Loading...
2022 Budget2022 ADOPTED BUDGET City of Monticello, Minnesota 505 Walnut Street • 763-295-2711 • ci.monticello.mn.us Table of Contents Introduction and Overview Directory of Public Officials ........................................................................................................... 1 Distinguished Budget Presentation Award .................................................................................... 2 Strategic Goals & Strategies .......................................................................................................... 3 Priorities & Issues ........................................................................................................................ 11 Budget Overview ......................................................................................................................... 14 Organization Chart ....................................................................................................................... 27 Financial Structure, Policy & Process Fund Descriptions & Structure .................................................................................................... 28 Departments & Funds Relationship ............................................................................................. 31 Basis of Budgeting ........................................................................................................................ 32 Financial Policies .......................................................................................................................... 33 Budget Development & Administration ................................................................................ 33 Revenue Collection ................................................................................................................ 34 Expenditures and Payments .................................................................................................. 35 Debt Administration .............................................................................................................. 36 Reserves and Fund Balances ................................................................................................. 37 Financial Reporting & Accounting ......................................................................................... 37 Cash Management & Investment .......................................................................................... 39 Balanced Budgets .................................................................................................................. 46 The Budget Process...................................................................................................................... 48 Financial Summaries Consolidated Financial Schedules All Funds Summary By Fund Type ......................................................................................... 51 Revenues By Category and Fund Type ................................................................................. 52 Appropriations By Category and Fund Type.......................................................................... 54 Interfund Transfers ................................................................................................................ 56 Three Year Consolidated and Fund Financial Schedules All Funds Summary By Year ................................................................................................... 57 Fund Balance/Working Capital .................................................................................................... 59 Changes in Fund Balance/Working Capital ........................................................................... 60 Fund Balance/Working Capital History ................................................................................. 61 Revenue Sources By Fund Revenue Trends & Analysis ................................................................................................... 62 Tax Levy History ..................................................................................................................... 70 Tax Capacity History .............................................................................................................. 71 Largest Property Taxpayer .................................................................................................... 72 Revenues Sources By Fund .................................................................................................... 74 Long Range Financial Plans .......................................................................................................... 76 Long-Term Fiscal Objectives .................................................................................................. 81 Capital & Debt Capital Expenditures & Capital Improvement Plan ..................................................................... 84 Funding Source Summary ...................................................................................................... 91 Projects & Funding Sources By Department ......................................................................... 92 Debt ............................................................................................................................................. 98 Departmental Information Staffing Summary....................................................................................................................... 101 General Fund – Summary .......................................................................................................... 102 General Government Mayor and City Council (101-41110) ................................................................................ 105 City Administration (101-41310) ...................................................................................... 106 City Clerk (101-41410) ...................................................................................................... 108 Finance (101-41520) ......................................................................................................... 109 Assessing (101-41550) ...................................................................................................... 111 Legal (101-41610) ............................................................................................................. 112 Human Resources (101-41800) ........................................................................................ 113 Planning, Zoning & Community Development (101-41910) ............................................ 115 City Hall (101-41940) ........................................................................................................ 118 Public Safety Law Enforcement (101-42100) ......................................................................................... 119 Fire & Rescue (101-42200) ............................................................................................... 121 Fire Relief (101-42202) ..................................................................................................... 123 Building Inspections (101-42400) ..................................................................................... 124 Emergency Management (101-42500) ............................................................................ 126 Animal Control (101-42700) ............................................................................................. 127 National Guard (101-42800) ............................................................................................ 128 Public Works Public Works Administration (101-43110) ....................................................................... 129 Engineering (101-43111) .................................................................................................. 131 Engineering & Inspections (101-43115) ........................................................................... 132 Streets, Alleys & Parking Lots (101-43120) ...................................................................... 134 Ice & Snow Removal (101-43125) .................................................................................... 135 Shop & Garage (101-43127) ............................................................................................. 136 Stormwater (101-43130) .................................................................................................. 137 Street Lighting (101-43160) .............................................................................................. 138 Refuse Collection (101-43230) ......................................................................................... 139 Recreation and Culture Senior Center (101-45175) ............................................................................................... 140 Park Operations (101-45201) ........................................................................................... 141 Park Ballfields (101-45203) .............................................................................................. 142 Public Arts (101-45204) .................................................................................................... 143 Library (101-45501) .......................................................................................................... 144 Shade Tree (101-46102) ................................................................................................... 145 Special Revenue Funds – Summary ........................................................................................... 147 Economic Development Authority Fund (213-46301) ........................................................ 148 Cemetery Fund (215-49010) ............................................................................................... 150 Small Cities Development Program (SCDP) Fund (221-46500) ........................................... 152 Community Center Fund (226-4512x) ................................................................................. 153 Debt Service Funds – Summary ................................................................................................. 155 2011A G.O. Refunding Bond Sub-Fund (312-47000) ........................................................... 156 2015B G.O. Bond Sub-Fund (319-47000) ............................................................................ 158 2016A G.O. Bond Sub-Fund (320-47000) ............................................................................ 160 2017A G.O. Bond Sub-Fund (321-47000) ............................................................................ 162 2018A G.O. Bond Sub-Fund (322-47000) ............................................................................ 164 2019A G.O. Bond Sub-Fund (323-47000) ............................................................................ 166 2020A G.O. Bond Sub-Fund (324-47000) ............................................................................ 168 Closed Debt Service Funds .................................................................................................. 170 Capital Project Funds – Summary .............................................................................................. 171 Capital Project Fund (400-4xxxx) ......................................................................................... 172 Street Lighting Improvement Fund (403-43162) ................................................................. 174 Park & Pathway Improvement Fund (404-45202) .............................................................. 175 Park Dedication Fund .......................................................................................................... 176 Closed Capital Projects Funds.............................................................................................. 177 Enterprise Funds – Summary ..................................................................................................... 179 Water Fund (601-4944x) ..................................................................................................... 180 Sewer Fund (602-49480 & 602-4949x)................................................................................ 182 Stormwater Fund (652-4948x) ............................................................................................ 186 Liquor Fund (609-4975x) ..................................................................................................... 188 Deputy Registrar Fund (653-41990) .................................................................................... 190 Fiber Optics Fund (656-4987x) ............................................................................................ 192 Internal Service Funds – Summary ............................................................................................ 195 Facilities Maintenance Fund (701-00000) ........................................................................... 196 IT Services Fund (702-00000) .............................................................................................. 198 Central Equipment Fund (703-00000) ................................................................................. 200 Benefit Accrual Fund (704-00000) ....................................................................................... 202 Community, Demographic, and Statistical Information .................................................................. 205 Appendix Property Tax Basics .................................................................................................................... 208 Truth-in-Taxation ....................................................................................................................... 210 Debt Guide ................................................................................................................................. 211 Minnesota Statutes.................................................................................................................... 220 Utility Rates ................................................................................................................................ 224 Capitalization Thresholds........................................................................................................... 225 Tax Capacity, Tax Levy, & Tax Rate History ............................................................................... 226 Useful Terms Glossary ............................................................................................................................... 227 Acronyms ............................................................................................................................. 234                      DIRECTORY OF PUBLIC OFFICIALS MAYOR & CITY COUNCIL Position Name Term Expires Mayor .............................................................................. Lloyd Hilgart 12/31/2022 Council .................................................................................... Bill Fair 12/31/2022 Council ..................................................................... Charlotte Gabler 12/31/2022 Council ........................................................................... Jim Davidson 12/31/2024 Council ........................................................................... Sam Murdoff 12/31/2024 CITY STAFF City Administrator ...................................................... Rachel Leonard Public Works Director/City Engineer ............................. Matt Leonard Finance Director ................................................... Sarah Rathlisberger Community Development Director ........................ Angela Schumann Parks, Arts & Recreation Director .................................... Tom Pawelk City Clerk ................................................................ Jennifer Schreiber Human Resource Manager ............................................... Tracy Ergen Communications & Marketing Specialist ........................ Haley Foster Street Superintendent .................................................. Mike Haaland Parks Superintendent ............................................... Josh Berthiaume Water & Sewer Superintendent .......................................... Mat Stang Senior Accountant .............................................................. Liz Lindrud Deputy Registrar Manager ........................................ Carolyn Granger Liquor Store Manager ............................................... Randall Johnsen Economic Development Manager ...................................... Jim Thares Chief Building Official ........................................... Ron Hackenmueller Fire Chief ........................................................................ Mike Mossey JOINT CITY/COUNTY/OUTSIDE STAFFING Wright County Sheriff .................................................. Sean Deringer NAC Planning Consultant ............................................ Steve Grittman Northland Securities Financial Advisor ......................... Tammy Omdal Veolia Environmental Services ........................................... Larry Cook Fibernet Management Services ...................... Arvig Communications 1 DISTINGUISHED BUDGET PRESENTATION AWARD The Government Finance Officers Association of the United States and Canada (GFOA) presented an award of Distinguished Budget Presentation to the City of Monticello for its annual budget for the fiscal year beginning January 1, 2021. The city has submitted its budget for consideration since 2009 and has received this award each year. In order to receive this award, a governmental unit must publish a budget document that meets program criteria as a policy document, as an operations guide, as a financial plan and as a communications device. This award is valid for a period of one year only. We believe our current budget continues to conform to program requirements, and we are submitting it to GFOA to determine its eligibility for another award. GOVERNMENT FINANCE OFFICERS ASSOCIATION Distinguished Budget Presentation Award PRESENTED TO City of Monticello Minnesota For the Fiscal Year Beginning January 1, 2021 Executive Director 2 STRATEGIC GOALS & STRATEGIES The City of Monticello continues to use strategic planning as an important mechanism for balancing the needs and wants of the community with sound fiscal management. Strategic planning is also the first step in the annual budget process. The City Council, with two new members, met in February of 2021 to discuss projects in process, projects on the horizon, and the ongoing effects of the COVID-19 pandemic. Leadership staff developed the city’s Mission Statement, Strategic Goals, and Core Values, which were affirmed by the Council at the worksession. •The mission of the City of Monticello is to responsibly use our resources to provide quality services and programs that foster a dynamic community rooted in history and preparing for a vibrant future. Mission Statement 1.Create & Preserve Sustainable Livability 2.Build a Connected Community 3.Strengthen our Image as a Destination 4.Support a Vibrant Economy 5.Be a Regional Leader 6.Invest in People Strategic Goals •Leadership •Stewardship •Responsiveness •Integrity •Community Core Values 3 Furthermore, this worksession brought about the idea of the “Big 6”: • Improvements to the city’s downtown with a focus on Block 52 • A new operations, maintenance, and storage facility for the Public Works department • The Pointes at Cedar (formerly known as Chelsea Commons) 100-acre development area • Bertram Chain of Lakes Regional Park, a joint venture with Wright County of which the city is responsible for the athletic park area • A Water Treatment Facility to treat the city’s water supply • Fallon Avenue Improvements, including trunk lines that are necessary for future development to the South and for increased pedestrian safety Through the 2022 budget process, Council and staff considered the impacts these projects would have on the next 10 years. While these are long-term projects, the city’s 2022 budget supports continuation of a few of these projects, while others are on hold until triggered by development or external funding. A desire for sustainable growth, as highlighted in the city’s Monti:2040 Comprehensive Plan, continues to drive decision making along with a funding approach that will avoid large impacts to the property tax levy each year. The city has completed numerous plans to help guide future growth and spending priorities. A chance to develop additional planning for the future decommissioning of the Xcel Energy Nuclear Generating Plant, which makes up about half of the city’s tax base, became a reality in 2021 when the city was awarded a grant from the MN Department of Employment and Economic Development as part of its Community Energy Transitions (CET) grant program. In 2021, the city completed: • The Pointes at Cedar stormwater, grading, and water management plan • The Pointes at Cedar traffic analysis Downtown Revitalization New Public Works Facility The Pointes at Cedar Bertram Chain of Lakes Regional Park Development Fallon Avenue Improvements Water Treatment Facility 4 Additionally, the city initiated the following plans that will be completed in 2022: • Comprehensive water and sewer studies • A formal long-term financial plan • A strategic transition plan summary • Predesign for Otter Creek Industrial Park grading, drainage, wetland, and stormwater • Survey for platting the Otter Creek Industrial Park • Shovel-Ready Certification of vacant lots in Otter Creek Industrial Park • Cost-Benefit Analysis of the areas Northwest and East of city limits for future annexation and development • Related marketing and legislative affairs The city previously adopted plans that will be incorporated with the CET grant studies, including: Plans for service provision, facility expansion & maintenance: 1. Monti:2040 Comprehensive Plan - Adopted 2020. The Comprehensive Plan is a tool for guiding the growth, redevelopment, and improvement of Monticello. The Comprehensive Plan outlines the vision for the community. Development of the Monti:2040 Vision and Comprehensive Plan, began with the visioning phase in 2019 and concluded in 2020 with the plan formation based on the visioning. 2. Transportation Plan – Replaced by Monti:2040 Comprehensive Plan. The city’s Transportation Plan, now Chapter 4 of the Monti:2040 Comprehensive Plan, is a guide that outlines the goals, policies, and transportation strategies to improve mobility and connectivity in Monticello by continuing to build a safe and efficient multimodal transportation system that strengthens the economy and enhances quality of life. Ongoing major transportation efforts include: • Continued evaluation of collector street network improvements for safety, intersection, and congestion improvements. • Progress on mobility and connectivity improvements outlined within the Downtown Small Area Plan, including the connection of Walnut to River Street. • Work with regional and state partners on alternatives and projects related to Highway 25 congestion relief and I-94 capacity expansion. • Extension of School Boulevard west from current terminus. • Installation of new roundabout locations throughout the city. • Street improvements from rural to urban standards for certain streets including Fenning Ave, Fallon Ave. and Edmonson Ave, among others. 3. Parks & Pathways Plan – Adopted 2011. The Monticello Parks and Pathways Plan identifies the city’s objectives for Parks and Pathways planning and development and building on the existing parks infrastructure. The city has completed a Pathway Connections map, a planning document related to pathway connections 5 within the larger system in direct response to the objectives identified within the plan. The 2040 Plan provides updates but does not duplicate the detailed analysis in this plan. A Parks Master Plan is recommended by the Monticello2040 Plan to update the detailed portion of this plan, which is planned for 2023. 4. Downtown Small Area Plan – Adopted 2017. The Downtown Small Area Plan is an implementation plan which integrates market, transportation, and land use considerations for the purpose of creating a vibrant downtown district. The city and Economic Development Authority will be asked to consider several implementation strategies to realize plan goals. The Downtown Small Area Plan is incorporated in the Monti:2040 Vision & Comprehensive Plan. 5. Economic Development Strategic Plan - Updated 2018. The EDA adopts a strategic work plan annually, which directs EDA staff focus and resources over the following three years. 6. Natural Resource Inventory & Assessment - Adopted 2008. The purpose of the Natural Resource Inventory and Assessment (NRI/A) is to identify existing natural resources within the City of Monticello and its growth area (the Monticello Orderly Annexation Area), inventory these resources, and assess the resource quality. These resources are then considered and evaluated during growth/development. 7. Bertram Chain of Lakes Recreation Plan – Adopted 2016. The Monti:2040 Comprehensive Plan and 2011 Park & Pathway Plan recognize the Bertram Chain of Lakes Regional Park as a significant component of the community’s quality of life initiatives. The concept plan for the full regional park and athletic complex was adopted in 2011 as part of the Park and Pathway plan. A Master Plan for the Bertram Chain of Lakes Regional Athletic Complex was approved in 2016. 8. Storm Water Pollution Prevention Program - Adopted 2007. In 2005 the City of Monticello was designated as a regulated small municipal separate storm sewer system (MS4) under Minnesota Rules, Chapter 7090. This required the city to obtain a National Pollutant Discharge Elimination System/State Disposal System (NPDES/SDS) storm water permit, and to develop and implement a Storm Water Pollution Prevention Plan (SWPPP) to reduce the discharge of pollutants, including sediments, from our storm sewer system to the maximum extent practicable. The city is continuing to implement the required six minimum control measures (MCM’s) as follows: A. Public Education and Outreach, B. Public Participation and Involvement, C. Illicit Discharge Detection and Elimination, D. Construction Site Stormwater Runoff Control, 6 E. Post-Construction Stormwater Management Measures; and, F. Pollution Prevention/Good Housekeeping Measures. Zoning, subdivision, and illicit discharge ordinances were adopted related to grading, drainage, erosion control, and storm water management to meet current MPCA requirements per the city’s new MS4 permit issued on January 16, 2014. 9. Comprehensive Water Resource Management Plan - Updated 2006. The Comprehensive Water Resource Management Plan was developed to meet local watershed management planning requirements of the Metropolitan Surface Water Management Act and Board of Water and Soil Resources Rules 8410. It was developed to be in conformance with the requirements of Metropolitan Council requirements, and applicable State and Federal laws. The plan and its referenced literature are intended to provide a comprehensive inventory of pertinent water resource related information that affects the city and management of those resources. It is anticipated to update the hydraulic model and plan to conform with new stormwater ponding design requirements because of the new NOAAA Atlas 14 standard released by the National Weather Service Hydrometeorological Design Studies for rainfall frequency estimates. 10. Plan Requirements and Design Guidelines (“Design Manual”) - Updated 2017. These guidelines were established for developers of property within the City of Monticello. The guidelines provide design standards, specifications, and detail plates for the design of infrastructure improvements, street, utility, and site work construction. These guidelines are referenced in the city’s zoning and subdivision ordinances related to grading, drainage, erosion control, and storm water management. The Design Manual will be updated as needed for new design regulations and requirements. 11. General Specifications and Standard Detail Plates for Street and Utility Construction - Updated 2017. These specifications represent the city’s requirements for construction of public street and utility systems. 12. Water System Plan – Adopted 2004. A water distribution system model was created to evaluate the existing water system. The water system plan was then developed using this model to identify water system capital improvements necessary to serve future land use designations in accordance with the city’s Comprehensive Plan. A study to update this plan is began in 2021 using CET grant funds and will be completed in 2022. 13. Sanitary Sewer Comprehensive Plan – Adopted 1995. The sanitary sewer comprehensive plan identifies the existing sanitary sewer system and projected future wastewater flows and service areas based on future land use designations in accordance with the city’s Comprehensive Plan. Several individual sanitary sewer studies were 7 developed after the adoption of this plan in response to development. A study to update this plan is began in 2021 using CET grant funds and will be completed in 2022. 14. Interchange Planning Study – Pending. The Interchange planning study will determine a reasonable location or locations for a future I- 94 Interchange within the city west of TH 25. The Monti:2040 Comprehensive Plan recognizes that Northwest Monticello, which includes the CSAH39 to Orchard Road corridor, is a primary focus for future development and further cites the Future Interchange as a critical component of understanding growth potential and land use in the Northwest Area. However, CET grant funds are being used to study the feasibility of development to the East side of city limits as well. 15. Wellhead Protection Plan (Part 1 and 2) - completed 2016. The goal of the Wellhead Protection Plan is to prevent human-caused contaminants from entering the water supply wells and to protect all who use the water supply from adverse health effects associated with groundwater contamination. The preparation of the city’s plan was required by Minnesota Rules 4720.5100 to 5720.5590. Part 1 was completed in 2015 and Part 2 was completed in 2016. The plan is anticipated to be updated by 2026 as determined by the Minnesota Department of Health. 16. Central Mississippi River Regional Planning Partnership (CMRP) – Ongoing. A series of meetings have taken place with representatives invited from area jurisdictions to discuss regional planning and economic development. A joint power agreement was adopted by the city in December 2015, with a shift in focus from strictly transportation to broader regional planning taking place a few years later. A TH 25 area transportation study was completed in 2018 and identified options for near-term and long- term improvements to the corridor. Plans for Facility and Infrastructure Maintenance: 1. Wastewater Treatment Facility Biosolids Dewatering, Energy Efficiency, Headworks and Site Improvements Feasibility Report – Adopted 2012. Future wastewater improvements identified in the Capital Improvement Plan include SCADA system upgrades, Phase 2 facility and site improvements, solids handling improvements and headworks improvements. 2. Overall Street Reconstruction Program – Adopted 2004, ongoing as part of capital improvement plan. The 2022-2026 Capital Improvement Plan includes projects related to the program, with various projects located through the city planned. A street reconstruction project is budgeted in 2022. 3. New Public Works Facility The city completed a study of the public works facility in 2007 which identified the need for additional storage and more efficient configuration of the public works department. Due to the recession shortly thereafter, the project never gained traction, but was recently revived because of need. Concept plans have been drafted, and land was purchased in 2021 for the future facility. Designs and specifications are included in the 2022 budget. 8 4. Transportation Projects TH25 Safety and Lighting Improvements – MnDOT is proposing an interim improvement project that mixes permanent and temporary elements to promote traffic calming and accessibility. MnDOT is also installing additional streetlights along TH25. The new lighting will be added at neighborhood entrances south of School Boulevard as well as at the J-turn located approximately a quarter of a mile down the road. The Monticello EDA completed acquisition of parcels in downtown’s Block 52 and entered into a preliminary development agreement (PDA) with a developer to redevelop a central block next to the only Mississippi River crossing within 20 miles. While the majority of the block redevelopment will be handled by private investment, the city anticipates necessary public investment to support the project and increase access and safety to the area. Financial Plans: 1. Annual Budget - Adopted each December. 2. Capital Improvement Plan - Updated and adopted each year; most recently for 2022 -2026. 3. Long-term Financial Management Plan – In Progress. 9 This first phase of the Comprehensive Plan process, the Visioning phase, included a community engagement process to identify common values, growth aspirations and a vision to inform the planning direction for the next 20 years. The vision, value statements and preferred development scenario will serve as the foundation for creating the new Comprehensive Plan during the second phase of the planning process. The Comprehensive Plan provides a set of goals, policies and strategies for achieving Monticello’s vision for the future. PHASE ONE | JANUARY 2020 In 2040 the City of Monticello is an inclusive community focused around sustainable growth while maintaining its small-town character. Monticello is a Mississippi River town known for its schools, parks, biking and walking trails and vibrant downtown. Monticello is an evolving, friendly and safe community that respects the quality of its environment, fosters a sense of belonging and connection, encourages a healthy and active lifestyle and supports innovation to promote a prosperous economy. A balanced land use and transportation framework that provides options and connectivity. A range of attainable housing options in terms of type, cost, and location. A respected school and education system serving the community. A healthy community focused on physical and mental health and wellness of its residents. A safe, clean, and beautiful community supported by caring and helpful residents. A network of parks, open space and trail connections that provide recreation opportunities. An inclusive community welcoming people of all ages, races, religions and ethnic backgrounds. A diversified and strong local economy competitive at regional, state and national levels. A vibrant downtown that embraces the River and provides a focal point for the community. A thriving arts and culture scene that reflects the creativity of the community and supports a sense of place. VISION STATEMENT VALUE STATEMENTS VISIT CI.MONTICELLO.MN.US/MONTI2040 TO LEARN MORE! PREFERRED SCENARIO PRIORITYGREENWAYSMIXED RESIDENTIAL/COMMERCIAL INDUSTRIALCOMMERCIAL PLANNED DETACHED RESIDENTIAL DEVELOPMENT INTERCHANGE LEGEND:DETACHED RESIDENTIAL MIXED COMMERCIAL/OFFICE/LIGHT INDUSTRIALATTACHED RESIDENTIAL RIVER ACCESS • Sustainability - Focus on sustainability, open space and wetland preservation throughout City. • Infill Development - New service commercial and light industrial infill. • Conservation Neighborhoods - Single-family housing developed as conservation subdivisions in a clustered fashion mitigating impacts to sensitive areas. • Industrial Expansion - Full build out and expansion of Otter Creek Industrial Park and growth around future Interchange. • Multi-Family Housing - New multi-family infill development near core of downtown and other focus areas. • New School - New elementary and middle school campus with environmental focus. • Downtown - Downtown plan implementation thriving with new commercial, mixed-use and public realm improvements. • Mississippi River - Focus on River with new access, connections and riverfront trail. • New Employment Center - New industrial business park developed around new interchange with green technology, renewable energy, manufacturing and other uses. • Xcel Facility - The Xcel Monticello Nuclear Generating Plant is licensed through 2030 and will seek relicensing to 2040. • Annexation Area - Portions of the Orderly Annexation Area are designated as an Urban Reserve for future development. Development would likely include conservation single-family cluster subdivisions. Note: The Preferred Scenario guidance and mapping provided in the Vision Report will be further refined during the Comprehensive Plan process. This map is not the City of Monticello’s final Land Use Plan. This map provides initial guidance for the next phase of the project, the Comprehensive Plan, and will be further detailed and refined. The preferred development scenario is the result of community feedback on the four previous scenarios and the community’s vision. The community envisions Monticello in 2040 as an environmentally and economically sustainable community that has experienced strong, balanced growth. A B C D E F G H I J K PHASE ONE | JANUARY 2020 Development Assumptions Key Preferred Scenario Aspects URBANRESERVE INCREMENTAL, SUSTAINABLE Growth Scenario Downtown Focus New School Industrial and Employment Conservation Neighborhoods Retail and Commercial Trails and Open Space VISIT CI.MONTICELLO.MN.US/MONTI2040 TO LEARN MORE! 0 1,300 2,600650 1 inch = 2,500 feet !!