawing with building improvements targeted for the fa�ade improvement program.
Step 1. Meet with the building owner, on site, for a 1-hour meeting in which we photograph
the site, discuss the owner's goals and review ideas.
Step 2: Develop a preliminary drawing ofthe fa�ade at'/4 scale. The drawing is annotated to
describe the improvements.
Step 3: Send the preliminary drawing to Client/Staff for review.
Step 4: Review session with Client
Step 5: Make final revisions. The drawings will include a narrative for prioritization of design
elements. The purpose of the sketch is to allow the building owner to get approximate and
initial cost estimates from contractors.
PROJECT TEAM
Andrew Dresdner, AICP
Page 1 of 3
CUNINGHAM
G R O U P
Celebrating 50 Years
Cuningham Group
Architecture,lnc.
St Anthony Main
Z01 �%1ain Street SE
Suite 3�5
�Ainneapolis, MN
55414
Tel: 61 2 379 3400
Fax: 612 379 4400
cuningham.com
Pete Mikelson, AIA
FEES
GUNINGHAM
G R O U P
Celebrating 50 Years
Compensation for Basic Services as described herein shall be a stipulated sum of: $2000 /
building.
REIMBURSABLE EXPENSES
Reimbursable Expenses are in addition to the above fees. They include all normal expenses
incurred by Architect for the benefit of the Proj ect, including out-of-town travel (if any and if
authorized), mileage, long-distance telephone calls, messenger service, printing, etc. These
expenses will be billed at 1.15 times their direct cost to Architect.
ADDTTIONAL SERVICES
Services you may request such as physical models, 3-D computer modeling, additional
drawings or any renderings, engineering or special consultants, or other special services not
specifically included in the above scope of services shall be invoiced at Architect's current
hourly rates or at 1.15 times the direct cost of consultant's charges to Architect. In addition,
any changes in the scope will also be billed at an hourly rate. Architect's hourly rates will be
per Cuningham Group Hourly Rates, attached as E�ibit A. Additional Services will be
performed only upon your written authorization.
INVOICING
Billings will be issued at 30-day intervals. Payment is due and payable upon invoice receipt.
Interest of 1.0% per month will be due on the unpaid balance beginning 30 days after invoice
date. Client agrees to reimburse Architect for all costs of collection including attorney fees,
costs, and expenses.
USE OF SUPPLIED INFORMATION
Client agrees to provide and/or obtain all required licenses, including copyright license, to
allow Architect to reproduce, use and incorporate all Client-supplied Project-related drawing
or other information and agrees to indemnify, defend, and hold Architect and its consultants
harmless from or against any and all claims arising out of or relating to Architect's or its
consultants' Project-related reproduction, use, or incorporation of such information.
Client will provide Architect with base map information that accurately indicates existing
conditions.
OTHER TERMS AND CONDTTIONS
Except as otherwise modified herein, the terms and conditions of an unmodified AIA
Document B 101, Standard Form ofAgreement Between Owner and Architect, 2017 edition
(attached as E�ibit B), where Client acts as Owner for purposes of the Agreement, shall
apply to all services provided under this Proposal and Agreement.
Page 2 of 3
Architect shall indemnify and hold the Client harmless from and against damages, losses and
judgments arising from claims by third parties, including reasonable attorneys' fees and
expenses recoverable under applicable law, but only to the extent they are caused by the
negligent acts or omissions of the Architect, its employees, and its consultants in the
performance of professional services under this Proposal and Agreement.
Individual building owners shall be responsible for obtaining all estimates of the Cost of the
Work. Architect makes no representations or warranties as to the implementation costs of any
designs provided under this Proposal and Agreement.
This Proposal and Agreement shall be subject to and enforced under the laws of the State of
Minne sota.
With your signature below you are indicating your acceptance of the understandings, terms
and conditions of this Proposal and Agreement. This Proposal and Agreement may be
terminated by either party upon seven days' written notice. If you instruct us to begin, or
allow us to continue, performing or providing Project services prior to returning a signed copy
of this Proposal and Agreement it will be understood that all of its terms, and the attached or
referenced e�ibits, are acceptable and all parties will be bound by the terms of this Proposal
and Agreement.
If this Proposal and Agreement meets with your approval, please sign two copies and return
one copy for our records and we will begin the services.
Thank you again for this opportunity to be of assistance. We look forward to helping you
achieve your goals for the Fa�ade Improvement Grant Program in downtown Monticello.
Sincerely,
CUNINGIIAM GROUP ARCHITECTURE, INC
Jeff Schoeneck, AIA
Date:
Approved By:
CITY OF MONTICELLO ECONOMIC
DEVELOPMENT AUTHORITY
Steve Johnson, President
Date:
Jim Thares, Executive Director
Date:
Attachments:
E�ibit A— Cuningham Group Hourly Rates
E�ibit B— AIA Document B 101, Standard Form ofAgreement Between Owner and
Architect, 2017 edition
Page 3 of 3
GUNINGHAM
G R O U P
Celebrating 50 Years
Exhibit
�
��'�;� TM
�=:�:s ❑o�uirier�t B� �� — 2�� 7
�
Standard Form of Agreemenf Between Owner and Architect
AGREEMENT made as of the day of in the year
(In words, indicate day, month and year.)
BETWEEN the Architect's client identified as the Owner:
(Name, legal status, address and other infornzation)
and the Architect:
(Name, legal status, address and other information)
for the following Project:
(Name, location and detailed description)
The Owner and Architect agree as follows.
ADDITIONS AND DELETIONS:
The author of this document has
added information needed for its
completion. The author may also
have revised the text of the original
AIA standard form. An Additions and
Deletions Report that notes added
information as well as revisions to
the standard form text is available
from the author and should be
reviewed. A vertical line in the left
margin of this document indicates
where the author has added
necessary information and where
the author has added to or deleted
from the original AIA text.
This document has important legal
consequences. Consultation with an
attorney is encouraged with respect
to its completion or modification.
Init. AIA Document 6101 T"' — 2017. Copyright �O 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
This AIA� Document is protected by U.S. Copyright Law and Intemational Treaties. Unauthorized reproduction or distribution of this AIA� Document, �
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law. This
� document was produced by AIA software at 14:48:43 on 12/12/2017 under Order No. 3422979013 which expires on 11/08/2018, and is not for resale.
User Notes: (3B9ADA1D)
Exhibit
TABLE OF ARTICLES
1 INITIAL INFORMATION
2 ARCHITECT'S RESPONSIBILITIES
3 SCOPE OF ARCHITECT'S BASIC SERVICES
4 SUPPLEMENTAL AND ADDITIONAL SERVICES
5 OWNER'S RESPONSIBILITIES
6 COST OF THE WORK
7 COPYRIGHTS AND LICENSES
8 CLAIMS AND DISPUTES
9 TERMINATION OR SUSPENSION
10 MISCELLANEOUS PROVISIONS
11 COMPENSATION
12 SPECIAL TERMS AND CONDITIONS
13 SCOPE OF THE AGREEMENT
ARTICLE 1 INITIAL INFORMATION
§ 1.1 This Agreement is based on the Initial Information set forth in this Section 1.1.
(For each item in this section, insert the information or a statement such as "not applicable" or "unknown at time
of execution. ' )
§ 1.1.1 The Owner's program for the Project:
(Insert the Owner'sprogram, ident� documentation that establishes the Owner'sprogram, or state the manner in
which the program will be developed.)
§ 1.1.2 The Project's physical characteristics:
(Ident� or describepertinent information about the Project'sphysical characteristics, such as size; location;
dimensions; geotechnical reports; site boundaries; topographic surveys; traffic and utility studies; availability of
public and private utilities and services; legal description of the site, etc.)
§ 1.1.3 The Owner's budget for the Cost of the Work, as defined in Section 6.1:
(Provide total and, if known, a line item breakdown.)
§ 1.1.4 The Owner's anticipated design and construction milestone dates:
.1 Design phase milestone dates, if any:
AIA Document B101 TM' — 2017. Copyright OO 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Init. This AIA� Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, 2
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law. This
] document was produced by AIA software at 14:48:43 on 12/72/2017 under Order No. 3422979013 which expires on 11/08/2018, and is not for resale.
User Notes: (3B9ADA1D)
Exhibit
2 Construction commencement date:
3 Substantial Completion date or dates:
.4 Other milestone dates:
§ 1.1.5 The Owner intends the following procurement and delivery method for the Project:
(Identify method such as competitive bid or negotiated contract, as well as any requirements for accelerated or fast-
track design and construction, multiple bid packages, or phased construction.)
§ 1.1.6 The Owner's anticipated Sustainable Objective for the Project:
(Identify and describe the Owner's 5ustainable Objective for the Project, if any.)
§ 1.1.6.1 If the Owner identifies a Sustainable Objective, the Owner and Architect shall complete and incorporate
AIA Document E204T"�2017, Sustainable Projects E�chibit, into this Agreement to define the terms, conditions and
services related to the Owner's Sustainable Objective. If E20�2017 is incorporated into this agreement, the Owner
and Architect shall incorporate the completed E204-2017 into the agreements with the consultants and contractors
performing services or Work in any way associated with the Sustainable Objective.
§ 1.1.7 The Owner identifies the following representative in accordance with Section 5.3:
(List name, address, and other contact information.)
§ 1.1.8 The persons or entities, in addition to the Owner's representative, who are required to review the Architect's
submittals to the Owner are as follows:
(List name, address, and other contact information.)
§ 1.1.9 The Owner shall retain the following consultants and contractors:
(List name, legal status, address, and other contact information.)
1 Geotechnical Engineer:
AIA Document B101 T"' — 2017. Copyright O 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Init. This AIA� Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, 3
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law. This
� document was produced by AIA software at 14:48:43 on 12/12/2017 under Order No. 3422979013 which expires on 11/OB/2018, and is not for resale.
User Notes: (3B9ADA1 D)
Exhibit
.2 Civil Engineer:
.3 Other, if any:
(List any other consultants and contractors retained by the Owner.)
§ 1.1.10 The Architect identifies the following representative in accordance with Section 2.3:
(List name, address, and other contact information.)
§ 1.1.11 The Architect shall retain the consultants identified in Sections 1.1.11.1 and 1.1.11.2:
(List name, legal status, address, and other contact information.)
§ 1.1.11.1 Consultants retained under Basic Services:
.1 Structural Engineer:
.2 Mechanical Engineer:
.3 Electrical Engineer:
§ 1.1.11.2 Consultants retained under Supplemental Services;
AIA Document 8701 T"' — 2017. Copyright OO 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Init. This AIA� Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, 4
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law. This
� document was produced by AIA soflware at 14:48:43 on 12/12I2017 under Order No. 3422979013 which expires on 11/08/2018, and is not for resale.
User Notes: (3B9ADA1D)
Exhibit
§ 1.1.12 Other Initial Information on which the Agreement is based:
§ 1.2 The Owner and Architect may rely on the Initial Information. Both parties, however, recognize that the Initial
Information may materially change and, in that event, the Owner and the Architect shall appropriately adjust the
Architect's services, schedule for the Architect's services, and the Architect's compensation. The Owner shall adjust
the Owner's budget for the Cost of the Work and the Owner's anticipated design and construction milestones, as
necessary, to accommodate material changes in the Initial Information.
§ 1.3 The parties shall agree upon protocols governing the transmission and use of Instruments of Service or any
other information or documentation in digital form. The parties will use AIA Document E203TM-2013, Building
Information Modeling and Digital Data Exhibit, to establish the protocols for the development, use, transmission,
and exchange of digital data.
§ 1.3.1 Any use of, or reliance on, all or a portion of a building information model without agreement to protocols
governing the use of, and reliance on, the information contained in the model and without having those protocols set
forth in AIA Document E203TM-2013, Building Information Modeling and Digital Data E�chibit, and the requisite
AIA Document G202T"'�2013, Project Building Information Modeling Protocol Form, shall be at the using or
relying party's sole risk and without liability to the other party and its contractors or consultants, the authors of, or
contributors to, the building information model, and each of their agents and employees.
ARTICLE 2 ARCHITECT'S RESPONSIBILITIES
§ 2.1 The Architect shall provide professional services as set forth in this Agreement. The Architect represents that it
is properly licensed in the jurisdiction where the Project is located to provide the services required by this
Agreement, or shall cause such services to be performed by appropriately licensed design professionals.
§ 2.2 The Architect shall perform its services consistent with the professional skill and care ordinarily provided by
architects practicing in the same or similar locality under the same or similar circumstances. The Architect shall
perform its services as expeditiously as is consistent with such professional skill and care and the orderly progress of
the Project.