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!! !!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!! ! !! ! ! ! ! ! ! ! !! ! ! ! ! !!!! ! ! ! !!!!!!! ! ! ! ! ! !!!!! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !! ! ! ! ! !!! ! ! ! !! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! ! !!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!! !!!!!! ! ! ! !!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!! !!!!!!!!!! ! ! ! ! !!! ! ! ! ! !!!!! !!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!! ! !!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!! ! !!!!! ! ! ! ! ! ! ! ! ! ! ! ! !!!!!!!!!!!! ! ! !!! ! ! ! !!! ! ! ! !!!! ! !!!!!!!!!!!!!!!!!!!!!!!!!!!!!!! ! ! !!!!!!! ! ! ! ! !!!!!!!!!!!!!!!!!!!!! !!!!!!!!! ! ! ! ! ! ! ! ! ! !!!!!!!!!!NORTHSTARLINE BIG LAKE 25 68 131 43 14 10 SCHOOL BLVDSCHOOL BLVD CHE L S E A R D CHE L S E A R D EDMONSON AVEEDMONSON AVEFENNING AVEFENNING AVEPINE STPINE STELM STELM STBRO A D W A Y S T BRO A D W A Y S T 172ND ST NW172ND ST NW165TH AVE SE165TH AVE SELAKE ST SLAKE ST SJEFFERSON BLVDJEFFERSON BLVD 157TH S T S E 157TH S T S E LABEAUX AVE NELABEAUX AVE NECOU N T Y R D 3 9 N E COU N T Y R D 3 9 N E 80TH S T N E 80TH S T N E JA S O N A V E N E JA S O N A V E N E 9494 9494 COUNTY R D 3 7 N E COUNTY R D 3 7 N EBRIARWOOD AVEBRIARWOOD AVEBERTRAMCHAIN OFLAKES BERTRAMCHAIN OFLAKES 85TH ST NE85TH ST NE COUNTY RD 39 NECOUNTY RD 39 NE COUNTY R D 3 7 N E COUNTY R D 3 7 N E MI S S I S S I P P I R I V E R MI S S I S S I P P I R I V E R Downtown Mixed Use10-18 Unit/Acre10-18 Unit/Acre Service Commercial and Light Industrial Infill Regional Oriented Commercial Multi-Family10-18 Unit/Acre10-18 Unit/Acre Medium and Small Lot Conservation Developments4-10 Units/Acre4-10 Units/Acre Potential School Site withEnvironmental Focus Medium and Small Lot Conservation Developments4-10 Units/Acre4-10 Units/Acre Otter Creek Industrial Park Commercial/Residential Mix (Neo Traditional) Development Residential (South) Residential (South) 8-10 Units/Acre8-10 Units/Acre A B CC C D E F G H H I J K K K Technology, Renewable Energy, Manufacturing & Distribution Warehousing 10 PRIORITIES & ISSUES The city’s priorities were redefined in the Monti:2040 Comprehensive Plan adopted in 2020. This Comprehensive Plan highlights the city’s desire to grow from within before expanding out by focusing on three key themes: Sustainability, Community Health and Sense of Place. The Comprehensive Plan is the primary influence in financial planning. Monticello, like all other levels of government, is learning how to operate in the unprecedented time of the COVID-19 pandemic. The basic services a government offers cannot be eliminated or postponed, so operations shifted greatly and unexpectedly. Fortunately, 2021 was a year spent learning about and responding to the spread of the virus, and the 2022 budget reflects a more routine approach to operations while at the same time retaining efficiencies and other opportunities discovered during the height of the pandemic. The ongoing effects of the pandemic can be hard to forecast, but revenues are budgeted conservatively, and expenditures are estimated liberally to ensure sound financial position. The American Rescue Plan Act of 2021 (ARPA) provided just over $1.5 million directly to the city. An additional $500,000 is available for water or sewer infrastructure improvements through Wright County. $725,000 of these funds were used in 2021 for lost revenue at the Monticello Community Center. Staff and Council are working to ensure the remaining funds are used in achieving strategic goals in the community. The city changed its strategy for budgeting in 2022 from a department-by-department approach to an entity-wide “bucket” approach including the following areas: Notable changes in service levels and fees include: Personnel: •Administration: A new Administrative Assistant position at City Hall is included in the 2022 budget. The position will allow a staff member to specifically focus on administrative tasks, while shifting the full-time Receptionist position to two part-time staff members to achieve greater availability and flexibility in front desk coverage. Budget impact: $73,000. Personnel Equipment Major Non-Capital Capital Projects 11 • Parks, Arts & Recreation: The city merged operations of the Monticello Community Center and the Parks department into one streamlined Parks, Arts & Recreation (PAR) department in 2021. The Parks Superintendent was promoted to PAR Director, and additional staffing shifts followed. Budget impact: $12,000. • Parks, Arts & Recreation: The Monticello Community Center was able to expand hours and welcome back additional patrons in 2021 with the decline of COVID-19 restrictions. While not yet back to pre-pandemic levels, the facility has expanded hours and services requiring more staff support than earlier in the pandemic. Therefore, part-time wages were adjusted in the 2022 budget to reflect the current job market and to retain current talent. Budget impact: $182,000. • Hi-Way Liquors Store: COVID-19 created strain on the workforce, especially to front-line retail workers. The city’s municipal liquor store, Hi-Way Liquors, felt the effects of the “great resignation” and was challenged with a limited workforce. In response, the city created an additional full-time clerk position and instituted a premium pay benefit that pays part-time clerks for working a greater number of hours each pay period. Budget impact: $55,000. Equipment: • Vehicles: With the additional staff added in 2021 and budgeted for 2022, vehicles are included in the 2022 budget for the Engineering Inspector, Building Inspector and Facilities Maintenance Manager. Replacement vehicles for the building, streets, and utilities departments are also included. Budget impact: $267,000. • Fire: The Fire Department members need special equipment to protect firefighters while responding to calls. Budget impact: $22,000. • Streets: The Streets Department, through the Central Equipment Fund, budgeted for a paver and trailer, dump truck, and mini loader. Budget impact: $580,000. • PAR: The parks operations department, through the Central Equipment Fund, budgeted for three (3) mowers, a Kawasaki mule, and an Isuzu. Budget impact: $207,000. • Fire: The Fire Department needs a new Engine truck. Budget impact: $725,000. • Storm: A replacement street sweeper is included in the Stormwater Fund budget in 2022. Budget impact: $187,000. • IT devices: The city has a rotation for laptops, PCs, and printer/scanners for replacement each year. Budget impact: $31,000. Major Non-Capital: • Repairs & Maintenance: The city annually budgets amounts in the Water, Sewer, Stormwater, Streets, and Parks departments for unanticipated repairs and maintenance on the infrastructure, such as a water main break or street potholes. Budget impact: $720,000. • Backup Generator: The water department will install a backup generator for use at a well. Budget impact: $100,000. • Access Upgrades: The Community Center is over 20 years old, and improved accessibility by way of ADA push buttons and card access (rather than keys) are budgeted in 2022. Budget impact: $36,000. 12 Capital Projects: • 2022 Street & Sidewalk Improvement Projects: Streets and sidewalks throughout the city that need repair will be re-paved and/or improved. Budget impact: $2,800,000. • SCADA System Upgrade: The Water and Sewer utilities use a Supervisory Control and Data Acquisition system to collect and analyze data. Budget impact: $1,200,000. • Otter Creek Industrial Park Pond Improvements: The Otter Creek Industrial Park requires stormwater pond improvements to attract additional development. Budget impact: $600,000. • Public Works Facility: The city will begin plans and specifications on a new Public Works Facility in 2022 with anticipated construction in 2023. Budget impact: $500,000. • The Pointes at Cedar: A 100-acre area in the middle of the city has been relatively untouched until the past couple of years. To create a one-of-a-kind community space, The Pointes at Cedar project envisions a large, shared pond (serving stormwater purposes) with public park space surrounded by mixed-use residential and commercial development. Budget impact: $2,700,000. Furthermore, the city analyzes utility rates annually. The following increases were adopted in the 2022 Fee Schedule and incorporated into the 2022 budget. • Water & sewer: Water and sewer fees increase 5% for base and usage charges in anticipation of large upcoming capital improvements. • Stormwater: Stormwater fees increase 33% in 2022, from $3.00/drainage unit to $4.00/drainage unit to fund significant capital costs coming up in the next couple years. • Garbage & recycling: Garbage and recycling fees increase in 2022. Prior to the implementation of fees in 2018, residential garbage and recycling services were wholly subsidized by the tax levy. In 2022, fees will cover the cost of residential garbage 100% and recycling costs will be covered 75% by user fees. The city plans to have all garbage and recycling fees paid for by users in 2023. 13 BUDGET OVERVIEW INTRODUCTION The budget is a tool; how this versatile tool is used depends on the stakeholder. Policy makers use the budget to provide direction on service levels and place limits on spending. For managers, the budget offers benchmarks for measuring performance and assessing stewardship. To community advocates, the budget conveys visibility as to whether their concerns are being addressed. Universally, the budget is an essential tool for communicating the city's plans, policies, procedures, and objectives regarding the services to be delivered and the assets to be acquired in the upcoming and future fiscal years. Indeed, the budget’s effectiveness is meaningfully influenced by the conviction of the various stakeholders using this dynamic tool. BUDGET POLICY AND STRATEGY This budget document was prepared after analyzing and evaluating requests from various departments and budget units. The content represents the requested financial support for the operation of the City of Monticello for the upcoming fiscal year. Revenue estimates are conservative and realistic. The importance of a sound revenue picture cannot be overstated. Revenue estimates are based on historical trends with greater weight placed on the most current years. The City of Monticello provides a range of services to the community, including police (contracted) and fire protection; street maintenance; snow and ice removal; water, sewer and stormwater utility services; parks, arts, and recreation amenities (including community center facility) and programming; and administrative and planning services. In addition, the city owns and operates a department of motor vehicles (DMV), municipal off-sale liquor store (Hi-Way Liquors), and a fiber optic network (FiberNet Monticello). The level of service provided by the proposed budget is as currently enjoyed by the community. STRATEGIC OR KEY INITIATIVES The City of Monticello provides a full range of municipal services, as listed in the previous paragraph, and as authorized by state statute. Monticello is blessed with many assets, including a beautiful setting, an excellent location, a rich heritage, and a talented population. The city seeks to use, preserve, and enhance these assets in building a great, affordable place to live, work and do business. The city will fulfill the goals below to achieve this mission: 1. Continue to maintain a low tax rate while providing the best possible service. The 2022 property tax levy increase was less than in prior years, and the tax levy (capacity) rate increased over 2021. 2022 Budget: The city levy increases $289,300 (2.6%) to $11,353,000 and the Housing and Redevelopment (HRA) levy increases $21,700 (5.9%) to $388,000. Combined (city + HRA) tax levy increase: $311,000 (2.7%). The tax levy rate is the third lowest of the 17 cities in Wright County. 14 2. Continue to develop and provide an unmatched system of parks, trails, and recreational facilities, including the unique assets of the Monticello Community Center, the Mississippi River, and conversion of the Bertram Chain of Lakes (BCOL) property into a regional park. In partnership with the county, the city acquired park land, which is roughly 50% designated for non-athletic purposes and 50% designated for athletic purposes. The city also maintains 365 acres of park land and 42.0 miles of trails. 2022 Budget: $525,000 School Boulevard pathway improvements and lighting, $175,000 Fenning Avenue pathway lighting, $51,400 park cameras. 3. Continue to maintain the city streets by following an annual seal coat and crack seal program and by overlaying streets before they are beyond repair and need replacing. The city’s pavement management program identifies varying condition levels of every street. The 2022 General Fund includes a robust amount for chip/seal maintenance, and the Capital Projects fund is utilized for improvement projects. 2022 Budget: $1,795,000. 4. Develop and adopt a long-range transportation plan which will improve traffic flow around and through the city. Monticello is one of three cities (along with two counties and four townships) taking part in regional planning and economic development initiatives, including a study to identify an additional or expanded interstate interchange site and Mississippi River crossing. The city is also an active, due-paying member of the I-94 Coalition. 2022 Budget: $19,850 – memberships. 5. Implement the downtown redevelopment plan which will maintain a downtown area that combines a successful commercial district, community identity and heritage, and connection with the Mississippi River. The 2017 Small Area Study plan for downtown identified various options for re-creating the city’s downtown. The city transferred $300,000 from the General Fund to the Capital Project Fund in 2017 to start implementing the plan. 2022 Budget: $100,000. 6. Seek to expand the supply of "step up" housing that allows people to upgrade their home without leaving the community. Staff is facilitating the development of additional residential home lots on the perimeter of the city by working with developers and engineers. Infrastructure needs are regularly assessed and incorporated into the city’s capital improvement plan. A housing needs and market demand study was completed in 2020. 2022 Budget: None. 7. Seek to develop and attract a wide range of employment opportunities with a growing emphasis on higher-paying jobs. This concept promotes the city’s competitive advantages (i.e., low taxes, property availability, transportation access, etc.) to businesses looking to move or grow. 2022 Budget: $108,000 8. Continue to maintain high quality water and sewer treatment facilities. With some of the lowest water and sewer rates in Minnesota, the city provides excellent services from these two utilities to residents and businesses. The budget includes funds for wastewater treatment facility improvements along with enough for additional, ongoing system 15 improvements in each fund. Monticello’s water is rated as one of the best tasting in Minnesota. 2022 Budget: Water - $150,000 annual improvements, $400,000 SCADA system update; Sewer - $250,000 annual improvements, $125,000 wastewater facility repair and maintenance, and $800,000 SCADA system update. 9. Provide unsurpassed access to information with high-speed internet, phone, and television through the city-owned fiber optic network. With settlement of the bondholder’s 2014 class-action lawsuit, the mission of the city’s telecommunications utility will continue to adapt to competitive market conditions. The city hired a third party to run FiberNet in July 2016. The contract with Arvig Enterprises was extended in July of 2021 for an additional five years. 