§ 2.3 The Architect shall identify a representative authorized to act on behalf of the Architect with respect to the
Proj ect.
§ 2.4 Except with the Owner's knowledge and consent, the Architect shall not engage in any activity, or accept any
employment, interest or contribution that would reasonably appear to compromise the Architect's professional
judgment with respect to this Project.
§ 2.5 The Architect shall maintain the following insurance until termination of this Agreement. If any of the
requirements set forth below are in addition to the types and limits the Architect normally maintains, the Owner
shall pay the Architect as set forth in Section 11.9.
§ 2.5.1 Commercial General Liability with policy limits of not less than ($ ) for each occurrence and ($ ) in
the aggregate for bodily injury and property damage.
§ 2.5.2 Automobile Liability covering vehicles owned, and non-owned vehicles used, by the Architect with policy
limits of not less than ($ ) per accident for bodily injury, death of any person, and property damage arising out of
the ownership, maintenance and use of those motor vehicles, along with any other statutorily required automobile
coverage.
§ 2.5.3 The Architect may achieve the required limits and coverage for Commercial General Liability and
Automobile Liability through a combination of primary and excess or umbrella liability insurance, provided such
primary and excess or umbrella liability insurance policies result in the same or greater coverage as the coverages
required under Sections 2.5.1 and 2.5.2, and in no event shall any excess or umbrella liability insurance provide
narrower coverage than the primary policy. The excess policy shall not require the exhaustion of the underlying
limits only through the actual payment by the underlying insurers.
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User Notes: (3B9ADA1 D)
Exhibit
§ 2.5.4 Workers' Compensation at statutory limits.
§ 2.5.5 Employers' Liability with policy limits not less than ($ ) each accident, ($ ) each employee, and ($
) policy limit.
§ 2.5.6 Professional Liability covering negligent acts, errors and omissions in the performance of professional
services with policy limits of not less than ($ ) per claim and ($ ) in the aggregate.
§ 2.5.7 Additional Insured Obligations. To the fullest extent permitted by law, the Architect shall cause the primary
and excess or umbrella polices for Commercial General Liability and Automobile Liability to include the Owner as
an additional insured for claims caused in whole or in part by the Architect's negligent acts or omissions. The
additional insured coverage shall be primary and non-contributory to any of the Owner's insurance policies and shall
apply to both ongoing and completed operations.
§ 2.5.8 The Architect shall provide certificates of inswance to the Owner that evidence compliance with the
requirements in this Section 2.5.
ARTICLE 3 SCOPE OF ARCHITECT'S BASIC SERVICES
§ 3.1 The Architect's Basic Services consist of those described in this Article 3 and include usual and customary
structural, mechanical, and electrical engineering services. Services not set forth in this Article 3 are Supplemental
or Additional Services.
§ 3.1.1 The Architect shall manage the Architect's services, research applicable design criteria, attend Project
meetings, communicate with members of the Project team, and report progress to the Owner.
§ 3.1.2 The Architect shall coordinate its services with those services provided by the Owner and the Owner's
consultants. The Architect shall be entitled to rely on, and shall not be responsible for, the accuracy, completeness,
and timeliness of, services and information furnished by the Owner and the Owner's consultants. The Architect shall
provide prompt written notice to the Owner if the Architect becomes aware of any error, omission, or inconsistency
in such services or information.
§ 3.1.3 As soon as practicable after the date of this Agreement, the Architect shall submit for the Owner's approval a
schedule for the performance of the Architect's services. The schedule initially shall include anticipated dates far the
commencement of construction and for Substantial Completion of the Work as set forth in the Initial Information.
The schedule shall include allowances for periods of time required for the Owner's review, for the performance of
the Owner's consultants, and for approval of submissions by authorities having jurisdiction over the Project. Once
approved by the Owner, time limits established by the schedule shall not, except for reasonable cause, be exceeded
by the Architect or Owner. With the Owner's approval, the Architect shall adjust the schedule, if necessary, as the
Project proceeds until the commencement of construction.
§ 3.1.4 The Architect shall not be responsible for an Owner's directive or substitution, or for the Owner's acceptance
of non-conforming Work, made or given without the Architect's written approval.
§ 3.1.5 The Architect shall contact governmental authorities required to approve the Construction Documents and
entities providing utility services to the Project. The Architect shall respond to applicable design requirements
imposed by those authorities and entities.
§ 3.1.6 The Architect shall assist the Owner in connection with the Owner's responsibility for filing documents
required for the approval of governmental authorities having jurisdiction over the Project.
§ 3.2 Schematic Design Phase Services
§ 3.2.1 The Architect shall review the program and other information furnished by the Owner, and shall review laws,
codes, and regulations applicable to the Architect's services.
§ 3.2.2 The Architect shall prepare a preliminary evaluation of the Owner's program, schedule, budget for the Cost
of the Work, Project site, the proposed procurement and delivery method, and other Initial Information, each in
Init. AIA Document B101 TM— 2017. Copyright OO 1974, 1978, 1967, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
This AIA� Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, s
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law. This
� document was produced by AIA software at 14:48:43 on 12/12I2017 under Order No. 3422979013 which expires on 11/08/2018, and is not for resale.
User Notes: (3B9ADA1 D)
Exhibit
terms of the other, to ascertain the requirements of the Project. The Architect shall notify the Owner of (1) any
inconsistencies discovered in the information, and (2) other information or consulting services that may be
reasonably needed for the Project.
§ 3.2.3 The Architect shall present its preliminary evaluation to the Owner and shall discuss with the Owner
alternative approaches to design and construction of the Project. The Architect shall reach an understanding with the
Owner regarding the requirements of the Project.
§ 3.2.4 Based on the Project requirements agreed upon with the Owner, the Architect shall prepare and present, for
the Owner's approval, a preliminary design illustrating the scale and relationship of the Project components.
§ 3.2.5 Based on the Owner's approval of the preliminary design, the Architect shall prepare Schematic Design
Documents for the Owner's approval. The Schematic Design Documents shall consist of drawings and other
documents including a site plan, if appropriate, and preliminary building plans, sections and elevations; and may
include some combination of study models, perspective sketches, or digital representations. Preliminary selections
of major building systems and construction materials shall be noted on the drawings or described in writing.
§ 3.2.5.1 The Architect shall consider sustainable design alternatives, such as material choices and building
orientation, together with other considerations based on program and aesthetics, in developing a design that is
consistent with the Owner's program, schedule and budget for the Cost of the Work. The Owner may obtain more
advanced sustainable design services as a Supplemental Service under Section 4.1.1.
§ 3.2.5.2 The Architect shall consider the value of alternative materials, building systems and equipment, together
with other considerations based on program and aesthetics, in developing a design for the Project that is consistent
with the Owner's program, schedule, and budget for the Cost of the Work.
§ 3.2.6 The Architect shall submit to the Owner an estimate of the Cost of the Work prepared in accordance with
Section 6.3.
§ 3.2.7 The Architect shall submit the Schematic Design Documents to the Owner, and request the Owner's
approval.
§ 3.3 Design Development Phase Services
§ 3.3.1 Based on the Owner's approval of the Schematic Design Documents, and on the Owner's authorization of
any adjustments in the Project requirements and the budget for the Cost of the Work, the Architect shall prepare
Design Development Documents for the Owner's approval. The Design Development Documents shall illustrate and
describe the development of the approved Schematic Design Documents and shall consist of drawings and other
documents including plans, sections, elevations, typical construction details, and diagrammatic layouts of building
systems to fix and describe the size and character of the Project as to architectural, structural, mechanical and
electrical systems, and other appropriate elements. The Design Development Documents shall also include outline
specifications that identify major materials and systems and establish, in general, their quality levels.
§ 3.3.2 The Architect shall update the estimate of the Cost of the Work prepared in accordance with Section 63.
§ 3.3.3 The Architect shall submit the Design Development Documents to the Owner, advise the Owner of any
adjustments to the estimate of the Cost of the Work, and request the Owner's approval.
§ 3.4 Construction Documents Phase Services
§ 3.4.1 Based on the Owner's approval of the Design Development Documents, and on the Owner's authorization of
any adjustments in the Project requirements and the budget for the Cost of the Work, the Architect shall prepare
Construction Documents for the Owner's approval. The Construction Documents shall illustrate and describe the
further development of the approved Design Development Documents and shall consist of Drawings and
Speciiications setting forth in detail the quality levels and performance criteria of materials and systems and other
requirements for the construction of the Work. The Owner and Architect acknowledge that, in order to perform the
Work, the Contractor will provide additional information, including Shop Drawings, Product Data, Samples and
other similar submittals, which the Architect shall review in accordance with Section 3.6.4.
AIA Document B101 T"' — 2077. Copyright OO 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Init. This AIA" Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, 7
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law. This
� document was produced by AIA software at 14:48:43 on 12/12I2017 under Order No. 3422979013 which expires on 11/OB/201 B, and is not for resale.
User Notes: (3B9ADA1 D)
Exhibit
§ 3.4.2 The Architect shall incorporate the design requirements of governmental authorities having jurisdiction over
the Project into the Construction Documents.
§ 3.4.3 During the development of the Construction Documents, the Architect shall assist the Owner in the
development and preparation of (1) procurement information that describes the time, place, and conditions of
bidding, including bidding or proposal forms; (2) the form of agreement between the Owner and Contractor; and (3)
the Conditions of the Contract for Construction (General, Supplementary and other Conditions). The Architect shall
also compile a project manual that includes the Conditions of the Contract for Construction and Specifications, and
may include bidding requirements and sample forms.
§ 3.4.4 The Architect shall update the estimate for the Cost of the Work prepared in accordance with Section 6.3.
§ 3.4.5 The Architect shall submit the Consh-uction Documents to the Owner, advise the Owner of any adjustments
to the estimate of the Cost of the Work, take any action required under Section 6.5, and request the Owner's
approval.
§ 3.5 Procurement Phase Services
§ 3.5.1 General
The Architect shall assist the Owner in establishing a list of prospective contractors. Following the Owner's
approval of the Construction Documents, the Architect shall assist the Owner in (1) obtaining either competitive
bids or negotiated proposals; (2) confirming responsiveness of bids ar proposals; (3) determining the successful bid
or proposal, if any; and, (4) awarding and preparing contracts for construction.
§ 3.5.2 Competitive Bidding
§ 3.5.2.1 Bidding Documents shall consist of bidding requirements and proposed Contract Documents.
§ 3.5.2.2 The Architect shall assist the Owner in bidding the Project by:
.1 facilitating the distribution of Bidding Documents to prospective bidders;
.2 organizing and conducting a pre-bid conference for prospective bidders;
.3 preparing responses to questions from prospective bidders and providing clarifcations and
interpretations of the Bidding Documents to the prospective bidders in the form of addenda; and,
.4 organizing and conducting the opening of the bids, and subsequently documenting and distributing the
bidding results, as directed by the Owner.
§ 3.5.2.3 If the Bidding Documents permit substitutions, upon the Owner's written authorization, the Architect shall,
as an Additional Service, consider requests for substitutions and prepare and distribute addenda identifying approved
substitutions to all prospective bidders.
§ 3.5.3 Negotiated Proposals
§ 3.5.3.1 Proposal Documents shall consist of proposal requirements and proposed Contract Documents.
§ 3.5.3.2 The Architect shall assist the Owner in obtaining proposals by:
.1 facilitating the distribution of Proposal Documents for distribution to prospective contractors and
requesting their return upon completion of the negotiation process;
.2 organizing and participating in selection interviews with prospective contractors;
.3 preparing responses to questions from prospective contractors and providing clarifications and
interpretations of the Proposal Documents to the prospective contractors in the form of addenda; and,
.4 participating in negotiations with prospective contractors, and subsequently preparing a summary
report of the negotiation results, as directed by the Owner.
§ 3.5.3.3 If the Proposal Documents permit substitutions, upon the Owner's written authorization, the Architect shall,
as an Additional Service, consider requests for substitutions and prepare and distribute addenda identifying approved
substitutions to all prospective contractors.
AIA Document 8707 T"' — 2077. Copyright �O 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Init. This AIA� Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, $
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law. This
� document was produced by AIA soRware at 14:48:43 on 12/12/2017 under Order No. 3422979013 which expires on 11/OB/201 B, and is not for resale.
User Notes: (3B9ADAID)
Exhibit
§ 3.6 Construction Phase Services
§ 3.6.1 General
§ 3.6.1.1 The Architect shall provide administration of the Contract between the Owner and the Contractor as set
forth below and in AIA Document A201TM-2017, General Conditions of the Contract far Construction. If the Owner
and Contractor modify AIA Document A201-2017, those modifications shall not affect the Architect's services
under this Agreement unless the Owner and the Architect amend this Agreement.
§ 3.6.1.2 The Architect shall advise and consult with the Owner during the Construction Phase Services. The
Architect shall have authority to act on behalf of the Owner only to the extent provided in this Agreement. The
Architect shall not have control over, charge of, or responsibility far the construction means, methods, techniques,
sequences or procedures, or for safety precautions and programs in connection with the Work, nor shall the
Architect be responsible for the Contractor's failure to perform the Work in accordance with the requirements of the
Contract Documents. The Architect shall be responsible for the ArchitecYs negligent acts or omissions, but shall not
have control over or charge of, and shall not be responsible for, acts or omissions of the Contractor or of any other
persons or entities performing portions of the Work.
§ 3.6.1.3 Subject to Section 4.2 and except as provided in Section 3.6.6.5, the Architect's responsibility to provide
Construction Phase Services commences with the award of the Contract for Construction and terminates on the date
the Architect issues the final Certificate for Payment.
§ 3.6.2 Evaluations of the Work
§ 3.6.2.1 The Architect shall visit the site at intervals appropriate to the stage of construction, or as otherwise
required in Section 4.2.3, to become generally familiar with the progress and quality of the portion of the Work
completed, and to determine, in general, if the Work observed is being performed in a manner indicating that the
Work, when fully completed, will be in accordance with the Contract Documents. However, the Architect shall not
be required to make e�austive or continuous on-site inspections to check the quality or quantity of the Work. On
the basis of the site visits, the Architect shall keep the Owner reasonably informed about the progress and quality of
the portion of the Work completed, and promptly report to the Owner (1) known deviations from the Contract
Documents, (2) known deviations from the most recent construction schedule submitted by the Contractor, and (3)
defects and deficiencies observed in the Work.
§ 3.6.2.2 The Architect has the authority to reject Work that does not conform to the Contract Documents. Whenever
the Architect considers it necessary or advisable, the Architect shall have the authority to require inspection or
testing of the Work in accordance with the provisions of the Contract Documents, whether or not the Work is
fabricated, installed or completed. However, neither this authority of the Architect nor a decision made in good faith
either to exercise or not to exercise such authority shall give rise to a duty or responsibility of the Architect to the
Contractor, Subcontractars, suppliers, their agents or employees, or other persons or entities performing portions of
the Work.
§ 3.6.2.3 The Architect shall interpret and decide matters concerning performance under, and requirements of, the
Contract Documents on written request of either the Owner or Contractor. The Architect's response to such requests
shall be made in writing within any time limits agreed upon or otherwise with reasonable promptness.
§ 3.6.2.4 Interpretations and decisions of the Architect shall be consistent with the intent of, and reasonably inferable
from, the Contract Documents and shall be in writing or in the form of drawings. When making such interpretations
and decisions, the Architect shall endeavor to secure faithful performance by both Owner and Contractor, shall not
show partiality to either, and shall not be liable for results of interpretations or decisions rendered in good faith. The
Architect's decisions on matters relating to aesthetic effect shall be final if consistent with the intent expressed in the
Contract Documents.
§ 3.6.2.5 Unless the Owner and Contractor designate another person to serve as an Initial Decision Maker, as that
term is defined in AIA Document A201-2017, the Architect shall render initial decisions on Claims between the
Owner and Contractor as provided in the Contract Documents.
§ 3.6.3 Certificates for Payment to Contractor
§ 3.6.3.1 The Architect shall review and certify the amounts due the Contractor and shall issue certificates in such
amounts. The Architect's certification for payment shall constitute a representation to the Owner, based on the
AIA Document B101 T"" — 2077. Copyright OO 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Init. This AIA� Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, 9
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law. This
j document was produced by AIA software at 14:49:43 on 12/12I2017 under Order No. 3422979013 which expires on 11IOB/201 B, and is not for resale.
User Notes: (3B9ADA1D)
Exhibit
Architect's evaluation of the Work as provided in Section 3.6.2 and on the data comprising the Contractor's
Application for Payment, that, to the best of the Architect's knowledge, information and belief, the Work has
progressed to the point indicated, the quality of the Work is in accordance with the Contract Documents, and that the
Contractor is entitled to payment in the amount certified. The foregoing representations are subject to (1) an
evaluation of the Work for conformance with the Contract Documents upon Substantial Completion, (2) results of
subsequent tests and inspections, (3) correction of minor deviations from the Contract Documents prior to
completion, and (4) specific qualifications expressed by the Architect.
§ 3.6.3.2 The issuance of a Certificate for Payment shall not be a representation that the Architect has (1) made
exhaustive or continuous on-site inspections to check the quality or quantity of the Work, (2) reviewed construction
means, methods, techniques, sequences or procedures, (3) reviewed copies of requisitions received from
Subcontractors and suppliers and other data requested by the Owner to substantiate the Contractor's right to
payment, or (4) ascertained how or for what purpose the Contractor has used money previously paid on account of
the Contract Sum.
§ 3.6.3.3 The Architect shall maintain a record of the Applications and Certificates for Payment.
§ 3.6.4 Submittals
§ 3.6.4.1 The Architect shall review the Contractor's submittal schedule and shall not unreasonably delay or withhold
approval of the schedule. The Architect's action in reviewing submittals shall be taken in accordance with the
approved submittal schedule or, in the absence of an approved submittal schedule, with reasonable promptness while
allowing sufficient time, in the Architect's professional judgment, to permit adequate review.
§ 3.6.4.2 The Architect shall review and approve, or take other appropriate action upon, the Contractor's submittals
such as Shop Drawings, Product Data and Samples, but only for the limited purpose of checking for conformance
with information given and the design concept expressed in the Contract Documents. Review of such submittals is
not for the purpose of determining the accuracy and completeness of other information such as dimensions,
quantities, and installation or performance of equipment or systems, which are the Contractor's responsibility. The
ArchitecYs review shall not constitute approval of safety precautions or construction means, methods, techniques,
sequences or procedures. The Architect's approval of a specific item shall not indicate approval of an assembly of
which the item is a component.
§ 3.6.4.3 If the Contract Documents speciiically require the Contractor to provide professional design services or
certifications by a design professional related to systems, materials, or equipment, the Architect shall specify the
appropriate performance and design criteria that such services must satisfy. The Architect shall review and take
appropriate action on Shop Drawings and other submittals related to the Work designed or certified by the
Contractor's design professional, provided the submittals bear such professional's seal and signature when
submitted to the Architect. The Architect's review shall be for the limited purpose of checking for conformance with
information given and the design concept expressed in the Contract Documents. The Architect shall be entitled to
rely upon, and shall not be responsible for, the adequacy and accuracy of the services, certif cations, and approvals
performed or provided by such design professionals.
§ 3.6.4.4 Subject to Section 4.2, the Architect shall review and respond to requests for information about the Contract
Documents. The Architect shall set forth, in the Contract Documents, the requirements for requests for information.
Requests for information shall include, at a minimum, a detailed written statement that indicates the specific
Drawings or Specifications in need of clarification and the nature of the clarification requested. The Architect's
response to such requests shall be made in writing within any time limits agreed upon, or otherwise with reasonable
promptness. If appropriate, the Architect shall prepare and issue supplemental Drawings and Specifications in
response to the requests for information.
§ 3.6.4.5 The Architect shall maintain a record of submittals and copies of submittals supplied by the Contractor in
accordance with the requirements of the Contract Documents.
§ 3.6.5 Changes in the Work
§ 3.6.5.1 The Architect may order minor changes in the Work that are consistent with the intent of the Contract
Documents and do not involve an adjushnent in the Contract Sum or an extension of the Contract Time. Subject to
Init. A�A Document B101'"" — 2017. Copyright OO 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
This AIA' Uoceimerzt is profect�d I�y L7.5. Cp�yright Law and lnTernational 7�ealins. Llnautharixed roproduc;ion or distrihirtian oi lhis AIA'• pocument, .� �
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possihle x�nder She 1aw. This
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User Notes: (3B9ADA1 D)
Exhibit
Section 4.2, the Architect shall prepare Change Orders and Construction Change Directives for the Owner's
approval and execution in accordance with the Contract Documents.
§ 3.6.5.2 The Architect shall maintain records relative to changes in the Work.
§ 3.6.6 Project Completion
§ 3.6.6.1 The Architect shall:
.1 conduct inspections to deternune the date or dates of Substantial Completion and the date of final
completion;
.2 issue Certificates of Substantial Completion;
.3 forward to the Owner, for the Owner's review and records, written warranties and related documents
required by the Contract Docuxnents and received from the Contractor; and,
.4 issue a final Certificate for Payment based upon a final inspection indicating that, to the best of the
Architect's knowledge, information, and belief, the Work complies with the requirements of the
Contract Documents.
§ 3.6.6.2 The Architect's inspections shall be conducted with the Owner to check conformance of the Work with the
requirements of the Contract Documents and to verify the accuracy and completeness of the list submitted by the
Contractor of Work to be completed or corrected.
§ 3.6.6.3 When Substantial Completion has been achieved, the Architect shall inform the Owner about the balance of
the Contract Sum remaining to be paid the Contractor, including the amount to be retained from the Contract Sum, if
any, for final completion or correction of the Work.
§ 3.6.6.4 The Architect shall forward to the Owner the following information received from the Contractor: (1)
consent of surety or sureties, if any, to reduction in or partial release of retainage or the making of final payment; (2)
affidavits, receipts, releases and waivers of liens, or bonds indemnifying the Owner against liens; and (3) any other
documentation required of the Contractor under the Contract Documents.
§ 3.6.6.5 Upon request of the Owner, and prior to the expiration of one year from the date of Substantial Completion,
the Architect shall, without additional compensation, conduct a meeting with the Owner to review the facility
operations and performance.
ARTICLE 4 SUPPLEMENTAL AND ADDITIONAL SERVICES
§ 4.1 Supplemental Services
§ 4.1.1 The services listed below are not included in Basic Services but may be required for the Project. The
Architect shall provide the listed Supplemental Services only if specifically designated in the table below as the
Architect's responsibility, and the Owner shall compensate the Architect as provided in Section 11.2. Unless
otherwise specifically addressed in this Agreement, if neither the Owner nor the Architect is designated, the parties
agree that the listed Supplemental Service is not being provided for the Project.
(Designate the Architect's Supplemental Services and the Owner's Supplemental Services reguired for the Project
by indicating whether the Architect or Owner shall be responsible for providing the identified Supplemental Service.
Insert a description of the Supplemental Services in Section 4.1.2 below or attach the description of services as an
exhibit to this Agreement.)
Supplemental Services Responsibility
(Architect, Owner, or not rovided)
§ 4.1.1.1 Programming
§ 4.1.1.2 Multiple preliminary designs
§ 4.1.1.3 Measured drawings
§ 4.1.1.4 Existing facilities surveys
§ 4.1.1.5 Site evaluation and planning
§ 4.1.1.6 Building Information Model management
res onsibilities
§ 4.1.1.7 Development of Building Information Models for
ost construction use
Init. AIA Document B101 T"' — 2017. Copyright O 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
TEtis AIA' Document is pro4ectnd 6y U.S. Capyrigh! Law �nd Irstemilianai Tr¢nRies. lsn�uthorixud raproductian or clislributior� nf ihis AIA�� documQrjk, .�.�
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent passihle ur�dr.r ifiA law.'Fhis
� document was produced by AIA software at 14:48:43 on 12/12/2017 under Order No. 3422979013 which expires on 11/OB/201 B, and is not for resale.