2022 Budget: $183,500 system expansion to new neighborhood developments. City Council and city staff used the goals set during the strategic planning process to direct the development of the 2022 budget. TOTAL BUDGET The 2022 budget includes all the funds maintained by the city. Each fund is responsible to account for a particular activity or activities. Each fund-type will be discussed within this message and/or in the budget document. The following compares the adopted 2021 and 2022 budgets: Total revenues decrease 1.7% and total expenditures increase about 11.0% in 2022. General Fund revenues and expenditures increase 6.6%, about half of which is due to the property tax levy increase. The decrease in debt service expenditures reflects the early redemption of the 2014A judgment bonds in 2021; the 2014A equipment bonds remain outstanding. Capital project funds will incur higher expenditures due a street improvement project and planning and grading work anticipated on The Pointes at Cedar development area. The water and sewer funds have budgeted $400,000 and $800,000, respectively, for a SCADA system upgrade that began in 2021 and will be completed in 2022. The Stormwater enterprise fund has $990,000 budgeted for infrastructure improvements and maintenance. Fund Type 2021 2022 2021 2022 General 9,875,000$ 10,530,000$ 9,875,000$ 10,530,000$ Special Revenue 2,460,000 2,934,000 2,087,000 2,720,000 Debt Service 3,270,000 2,739,000 3,325,000 2,925,000 Capital Project 4,190,000 2,702,000 4,294,000 7,290,000 Enterprise 14,419,000 14,898,000 15,605,000 15,519,000 Internal Service 1,559,000 1,345,000 1,545,000 1,800,000 Total 35,773,000$ 35,148,000$ 36,731,000$ 40,784,000$ Total Budget Revenues Expenditures 16 The following graphs display the revenues and expenditures attributable to each fund-type in the 2022 Budget: PROPERTY TAXES The state of Minnesota has granted local municipalities the authority to levy taxes to fund operations and debt payments. For the City of Monticello, the property tax levy accounts for 71% of revenues in the General Fund and 30% in the special revenue funds. In 2022, debt service funds will receive $2,311,400 in property taxes for principal and interest payments on General 30% Special Revenue 8%Debt Service 8% Capital Project 8% Enterprise 42% Internal Service 4% 2022 Revenues by Fund Type General 26% Special Revenue 7% Debt Service 7% Capital Project 18% Enterprise 38% Internal Service 4% 2022 Expenditures by Fund Type 17 general obligation debt, which is 18% lower than the prior year’s $2,831,479 due to the early redemption of the judgment portion of the 2014A bonds. With the available levy capacity, the city levied $1,081,600, up from prior year $578,221, for the Capital Projects Fund in 2022. For 2022, the city's general (operations and debt) property tax levy will increase to $11,353,000, an increase of $289,300 (2.6%) over the prior year. For the seventh consecutive year, the city imposed a Housing and Redevelopment Authority (HRA) special benefit levy. The HRA levy increases to $388,000 (5.9%) from $366,300 in the prior year. The special benefit levy is receipted in the Economic Development Authority Fund. When added together, the two levies represent a 2.7% increase in property taxes. The following table is a historical view of the tax capacity value, tax capacity rate and tax levy: Under contract, the Wright County assessor values all properties located within the city’s corporate limits. This market value is applied to the class rates assigned by the state to determine a property's tax capacity. The county estimates the city's tax capacity for taxes payable in 2022 at $30,816,639, a 0.7% decrease. The Xcel Energy nuclear power plant taxable market valued dropped 6.8% in 2022 to $751 million. The value of the plant is still 2.5 times greater than its 2012 value of $298 million. The Xcel plant alone accounts for just under half of the city’s tax capacity. The city's property tax levy is divided by the tax capacity to determine the city's tax capacity rate, which is then applied to each property's tax capacity to determine the city’s tax. For 2022, the city's tax capacity rate is expected to increase to 36.840%, a 3.3% increase. The city currently does not have the authority to levy or collect local sales taxes or other types of taxes under the state's tax system. PERSONNEL SERVICES The 2022 budget includes a number of staffing changes. First, a new Administrative Assistant was added at City Hall. The Community Center Director position was eliminated in November 2020 in response to the COVID-19 pandemic; it was replaced by a Parks, Arts, and Recreation Director that oversees the Community Center and parks operations. The city also budgeted to add an additional full-time clerk at the municipal liquor store in response to staffing issues brought about by COVID-19. A 3.0% wage adjustment for all employees was included in the Tax Capacity Capacity Tax Capacity Rate City Tax HRA Levy Year Value % Change Rate % Change Levy Levy % Change 2012 $15,771,688 -4.0% 46.191 -1.6% $7,850,000 $0 2.2% 2013 $18,692,762 18.5% 42.262 -8.5% $7,900,000 $0 0.6% 2014 $18,244,090 -2.4% 44.672 5.7% $8,150,000 $0 3.2% 2015 $23,882,689 30.9% 35.737 -20.0% $8,535,000 $0 4.7% 2016 $25,891,898 8.4% 34.470 -3.5% $8,925,000 $280,000 4.6% 2017 $27,583,160 6.5% 33.172 -3.8% $9,150,000 $280,000 2.5% 2018 $29,528,145 7.1% 32.332 -2.5% $9,547,000 $323,000 4.3% 2019 $29,076,227 -1.5% 34.262 6.0% $9,962,000 $348,000 4.3% 2020 $29,870,392 2.7% 34.968 2.1% $10,445,000 $355,000 4.8% 2021 $31,026,583 3.9% 35.659 2.0% $11,063,700 $355,000 5.9% 2022 $30,816,639 -0.7% 36.840 3.3% $11,353,000 $366,300 2.6% 18 2022 budget. Public Works employees belong to a union, and their collective bargaining agreement expires December 31, 2022. Union and non-union employees participate in separate health benefit plans. The union health benefit is $1,203.58 per participant, and the non-union health benefit is $876.79 for single plan and $1,627.69 for family plan participants. The union’s plan requires a flat premium for union employees regardless of participation. Staff will continue to explore ways to reduce future premium increases to both the city and its employees. The contribution rates to the Public Employees Retirement Association (PERA) will remain the same in 2022 for both employer and employees. PERA rates: 7.50% of wages for employer and 6.50% for employee. The budget also calculates FICA and Medicare taxes at 6.20% and 1.45% respectively for 2022. GENERAL FUND Expenditures The following schedule displays 2022 budgeted General Fund expenditures by department compared with the prior year: The 2022 budget increased 6.6% over the 2021 budget. Personnel service includes wages and benefits for all full-time, part-time, and seasonal employees. This cost category rises with wage and benefit inflation and additions to staff. The chart below presents the 2022 budgeted expenditures allocated by function/department: Department 2021 2022 % Change General Government 2,274,716$ 2,501,429$ 10.0% Public Safety 2,776,094 3,010,890 8.5% Public Works 3,412,539 3,403,902 -0.3% Recreation & Culture 1,411,651 1,607,779 13.9% Operating Transfers Out - 6,000 - Total 9,875,000$ 10,530,000$ 6.6% General Fund Expenditures and Other Uses General Fund Expenditures & Transfers -2022 General Government (24%) Public Safety (28%) Public Works (33%) Recreation & Culture (15%) Operating Transfer to EDA (0.1%) 19 The Public Works Department is the largest department in terms of budgeted expenditures and the street and alleys activity budget is the largest activity within the department. The 2022 budget for the Public Works department decreased 0.3%. PW administration (-35.2%), engineering & inspections (+27.5%), streets & alleys (-13.2%), and shop & garage (+22.7%) budgeted expenditures very the largest factors due to an adjustment to the allocation of the PW Director/City Engineer’s wage allocation, and adjustment of shop & garage costs out of the streets & alleys department. The city’s contract with its residential garbage hauler ends on May 31, 2025. The second largest department based on expenditures is the Public Safety Department. The 2022 Public Safety Department budget increased 8.5%. Public safety activities include law enforcement, fire, building inspections, emergency management, National Guard, and animal control. The city contracts with the Wright County Sheriff's department for law enforcement. The 2022 contract includes a $2.45 increase in the hourly service rate for 52 hours per day. The fire and rescue activity budget increased 10.1% due to wage increases. While emergency management shows a 320% increase, the increase simply reflects the budgeted use of a State Preparedness grant, which is offset by budgeted grant revenues. The 2022 budget for general government activities increases 10.0%. The city administration activity increased 12.4% due to additional subscription capacity in the solar farm investment (offset by rebate revenue) in 2021. The city clerk activity increases 51.5% because 2022 is an election year, and the city is transitioning from 2 polling precincts to 4. The legal and city hall budgets decrease due to decreased activity. The general city buildings department is eliminated now that the DMV has taken over the Prairie Center Building, and all costs are accounted for in the Deputy Registrar enterprise fund. Recreation and culture expenditures increase by 13.9% in 2022. Public art (+25.6%) increased with additional consulting time and budgeted use of successful grant applications. The parks operations (+15.9%) budget reflects anticipated inflation of costs and increased activity as the restrictions imposed in response to COVID-19 have been lifted. Including services for police, assessor, and legal services, other services, and charges account for 48% of General Fund appropriations. Appropriations for personnel services follow with 40% of the total and rises with wage and benefit inflation plus the new position. Capital outlays include the internal rent payments to the Central Equipment Fund. Additional equipment purchases will translate into higher rent payments. The following table and graph provide perspective on expenditures and other uses for the various General Fund expenditure classifications in the 2021 and 2022 budgets: Department 2021 2022 % Change Personnel Services 3,651,591$ 3,897,421$ 6.7% Supplies 817,700 874,870 7.0% Other Services & Charges 4,969,109 5,173,309 4.1% Capital Outlay 436,600 578,400 32.5% Operating Transfers Out - 6,000 - Total 9,875,000$ 10,530,000$ 6.6% General Fund Appropriations 20 Revenues and other sources Revenues and other sources supporting General Fund expenditures and other uses are classified as follows: The General Fund’s tax levy increases by 4.3%, while the General Fund’s portion of the combined levy (city + HRA) increases from 62.7% to 63.7%. Licenses & Permits and Fines & Forfeits increase to better align with prior year trends. Intergovernmental Revenues increase to better match Police Aid with prior year trends and to factor in grant revenue for the Arts program. Charges for services increase 15.9% with increased garbage and recycling fees. Miscellaneous revenues increase 12.0% due to additional solar farm subscriptions added in 2021. The property tax levy generates 71% of the General Fund revenues. Other than franchise fees, the city does not impose other taxes, such as local option sales taxes or income taxes. Therefore, the city will continue to be dependent on property tax revenue as its major source of future revenues. Personnel Services 40% Supplies 8% Other Services & Charges 48% Capital Outlay 4% 2022 Appropriations -General Fund Classification 2021 2022 % Change Property Taxes 7,169,000$ $7,475,000 4.3% Franchise & Other Taxes 256,500 258,000 0.6% Licenses & Permits 420,300 471,100 12.1% Intergovernmental Revenues 404,000 463,000 14.6% Charges for Services 965,300 1,118,600 15.9% Fines & Forfeits 41,600 51,600 24.0% Special Assessments 150 100 -33.3% Miscellaneous 618,150 692,600 12.0% Total 9,875,000$ 10,530,000$ 6.6% General Fund Revenues and Other Sources 21 SPECIAL REVENUE FUNDS The City of Monticello currently operates special revenue funds for economic development, cemetery, and community center activities. Special revenue funds also include the Small Cities Development Program (SCDP) Fund, which will likely see little activity in 2022 outside of one loan to a local business. Like the General Fund, the special revenue fund budgets are set at a level to maintain services. The tax levy supports community center operations ($485,000) and the Economic Development Authority ($388,000). Tax increments support economic development activities, but their use is generally restricted to a specific activity in a specific area. Charges for services are the largest revenue source for both the community center (memberships) and the cemetery (plot sales). Community center charges were budgeted with added conservatism due to the uncertain nature of the COVID-19 pandemic, and the fund estimated needing $425,000 of American Rescue Plan Act (ARPA) grant funding to balance the 2022 budget. The following tables display the change in budgeted revenues and other sources and the change in budgeted expenditures and other uses for special revenue funds: 71.0% 2.5% 4.5% 4.4% 10.6% 0.5%6.6% 2022 Revenues -General Fund Property Taxes Franchise & Other Taxes Licenses & Permits Intergovernmental Revenues Charges for Services Fines & Forfeits Classification 2021 2022 % Change Property Taxes 851,300$ 873,000$ 2.5% Tax Increments 617,344 630,344 2.1% Intergovernmental Revenues - 425,000 - Charges for Services 456,600 931,900 104.1% Miscellaneous 209,756 67,756 -67.7% Operating Transfers In 325,000 6,000 -98.2% Total 2,460,000$ 2,934,000$ 19.3% Special Revenue Funds Revenues and Other Sources 22 DEBT SERVICE FUND (Aggregate of Sub-Funds) The city's debt service for 2022 is $2,812,800, or $512,200 less than the prior year due to an early redemption in 2021. Funding for debt service comes from special assessments, tax increments, and property. Outstanding debt at January 1, 2022: debt service funds - $21,110,000; Sewer enterprise fund - $3,116,000; Central Equipment internal service fund - $180,000. The city's bond rating from Moody’s Investors Services is "A1." CAPITAL PROJECT FUNDS The budgets for capital project funds are based on the 2022 project expenditures listed in the city's five-year capital improvement plan. The city's five-year capital improvement plan is included in a later section of this report. No debt issuances are planned for 2022. ENTERPRISE FUNDS Total revenues and other sources for the enterprise funds (Water, Sewer, Stormwater, Fiber Optic, DMV, and Liquor) is estimated at $14,898,000 for 2022. The change in Sale of Goods represents a conservative budget policy of estimating liquor sales at the prior year level. Charges for services increases with higher rates charged on enterprise fund customers. Miscellaneous revenues reflect an increase in projected interest earnings as they were budgeted extremely conservatively in the past and didn’t reflect typical activity. Department 2021 2022 % Change Personnel Services 880,961$ 1,246,373$ 41.5% Supplies 78,420 120,900 54.2% Other Services & Charges 737,295 962,826 30.6% Capital Outlay 190,324 191,976 0.9% Operating Transfers Out 200,000 197,925 -1.0% Total 2,087,000$ 2,720,000$ 30.3% Special Revenue Funds Appropriations Classification 2021 2022 % Change Sale of Goods 6,679,000$ 7,013,000$ 5.0% Licenses & Permits 2,000 2,000 0.0% Charges for Services 7,329,000 7,634,757 4.2% Special Assessments 38,000 38,000 0.0% Miscellaneous 96,000 135,243 40.9% Contributed Capital 75,000 75,000 0.0% Operating Transfers In 200,000 - -100.0% Total 14,419,000$ 14,898,000$ 3.3% Enterprise Funds Revenues and Other Sources 23 Personnel services increase with wage and benefit inflation of 3.0%, an additional full-time clerk at the liquor store, and an update to the allocation of streets (stormwater) and utilities staff. The 2021 operating transfers out are from the Liquor Store to the Monticello Community Center Fund to help with revenue shortfalls related to the COVID-19 pandemic. As mentioned in the Special Revenue Funds description, any shortfalls will be alleviated using ARPA funds in 2022. INTERNAL SERVICE FUNDS The City of Monticello operates four internal service funds: Facilities Maintenance, Information Technologies (IT) Services, Central Equipment Fund, and Benefits Accrual. These funds operate on a cost-recovery basis, but the time horizon differs greatly. Internal service fund charges are recorded as expenditures in other funds. The Facilities Maintenance and IT Services funds are not capital intensive with annual small tools and equipment purchases in the $20,000 to $30,000 range. IT equipment usually has a shorter replacement cycle. The Facilities Maintenance Fund focuses on proactive monitoring and repairs & maintenance of existing city buildings. Major capital improvements or replacements are funded through the appropriate capital projects fund or enterprise fund. The Central Equipment Fund is funded through annual rental charges to benefitting budget units to recover equipment purchase costs over 7–10-year periods. Annual depreciation and inflation for each capital asset are used in calculating annual rental payments. The Benefits Accrual Fund accumulates resources from governmental funds to match the city’s paid leave (paid-time-off, sick leave, and vacation) liability for governmental fund employees. FUND BALANCES Fund balances decline when expenditures exceed revenues. The General Fund and Monticello Community Center (MCC) Fund normally have balanced budgets where revenues equal expenditures. The Economic Development Authority (EDA)’s fund balance is projected to increase with tax increment collections to be used in future years. The fund balance in the Debt Service Fund declines through normal debt amortization. Additionally, the fund balance for the group of capital projects funds declines with anticipated planning and construction occurring in 2022 and funding planned from existing reserves and future debt issuance. Enterprise fund balances decline by roughly $600,000, largely the result of stormwater improvements paid for from existing working capital. Department 2021 2022 % Change Personnel Services 2,027,951$ 2,278,593$ 12.4% Supplies 5,449,799 5,699,100 4.6% Other Services & Charges 3,697,624 3,942,490 6.6% Capital Outlay 3,738,000 3,237,500 -13.4% Debt Service 366,626 361,317 -1.4% Operating Transfers Out 325,000 - -100.0% Total 15,605,000$ 15,519,000$ -0.6% Enterprise Funds Appropriations 24 CHALLENGES IN CONTEXT The preparation of this budget reflects the need to meet both short-term and long-term challenges. While the local economy is stable, the commercial and residential tax base is growing at a modest pace while the Monticello Nuclear Generating Plant still represents a significant portion of the tax base. Growth requires additional near-term public safety enhancements and long-term transportation improvements. Indeed, the City Council desires to meet current and future growth needs by maintaining a low tax capacity rate. Second, in 2021, the city paid off the judgment bonds related to the 2014 settlement of the telecommunication bondholder’s class-action lawsuit, which further allows the city to put the bond default behind it. The city renewed its contract with Arvig Enterprises through June of 2026. Since 2019, Fibernet has had positive cash flow from operations, and is positioned to cover the majority, if not all, of the capital investment into new neighborhoods in the coming years. Third, the city is moving ahead with several capital projects. Most large projects have reimbursement resolutions, meaning the city can recover their temporary draw on reserves with debt proceeds. Major Council initiatives in the next few years include improvements to downtown with a focus on Block 52, a new public works facility, and the Pointes at Cedar development area. Other large projects further on the horizon include additional phases for improvements at the Bertram Chain of Lakes (BCOL) Regional Park, safety and utility improvements on Fallon Avenue, and construction of a Water Treatment Plant. Fourth, stable leadership is taking a longer view. An existing councilmember became mayor in 2021 with one new member elected and another seat appointed. The mayor and two councilmembers have terms expiring at the end of 2022. While policy perspectives still exist, the mayor and council are looking at ways to meet future challenges through increased public participation. In summary, modest economic improvement, public safety service enhancement, transportation improvements, stabilization in Fibernet operations, and economic and park development impacted the decisions made in drafting the 2022 budget. DISTINGUISHED BUDGET PRESENTATION AWARD The Government Finance Officers Association of the United States and Canada (GFOA) presented a Distinguished Budget Presentation Award to the City of Monticello, Minnesota for its annual budget for the fiscal year beginning January 1, 2021. To receive this award, a governmental unit must publish a budget document