User Notes: (3B9ADA1D)
Exhibit
§ 4.1.1.8 Civil engineering
§ 4.1.1.9 Landscape design
§ 4.1.1.10 Architectural interior design
§ 4.1.1.11 Value analysis
§ 4.1.1.12 Detailed cost estimating beyond that required
in Section 6.3
§ 4.1.1.13 On-site project representation
§ 4.1.1.14 Conformed documents for construction
§ 4.1.1.15 As-designed record drawings
§ 4.1.1.16 As-constructed record drawings
§ 4.1.1.17 Post-occupancy evaluation
§ 4.1.1.18 Facility support services
§ 4.1.1.19 Tenant-related services
§ 4.1.1.20 ArchitecYs coordination of the Owner's
consultants
§ 4.1.1.21 Telecommunications/data design
§ 4.1.1.22 Security evaluation and planning
§ 4.1.1.23 Commissioning
§ 4.1.1.24 Sustainable Project Services pursuant to Section
4.1.3
§ 4.1.1.25 Fast-track design services
§ 4.1.1.26 Multiple bid packages
§ 4.1.1.27 Historic preservation
§ 4.1.1.28 Furniture, furnishings, and equipment design
§ 4.1.1.29 Other services provided by specialty Consultants
§ 4.1.1.30 Other Supplemental Services
§ 4.1.2 Description of Supplemental Services
§ 4.1.2.1 A description of each Supplemental Service identified in Section 4.1.1 as the Architect's responsibility is
provided below.
(Describe in detail the Architect's Supplemental Services identified in Section 4.1.1 or, if set forth in an exhibit,
ident� the exhibit. The AZA publishes a number of Standard Form of Architect's Services documents that can be
included as an exhibit to describe the Architect's Supplemental Services.)
§ 4.1.2.2 A description of each Supplemental Service identifed in Section 4.1.1 as the Owner's responsibility is
provided below.
(Describe in detail the Owner's Supplemental Services identif ed in Section 4.1.1 or, if set forth in an exhibit,
identify the exhibit.)
§ 4.1.3 If the Owner identified a Sustainable Objective in Article 1, the Architect shall provide, as a Supplemental
Service, the Sustainability Services required in AIA Document E204T"'�2017, Sustainable Projects Exhibit, attached
to this Agreement. The Owner shall compensate the Architect as provided in Section 11.2.
§ 4.2 Architect's Additional Services
The Architect may provide Additional Services after execution of this Agreement without invalidating the
Agreement. Except for services required due to the fault of the Architect, any Additional Services provided in
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accordance with this Section 4.2 shall entitle the Architect to compensation pursuant to Section 11.3 and an
appropriate adjustment in the ArchitecYs schedule.
§ 4.2.1 Upon recognizing the need to perform the following Additional Services, the Architect shall notify the Owner
with reasonable promptness and explain the facts and circumstances giving rise to the need. T'he Architect shall not
proceed to provide the following Additional Services until the Architect receives the Owner's written authorization:
.1 Services necessitated by a change in the Initial Information, previous instructions or approvals given
by the Owner, or a material change in the Project including size, quality, complexity, the Owner's
schedule or budget for Cost of the Work, or procurement or delivery method;
.2 Services necessitated by the enactment or revision of codes, laws, or regulations, including changing or
editing previously prepared Instruments of Service;
.3 Changing or editing previously prepared Instruments of Service necessitated by official interpretations
of applicable codes, laws or regulations that are either (a) contrary to specific interpretations by the
applicable authorities having jurisdiction made prior to the issuance of the building permit, or (b)
contrary to requirements of the Instruments of Service when those Instruments of Service were
prepared in accordance with the applicable standard of care;
.4 Services necessitated by decisions of the Owner not rendered in a timely manner or any other failure of
performance on the part of the Owner or the Owner's consultants or contractors;
.5 Preparing digital models or other design documentation for transmission to the Owner's consultants
and contractors, or to other Owner-authorized recipients;
.6 Preparation of design and documentation for alternate bid or proposal requests proposed by the Owner;
.7 Preparation for, and attendance at, a public presentation, meeting or hearing;
.8 Preparation for, and attendance at, a dispute resolution proceeding or legal proceeding, except where
the Architect is pariy thereto;
.9 Evaluation of the qualifcations of entities providing bids or proposals;
.10 Consultation conceming replacement of Work resulting from fire or other cause during consri-uction;
or,
11 Assistance to the Initial Decision Maker, if other than the Architect.
§ 4.2.2 To avoid delay in the Construction Phase, the Architect shall provide the following Additional Services,
notify the Owner with reasonable promptness, and explain the facts and circumstances giving rise to the need. If,
upon receipt of the Architect's notice, the Owner determines that all or parts of the services are not required, the
Owner shall give prompt written notice to the Architect of the Owner's determination. The Owner shall compensate
the Architect for the services provided prior to the Architect's receipt of the Owner's notice.
.1 Reviewing a Contractor's submittal out of sequence from the submittal schedule approved by the
Architect;
.2 Responding to the Contractor's requests for information that are not prepared in accordance with the
Coniract Documents or where such information is available to the Contractor from a careful study
and comparison of the Contract Documents, field conditions, other Owner-provided information,
Contractor-prepared coordination drawings, or prior Project correspondence or documentation;
.3 Preparing Change Orders and Construction Change Directives that require evaluation of Contractor's
proposals and supporting data, or the preparation or revision of Instruments of Service;
.4 Evaluating an extensive number of Claims as the Initial Decision Maker; or,
.5 Evaluating substitutions proposed by the Owner or Contractor and making subsequent revisions to
Instruments of Service resulting therefrom.
§ 4.2.3 The Architect shall provide Construction Phase Services exceeding the limits set forth below as Additional
Services. When the limits below are reached, the Architect shall notify the Owner:
.1 () reviews of each Shop Drawing, Product Data item, sample and similar submittals of the
Contractor
.2 () visits to the site by the Architect during construction
.3 () inspections for any portion of the Work to determine whether such portion of the Work is
substantially complete in accordance with the requirements of the Contract Documents
.4 () inspections for any portion of the Work to determine final completion.
§ 4.2.4 Except for services required under Section 3.6.6.5 and those services that do not exceed the limits set forth in
Section 4.2.3, Construction Phase Services provided more than 60 days after (1) the date of Substantial Completion
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of the Work or (2) the initial date of Substantial Completion identified in the agreement between the Owner and
Contractor, whichever is earlier, shall be compensated as Additional Services to the extent the Architect incurs
additional cost in providing those Construction Phase 5ervices.
§ 4.2.5 If the services covered by this Agreement have not been completed within () months of the date of this
Agreement, through no fault of the Architect, extension of the Architect's services beyond that time shall be
compensated as Additional Services.
ARTICLE 5 OWNER'S RESPONSIBILITIES
§ 5.1 Unless otherwise provided far under this Agreement, the Owner shall provide information in a timely manner
regarding requirements for and limitations on the Project, including a written program, which shall set forth the
Owner's objectives; schedule; constraints and criteria, including space requirements and relationships; flexibility;
expandability; special equipment; systems; and site requirements.
§ 5.2 The Owner shall establish the Owner's budget for the Project, including (1) the budget for the Cost of the Work
as defined in Section 6.1; (2) the Owner's other costs; and, (3) reasonable contingencies related to all of these costs.
The Owner shall update the Owner's budget for the Project as necessary throughout the duration of the Project until
final completion. If the Owner significantly increases or decreases the Owner's budget for the Cost of the Work, the
Owner shall notify the Architect. The Owner and the Architect shall thereafter agree to a corresponding change in
the Project's scope and quality.
§ 5.3 The Owner shall identify a representative authorized to act on the Owner's behalf with respect to the Project.
The Owner shall render decisions and approve the Architect's submittals in a timely manner in order to avoid
unreasonable delay in the orderly and sequential progress of the Architect's services.
§ 5.4 The Owner shall furnish surveys to describe physical characteristics, legal limitations and utility locations for
the site of the Project, and a written legal description of the site. The surveys and legal information shall include, as
applicable, grades and lines of streets, alleys, pavements and adjoining property and structures; designated wetlands;
adjacent drainage; rights-of-way, restrictions, easements, encroacl�ments, zoning, deed restrictions, boundaries and
contours of the site; locations, dimensions, and other necessary data with respect to existing buildings, other
improvements and trees; and information concerning available utility services and lines, both public and private,
above and below grade, including inverts and depths. All the information on the survey shall be referenced to a
Project benchmark.
§ 5.5 The Owner shall furnish services of geotechnical engineers, which may include test borings, test pits,
determinations of soil bearing values, percolation tests, evaluations of hazardous materials, seismic evaluation,
ground corrosion tests and resistivity tests, including necessary operations for anticipating subsoil conditions, with
written reports and appropriate recommendations.
§ 5.6 The Owner shall provide the Supplemental Services designated as the Owner's responsibility in Section 4.1.1.
§ 5.7 If the Owner identified a Sustainable Objective in Article 1, the Owner shall fulfill its responsibilities as
required in AIA Document E204T"�2017, Sustainable Projects E�ibit, attached to this Agreement.
§ 5.8 The Owner shall coordinate the services of its own consultants with those services provided by the Architect.
Upon the Architect's request, the Owner shall furnish copies of the scope of services in the contracts between the
Owner and the Owner's consultants. The Owner shall furnish the services of consultants other than those designated
as the responsibility of the Architect in this Agreement, or authorize the Architect to furnish them as an Additional
Service, when the Architect requests such services and demonstrates that they are reasonably required by the scope
of the Project. The Owner shall require that its consultants and contractors maintain insurance, including
professional liability insurance, as appropriate to the services or work provided.
§ 5.9 The Owner shall furnish tests, inspections and reports required by law ar the Contract Documents, such as
structural, mechanical, and chemical tests, tests for air and water pollution, and tests for hazardous materials.
§ 5.10 The Owner shall furnish all legal, insurance and accounting services, including auditing services, that may be
reasonably necessary at any time for the Project to meet the Owner's needs and interests.
Init. AIA Document B707 T"' — 2017. Copyright O 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Yt�es AIA° ❑ocumunf is prat€5ct�ci hy 17.5. Ca��yri�ht Law arid I��tern�tional Trea4ies, Ursauthorixtrd r�prdduction ar sfiskrihtitlon o3 this AIA" Documnnt, �4
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum eutent possihle under R1im law. 7his
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§ 5.11 The Owner shall provide prompt written notice to the Architect if the Owner becomes aware of any fault or
defect in the Project, including errors, omissions or inconsistencies in the Architect's Instruments of Service.
§ 5.12 The Owner shall include the Architect in all communications with the Contractor that relate to or affect the
Architect's services or professional responsibilities. The Owner shall promptly notify the Architect of the substance
of any direct communications between the Owner and the Contractor otherwise relating to the Project.
Communications by and with the Architect's consultants shall be through the Architect.
§ 5.13 Before executing the Contract for Construction, the Owner shall coordinate the Architect's duties and
responsibilities set forth in the Contract far Construction with the Architect's services set forth in this Agreement.
The Owner shall provide the Architect a copy of the executed agreement between the Owner and Contractor,
including the General Conditions of the Contract for Construction.
§ 5.14 The Owner shall provide the Architect access to the Project site prior to commencement of the Work and shall
obligate the Contractor to provide the Architect access to the Work wherever it is in preparation or progress.
§ 5.15 Within 15 days after receipt of a written request from the Architect, the Owner shall furnish the requested
information as necessary and relevant for the Architect to evaluate, give notice of, or enforce lien rights.
ARTICLE 6 COST OF THE WORK
§ 6.1 For purposes of this Agreement, the Cost of the Work shall be the total cost to the Owner to construct all
elements of the Project designed or specified by the Architect and shall include contractors' general conditions costs,
overhead and profit. The Cost of the Work also includes the reasonable value of labor, materials, and equipment,
donated to, or otherwise furnished by, the Owner. The Cost of the Work does not include the compensation of the
Architect; the costs of the land, rights-of-way, financing, or contingencies for changes in the Work; or other costs
that are the responsibility of the Owner.
§ 6.2 The Owner's budget for the Cost of the Work is provided in Initial Information, and shall be adjusted
throughout the Project as required under Sections 5.2, 6.4 and 6.5. Evaluations of the Owner's budget for the Cost of
the Work, and the preliminary estimate of the Cost of the Work and updated estimates of the Cost of the Work,
prepared by the Architect, represent the Architect's judgment as a design professional. It is recognized, however,
that neither the Architect nor the Owner has control over the cost of labor, materials, or equipment; the Contractor's
methods of determining bid prices; or competitive bidding, market, or negotiating conditions. Accordingly, the
Architect cannot and does not warrant or represent that bids or negotiated prices will not vary from the Owner's
budget for the Cost of the Work, or from any estimate of the Cost of the Work, or evaluation, prepared or agreed to
by the Architect.
§ 6.3 In preparing estimates of the Cost of Work, the Architect shall be permitted to include contingencies for
design, bidding, and price escalation; to determine what materials, equipment, component systems, and types of
construction are to be included in the Contract Documents; to recommend reasonable adjustments in the program
and scope of the Project; and to include design alternates as may be necessary to adjust the estimated Cost of the
Work to meet the Owner's budget. The Architect's estimate of the Cost of the Work shall be based on current area,
volume or similar conceptual estimating techniques. If the Owner requires a detailed estimate of the Cost of the
Work, the Architect shall provide such an estimate, if identified as the Architect's responsibility in Section 4.1.1, as
a 5upplemental Service.
§ 6.4 If, through no fault of the Architect, the Procurement Phase has not commenced within 90 days after the
Architect submits the Construction Documents to the Owner, the Owner's budget for the Cost of the Work shall be
adjusted to reflect changes in the general level of prices in the applicable construction market.
§ 6.5 If at any time the Architect's estimate of the Cost of the Work exceeds the Owner's budget for the Cost of the
Work, the Architect shall make appropriate recommendations to the Owner to adjust the Project's size, quality, or
budget for the Cost of the Work, and the Owner shall cooperate with the Architect in making such adjustments.
§ 6.6 If the Owner's budget for the Cost of the Work at the conclusion of the Construction Documents Phase
Services is exceeded by the lowest bona fide bid or negotiated proposal, the Owner shall
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1 give written approval of an increase in the budget for the Cost of the Work;
2 authorize rebidding or renegotiating of the Project within a reasonable time;
3 terminate in accordance with Section 9.5;
4 in consultation with the Architect, revise the Project program, scope, or quality as required to reduce
the Cost of the Work; or,
5 implement any other mutually acceptable alternative.
§ 6.7 If the Owner chooses to proceed under Section 6.6.4, the Architect shall modify the Construction Documents as
necessary to comply with the Owner's budget for the Cost of the Wark at the conclusion of the Construction
Documents Phase Services, or the budget as adjusted under Section 6.6.1. If the Owner requires the Architect to
modify the Construction Documents because the lowest bona fide bid or negotiated proposal exceeds the Owner's
budget for the Cost of the Work due to market conditions the Architect could not reasonably anticipate, the Owner
shall compensate the Architect for the modifications as an Additional Service pursuant to Section 11.3; otherwise
the Architect's services for modifying the Construction Documents shall be without additional compensation. In any
event, the ArchitecYs modification of the Construction Documents shall be the limit of the Architect's responsibility
under this Article 6.
ARTICLE 7 COPYRIGHTS AND LICENSES
§ 7.1 The Architect and the Owner warrant that in transmitting Instruments of Service, or any other information, the
transmitting pariy is the copyright owner of such information or has permission from the copyright owner to
transmit such information for its use on the Project.
§ 7.2 The Architect and the Architect's consultants shall be deemed the authors and owners of their respective
Instruments of Service, including the Drawings and Specifications, and shall retain all common law, statutory and
other reserved rights, including copyrights. Submission or distribution of Instruments of Service to meet official
regulatory requirements or for similar purposes in connection with the Project is not to be construed as publication
in derogation of the reserved rights of the Architect and the Architect's consultants.
§ 7.3 The Architect grants to the Owner a nonexclusive license to use the Architect's Instruments of Service solely
and exclusively for purposes of constructing, using, maintaining, altering and adding to the Project, provided that the
Owner substantially performs its obligations under this Agreement, including prompt payment of all sums due
pursuant to Article 9 and Article 11. The Architect shall obtain similar nonexclusive licenses from the Architect's
consultants consistent with this Agreement. The license granted under this section permits the Owner to authorize
the Contractor, Subcontractors, Sub-subcontractors, and suppliers, as well as the Owner's consultants and separate
contractors, to reproduce applicable portions of the Instruments of Service, subject to any protocols established
pursuant to Section 1.3, solely and exclusively for use in performing services or construction for the Project. If the
Architect rightfully terminates this Agreement for cause as provided in Section 9.4, the license granted in this
Section 7.3 shall terminate.
§ 7.3.1 In the event the Owner uses the Instruments of Service without retaining the authors of the Instruments of
Service, the Owner releases the Architect and Architect's consultant(s) from all claims and causes of action arising
from such uses. The Owner, to the extent permitted by law, further agrees to indemnify and hold harmless the
Architect and its consultants from all costs and expenses, including the cost of defense, related to claims and causes
of action asserted by any third person or entity to the extent such costs and expenses arise from the Owner's use of
the Instruments of Service under this Section 7.3.1. The terms of this Section 7.3.1 shall not apply if the Owner
rightfully terminates this Agreement for cause under Section 9.4.
§ 7.4 Except for the licenses granted in this Article 7, no other license or right shall be deemed granted or implied
under this Agreement. The Owner shall not assign, delegate, sublicense, pledge or otherwise transfer any license
granted herein to another party without the prior written agreement of the Architect. Any unauthorized use of the
Instruments of Service shall be at the Owner's sole risk and without liability to the Architect and the ArchitecYs
consultants.
§ 7.5 Except as otherwise stated in Section 7.3, the provisions of this Article 7 shall survive the termination of this
Agreement.
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ARTICLE 8 CLAIMS AND DISPUTES
§ 8.1 General
§ 8.1.1 The Owner and Architect shall commence all claims and causes of action against the other and arising out of
or related to this Agreement, whether in contract, tort, or otherwise, in accordance with the requirements of the
binding dispute resolution method selected in this Agreement and within the period specified by applicable law, but
in any case not more than 10 years after the date of Substantial Completion of the Work. The Owner and Architect
waive all claims and causes of action not commenced in accordance with this Section 8.1.1.
§ 8.1.2 To the extent damages are covered by property insurance, the Owner and Architect waive all rights against
each other and against the contractors, consultants, agents, and employees of the other for damages, except such
rights as they may have to the proceeds of such insurance as set forth in AIA Document A201-2017, General
Conditions of the Contract for Construction. The Owner or the Architect, as appropriate, shall require of the
contractors, consultants, agents, and employees of any of them, similar waivers in favor of the other parties
enumerated herein.
§ 8.1.3 The Architect and Owner waive consequential damages for claims, disputes, or other matters in question,
arising out of or relating to this Agreement. This mutual waiver is applicable, without limitation, to all consequential
damages due to either pariy's termination of this Agreement, except as specifically provided in Section 9.7.
§ 8.2 Mediation
§ 8.2.1 Any claim, dispute or other matter in question arising out of or related to this Agreement shall be subject to
mediation as a condition precedent to binding dispute resolution. If such matter relates to or is the subject of a lien
arising out of the Architect's services, the Architect may proceed in accordance with applicable law to comply with
the lien notice or filing deadlines prior to resolution of the matter by mediation or by binding dispute resolution.
§ 8.2.2 The Owner and Architect shall endeavor to resolve claims, disputes and other matters in question between
them by mediation, which, unless the parties mutually agree otherwise, shall be administered by the American
Arbitration Association in accordance with its Construction Industry Mediation Procedures in effect on the date of
this Agreement. A request for mediation shall be made in writing, delivered to the other party to this Agreement, and
filed with the person or entity administering the mediation. The request may be made concurrently with the fling of
a complaint or other appropriate demand for binding dispute resolution but, in such event, mediation shall proceed in
advance of binding dispute resolution proceedings, which shall be stayed pending mediation for a period of 60 days
from the date of filing, unless stayed for a longer period by agreement of the parties or court order. If an arbitration
proceeding is stayed pursuant to this section, the parties may nonetheless proceed to the selection of the arbitrator(s)
and agree upon a schedule for later proceedings.
§ 8.2.3 The parties shall share the mediator's fee and any fling fees equally. The mediation shall be held in the place
where the Project is located, unless another location is mutually agreed upon. Agreements reached in mediation shall
be enforceable as settlement agreements in any court having jurisdiction thereof.
§ 8.2.4 If the parties do not resolve a dispute through mediation pursuant to this Section 8.2, the method of binding
dispute resolution shall be the following:
(Check the appropriate box.)
[] Arbitration pursuant to Section 8.3 of this Agreement
[] Litigation in a court of competent jurisdiction
[ ] Other: (Specify)
If the Owner and Architect do not select a method of binding dispute resolution, or do not subsequently agree in
writing to a binding dispute resolution method other than litigation, the dispute will be resolved in a court of
competent jurisdiction.
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Init. This AIA''' Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, ,� 7
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§ 8.3 Arbitration
§ 8.3.1 If the parties have selected arbitration as the method for binding dispute resolution in this Agreement, any
claim, dispute or other matter in question arising out of or related to this Agreement subject to, but not resolved by,
mediation shall be subject to arbitration, which, unless the parties mutually agree otherwise, shall be administered by
the American Arbitration Association in accordance with its Construction Industry Arbitration Rules in effect on the
date of this Agreement. A demand for arbitration shall be made in writing, delivered to the other pariy to this
Agreement, and filed with the person or entity administering the arbitration.
§ 8.3.1.1 A demand for arbitration shall be made no earlier than concurrently with the filing of a request for
mediation, but in no event shall it be made after the date when the institution of legal or equitable proceedings based
on the claim, dispute or other matter in question would be barred by the applicable statute of limitations. For statute
of limitations purposes, receipt of a written demand for arbitration by the person or entity administering the
arbitration shall constitute the institution of legal or equitable proceedings based on the claim, dispute or other
matter in question.
§ 8.3.2 The foregoing agreement to arbitrate, and other agreements to arbitrate with an additional person or entity
duly consented to by parties to this Agreement, shall be specifically enforceable in accordance with applicable law
in any court having jurisdiction thereof.
§ 8.3.3 The award rendered by the arbitrator(s) shall be fnal, and judgment may be entered upon it in accordance
with applicable law in any court having jurisdiction thereof.
§ 8.3.4 Consolidation or Joinder
§ 8.3.4.1 Either party, at its sole discretion, may consolidate an arbitration conducted under this Agreement with any
other arbitration to which it is a party provided that (1) the arbitration agreement governing the other arbitration
permits consolidation; (2) the arbitrations to be consolidated substantially involve common questions of law or fact;
and (3) the arbitrations employ materially similar procedural rules and methods for selecting arbitrator(s).
§ 8.3.4.2 Either party, at its sole discretion, may include by joinder persons or entities substantially involved in a
common question of law or fact whose presence is required if complete relief is to be accorded in arbitration,
provided that the party sought to be joined consents in writing to such joinder. Consent to arbitration involving an
additional person or entity shall not constitute consent to arbitration of any claim, dispute or other matter in question
not described in the written consent.
§ 8.3.4.3 The Owner and Architect grant to any person or entity made a pariy to an arbitration conducted under this
Section 8.3, whether by joinder or consolidation, the same rights of joinder and consolidation as the Owner and
Architect under this Agreement.
§ 8.4 The provisions of this Article 8 shall survive the termination of this Agreement.
ARTICLE 9 TERMINATION OR SUSPENSION
§ 9.1 If the Owner fails to make payments to the Architect in accordance with this Agreement, such failure shall be
considered substantial nonperformance and cause for termination or, at the Architect's option, cause for suspension
of performance of services under this Agreement. If the Architect elects to suspend services, the Architect shall give
seven days' written notice to the Owner before suspending services. In the event of a suspension of services, the
Architect shall have no liability to the Owner for delay or damage caused the Owner because of such suspension of
services. Before resuming services, the Owner shall pay the Architect all sums due prior to suspension and any
expenses incurred in the interruption and resumption of the Architect's services. The Architect's fees for the
remaining services and the time schedules shall be equitably adjusted.
§ 9.2 If the Owner suspends the Project, the Architect shall be compensated for services performed prior to notice of
such suspension. When the Project is resumed, the Architect shall be compensated for expenses incurred in the
interruption and resumption of the Architect's services. The Architect's fees for the remaining services and the time
schedules shall be equitably adjusted.
§ 9.3 If the Owner suspends the Project for more than 90 cumulative days for reasons other than the fault of the
Architect, the Architect may terminate this Agreement by giving not less than seven days' written notice.
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Exhibit
§ 9.4 Either pariy may terminate this Agreement upon not less than seven days' written notice should the other party
fail substantially to perform in accordance with the terms of this Agreement through no fault of the party initiating
the termination.
§ 9.5 The Owner may terminate this Agreement upon not less than seven days' written notice to the Architect for the
Owner's convenience and without cause.
§ 9.6 If the Owner terminates this Agreement for its convenience pursuant to Section 9.5, or the Architect terminates
this Agreement pursuant to Section 9.3, the Owner shall compensate the Architect for services performed prior to
termination, Reimbursable Expenses incurred, and costs attributable to termination, including the costs attributable
to the Architect's termination of consultant agreements.