that meets program criteria as a policy document, as an operations guide, as a financial plan, and as a communications device. This award is valid for a period of one year only. We believe our current budget continues to conform to program requirements, and we are submitting it to GFOA to determine its eligibility for another award. CONCLUSION Conservation of city financial resources continues to be a very important objective. The budget is the prime tool in making sure limited resources are wisely utilized. It is the city’s belief that 25 the 2022 budget allows the city to deliver excellent municipal services in a cost effective and efficient manner at current levels. The 2022 budget is a product of collective efforts by the City Council, staff, and various other stakeholders. Their commitment, good judgment, and expertise are invaluable to the budget process. Sincerely, Sarah Rathlisberger Finance Director 26 ORGANIZATION CHART 27 FUND DESCRIPTIONS & STRUCTURE BUDGETED FUNDS The city has legally adopted budgets for the General Fund and all special revenue funds. Expenditures may not legally exceed budgeted appropriations at the total fund level. Monitoring of budgets is maintained at the department level. All amounts over budget have been approved by the city council through the disbursement process. Although the city is not legally required to adopt an annual budget for the nonmajor special revenue funds, the Debt Service Fund, capital projects funds, enterprise funds, and internal service funds, it does so as a means of implementing an entity-wide view of the city’s finances, all of which are included in the city’s Annual Comprehensive Financial Report (ACFR). Budgets are adopted on a basis consistent with accounting principles generally accepted in the United States of America. Budgeted amounts are as originally adopted or amended by the city council. All annual appropriations lapse at year-end. MAJOR FUNDS A fund is considered major if its revenues or expenditures, excluding other financing sources and uses, constitute more than 10% of the revenues or expenditures of the appropriated budget. Major funds are bolded in the hierarchy on the following pages and do not match the major funds presented in the city’s ACFR because the calculation for purposes of the ACFR differ slightly and are based on actual rather than budgeted revenues and expenditures. General Fund - The General Fund is used to account for all financial resources except those required to be accounted for in another fund. Capital Projects - The Capital Projects (capital project) Fund is used to account for all capital acquisition and construction activities of the city not accounted for in another capital project, enterprise, or internal service fund. Liquor - The Liquor (enterprise) Fund is used to account for the operations of the city’s liquor store. Detail on the purposes of the nonmajor funds are included with each fund later in this report. 28 GovernmentalGeneral Special Revenue Economic Development Authority Fund Cemetery Fund Small Cities Development Program (SCDP) Fund Community Center Fund Debt Service 2011A GO Refunding Bond Sub-Fund 2014A GO Bond Sub-Fund 2015B GO Bond Sub-Fund 2016A GO Bond Sub-Fund 2017A GO Bond Sub-Fund 2018A GO Bond Sub-Fund 2019A GO Bond Sub-Fund 2020A GO Bond Sub-Fund Capital Projects Capital Project Fund Closed Bond Sub-Fund Park & Pathway Dedication Fund Street Lighting Improvement Fund Street Reconstruction Fund 29 ProprietaryEnterprise Water Fund Sewer Fund Stormwater Fund Liquor Fund Deputy Registrar Fund Fiber Optics Fund Internal Service Facilities Maintenance Fund IT Services Fund Central Equipment Fund Benefit Accrual Fund 30 DEPARTMENTS & FUNDS RELATIONSHIP The departments within each fund’s budget are noted in the matrix below: All capital project funds, except the Parks & Pathway Improvement Fund, were combined for this presentation. Principal and interest payments on debt occur in the Debt Service Fund (comprised of subfunds) , Sewer Fund, and Central Equipment Fund. Community Capital Pa rk &Water, Sewer Liquor Deputy Fiber Facilities IT Central Benefit General EDA Cemetery Center Projects Pathway & Stormwater Store Registrar Optics Maintenance Services Equipment Accrual GENERAL GOVERNMENT Mayor and Council ●● City Administration ●●●● City Clerk ●●● Finance & Audit ●●●●●●●● City Assessing ● Legal ● Human Resources ●●● Planning & Zoning ● ●●●● City Hall ●●● Economic Development ●●● PUBLIC SAFETY Law Enforcement ● Fire & Rescue ● ●●●● Fire Relief ● Building Inspections ● ●● Emergency Management ● ●● Animal Control ● ● National Guard ● PUBLIC WORKS PW Administration ● ●●● Engineering ● ●●●● PW Inspecitons ● ●●● Streets & Alleys ● ●●● Ice & Snow ● ● Shop & Garage ● ●●●● Street Lighting ● ● ● Refuse Collection ● Water Utility ●●● Sewage Utility ●●● Stormwater Utility ●● RECREATION AND CULTURE Senior Center ● ● Park Operations ● ●●● Park Improvements ● ● Park Ballfields ● Shade Tree ● Library ● ● Cemetery ●● Community Center ●●● Fiber Optics ●●● FUND 31 BASIS OF BUDGETING The City of Monticello budget serves several purposes: • For the residents, it presents a picture of the city government operations and intentions for the year. • For the city council, it serves as a policy tool and as an expression of goals and objectives. • For city management, it is used as an operating guide and a control mechanism. The city's budget encompasses both the operating budget and the capital improvement budget. Each budget unit includes amounts appropriated for both operating expenditures and capital acquisitions and improvements. Accompanying narrative for each budget unit briefly explains the items included. BASIS OF BUDGETING The city’s accounts are categorized by funds, each of which is accounted for as an individual entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, deferred inflow/outflows, liabilities, fund equity, revenues, and expenditures. Governmental funds (the General Fund, special revenue, debt service, and capital project funds) use the modified accrual basis for budgeting and accounting. Revenues are recognized in the accounting period in which they become measurable and available. Expenditures are recognized when liabilities are incurred. Proprietary funds (Enterprise and Internal Service funds) use the modified accrual basis for budgeting and the accrual basis for accounting for financial reporting. In the accrual basis of accounting, revenues are recognized in the accounting period in which they are earned, and expenses are recognized in the accounting period in which they are incurred, regardless of when the actual cash flow occurs. For example, accrual basis accounting differs with the modified accrual basis by recording expenses for depreciation and compensated absences but not debt principal payments, whereas the modified accrual basis of accounting would classify the original capital cost as an expenditure (and would therefore have nothing to depreciate), the compensated absence payment as an expenditure at the time of payment rather than when earned, and debt proceeds as revenue when received and expenditures when repaid. Each proprietary fund’s financial statements, located in the city’s Annual Comprehensive Financial Report (ACFR), are reported on the full accrual basis. WORKLOAD/PERFORMANCE BUDGETING For many years, the city of Monticello started the development of a workload/performance budget. The type of budgeting shifts the emphasis away from describing what will be purchased (inputs) towards describing what will be accomplished (outputs and outcomes). While this budgeting process faces numerous structural and cultural hurdles, this work-in- progress continues today with both an organization-wide and budget-unit specific focus on outcomes. 32 FINANCIAL POLICIES The overall goal of the city's financial policies is to establish and maintain effective management of the city's financial resources. Formal policy statements and major objectives provide the foundation for achieving this goal. Accordingly, this section outlines the policies used in guiding the preparation and management of the city's overall budget and the major objectives to be accomplished. In addition, the rationale which led to the establishment of the fiscal policy statements is also identified. Budget Development & Administration 1. A comprehensive annual budget will be prepared for all funds expended by the city. The City Council shall have full authority over the financial affairs of the city and shall provide for the collection of all revenue and other assets, the auditing and settlement of accounts, the safekeeping and disbursement of public monies, and, in the exercise of a sound discretion, shall make appropriations for the payment of all liabilities and expenses. Inclusion of all funds in the budget enables the council, administration, and the public to consider all financial aspects of city government when preparing, modifying, and monitoring the budget, rather than deal with the city's finances on a "piece meal" basis. 2. The budget will be prepared in such a manner as to facilitate its understanding by residents and elected officials. One of the stated purposes of the budget is to present a picture of city government operations and intentions for the year to the residents of Monticello. Presenting a budget document that is understandable to the residents furthers the goal of effectively communicating local government finance issues to both elected officials and the public. 3. Budgetary emphasis will focus on providing those basic municipal services that provide the maximum level of services, to the most residents, in the most cost-effective manner, with consideration being given to all costs--economic, fiscal, and social. Adherence to this basic philosophy provides the residents of Monticello assurance that their government and elected officials are responsive to the basic needs of the residents and that their city government is operated in an economical and efficient manner. 4. The budget will provide for adequate maintenance of capital, plant, and equipment and for their orderly replacement. All governmental entities experience prosperous times as well as periods of economic decline. In periods of economic decline, proper maintenance and replacement of capital, plant, and equipment is generally postponed or eliminated as a first means of balancing the budget. Recognition of the need for adequate maintenance and replacement of capital, plant, and equipment, regardless of the economic conditions, will assist in maintaining the government's equipment and infrastructure in good operating condition. 5. The city will avoid budgetary practices that balance current expenditures at the expense of meeting future year expenditures. 33 Budgetary practices such as postponing capital expenditures, accruing future years' revenues, or rolling over short-term debt are budgetary practices which can solve short-term financial problems. However, they can create much larger financial problems for future administrations and councils. Avoidance of these budgetary practices will assure residents that current problems are not simply being delayed to a future year. 6. The city will give highest priority in the use of one-time revenues to the funding of capital assets or other non-recurring expenditures. Utilizing one-time revenues to fund on-going expenditures results in incurring annual expenditure obligations, which may be unfunded in future years. Using one-time revenues to fund capital assets or other non-recurring expenditures better enables future administrations and councils to cope with the financial problems when these revenue sources are discontinued, since these types of expenditures can more easily be eliminated. 7. The city will maintain a budgetary control system to help it adhere to the established budget. The budget passed by the council establishes the legal spending limits for the city. A budgetary control system is essential to ensure legal compliance with the city's budget. 8. The city will exercise budgetary control (maximum spending authority) through City Council approval of appropriation authority for each appropriated budget unit. Exercising budgetary control for each appropriated budget unit satisfies requirements of state law. It also assists the council in monitoring current year operations and acts as an early warning mechanism when departments deviate in any substantive way from the original budget. 9. Reports comparing actual revenues and expenditures to budgeted amounts will be prepared monthly as practical and formally reported to City Council quarterly. The city's budget is ineffective without a system to regularly monitor actual spending and revenue collections with those anticipated at the beginning of the year. Monthly and quarterly reports comparing actual revenues and expenditures to budget amounts provide the mechanism for the council and administration to regularly monitor compliance with the adopted budget. 10. State Requirement: Truth-in-Taxation The Truth in Taxation (TNT) law requires the city to hold a series of public hearings to present the proposed levy and budget, and to provide an opportunity for the public to comment and make recommendations. The city’s proposed general levy must be certified to the county auditor by September 30th. The city’s proposed HRA (housing and redevelopment levy) must be certified by September 15th. The final levies for both must be certified by December 29th. Revenue Collection 1. The city will seek to maintain a diversified and stable revenue base. A city dependent upon a few volatile revenue sources is frequently forced to suddenly adjust tax rates or alter expenditure levels to coincide with revenue collections. Establishment of a diversified and stable revenue base, however, serves to protect the city from short-term fluctuations in any one major revenue source. 2. The city will estimate revenues in a realistic and conservative manner. 34 Aggressive revenue estimates significantly increase the chances of budgetary shortfalls occurring during the year--resulting in either deficit spending or required spending reductions. Realistic and conservative revenue estimates, on the other hand, will serve to minimize the adverse impact of revenue shortfalls and will also reduce the need for mid-year spending reductions. 3. The city will pursue an aggressive policy of collecting revenues. An aggressive policy of collecting revenues will help to ensure the city's revenue estimates are met, all taxpayers are treated fairly and consistently, and delinquencies are kept to a minimum. 4. The city will aggressively pursue opportunities for federal or state grant funding. An aggressive policy of pursuing opportunities for federal or state grant funding provides residents assurance that the city is striving to obtain all state and federal funds to which it is eligible-- thereby reducing dependence upon local taxpayers for the support of local public services. 5. User fees and charges will be used, as opposed to general taxes, when distinct beneficiary populations or interest groups can be identified. User fees and charges are preferable to general taxes because user charges can provide clear demand signals which assist in determining what services to offer, their quantity, and their quality. User charges are also more equitable, since only those who use the service must pay--thereby eliminating the subsidy provided by nonusers to users, which is inherent in general tax financing. 6. User fees will be collected only if it is cost-effective and administratively feasible to do so. User fees are often costly to administer. Prior to establishing user fees, the costs to establish and administer the fees will be considered to provide assurance that the city's collection mechanisms are being operated in an efficient manner. Expenditures and Payments 1. Ongoing expenditures will be limited to levels which can be supported by ongoing revenues. Utilization of reserves to fund on-going expenditures will produce a balanced budget, however, this practice will eventually cause severe financial problems. Once reserve levels are depleted, the city would face elimination of on-going costs to balance the budget. Therefore, the funding of on-going expenditures will be limited to current revenues. 2. Minor capital projects or recurring capital projects, which primarily benefit current residents, will be financed from current revenues. Minor capital projects or recurring capital projects represent relatively small costs of an on-going nature, and therefore, should be financed with current revenues rather than utilizing debt financing. This policy also reflects the view that those who benefit from a capital project should pay for the project. 4. Major capital projects, which benefit future residents, will be financed with other financing sources (e.g., debt financing) as appropriate. Major capital projects represent large expenditures of a non-recurring nature which primarily benefit future residents. Debt financing provides a means of generating sufficient funds to pay for the costs of major projects. Debt financing also enables the costs of the project to be supported by those who benefit from the project, since debt service payments will be funded through charges to future residents. 35 5. Construction projects and capital expenditures of $10,000 or more will be included in the Capital Improvement Plan (CIP) and related capital outlay line item; minor capital outlays (less than $10,000) will be included in the operating budget as small tools & equipment or repairs & maintenance. The Capital Improvement Plan (CIP) differentiates the financing of high-cost, long-lived physical improvements from low cost "consumable" equipment items contained in the operating budget. CIP items may be funded through debt financing, a planned buildup of reserves, or current revenues while operating budget items are annual or routine in nature and should only be financed from current revenues. 6. Spending Policy: The city will spend its resources in the following order. Resources will be categorized according to Generally Accepted Accounting Principles (GAAP) for state and local governments, with the following general definitions: • Restricted: Amounts constrained to specific purposes by their providers (such as grantors, bondholders, and higher levels of government) through constitutional provisions or by enabling legislation. • Committed: Amounts constrained to specific purposes by the City Council by Resolution; to be reported as committed, amounts cannot be used for any other purpose unless the City Council takes action to remove or change the constraint also by Resolution. • Assigned: Amounts the city intends to use for a specific purpose; intent can be expressed by the council or by a designee to which the council delegates the authority. The City Council delegated this authority to itself, City Administrator, or Finance Director. • Unassigned: Amounts that are available for any purpose; these amounts are reported only in the General Fund. When both restricted and unrestricted resources are available, spending will occur in the following order: Restricted, Committed, Assigned, Unassigned. Debt Administration 1. The city will limit long-term debt to capital improvements which cannot be financed from current revenues. Incurring long-term debt serves to obligate future taxpayers. Excess reliance on long-term debt can cause debt levels to reach or exceed the government's ability to pay. Therefore, conscientious use of long-term debt will provide assurance that future residents will be able to service the debt obligations left by former residents. 2. The city will repay borrowed funds within a period not to exceed the expected useful life of the project. This policy reflects the view that those residents who benefit from a project should pay for the project. Adherence to this policy will also help prevent the government from over-extending itself regarding the incurrence of future debt. 3. The city will not use long-term debt for financing current operations. This policy reflects the view that those residents who benefit from a service should pay for the service. Utilization of long-term debt to support current operations would result in future residents supporting services provided to current residents. 36 4. The city will adhere to a policy of full public disclosure regarding the issuance of debt. Full public disclosure regarding the issuance of debt provides assurance that the incurrence of debt, for which the public is responsible, is based upon a genuine need and is consistent with underwriter guidelines. Reserves and Fund Balances 1. Reserves and Fund Balances will be properly designated into the following categories: • Nonspendable fund balance: Amounts that are not in a spendable form (such as inventory) or are required to be maintained intact (such as the principal of an endowment fund). • Restricted fund balance: Amounts constrained to specific purposes by their providers (such as grantors, bondholders, and higher levels of government) through constitutional provisions or by enabling legislation. • Committed fund balance: Amounts constrained to specific purposes by the City Council by Resolution; to be reported as committed, amounts cannot be used for any other purpose unless the City Council takes action to remove or change the constraint also by Resolution. • Assigned fund balance: Amounts the city intends to use for a specific purpose. The City Council, City Administrator, or Finance Director can express intent. • Unassigned fund balance: Amounts that are available for any purpose; these amounts are reported only in the General Fund or a deficit in other fund types. 2. A minimum level of general fund reserve of 60-75% of annual operating expenditures will be maintained. This reserve is committed to be used for cash flow purposes, unanticipated equipment acquisition and replacement, and to otherwise enable the city to meet unexpected expenditure demands (natural disasters, catastrophic events, etc.) or revenue shortfalls. Property taxes represent the city's primary source of general fund revenue. Property taxes are collected in June and December of each fiscal year. Since the city's fiscal year begins on January 1st, the city must maintain an adequate cash balance to meet its expenditure obligations between semi-annual collections of property taxes. Accrued employee payroll benefits, such as sick leave, vacation, or paid time off, represent a significant obligation of the city. The city will maintain sufficient reserves to meet its annual expenditure obligations in the Benefit Accrual internal service fund. The city recognizes the need to maintain adequate equipment to carry out required public services. Equipment acquisition and replacement represent on-going costs of a minor nature, as compared to major capital purchases. The city plans for equipment replacement within the Capital Improvement Plan. However, unforeseen equipment problems will arise. The reserve will provide resources for the immediate, unanticipated replacement of critical equipment. The city is subject to revenue shortfalls and unexpected expenditure demands during the fiscal year. An unassigned general fund reserve will be maintained to be able to offset these revenue shortfalls or meet unexpected demands occurring during the year, without suddenly adjusting tax rates or reducing expenditures. Financial Reporting & Accounting 1. The city will manage and account for its financial activity in accordance with Generally Accepted Accounting Principles (GAAP) as set forth by the Governmental Accounting Standards Board (GASB). 37 GASB is recognized as the authority with respect to governmental accounting. Managing the city's finances in accordance with GAAP and in accordance with the rules set forth by GASB provides the Monticello residents assurance that their public funds are being accounted for in a proper manner. 2. The city will maintain its accounting records for general governmental operations on a modified accrual basis, with revenues recorded when available and measurable, and expenditures recorded when services or goods are received, and liabilities incurred. Accounting records for proprietary fund types and similar trust funds will be maintained on an accrual basis, with all revenues recorded when earned and expenses recorded when liabilities are incurred, without regard to timing of cash receipt or payment. Adherence to this policy will allow the city to prepare its financial statements in accordance with Generally Accepted Accounting Principles as set by the Governmental Accounting Standards Board. 3. The city of Monticello will prepare an Annual Comprehensive Financial Report (ACFR) in conformity with Generally Accepted Accounting Principles (GAAP). The report will be made available to the public. The ACFR shall be prepared in accordance with the standards established by the GFOA for the Certificate of Achievement for Excellence in Financial Reporting Program. The Certificate of Achievement represents a significant accomplishment for a government and its financial leadership. The program encourages governments to prepare and publish an easily readable and understandable comprehensive annual financial report covering all funds and financial transactions of the government during the year. The ACFR provides users with a wide variety of information useful in evaluating the financial condition of a government. The program also encourages continued improvement in the city's financial reporting practices. 4. The city will ensure the conduct of timely, effective, and annual audit coverage of all financial records in compliance with Local, State, and Federal laws. Audits of the city's financial records provide the public assurance that its funds are being expended in accordance with Local, State, and Federal laws and in accordance with Generally Accepted Accounting Principles. Audits also provide management and the City Council with suggestions for improvement in its financial operations from independent experts in the accounting field. 5. The city of Monticello will maintain a policy of full and open public disclosure of all financial activity. Full and open public disclosure of all financial activity provides the public with assurance that its elected officials and administrators communicate fully all financial matters affecting the public. 6. The modified accrual basis of accounting and budgeting is used for the governmental funds. Under the modified accrual basis of accounting, revenues are recorded when susceptible to accrual, i.e., both measurable and available. Available means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Expenditures are recorded when the related liability is incurred. Employee compensated absences and principal and interest on long-term debt expenditures are recorded when due in the current period. 7. The accrual basis of accounting is used for Proprietary Funds. Under this method, revenues are recorded when earned and expenses are recorded when the related liability is incurred. For budget preparation and presentation, the proprietary funds’ expenses 38 are converted to expenditures and follow the same budget format as the governmental fund types. Capital outlays in the enterprise funds are presented as expenditures for budget basis but are recorded as assets along with associated depreciation expense on the GAAP basis. Debt service principal payments in the enterprise funds are accounted for as expenditures for budget purposes but are reported as reduction of long-term debt liability on the GAAP basis. Recording capital outlays and principal payments on long-term debt as expenditures for budget purposes, presents a clearer picture of the city’s financial operations, is easier to administer for cash flow purposes, and is easier for the lay person to understand. Cash Management & Investment SCOPE This policy applies to all activities with regards to managing and investing the financial assets of the City of Monticello. This policy pertains to the financial assets of all funds including the General Fund, special revenue funds, capital project funds, debt service funds, enterprise funds, and internal service funds. The covered funds are defined in the city’s Comprehensive Annual Financial Report. Except for cash in certain restricted funds, the City of Monticello consolidates all cash balances from all funds into one central set of accounts. Each fund’s participation in this cash pool is denoted by its equity-in-pooled-cash account. Investment income is allocated to the various funds based upon the average monthly balance of each fund’s account. Use of this pooling-of- funds method of accounting allows the city of Monticello to manage its cash more efficiently and to maximize its investment earnings. OBJECTIVES The primary objectives, in priority order, of city of Monticello’s investment activities shall be safety, liquidity, and yield: a. Safety Safety of principal is the foremost objective of the investment program. Investments shall be undertaken in a manner that seeks to ensure the preservation of capital in the overall portfolio. The objective will be to mitigate credit risk and interest rate risk. 1. Credit Risk The city will minimize credit risk by • Limiting investments to the safest types of securities; • Pre-qualifying the financial institutions, brokers/dealers, intermediaries, and advisers with which the city of Monticello will do business; and • Diversifying the investment portfolio so that potential losses on individual securities will be minimized. 2. Interest Rate Risk The city will minimize interest rate risk by: • Structuring the investment portfolio so that securities invested from operating funds mature to meet cash requirements for ongoing operations, thereby minimizing the need to sell securities on the open market prior to maturity; and • Investing operating funds primarily in shorter-term maturities, money market funds, or similar investment pools. 39 b. Liquidity The investment portfolio shall remain sufficiently liquid to meet all operating requirements that may be reasonably anticipated. This will be accomplished by structuring the portfolio so that securities mature concurrent with cash needs to meet anticipated demands (static liquidity). In addition, since all possible cash demands cannot be anticipated, the portfolio shall consist largely of securities with active secondary or resale markets (dynamic liquidity). c. Yield The City of Monticello’s investment portfolio shall be designed with the objective of attaining a market rate of return throughout budgetary and economic cycles, commensurate with Monticello’s investment risk constraints and the cash flow characteristics of the portfolio. Return on investment is of least importance compared to the safety and liquidity objectives described above. The core of investments is limited to relatively low risk securities in anticipation of earning a fair return relative to the risk being assumed. Securities shall not be sold prior to maturity with the following exceptions: • a declining credit security may be sold early to minimize the loss of principal; • a security may be sold to maximize gain, when appropriate; • a security swap may be appropriate to improve the quality, yield, or target duration in the portfolio; or • a security may be sold based upon liquidity demands of the portfolio. AUTHORITY Management responsibility for the investment program and for ensuring compliance with this policy is hereby delegated to the Finance Director and is derived from Minnesota statutes and mayor & council actions. The Finance Director shall be responsible for all transactions undertaken and shall establish a system of procedures and internal controls for the operation of the investment program consistent with this policy. No person may engage in an investment transaction except as provided under the terms of this policy and the procedures established by the Finance Director. All participants in the investment process shall seek to act responsibly as custodians of the public trust. No officer or designee may engage in an investment transaction except as provided under the terms of this policy and supporting procedures. The Finance Director shall establish written statements of investment policy procedures for the operation of the investment program consistent with this policy. Such procedures shall include explicit delegation of authority for persons responsible for investment and cash management transactions. The Finance Director is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the city of Monticello are protected from loss, theft, or misuse. The internal control structure shall be designed to provide reasonable assurance that these objectives are met. The concept of reasonable assurance recognizes that the cost of control should not exceed the benefits likely to be derived and that the valuation of costs and benefits requires estimates and judgments by management. The internal controls shall address the following points at a minimum: control of collusion, separation of transaction authority from accounting and recordkeeping, custodial safekeeping, avoidance of physical delivery securities, clear delegation of authority to subordinate staff 40 members, written confirmation of transactions for investments and wire transfers, dual authorizations of wire transfers, staff training, and review, maintenance and monitoring of security procedures both manual and automated. The city may engage the services of one or more external investment managers to assist in the management of the city’s investment portfolio in a manner consistent with the city’s objectives. Such external managers may be granted discretion to purchase and sell investment securities in accordance with this Investment Policy. Such managers must be registered under the Investment Advisers Act of 1940. ETHICS & CONFLICTS OF INTEREST The Finance Director and other employees involved in the investment process shall refrain from personal financial activity that could conflict with the proper execution and management of the investment program, or which could impair their ability to make impartial investment decisions. The Finance Director and other employees involved in the investment process shall disclose to the mayor & council any material financial interests in financial institutions with which they conduct business. They shall further disclose any personal financial/investment positions that could be related to the performance of the city’s portfolio. The Finance Director and other employees involved in the investment process shall subordinate their personal investment transactions to those of the city of Monticello shall refrain from undertaking personal investment transactions with the same individual with whom business is conducted on behalf of the city. PRUDENCE The general investment policies of the city of Monticello will be guided by the "prudent person" standard. Those with investment responsibility for public funds are fiduciaries and, as such, shall exercise the judgment and care, under circumstances then prevailing, which persons of prudence, discretion, and intelligence exercise in the management of their own affairs, not for speculation, but for investment, considering the probable safety of their capital as well as the probable income to be derived. The standard of prudence shall be applied in the context of managing the overall portfolio. Investment officers, acting in accordance with this investment policy and exercising due diligence, shall be relieved of personal responsibility for an individual security's credit risk or market price changes, provided significant deviations from expectations are reported in a timely fashion and appropriate action is taken to control adverse developments. Investment officers acting in good faith are not personally liable for investment or deposit losses. AUTHORIZED FINANCIAL DEALERS AND INSTITUTIONS The Finance Director shall designate and maintain a list of financial institutions and depositories authorized to provide investment services. In addition, a list will also be maintained of approved security brokers/dealers that maintain an office within the State of Minnesota. These may include "primary" dealers or regional dealers that qualify under Security and Exchange Commission's Uniform Net Capital Rule (Rule 15C3-1). The mayor & council shall designate the financial institution for the city’s operating account. 