§ 9.7 In addition to any amounts paid under Section 9.6, if the Owner terminates this Agreement for its convenience
pursuant to Section 9.5, or the Architect terminates this Agreement pursuant to Section 9.3, the Owner shall pay to
the Architect the following fees:
(Set forth below the amount of any termination or licensing fee, or the method for determining any termination or
licensing fee.)
.1 Termination Fee:
.2 Licensing Fee if the Owner intends to continue using the Architect's Instruments of Service:
§ 9.8 Except as otherwise expressly provided herein, this Agreement shall terminate one year from the date of
Substantial Completion.
§ 9.9 The Owner's rights to use the Architect's Instruments of Service in the event of a termination of this
Agreement are set forth in Article 7 and Section 9.7.
ARTICLE 10 MISCELLANEOUS PROVISIONS
§ 10.1 This Agreement shall be governed by the law of the place where the Project is located, excluding that
jurisdiction's choice of law rules. If the parties have selected arbitration as the method of binding dispute resolution,
the Federal Arbitration Act shall govem Section 8.3.
§ 10.2 Terms in this Agreement shall have the same meaning as those in AIA Document A201-2017, General
Conditions of the Contract for Construction.
§ 10.3 The Owner and Architect, respectively, bind themselves, their agents, successors, assigns, and legal
representatives to this Agreement. Neither the Owner nor the Architect shall assign this Agreement without the
written consent of the other, except that the Owner may assign this Agreement to a lender providing financing for
the Project if the lender agrees to assume the Owner's rights and obligations under this Agreement, including any
payments due to the Architect by the Owner prior to the assignment.
§ 10.4 If the Owner requests the Architect to execute certificates, the proposed language of such certificates shall be
submitted to the Architect for review at least 14 days prior to the requested dates of execution. If the Owner requests
the Architect to execute consents reasonably required to facilitate assignment to a lender, the Architect shall execute
all such consents that are consistent with this Agreement, provided the proposed consent is submitted to the
Architect for review at least 14 days prior to execution. The Architect shall not be required to execute certificates or
consents that would require knowledge, services, or responsibilities beyond the scope of this Agreement.
§ 10.5 Nothing contained in this Agreement shall create a contractual relationship with, or a cause of action in favor
of, a third party against either the Owner or Architect.
AIA Document B701 "" — 2017. Copyright O 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Init. 7tals RiA' ❑rr[;umnnt is protecte�d by U.S. Ca�yric�ht Law and inearnatiarra3 Traat�es. UnauthorixQd raysrodiFction crr dislrids�tipn o€ this AfF�'• 13ocument, .�,�
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum eutent g�ossik�le urrder tire I�w_ This
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User Notes: (3B9ADAID)
Exhibit
§ 10.6 Unless otherwise required in this Agreement, the Architect shall have no responsibility for the discovery,
presence, handling, removal or disposal of, or exposure of persons to, hazardous materials or toxic substances in any
form at the Project site.
§ 10.7 The Architect shall have the right to include photographic or artistic representations of the design of the
Project among the Architect's promotional and professional materials. The Architect shall be given reasonable
access to the completed Project to make such representations. However, the Architect's materials shall not include
the Owner's confdential or proprietary information if the Owner has previously advised the Architect in writing of
the specific information considered by the Owner to be confidential or proprietary. The Owner shall provide
professional credit for the Architect in the Owner's promotional materials for the Project. This Section 10.7 shall
survive the termination of this Agreement unless the Owner terminates this Agreement for cause pursuant to Section
9.4.
§ 10.8 If the Architect or Owner receives information specifically designated as "confidential" or "business
proprietary," the receiving pariy shall keep such information strictly confidential and shall not disclose it to any
other person except as set forth in Section 10.8.1. This Section 10.8 shall survive the termination of this Agreement.
§ 10.8.1 The receiving pariy may disclose "confidential" or "business proprietary" information after 7 days' notice to
the other pariy, when required by law, arbitrator's order, or court order, including a subpoena or other form of
compulsory legal process issued by a court or governmental entity, or to the extent such information is reasonably
necessary for the receiving party to defend itself in any dispute. The receiving party may also disclose such
information to its employees, consultants, or contractors in order to perform services or work solely and exclusively
for the Project, provided those employees, consultants and contractors are subject to the restrictions on the
disclosure and use of such information as set forth in this Section 10.8.
§ 10.9 The invalidity of any provision of the Agreement shall not invalidate the Agreement or its remaining
provisions. If it is determined that any provision of the Agreement violates any law, or is otherwise invalid or
unenforceable, then that provision shall be revised to the extent necessary to make that provision legal and
enforceable. In such case the Agreement shall be construed, to the fullest extent permitted by law, to give effect to
the parties' intentions and purposes in executing the Agreement.
ARTICLE 11 COMPENSATION
§ 11.1 For the Architect's Basic Services described under Article 3, the Owner shall compensate the Architect as
follows:
1 Stipulated Sum
(Insert amount)
.2 Percentage Basis
(Insertpercentage value)
()% of the Owner's budget for the Cost of the Work, as calculated in accordance with Section 11.6.
3 Other
(Describe the method of compensation)
§ 11.2 For the Architect's Supplemental Services designated in Section 4.1.1 and for any Sustainability Services
required pursuant to Section 4.1.3, the Owner shall compensate the Architect as follows:
(Insert amount of, or basis for, compensation. If necessary, list specific services to which particular methods of
compensation apply.)
AIA Document 6101 T"' — 2017. Copyright OO 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Init. �'hEs AIA�' �Jacun�cr�t is proteetec# by U.S. Capyric�ht Law and IniernaSianal 7reaties. Unauthoriaad re�rr�ducSian ur distributian af tlyis AIA'� []acumarri, ��
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum eatent possihle cirider [hc law. This
� document was produced by AIA software at 14:48:43 on 12112/2017 under Order No. 3422979013 which expires on 11/08/2018, and is not for resale.
User Notes: (3B9ADA1 D)
Exhibit
§ 11.3 For Additional Services that may arise during the course of the Project, including those under Section 4.2, the
Owner shall compensate the Architect as follows:
(Insert amount of, or basis for, compensation.)
§ 11.4 Compensation for Supplemental and Additional Services of the Architect's consultants when not included in
Section 11.2 or 11.3, shall be the amount invoiced to the Architect plus percent (%), or as follows:
(Insert amount of, or basis for computing, Architect's consultants' compensation for Supplemental orAdditional
Services.)
§ 11.5 When compensation for Basic Services is based on a stipulated sum or a percentage basis, the proportion of
compensation for each phase of services shall be as follows:
Schematic Design Phase
Design Development Phase
Construction Documents
Phase
Procurement Phase
Construction Phase
Total Basic Compensation
percent
percent
percent
percent (
percent (
one hundred percent (
%�
%�
%�
100 %)
§ 11.6 When compensation identified in Section 11.1 is on a percentage basis, progress payments for each phase of
Basic Services shall be calculated by multiplying the percentages identified in this Article by the Owner's most
recent budget for the Cost of the Work. Compensation paid in previous progress payments shall not be adjusted
based on subsequent updates to the Owner's budget for the Cost of the Work.
§ 11.6.1 When compensation is on a percentage basis and any portions of the Project are deleted or otherwise not
constructed, compensation for those portions of the Project shall be payable to the extent services are performed on
those portions. The Architect shall be entitled to compensation in accordance with this Agreement for all services
performed whether or not the Construction Phase is commenced.
§ 11.7 The hourly billing rates for services of the Architect and the ArchitecYs consultants are set forth below. The
rates shall be adjusted in accordance with the Architect's and Architect's consultants' normal review practices.
(If applicable, attach an exhibit of hourly billing rates or insert them below.)
Employee or Category Rate ($0.00)
§ 11.8 Compensation for Reimbursable Expenses
§ 11.8.1 Reimbursable Expenses are in addition to compensation for Basic, Supplemental, and Additional Services
and include expenses incurred by the Architect and the Architect's consultants directly related to the Project, as
follows:
.1 Transportation and authorized out-of-town travel and subsistence;
.2 Long distance services, dedicated data and communication services, teleconferences, Project web sites,
and extranets;
.3 Permitting and other fees required by authorities having jurisdiction over the Project;
.4 Printing, reproductions, plots, and standard form documents;
.5 Postage, handling, and delivery;
.6 Expense of overtime work requiring higher than regular rates, if authorized in advance by the Owner;
.7 Renderings, physical models, mock-ups, professional photography, and presentation materials
requested by the Owner or required for the Project;
AIA Document 6101 T"' — 2017. Copyright O 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Init. This AIA� Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, 21
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum eutent possible under the law. This
� document was produced by AIA software at 14:48:43 on 12/12/2017 under Order No. 3422979013 which expires on 11/08/2018, and is not for resale.
User Notes: (3B9ADA1D)
Exhibit
.8 If required by the Owner, and with the Owner's prior written approval, the Architect's consultants'
expenses of professional liability insurance dedicated exclusively to this Project, or the expense of
additional insurance coverage or limits in excess of that normally maintained by the Architect's
consultants;
.9 All taxes levied on professional services and on reimbursable expenses;
.10 Site office expenses;
.11 Registration fees and any other fees charged by the Certifying Authority or by other entities as
necessary to achieve the Sustainable Objective; and,
.12 Other similar Project-related expenditures.
§ 11.8.2 For Reimbursable Expenses the compensation shall be the expenses incurred by the Architect and the
Architect's consultants plus percent (%) of the expenses incurred.
§ 11.9 Architect's Insurance. If the types and limits of coverage required in Section 2.5 are in addition to the types
and limits the Architect normally maintains, the Owner shall pay the Architect for the additional costs incurred by
the Architect for the additional coverages as set forth below:
(Insert the additional coverages the Architect is required to obtain in order to satisfy the requirements set forth in
5ection 2.5, and for which the Owner shall reimburse the Architect.)
§ 11.10 Payments to the Architect
§ 11.10.1 Initial Payments
§ 11.10.1.1 An initial payment of ($ ) shall be made upon execution of this Agreement and is the minimum
payment under this Agreement. It shall be credited to the Owner's account in the fmal invoice.
§ 11.10.1.2 If a Sustainability Certification is part of the Sustainable Objective, an initial payment to the Architect of
($ ) shall be made upon execution of this Agreement for registration fees and other fees payable to the Certifying
Atdthority anc� necessary t� achie�� lhe Si�stainability CerCyfic�tion. T`he Architect's p�aymcnts tp tE�c Ccrtifying
Authority shall be credited to the Owner's account at the time the expense is incurred.
§ 11.10.2 Progress Payments
§ 11.10.2.1 Unless otherwise agreed, payments for services shall be made monthly in proportion to services
performed. Payments are due and payable upon presentation of the Architect's invoice. Amounts unpaid () days
after the invoice date shall bear interest at the rate entered below, or in the absence thereof at the legal rate
prevailing from time to time at the principal place of business of the Architect.
(Insert rate of monthly or annual interest agreed upon.)
%
§ 11.10.2.2 The Owner shall not withhold amounts from the Architect's compensation to impose a penalty or
liquidated damages on the Architect, or to offset sums requested by or paid to contractors for the cost of changes in
the Work, unless the Architect agrees or has been found liable for the amounts in a binding dispute resolution
proceeding.
§ 11.10.2.3 Records of Reimbursable Expenses, expenses pertaining to Supplemental and Additional Services, and
services performed on the basis of hourly rates shall be available to the Owner at mutually convenient times.
ARTICLE 12 SPECIAL TERMS AND CONDITIONS
Special terms and conditions that modify this Agreement are as follows:
(Include other terms and conditions applicable to this Agreement.)
Init. AIA Document B101 T" — 2077. Copyright O 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
This AIA� Document is protecked by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, 22
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum extent possible under the law. This
f document was produced by AIA software at 14:48:43 on 12/12/2017 under Order No. 3422979013 which expires on 11/08/2018, and is not for resale.
User Notes: (3B9ADA1 D)
Exhibit
ARTICLE 13 SCOPE OF THE AGREEMENT
§ 13.1 This Agreement represents the entire and integrated agreement between the Owner and the Architect and
supersedes all prior negotiations, representations or agreements, either written or oral. This Agreement may be
amended only by written instrument signed by both the Owner and Architect.
§ 13.2 This Agreement is comprised of the following documents identified below:
.1 AIA Document B101T"�2017, Standard Form Agreement Between Owner and Architect
.2 AIA Document E203T"�2013, Building Information Modeling and Digital Data E�chibit, dated as
indicated below:
(Insert the date of the E203-2013 incorporated into this agreement.)
.3 Exhibits:
(Check the appropriate box for any exhibits incorporated into this Agreement.)
[] AIA Document E204T"'�2017, Sustainable Projects Exhibit, dated as indicated below:
(Insert the date of the E204-2017 incorporated into this agreement.)
[] Other E�ibits incorporated into this Agreement:
(Clearly ident� any other exhibits incorporated into this Agreement, including any exhibits and scopes of services
identified as exhibits in Section 4.1.2.)
.4 Other documents:
(List other documents, if any, forming part of the Agreement.)
This Agreement entered into as of the day and year first written above.
OWNER (Signature)
(Printed name and title)
ARCHITECT (Signature)
(Printed name, title, and license number, if required)
AIA Document B107 T"' — 2017. Copyright O 1974, 1978, 1987, 1997, 2007 and 2017 by The American Institute of Architects. All rights reserved. WARNING:
Init. This AIA� Document is protected by U.S. Copyright Law and International Treaties. Unauthorized reproduction or distribution of this AIA� Document, 23
or any portion of it, may result in severe civil and criminal penalties, and will be prosecuted to the maximum eutent possible under the law. This
� document was produced by AIA software at 14:48:43 on 12/12/2017 under Order No. 3422979013 which expires on 11/OB/201 B, and is not for resale.
User Notes: (3B9ADA1 D)
Exhibit
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EDA Agenda - 08/08/18
Item 4e. EXHIBIT C
5. Consideration of Pilot Pro�ram Downtown Fa�ade Improvement Grant Pro�ram
Guidelines (AS/JT)
A. REFERENCE & BACKGROUND
The EDA held its third workshop on July 11, 2018 to further review the proposed
downtown fa�ade and frontage improvement programs and provide staff with
feedback The feedback directed additional clarity regarding the funding format,
uses and process for the Fa�ade Improvement Program.
Staff made additional changes to the fa�ade grant program guidelines based on the
EDA's comments. The EDA will want to review the documents in detail. As in the
past, staff defers to the EDA on any additional comments and suggestions. The
frontage improvement grant program guidelines were only briefly discussed and will
be brought back to the EDA for separate consideration at a later date as directed by
the EDA.
Prior staff reports to the EDA detail the background and evolution of the proposed
program.
Al. Staff Impact: Staff time estimated at 40-50 hours has been spent in preparing the
proposed guidelines, including arranging and coordinating the downtown luncheons.
Moving forward, staff estimates 100 +/- hours of time commitment to the program,
based on a pilot loan program resulting in S loans. This includes marketing, meetings
and administration. The EDA's attorney has been consulted for guideline review and
will assist in developing loan agreement and application review as necessary.
A2. Budget Impact: The Finance Director recommends that the funds for the pilot
program come from TIF 1-6. The pilot program with $200,000 in available funding for
the building fa�ade improvements is proposed as a first come, first serve basis. Staff
would further estimate $20,000 +/- in fees from Cuningham and Kennedy & Gra�en for
development of the renderings and legal grant documents. Staff intends to work with
Kennedy & Graven to develop a template grant agreement which can streamline the
document process for loans.
A3. Strategic Plan Impact: The proposed program meets the following Strategic Plan
Goals:
• Create and Preserve Sustainable Livability: Implements a program to
beautify the downtown's existing commercial buildings.
• Strengthen Our Image as a Destination: Supports enhancements to the
downtown commercial core in support of Monticello as a place to visit and
explore.
EDA Agenda - 08/08/18
• Support a Vibrant Economy: Establishes a financial resource for e�sting
property and business owners to utilize for economic reinvestment in downtown.
B. ALTERNATIVE ACTIONS
If the EDA is satisfied with the guidelines and attachments and wishes to move
forward with the proposed guidelines and application form for the Fa�ade
Improvement Grant Program, then staff offers the following alternatives for
consideration.
Decision 1: Downtown Fa�ade Improvement Grant Pro�ram
Motion to adopt the Downtown Fa�ade Improvement Grant Program Guidelines
as presented.
2. Motion to adopt the Downtown Fa�ade Improvement Grant Program Guidelines,
subject to any final revisions by the EDA as well as to review by the EDA
Attorney.
3. Motion to table for additional discussion.
4. Motion to deny the adoption of the Downtown Fa�ade Improvement Grant
Program Guidelines.
C. STAFF RECOMN�NDATION
Staff defers to the EDA on the matter of additional changes and readiness of the
guidelines.
Staff recommends the implementation of a fa�ade improvement program for the
Downtown per the direction of the Downtown Small Area Study and implementation
workshop.
D. SUPPORTING DATA
A. Draft Downtown Fa�ade Improvements Grant Guidelines
B. Draft Downtown Facade Improvements Grant Application
C. Downtown Business/Property Owner Meeting Summary
D. Cuningham Group Architectural Services Estimate
�
EDA Agenda - 11/14/18
4f. Consideration of Fa�ade Improvement Grant A�reement (JT)
A. REFERENCE & BACKGROUND
The EDA is asked to consider approving the Fa�ade Improvement Grant Agreement
template document. With the EDA's recent approval of the Fa�ade Improvement
Grant Program, there is a need to begin further organizing the approval process,
documents and the steps of discussing the program with interested property owners.
The attached Grant Agreement was drafted by the EDA attorney for use in the
program. It has been reviewed by staff and is ready for EDA review and
consideration. The draft is intended as a template to be used for all approve
applications.
Al. STAFF IMPACT: Staff time is estimated at 3 to 4 hours involved in drafting the
proposed template grant document and reviewing and editing it and finally preparing the
staff report for EDA consideration. Staff included the EDA attorney, Community
Development Director and Economic Development Manager.
A2. BUDGET IMPACT: The estimated cost for drafting the document is $500.00 +/-.
The EDA budget includes funds for legal fees.
A3. STRATEGIC PLAN IMPACT: Establishing the Fa�ade Improvement Grant
Program meets to following Strategic Plan Goals:
• Create and Preserve Sustainable Livability: Implements a program to
beautify the downtown's existing commercial buildings.
• Strengthen Our Image as a Destination: Supports enhancements to the
downtown commercial core in support of Monticello as a place to visit and
explore.
• Support a Vibrant Economy: Establishes a financial resource for e�sting
property and business owners to utilize for economic reinvestment in downtown.
B. ALTERNATIVE ACTIONS
L Motion to approve the Grant Agreement as presented.
2. Motion to approve the Grant Agreement subject to final revisions by the EDA.
3. Motion to table for additional discussion.
EDA Agenda - 11/14/18
4. Motion to deny approval of the Grant Agreement.
C. STAFF RECOMN�NDATION
Staff recommends approval of the template Grant Agreement which is Alternative
#1. If the EDA is satisfied in general with the template but wishes to make minor
changes to the document then Alternate #2 is appropriate.
D. SUPPORTING DATA
A. Draft Fa�ade Improvements Grant Agreement Template
�
GRANT AGREEMENT
This Grant Agreement ("Agreement") is made this day of , 2018,
between the City of Monticello Economic Development Authority, a public body corporate and
politic and political subdivision of the State of Minnesota ("Grantor"), and
, a Minnesota ("Grantee").
RECITALS
A. Grantor has duly established its Downtown Fa�ade Improvement Grant Program
(the "Program") and has approved guidelines for said Program.
B. Grantee has submitted an application for a grant pursuant to the Program guidelines,
and Grantor has approved a grant to the Grantee in the maximum principal amount of $
(the "Grant") to pay a portion of the costs of certain fa�ade improvements at Grantee's
business located at in the City of Monticello, Minnesota (the
"City"), as more fully described in Exhibit A hereto (the "Improvements").
C. The Grantor and Grantee have negotiated the terms of the Grant, and now desire to
memorialize such terms in this Agreement.
ACCORDINGLY, to induce Grantor to make the Grant to Grantee, and for good and
valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties
hereto agree as follows:
1. The Grant Amount. Subj ect to and upon the terms and conditions of this
Agreement, Grantor agrees to grant to Grantee the sum of and no/100ths Dollars
($ ). Proceeds of the Grant shall be disbursed in accordance with Section 2 hereof.
2. Disbursement of Grant Proceeds.
(a) All Grant proceeds shall be paid to Grantee in accordance with the terms and
conditions of this Agreement. Notwithstanding anything to the contrary herein, if the cost of
the Improvements exceeds the amount to be reimbursed under this Agreement, such excess
shall be the sole responsibility of the Grantee.
(b) On the date of closing on the Grant, all Grant proceeds shall be deposited
into an escrow account with an escrow agent (the "Escrow Agent") selected by the Grantor.
The disbursement of proceeds of the Grant will be made subject to the conditions precedent
that prior to or as of each date of disbursement (the "Grant Disbursement Date"):
(i) The Grantor has received from Grantee, without expense to Grantor,
an executed copy of this Agreement and of an escrow agreement in substantially the
form attached as Exhibit B(the "Escrow Agreement");
538719v2 MNI MN325-40 1
(ii) The Grantor and Escrow Agent have received a written statement
from the Grantee's authorized representative certifying with respect to the payment:
that each item for which the payment is proposed is included in the Improvements,
accompanied by paid or payable invoices or other comparable evidence that the cost
has been incurred and paid or is payable by Grantee;
(iii) Grantee has provided evidence satisfactory to Grantor that Grantee
has established an account for the exclusive purpose of recording the receipt and
expenditure of the Grant proceeds;
(iv) Grantee is in compliance with the terms of the Fa�ade Improvement
Program Guidelines and this Agreement;
(v) Grantee has obtained lien waivers from all contractors and sub-
contractors for all work and/or materials in connection with the Improvements; and
(vi) No Event of Default shall have occurred and be continuing.
Representations and Warranties. Grantee represents and warrants to Grantor that:
(a) Grantee is duly authorized and empowered to execute, deliver, and perform
this Agreement and to receive the Grant from Grantor.
(b) The execution and delivery of this Agreement, and the performance by
Grantee of its obligations hereunder, do not and will not materially violate or conflict with
any applicable provision of law and do not and will not materially violate or conflict with, or
cause any default or event of default to occur under, any material agreement binding upon
Grantee.
(c) The execution and delivery of this Agreement has been duly approved by all
necessary action of Grantee, and this Agreement has in fact been duly executed and
delivered by Grantee and constitutes its lawful and binding obligation, legally enforceable
against it.
(d) Grantee warrants that it shall keep and maintain books, records, and other
documents relating directly to the receipt and disbursements of Grant proceeds and that any
duly authorized representative of Grantor shall, with reasonable advance notice, have access
to and the right to inspect, copy, audit, and examine all such books, records, and other
documents of Grantee pertaining to the Grant until the completion of all closeout procedures
and the final settlement and conclusion of all issues arising out of this Grant.
(e) Grantee warrants that to the best of its knowledge, it has fully complied with
all applicable state and federal laws reasonably relevant to this Agreement and will continue
to comply throughout the terms of this Agreement. If at any time Grantee receives notice of
noncompliance from any governmental entity, Grantee agrees to take any necessary action
to comply with the state or federal law in question.
538719v2 MNI MN325-40 2
(� Grantee warrants that it will use the proceeds of the Grant made by Grantor
solely for the Improvements.
4. No Business Subsidv. The parties agree that the Grant is not a business subsidy as
defined in Minnesota Statutes, Sections 116J.993 to 116J.995, as amended (the "Business Subsidy
Act"), because the assistance is in an amount less than $150,000. [IF AMOLJNT GREATER
THAN $25,000: Notwithstanding the foregoing the parties agree and acknowledge that
disbursement of the Grant complies with the Grantor's written criteria for the granting of business
subsidies. The Grantee releases and waives any claim against the Grantor and its governing body
members, officers, agents, servants and employees thereof arising from application of the
Business Subsidy Act to this Agreement, including without limitation any claim that the Grantor
failed to comply with the Business Subsidy Act with respect to this Agreement.]