41 All financial institutions and brokers/dealers that wish to become qualified bidders for investment transactions must supply the following: • a copy of the latest audited financial statements demonstrating compliance with state and federal capital adequacy guidelines • proof of state registration, • evidence of adequate insurance coverage, • certification of having read, understood, and agree to comply with Monticello’s Cash Management and Investment Policy, • proof of National Association of Securities Dealers (NASD) or Financial Industry Regulatory Authority (FINRA) certification (brokers/dealers only), and • completed broker/dealer questionnaire (brokers/dealers only). An annual review of the financial condition and registration of qualified financial institutions and broker/dealers may be conducted by the Finance Director. Financial institutions, which serve as depositories of city funds, shall comply with all prevailing provisions of Minnesota statutes, and shall meet the established criteria for overall financial strength, adequate capitalization, appropriate liquidity, and proper collateralization to reasonably ensure the safety and availability of such deposits. To monitor and assess the overall financial strength of current and potential depositories, the city will utilize third-party rating agencies. AUTHORIZED AND SUITABLE INVESTMENTS Authorized investments for municipalities in Minnesota are stipulated in Minnesota State Statutes. Although the following lists of authorized and prohibited investments for the city of Monticello is slightly more restrictive than what is allowed under state law, it is in full compliance with Minnesota State Statutes. The Finance Director is authorized to invest in the following: • Demand deposits, of commercial banks, saving and loan associations, and federal savings banks authorized to do business in the State of Minnesota and authorized as described above, and to the extent that the deposit is fully insured by the Federal Deposit Insurance Corporation or collateralized as required in Minnesota State Statutes. • Time deposits and certificates of deposit of commercial banks, saving and loan associations, and federal savings banks authorized to do business in the United States or its territories to the extent that the investment is fully insured by the Federal Deposit Insurance Corporation or collateralized as required in Minnesota State Statutes. • Governmental bonds, notes, bills, mortgages, and other securities, which were direct obligations or are guaranteed or insured issues of the United States, its agencies, its instrumentalities, or organizations created by an act of Congress, excluding mortgage- backed securities • State and local government obligation as follows: o an obligation of the State of Minnesota or any of its municipalities, 42 o obligation of other state and local governments that have taxing power and are rated “A” or better by a national bond rating service. o general obligations of the Minnesota Housing Finance Agency that are rated “A” or better by a national bond rating service. o general obligations of housing finance agencies of other states, provided that they include a moral obligation of the state, and they are rated “A” or better by a national bond rating service, o general revenue obligation of any agency or authority of the State of Minnesota other than those found already mentioned above that are rated “AA” or better by a national bond rating service. o Repurchase agreements whose underlying purchased securities consist of U.S. government obligations, U.S. government agency obligations, or U.S. government instrumentality (including government sponsored enterprises) obligations. Adoption of a master repurchase agreement by the mayor & council is required before the Finance Director is authorized to enter into a repurchase agreement. o Banker’s Acceptances of United States Corporation or their Canadian subsidiaries that are rated “A1” by Moody’s Investors Service and/or P1 by Standard and Poor’s Corporation and matures in 270 days or less. Banker’s Acceptances can only be purchased if the yield is greater than the United States Treasury obligations or Federal Agency issues. o Guaranteed investment contracts if issued and guaranteed by a United States commercial bank or a United States insurance company. The credit quality of the issuer and guarantor shall be rated in the highest category by the major national rating services. The contract shall provide the governmental entity a non-penalized right of withdrawal of the investment if the credit quality of the investment is downgraded. o Commercial Paper issued by United States corporations or their Canadian subsidiaries that are rated “A1” by Moody’s Investors Service and/or “P1” by Standard and Poor’s Corporation and matures in 270 days or less. o Money market funds consisting of United States Treasury Obligations and/or Federal Agency Issues. PROHIBITED INVESTMENTS The Finance Director is currently prohibited from investing in securities that are considered highly sensitive, including the following: • Purchases on margins or short sales. • Derivative securities that are, in effect, a leveraged bet on future movements of interest rates or some price index. • Mortgage-backed securities due to their complexity and prepayment rate uncertainty. • Reverse repurchase agreements (lending securities with an agreement to buy them back after a stated period of time). COLLATERALIZATION The provisions of Minnesota State Statutes require that banks and savings and loan institutions collateralize all deposits of public funds. The city also requires collateralization of time deposits and repurchase agreements. Banks and savings and loan associations are authorized to use any 43 of the investments as specified by Minnesota State Statutes as collateral. In order to anticipate market changes and provide a level of security for all funds, the collateralization level will be 110% of the market value of principle and accrued interest. Collateral will always be held by a third party. A clearly marked evidence of ownership (safekeeping receipt) will be supplied to the city and retained. SAFEKEEPING AND CUSTODY Pledged collateral consisting of instruments of the United States Government, U.S. government agencies, and U. S. government sponsored enterprises will be safe kept at a Federal Reserve Bank Branch. Other acceptable collateral that cannot be held by the Federal Reserve shall be held by a non-affiliated, independent, third-party safekeeping institution with whom the city has a current custodial agreement. A clearly marked evidence of ownership (safekeeping receipt) will be supplied to the city and retained. The right of collateral substitution upon prior notification and acceptance by the city is granted. All securities transactions, including collateral for repurchase agreements shall be conducted on a delivery-versus-payment (DVP) basis to ensure that securities are deposited in the city’s safekeeping institution prior to the release of funds. DIVERSIFICATION Diversification of investments reduces overall portfolio risks while attaining market average rates of return. The city of Monticello will diversify its investments by security type, sector (excluding U.S. Treasury securities), maturity, and institution. With the exception of U.S. government securities, U.S. government agency securities, U.S. government sponsored enterprise securities, certificates of deposit, collateralized bank money market accounts, and authorized local government investment pools, no more than 25% of the city of Monticello’s total investment portfolio will be invested in a single security type. To provide assurance that the city will be able to continue financial operations without interruption and dependent upon interest rates, satisfaction with services, and practicality, the city of Monticello may utilize more than one financial institution as its depository. MAXIMUM MATURITIES To the extent possible, the city of Monticello will attempt to match its investments with anticipated cash flow requirements. Unless matched to a specific cash flow, the city will not directly invest from operating funds in securities maturing more than five (5) years from the date of purchase. However, the city of Monticello may collateralize its repurchase agreements using longer-dated investments not to exceed fifteen (15) years to maturity. Reserve funds and other funds with longer-term investment horizons may be invested in securities exceeding five (5) years if the maturity of such investments is made to coincide as nearly as practicable with the expected use of funds. No investment shall have a maturity exceeding twenty (20) years from the time of purchase. The intent to invest securities with longer maturities shall be approved by the Finance Director. Because of the inherent difficulties in accurately forecasting cash flow requirements, a portion of the portfolio shall be continuously invested in readily available funds such as demand accounts, local government investment pools, money market funds, or overnight repurchase agreements 44 to ensure that appropriate liquidity is maintained to meet ongoing obligations. The city will not actively buy and sell investments but realizes the risk of not seeking higher market returns for longer maturities outweighs occasional liquidity demands exceeding cash and money market investments. PERFORMANCE STANDARDS The investment portfolio will be managed in accordance with the parameters specified within this policy. The portfolio should obtain a market average rate of return during a market/economic environment of stable interest rates. The Finance Director will establish a series of appropriate benchmarks which portfolio performance shall be compared on a regular basis. The benchmarks shall be reflective of the actual securities being purchased and risks undertaken, and the benchmarks shall have a similar weighted average maturity and credit profile as the portfolio. REPORTING The Finance Director will maintain investment reports that provide a clear picture of the status of the current investment portfolio. The report shall include a management summary that will allow the city of Monticello to ascertain whether investment activities during the reporting period have conformed to the investment policy. Information contained within the reports shall include the following: • A listing of the individual securities held at the end of the reporting period by authorized investment category. • Term and maturity date of all investments listed. • Par value and current market value of all investments listed. • Yield to maturity or worse call of portfolio investments. • Percentage of portfolio represented by each investment category. POLICY CONSIDERATIONS Any investment currently held that does not meet the guidelines of this policy shall be exempted from the requirements of this policy. At maturity or liquidation, such monies shall be reinvested only as provided by this policy. This Statement of Cash Management and Investment Policy was adopted by motion/resolution of the city’s mayor & council. The Finance Director and City Administrator will review this policy annually. Any modifications made to this policy must be approved by resolution of the mayor & council. 45 BALANCED BUDGETS A BALANCED BUDGET is as a situation where total revenues and other financing sources is equal to (or greater than) total expenditures and other uses. Revenues and other financing sources increase financial resources. Expenditures and other financing uses decrease financial resources. A balanced budget does not dip into reserves or fund balances. However, an unbalanced budget (deficit) is not necessarily poor fiscal management. For example, debt service funds often accumulate resources in the year prior to expenditure, and debt-financed capital projects frequently stretch over multiple years. The city has never used debt to finance current or ongoing expenditures. It is the city’s policy to adopt balanced budgets for the General Fund and the Community Center Fund. Both funds are supported by property taxes. Property Taxes 7,475,000$ Personnel Services $3,897,421 Franchise & Other Taxes 258,000 Supplies 874,870 Licenses & Permits 471,100 Other Services & Charges 5,751,709 Intergovernmental Revenues 463,000 Capital Outlay - Charges for Services 1,118,600 Debt Service - Fines & Forfeits 51,600 Operating Transfers 6,000 Special Assessments 100 Miscellaneous 692,600 Operating Transfers - Total $10,530,000 Total $10,530,000 General Fund Revenues and Other Sources Expenditures and Other Uses B A L A N C E D Surplus Revenues and Other Sources GREATER than Expenditures and Other Uses Deficit Revenues and Other Sources LESS than Expenditures and Other Uses 46 Absence of a line in the above chart is due to the fund having a balanced budget (zero effect on Fund Balance/Working Capital) for 2022. Deficits reflect planned use of fund balance or future bond issuance to reimburse for upfront costs. $(1,800) $(1,400) $(1,000) $(600) $(200) $200 $600 $1,000 Benefit Accrual Central Equipment IT Services Facilities Maintenance Fiber Optics Deputy Registrar Liquor Stormwater Sewer Water Park Dedication Park & Pathway Improvement Street Lighting Improvement Capital Projects 2020A G.O. Bonds 2019A G.O. Bonds 2018A G.O. Abatement 2017A G.O. Improvement/Abate 2016A G.O. Street/Improvement 2015B G.O. Street/Improvement 2011A G.O. Refunding Bond Monticello Community Center Minnesota Investment Cemetery Economic Development General Fund Thousands Budgeted Change in Fund Balances/Working Capital 47 THE BUDGET PROCESS BUDGET DEVELOPMENT PROCESS To initiate the budget process, the Finance Director distributes budget request worksheets to all department heads and supervisors. The Finance Director and City Administrator then meet with each department director and supervisor to review the requests made. Requests are separated into “buckets” including staffing, equipment, major non-capital, and capital expenditures. Each “bucket” is discussed at the public budget workshops along with a comprehensive draft budget and projected changes to the city’s tax capacity and levy. Significant increases or decreases from the previous budget are highlighted to focus on high-level goals for the upcoming year. The council then gives feedback for staff to research and present at the next public budget workshop. Following any adjustments to the proposed budget, a preliminary tax levy resolution is prepared, and a public hearing is held in September. The Council may again adjust the budget following the public hearing, after which time, the Council adopts the final tax levy and final budget resolutions. BUDGET CALENDAR/PROCEDURES The following budget timeline outlines the process the city customarily follows for creation and adoption of the 2022 budget. Date Activity May 12, 2021 2022-2026 capital equipment/projects (CIP) worksheets and budget worksheets to department heads. May 28, 2021 2022-2026 CIP and budget worksheets due to finance department June, 2021 1. Department heads meet with various advisory boards and commissions for input into 2022 preliminary budget and CIP. 2. Department directors and supervisors meet with city administrator and finance staff to develop 2022 preliminary budget and CIP. 3. Finance department develops revenue estimates and 2022 preliminary property tax levy. July 19, 2021 Public City Council Budget Workshop #1. Workshops with city council, which are open to the public, are held to set 2022 goals and priorities and review draft department budgets and CIP. July 26, 2021 Public City Council Budget Workshop #2 August 9, 2021 Public City Council Budget Workshop #3. August 23, 2021 Public City Council Budget Workshop #4. September 13, 2021 Public City Council Budget Workshop #5. Council adopts 2022 preliminary HRA tax levy. (See September 30) September 27, 2021 Council adopts 2022 preliminary city property tax levy. (See September 30) September 30, 2021 2022 preliminary property tax levy certification due to Wright County auditor. October/November, 2021 Department heads meet with city administrator and finance staff to refine 2022 proposed budget and final property tax levy. County mails TNT notices. December 13, 2021 Council adopts 2022 budget and property tax levy. (See December 28) December 28, 2021 City certifies final 2022 property tax levy to Wright County auditor and files Form TNT with the MN Department of Revenue. January 1, 2022 2022 fiscal year begins. 48 PRESENTATION The text of the budget document customarily contains six sections of information for each activity. Some activities also include highlights or accomplishments for the prior year and/or the coming year. • The first section provides a description of the activity. • The second section describes its major objectives to be accomplished. • The third section identifies issues/challenges the activity/division faces. • The fourth section lists the workload/performance indicators for the division. • The fifth section provides detailed financial information. • The sixth section provides budget commentary. The financial information includes expenditure information for the last two completed fiscal years, the budgeted and projected amounts for the current year, and the proposed amounts for the budget year. Costs are segregated into six basic classifications: personnel services (wage & benefits); supplies; other services and charges; capital outlay; debt service; and operating transfers. Appropriation control is exercised only at the activity unit level and not at the individual object of expenditure level. The narrative information is presented together with the financial detail to assist readers in understanding the planned outcomes for each activity/division, the purpose of each budget unit, and major changes or expenditures for the coming year. MONITORING AND REPORTING PROCESS As the budget year proceeds, individual departments and the Finance Department have dual responsibility for monitoring the status of each budget unit. Department staff has primary responsibility for monitoring the status of expenditures against their budget. This responsibility includes informing the Finance Department of any significant departures from the plans anticipated in the budget. The Finance Department has overall responsibility for monitoring the budget-to-actual status of all departments and funds. This is accomplished primarily through analysis of computerized budget performance reports which compare appropriation amounts on a line-item basis with actual expenditures throughout the year. These reports aid department staff in controlling costs and act as an early warning system for the finance department. Department staff may exercise their judgment in exceeding expenditures by object code, provided they do not exceed the total amount appropriated for the budget unit. The Finance Department reviews the budget reports and discusses any variances from expected performance with the department staff. The Finance Department conducts in-depth budget reviews of all expenditures and revenues in its quarterly report to council. Significant changes in either expenditures or revenues may require a budget revision. Recommendations are also made by the Finance Director for any recommended corrective actions. It is the practice of the City of Monticello not to amend the budget unless absolutely necessary. BUDGET AMENDMENT PROCESS State statute provides various ways to amend the budget. This first involves a reallocation of existing appropriations among the line items within a specific fund. The second defines a series of scenarios where the governing body has authority to amend the budget without a hearing for donations, land 49 sales, and fee-based budgets. All other increases in appropriation authority that are not specifically permitted by statute must be approved through a public process. The Finance Director is responsible for ensuring compliance with spending limitations imposed by the budget. Accordingly, the Finance Director submits a quarterly financial report to the City Council after three-, six-, nine-, and twelve-month periods. The budget reviews evaluate overall revenues and expenditures in comparison to the budgeted amounts. In cases where it appears the original spending authority authorized will not prove sufficient, transfers of spending authority or additional spending authority are requested together with explanations for the requests. The public approval process for budget amendments is held if necessary. 