5. Event of Default bv Grantee. The following shall be Events of Default under this
Agreement:
(a) failure to complete any part of the Improvements within 180 days after the
date of this Agreement;
(b) any representation or warranty made by Grantee herein or in the Escrow
Agreement is false when made;
(c) Grantee files a petition under any chapter of the Federal Bankruptcy Code or
any similar law, state or federal, now or hereafter existing becomes "insolvent" as that term
is generally defined under the Federal Bankruptcy Code, or is adjudged a bankrupt or
insolvent, or has a custodian, trustee, or receiver appointed for, or has any court take
jurisdiction of its property, or any part thereof, in any proceeding for the purpose of
reorganization, arrangement, dissolution, or liquidation, and such custodian, trustee, or
receiver is not discharged, or such jurisdiction is not relinquished, vacated, or stayed within
thirty (30) days of the appointment;
(d) any material breach or failure of Grantee to perform any material term or
condition of this Agreement not specifically described as an Event of Default in this
Agreement and such breach or failure continues for a period of thirty (30) days after Grantor
has given written notice to Grantee specifying such default or breach, unless Grantor agrees
in writing to an extension of such time prior to its expiration; provided, however, if the
failure stated in the notice cannot be corrected within the applicable period, Grantor will not
unreasonably withhold its consent to an extension of such time if corrective action is
instituted by Grantee within the applicable period and is being diligently pursued until the
Event of Default is corrected, but no such extension shall be given for an Event of Default
that can be cured by the payment of money (i.e., payment of taxes, insurance premiums, or
other amounts required to be paid hereunder).
6. Grantor's Remedv upon Grantee's Default. Upon an Event of Default by Grantee
and after provision by Grantor of written notice, Grantor shall have the right to suspend or terminate
538719v2 MNI MN325-40 3
its performance under this Agreement.
7. Indemnification.
(a) Grantee shall and does hereby agree to indemnify against and to hold
Grantor, and its officers, agents, and employees, harmless of and from any and all liability,
loss, or damage that it may incur under or by reason of this Agreement, and of and from any
and all claims and demands whatsoever that may be asserted against Grantor by reason of
any alleged obligations or undertakings on its part to perform or discharge any of the terms,
covenants, or agreements contained herein.
(b) This indemnification and hold harmless provision shall survive the
execution, delivery, and performance of this Agreement and the payment by Grantor of any
portion of the Grant.
(c) Nothing in this Agreement shall constitute a waiver of or limitation on any
immunity from or limitation on liability to which Grantee is entitled under law.
8. Miscellaneous.
(a) Waiver. The performance or observance of any promise or condition set
forth in this Agreement may be waived, amended, or modified only by a writing signed by
Grantee and Grantor. No delay in the exercise of any power, right, or remedy operates as a
waiver thereof, nor shall any single or partial exercise of any other power, right, or remedy.
(b) Assi n� ment. This Agreement shall be binding upon the parties, their
successors and assigns. All rights and powers specifically conferred upon Grantor may be
transferred or delegated by Grantor to any of its successors and assigns. Grantee's rights and
obligations under this Agreement may be assigned only when such assignment is approved
in writing by Grantor; except that if such assignment is made to an affiliate or subsidiary of
Grantee, Grantee may assign any of its rights or obligations to such affiliate or subsidiary
upon written notice to the Grantor.
(c) Governin� Law. This Agreement is made and shall be governed in all
respects by the laws of the state of Minnesota. Any disputes, controversies, or claims
arising out of this Agreement shall be heard in the state or federal courts of Minnesota, and
all parties to this Agreement waive any objection to the jurisdiction of these courts, whether
based on convenience or otherwise.
(d) Severabilitv. If any provision or application of this Agreement is held
unlawful or unenforceable in any respect, such illegality or unenforceability shall not affect
other provisions or applications that can be given effect, and this Agreement shall be
construed as if the unlawful or unenforceable provision or application had never been
contained herein or prescribed hereby.
538719v2 MNI MN325-40 4
(e) Notice. All notices required hereunder shall be given by depositing in the
U. S. mail, postage prepaid, certified mail, return receipt requested, to the following
addresses (or such other addresses as either party may notify the other):
To Grantor: City of Monticello Economic Development Authority
505 Walnut Street, Suite 1
Monticello, MN 55362
Attn: Executive Director
To Grantee:
Attn:
(f) Termination. Upon the final date of disbursement of Grant proceeds under the
Escrow Agreement, or if the Grant is not disbursed pursuant to this Agreement by ,
201� this Agreement shall terminate and neither party shall have any further obligation to the
other, except that if the Grant is not disbursed because Grantee has failed to use its best efforts to
comply with the conditions set forth in Section 2 of this Agreement then Grantee shall pay to
Grantor all reasonable attorneys' fees, costs, and expenses incurred by Grantor in connection
with this Agreement.
(g) Entire A�reement. This Agreement, together with the Exhibits hereto, which are
incorporated by reference, constitutes the complete and exclusive statement of all mutual
understandings between the parties with respect to this Agreement, superseding all prior or
contemporaneous proposals, communications, and understandings, whether oral or written,
concerning the Grant.
(h) Headin�s. The headings appearing at the beginning of the several sections contained
in this Agreement have been inserted for identification and reference purposes only and shall not be
used in the construction and interpretation of this Agreement.
538719v2 MNI MN325-40 S
IN WITNESS WHEREOF, this Agreement has been duly executed and delivered by the
proper officers thereunto duly authorized on the day and year first written above.
GRANTOR:
MONTICELLO ECONOMIC DEVELOPMENT
AUTHORITY
By:
Its President
By:
Its Executive Director
[SIGNATi JRE PAGE TO GRANT AGREEMENT - CITY OF MONTICELLO ECONOMIC DEVELOPMENT AUTHORITYJ
538719v2 MNI MN325-40 6
GRANTEE:
:
Title:
[SIGNATiJRE PAGE TO GRANT AGREEMENT-
538719v2 MNI MN325-40
EXHIBIT A
IMPROVEMENTS
538719v2 MNI MN325-40 A-1
I�►.�:II:�Y1�:�
ESCROW AGREEMENT
FA�ADE IMPROVEMENT GRANT PROGRAM ESCROW AGREEMENT
This Agreement is entered into this day of , 20� by and between (the
"Grantee"), , a Minnesota (the "Escrow Agent"), and
the City of Monticello Economic Development Authority, a public body corporate and politic
under the laws of Minnesota (the "Authority").
Purpose
The purpose of the escrow established pursuant to this Agreement is to provide assurance to the
Authority that Grantee will complete the proposed improvements described in the Grant
Agreement between the Authority and the Grantee dated (the "Grant
Agreement"), which is incorporated herein by reference.
Escrow
The Escrow Agent hereby acknowledges receipt from the Authority of $ in
Fa�ade Improvement Grant funds (the "Grant Funds") to be disbursed in connection with the
construction by Grantee of certain improvements described in the Grant Agreement (the
"Improvements").
Grant Funds will be disbursed to the Grantee in one or more payments as evidenced by the
provisions of this section. Before disbursement of any Grant Funds deposited hereunder,
Grantee must submit to the Authority and Escrow Agent (i) a written statement containing
evidence showing that costs for the Improvements have been paid or incurred by the Grantee in
at least the amount requested; and (ii) lien waivers from all contractors or sub-contractors
performing work or supplying materials in connection with the Improvements. The Authority
may, if not satisfied with the evidence provided, request such further documentation or
clarification as the Authority may reasonably require. The Authority will authorize disbursement
by the Escrow Agent of the Grant Funds upon receipt and approval of the Grantee's written
statement evidencing Improvement Costs in at least the amount of the requested disbursement.
Final disbursement of Grant Funds must be made no later than six months after the date hereof.
Indemnitv
Grantee agrees to indemnify and hold harmless the Authority from and against any claim,
damage, liability, loss or expense, including reasonable attorney's fees, made by any party in
connection with the performance of obligations under this Agreement.
290813v1 MNI MN190-116 1
Title and Escrow Char�es
Any escrow fees will be paid by Authority.
Termination
This Agreement will terminate upon the earlier to occur of one of the following: i) mutual
written agreement of the parties; ii) disbursement of all Grant Funds to Grantee; or iii)
[date six months after execution of Agreement]. Any balance of Grant Funds
remaining in escrow as of will be returned to the Authority.
290813v1 MNI MN190-116 2
[Grantee]
I�
Date:
CITY OF MONTICELLO ECONOMIC DEVELOPMENT AUTHORITY
Executive Director
[Escrow Agent]
By:
Its
290813v1 MNI MN190-116
Date:
Date:
EDA Agenda 11-14-2018
5. Consideration of an update on the Fa�ade Improvement Grant Pro�ram (AS)
The EDA approved the Fa�ade Improvement Grant Program guidelines in August, 2018.
Since that time, staff has been working on a number of related initiatives.
1. Preparation of a metrics database to track public and private investment within the
downtown, including the fa�ade grant program.
2. Outline for pedestrian counting at key points on Walnut and Broadway to
demonstrate impact of proposed capital improvements and fa�ade improvements.
3. Development of final draft contract with Cuningham Group for architectural
services for the fa�ade program and development of the grant agreement template
(both items on the EDA consent agenda for consideration).
4. City staff and two representatives from the Cuningham Group met with six
property owners on Block 35 on October 26th, 2018 at their businesses/properties
to discuss individual interest and building improvements for the fa�ade program.
As a result of the above meetings, staff is pleased to report that all six property owners
have indicated continued interest in the program. A seventh property owner is a likely
participant, but was not able to attend the first round of site visits. The interest in the
program represents 7 of the 10 properties in the eligible area. The remaining three
properties are owned by a single individual who has indicated that they are not interested
in participating at this time.
Cuningham has begun work on the building sketches for the six buildings based on the
site visits and conversations with the property owners. Cuningham is seeking to create a
common thread within the sketches, yet with each building maintaining its originality and
character. Staff was able to find historic images of the block and many of the buildings,
which illustrate that there is more substance to the buildings than perhaps originally
known.
Cuningham has indicated that for many of the buildings, the improvement
recommendations will likely exceed the $50,000 public investment amount. However,
Cuningham will provide priority improvement recommendations for each building in
support of ineeting the EDA's goals for aesthetic impact. The first draft of the sketches
will be provided to staff in mid-November. Refined sketches will be provided to
property owners by the end of November, at which time Cuningham will talk with the
property owners to yield the final sketches. These will then be used by the property
owners to seek out quotes from contractors and serve as a baseline for EDA review of the
grant applications.
The EDA's initial funding commitment to the program was $50,000 per building, with a
total program cap of $200,000. The EDA should be aware that given the level of interest
at this point, that may leave 2-3 property owners out of the program. Staff will keep the
EDA informed as the project progresses, as the EDA may wish to consider allocating
EDA Agenda 11-14-2018
additional dollars to the program prior to or as part of the review of the final grant
application submittals.
EDA Agenda: 11/14/18
6. Economic Development Report (JT)
A. 103 Pine Street (Froslie Property) Relocation Expenses — Claims are now finalized still
being processed so there is not yet a final tally. There are just a couple more claims
expected to be submitted in the coming weeks and that will complete the current
relocation costs. There is a chance that there could be additional eligible relocation
expenses coming in the future since the files cannot be totally closed out for 18 months
from the notice issuance. The total amount of the relocation claims to date is
$218,321.93.
B. TigerPath Conference - Hutchinson, MN on November 15, 2018. See attached flyer
regarding Conference.
C. Restaurant Recruitment Effort by Tangible Consulting Services — Attached is an
update from Tom Leighton regarding efforts to reach out and recruit a restaurant for Block
52.
D. Prospects — See attached
A spread sheet with the active prospects is attached.
An Education and Economics Skilled Workforce Conference
�
�_ IG � I,
S
Innovative Approaches to Career Readiness G%
��i �i �' � � rt � � +� �' .,� ,
� � � � � �� �%
�i�"�0 SHOULD ATTEND: The Forum • Hutchinson High School
SchoolAdministrators & Staff 1200 Roberts Rd SW • Hutchinson
Educators
Economic Development Professionals
Chamber Professionals
Business Leaders
Elected Officials
HOW TO REGISTER
Register online
HERE
Cost: FREE
Pre-Registration is required to attend.
�;
Sponsored By:
�
�
WHY YOU SHOULD ATTEND:
Get information to persuade
Be inspired
Learn about successful programs
Discover funding options
Talk with experts
Get questions answered
Make contacts
Start your action plan
CONFERENCE SCHEDULE
9am Registration
9:30 Welcome
� � The Demographic Realities
SOUTI--IWEST INITIATIVE How to build a student-run
FOUNDATION manufacturing business in your school
12pm Lunch is Provided
�,�� R� PATH Secrets of the TigerPath Initiative
1[ � . �
Workshop: Determining YOUR next steps
ACADEMIES
Discooeriv�� Taler�t, Deoelopr�� Skil�s, Buildin� Careers
Tour Center for Technical Excellence
3:15 Adjourn
One community, one shared vision, one student at a time— building a brighter future.
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