50 2022 ADOPTED BUDGETFinancial Summaries ALL FUNDS SUMMARY BY FUND TYPE In most years, the city adopts a balanced budget for the General Fund and the Monticello Community Center Fund (MCC), a special revenue fund. A budget is balanced when revenues and other sources equal expenditures and other uses. Fund balances/working capital increase with surpluses and decrease with deficits. Debt amortization and early redemption of issues can lead to a significant decline in fund balance for the Debt Service Fund. Multiple debt service sub-funds are aggregated into one debt service fund for reporting purposes. The 2011A bonds will be paid off in 2022. Capital Project Funds commonly accumulate resources in one budget period and expend those resources over multiple budget periods. Expenditures of fund balance are anticipated in 2022, which are expected to be reimbursed with bond proceeds in 2023. Internal service funds provide services to other funds and typically function on a cost recovery basis. The city has four: Facilities Maintenance Fund, IT Services Fund, Central Equipment Fund, and Benefit Accrual Fund. Central Equipment Fund equipment purchases will exceed lease revenue in 2022, but a transfer of excess General Fund balance in 2021 will fund the shortfall. The Benefit Accrual Fund is the only internal service fund that is not used for capital asset acquisitons. Special Debt Capital Internal 2022 General Revenue Service Project Enterprise Service Total Fund Funds Funds Funds Funds Funds Budget Fund Balance/Working Capital - Jan. 1 6,635,073$ 8,401,401$ 1,259,211$ 16,568,711$ 23,698,715$ 3,676,682$ 60,239,792$ Revenues and Other Sources Property Taxes 7,475,000$ 873,000$ 2,311,400$ 1,081,600$ -$ -$ 11,741,000$ Tax Increments - 630,344 - - - - 630,344 Franchise & Other Taxes 258,000 - - 140,000 - - 398,000 Sale of Goods - - - - 7,013,000 - 7,013,000 Licenses & Permits 471,100 - - - 2,000 - 473,100 Intergovernmental Revenues 463,000 425,000 - 900,000 - - 1,788,000 Charges for Services 1,118,600 931,900 - - 7,709,757 1,330,400 11,090,657 Fines & Forfeits 51,600 - - - - - 51,600 Special Assessments 100 - 222,472 207,671 38,000 - 468,243 Miscellaneous 692,600 67,756 7,203 261,729 135,243 14,600 1,179,131 Contributed Capital - - - - - - - Operating Transfers In - 6,000 197,925 111,000 - - 314,925 Debt Proceeds - - - - - - - Total Revenues and Other Sources 10,530,000$ 2,934,000$ 2,739,000$ 2,702,000$ 14,898,000$ 1,345,000$ 35,148,000$ Expenditures and Other Uses Personnel Services 3,897,421 1,246,373 - - 2,278,593 243,848 7,666,235 Supplies 874,870 120,900 - - 5,699,100 172,420 6,867,290 Other Services & Charges 5,173,309 962,826 1,200 - 3,942,490 283,452 10,363,277 Capital Outlay 578,400 191,976 - 7,290,000 3,237,500 1,034,280 12,332,156 Debt Service - - 2,812,800 - 361,317 66,000 3,240,117 Operating Transfers Out 6,000 197,925 111,000 - - - 314,925 Total Expenditures and Other Uses 10,530,000 2,720,000 2,925,000 7,290,000 15,519,000 1,800,000 40,784,000 Net Change in Fund Balance/Working Capital -$ 214,000$ (186,000)$ (4,588,000)$ (621,000)$ (455,000)$ (5,636,000)$ Fund Balance/Working Capital - Dec. 31 6,635,073$ 8,615,401$ 1,073,211$ 11,980,711$ 23,077,715$ 3,221,682$ 54,603,792$ All FUNDS SUMMARY - BY FUND TYPE 51 REVENUES BY TYPE, GENERAL FUND ONLY— Using those same categories of revenue type, the relative percentages for the General Fund are shown below. The General Fund is comprised of a much higher percentage of property taxes compared to all funds, levying 64% of the total city and HRA combined tax levy. Property Taxes 34%Tax Increments 2% Franchise & Other Taxes 1% Sale of Goods 20% Licenses & Permits 1% Intergovernmental Revenues 5% Charges for Services 32% Special Assessments 1% Miscellaneous 3% Operating Transfers In 1% REVENUES BY CATEGORY AND FUND TYPE Revenues are classified under one of thirteen major categories: property taxes, tax increments, franchise & other taxes, sale of goods, licenses & permits, intergovernmental revenues, charges for services, fines & forfeits, special assessments, miscellaneous, contributed capital, operating transfers in, and debt proceeds. The chart below shows the relative percentage of 2022 budgeted revenues for these major categories for all funds combined. Debt proceeds are not shown as the city does not anticipate issuing debt in 2022. 2022 Revenues by Category - All Funds Property Taxes 67% Franchise & Other Taxes 2% Licenses & Permits 7% Intergovernmental Revenues 6% Charges for Services 11% Fines & Forfeits 0.5%Miscellaneous 7% 2022 Revenues by Category -General Fund 52 The General Fund is the city’s primary property tax levying fund, and it accounts for 30% of the overall budgeted revenues of the city. This is an increase from 28% in 2021. Special revenue funds, totaling 8% of appropriations (up from 7% in 2021), rely mainly on property taxes, tax increments, and charges for services. The Debt Service Fund includes only non-enterprise and non-internal service fund debt. These funds represent 8% of the city’s 2022 budgeted revenues and are supported with property taxes, special assessments, and interfund operating transfers. This is a decrease from 9% in 2021. Capital project funds total 8% (down from 12% in 2021) of budgeted revenues, which includes financing from bond proceeds (if applicable), special assessments, and intergovernmental revenues for street construction, street lighting and park improvements, and other governmental capital asset acquisitions excluding internal service fund activity. Enterprise funds consist of water, sewer, stormwater, liquor, deputy registrar (DMV), and fiber optics funds. These funds operate on a self-supporting basis, mostly from the sale of goods and charges for services. They are responsible for 42% of the overall revenue appropriations, which is consistent with 2021. Internal Service funds consist of facilities maintenance, IT services, central equipment, and benefits accrual. These funds are supported by staff allocation or rental charges from other funds of the city. Appropriations are 4% of the city’s 2022 budget, which is consistent with 2021. General 30% Special Revenue 8% Debt Service 8% Capital Projects 8% Enterprise 42% Internal Service 4% 2022 Revenues by Fund Type 53 APPROPRIATIONS BY CATEGORY AND FUND TYPE Expenditures, often called appropriations, are classified under one of six major categories: personnel services (wages & benefits), supplies, other services & charges (professional fees, utilities, etc.), capital outlay, debt service, and operating transfers (other financing uses). The chart below shows the relative percentage of 2022 budgeted expenditures for these six major categories for all funds, combined. APPROPRIATIONS BY TYPE, GENERAL FUND ONLY— Using those same categories of expenditure type, the relative percentages of budgeted expenditures for the General Fund are shown below. As you can see, the General Fund is comprised of a much higher percentage of personnel services costs compared to all funds. The General Fund supports very little capital improvements and no debt service compared to all funds overall. Personnel Services 19% Supplies 17% Other Services & Charges 25% Capital Outlay 30% Debt Service 8% Operating Transfers Out 1% 2022 Appropriations by Category -All Funds Personnel Services 40% Supplies 8% Other Services & Charges 48% Capital Outlay 4% 2022 Appropriations by Category -General Fund 54 In governmental agencies, salaries, wages, and benefits (personnel services) normally represent the largest of these categories. However, due to the significant investment in infrastructure, cities have a much higher percentage of the budget devoted to operating and capital costs, including debt service, than most other governmental entities. One other factor is the city’s contracts (other services and charges) for law enforcement, legal, and assessing services.  The General Fund is the city’s primary operating fund for general government operations, and it accounts for 26% of the overall appropriations of the city in 2022. This is a decrease from 27% in 2021.  Special revenue funds, totaling 7% of 2022 appropriations (up from 6% in 2021), include a variety of fee supported funds including the community center and cemetery.  The Debt Service Fund includes only non-enterprise and non-internal service fund debt. These funds represent 7% of the city’s 2022 appropriations for bond principal and interest payments. This is a decrease from 9% in 2021.  Capital project funds total 18% (up from 12% in 2021) of appropriations, which includes costs for street construction, street lighting and park improvements, and other governmental capital asset acquisitions excluding internal service funds. The city has several large projects on the horizon with a significant amount of preparation and beginning construction in 2022.  Enterprise funds consist of water, sewer, stormwater, liquor, deputy registrar (DMV), and fiber optics funds. These funds operate on a self-supporting basis and are responsible for 38% of the overall appropriations. This is up from 42% in 2021.  Internal Service funds consist of facilities maintenance, IT services, central equipment, and benefits accrual. These funds operate to provide services to the other internal departments of the city. Appropriations are 4% of the city’s 2022 budget, which is consistent with 2021. General 26%Special Revenue 7% Debt Service 7% Capital Projects 18% Enterprise 38% Internal Service 4% 2022 Appropriations by Fund Type 55 INTERFUND TRANSFERS Operating transfers support the operations of other funds, provide for special projects, and contribute to debt service payments. The following schedule provides the 2022 budgeted operating transfers: Fund No.Transfer Out Fund Amount Fund No.Transfer In Fund Amount 213 Economic Development Authority 197,925$ 312 2011A GO Improvement Bond 197,925$ 101 General 6,000 213 Economic Development Authority 6,000 312 2011A GO Refunding Bonds 111,000 400 Capital Projects 111,000 Total Transfers Out 314,925$ Total Transfers In 314,925$ SCHEDULE OF OPERATING TRANSFERS 56 ALL FUNDS SUMMARY BY YEAR Intergovernmental revenues are projected to decrease in 2022 due the city receiving $2.1 million of Federal funds in 2021 related to the Fallon Avenue Overpass project completed in 2018. Special assessments were over budget in 2021 due to the payoff of a deferred assessment; the 2022 budget was not increased because it was a one-time receipt. Projected charges for services increase due to an increase in rates and more activity in the internal service funds. Budgeted fines & forfeits increased to be more in line with actual activity. Miscellaneous revenues budget increases due to rebates from Xcel Energy on the city’s electric bills for a solar farm investment through Novel Solar; the city increased its solar production load in 2021. As in 2021, no debt issuances are planned in 2022. Personnel services budget increased due to new positions in the General Fund and Liquor Fund, and the first full year of the Facilities Maintenance Manager and IT Technician positions. A 3.0% wage and health benefit increase are budgeted in 2022. Estimated capital outlay expenditures increase due to several large projects on the horizon with a significant amount of preparation and some beginning construction in 2022 including a new TOTAL ALL FUNDS 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 10,353,018$ 10,836,757$ 11,430,000$ 11,540,278$ 11,741,000$ 2.7% Tax Increments 679,925 707,824 617,344 732,688 630,344 2.1% Franchise & Other Taxes 455,384 441,584 366,500 458,956 398,000 8.6% Sale of Goods 6,374,153 7,404,955 6,679,000 7,104,357 7,013,000 5.0% Licenses & Permits 607,180 524,464 422,300 810,239 473,100 12.0% Intergovernmental Revenues 896,638 1,641,228 2,504,000 3,545,982 1,788,000 -28.6% Charges for Services 10,702,814 10,339,585 9,815,000 12,465,064 11,090,657 13.0% Fines & Forfeits 40,054 31,852 41,600 49,566 51,600 24.0% Special Assessments 751,271 646,162 473,320 1,565,247 468,243 -1.1% Miscellaneous 2,083,603 1,565,605 1,044,936 1,058,617 1,179,131 12.8% Contributed Capital 303,840 780,114 - 316,795 - --- Operating Transfers In 7,689,858 2,760,000 2,379,000 8,952,689 314,925 -86.8% Debt Proceeds 8,131,662 2,256,280 - - - --- TOTAL REVENUES 49,069,400$ 39,936,410$ 35,773,000$ 48,600,478$ 35,148,000$ -1.7% EXPENDITURES Personnel Services 6,279,102$ 6,152,627$ 6,822,275$ 6,547,110$ 7,666,235$ 12.4% Supplies 5,973,021 6,672,104 6,397,619 6,463,849 6,867,290 7.3% Other Services & Charges 9,223,854 10,314,137 9,629,056 9,752,396 10,363,277 7.6% Capital Outlay 8,604,112 5,221,894 7,744,424 5,200,925 12,332,156 59.2% Debt Service 4,123,174 4,274,436 3,758,626 7,314,973 3,240,117 -13.8% Operating Transfers Out 7,554,858 2,760,000 2,379,000 8,952,689 314,925 -86.8% TOTAL EXPENDITURES 41,758,121$ 35,395,198$ 36,731,000$ 44,231,942$ 40,784,000$ 11.0% FUND BALANCE - JANUARY 1 44,018,765$ 51,330,044$ 55,871,256$ 55,871,256$ 60,239,792$ Excess (Deficiency) of Revenues over Expenditures 7,311,279 4,541,212 (958,000) 4,368,536 (5,636,000) FUND BALANCE - DECEMBER 31 51,330,044$ 55,871,256$ 54,913,256$ 60,239,792$ 54,603,792$ 57 Public Works Facility, The Pointes at Cedar development area, Downtown improvements, SCADA system upgrades, and the 2022 Street & Sidewalk Improvements project. Capital outlay expenditures reflect disbursements for acquisition or replacement of assets with long-lives (benefit two or more accounting periods) and usually have significant price tags. In contrast, current expenditures only benefit the current or next accounting period and usually have smaller price tags. Capital expenditures can be recurring or non-recurring in nature. The construction of a new fire station would be an example of non-recurring capital expenditure. On the other hand, the city budgets annually to replace or repair streets. This would be an example of a recurring capital expenditure. Recurring capital expenditures usually have a pay-as-you-go funding source (enterprise funds) and non-recurring capital expenditures typically include debt as a funding component. Debt service decreases in 2022 due to amortization of existing debt and no new debt issued. The early redemption of one bond issue in 2021 caused a one-time large payment. Operating transfers are lower in 2022 because prior year transfers were made to build up fund balances in capital projects funds, but focus is shifting from planning to preparations and construction. More detailed information on each fund, including the major funds, is included later in the report. 58 FUND BALANCE/WORKING CAPITAL FUND BALANCE is calculated as governmental fund assets minus liabilities. WORKING CAPITAL is the modified accrual balance of resources in enterprise funds after factoring out long-term assets and liabilities that do not impact current, near-term operations. The fund balance in the debt services subfunds for 2011A is projected to decrease due to the payoff of the bonds in 2022. The 2016A and 2020A debt service subfunds fund balances are projected to decrease by more than 10% to spend down prepaid assessment revenues received. The 2019A bond subfund is budgeted to increase by more than 10% due to levying 105% of the 2022 payments, per the bond amortization schedule, to avoid cash shortfalls if there are delinquencies in property tax payments. The Capital Projects Fund, Street Lighting Fund, and Park & Pathway Improvement Fund are budgeted to decrease by more than 10% due to the planned use of fund balance to support projects. Reimbursement resolutions have been passed for activity related to the Public Works Facility and Pointes at Cedar development area, which allows the City to bond in 2023 for project costs expended in 2022. The Park Dedication Fund is projected to increase by more than 10% because it is a new fund, and activity is forecasted in 2022. The Stormwater and Fiber Optics funds’ working capital balances are estimated to decrease by more than 10%, which reflects capital improvements paid with existing funds. The Liquor Fund working capital is budgeted to increase to set aside net profits for future project use. The Facilities Maintenance Fund shows a negative fund balance at the end of 2021, which will be rectified with additional support from other city funds as part of the City’s year-end adjustments that haven’t occurred yet. The Central Equipment Fund is expected to decrease by more than 10% in 2022, which reflects the use of fund balance (transferred from the General Fund in 2021) for some of the 2022 acquisitions. 59 Projected Beginning Projected Ending Fund Balance/Estimated Fund Balance/ Working Capital Revenues Appropriations Working Capital General Fund 6,635,011$ 10,530,000$ 10,530,000$ 6,635,011$ Special Revenue Funds Economic Development 6,998,356 1,093,000 887,000 7,204,356 Cemetery 80,183 33,000 33,000 80,183 Minnesota Investment 924,622 8,000 - 932,622 Monticello Community Center 399,738 1,800,000 1,800,000 399,738 Total Special Revenue Funds 8,402,899 2,934,000 2,720,000 8,616,899 Debt Service Funds 2011A G.O. Refunding Bond 109,551 198,000 310,000 (2,449) 2015B G.O. Street/Improvement 135,876 216,000 211,000 140,876 2016A G.O. Street/Improvement 368,685 487,000 528,000 327,685 2017A G.O. Improvement/Abate 280,979 470,000 471,000 279,979 2018A G.O. Abatement 80,503 453,000 448,000 85,503 2019A G.O. Bonds 49,780 724,000 719,000 54,780 2020A G.O. Bonds 98,836 191,000 238,000 51,836 Total Debt Service Funds 1,124,210 2,739,000 2,925,000 938,210 Capital Project Funds Capital Projects 14,692,497 2,547,000 6,490,000 10,749,497 Street Lighting Improvement 1,180,207 150,000 425,000 905,207 Park & Pathway Improvement 1,098,433 2,000 375,000 725,433 Park Dedication 41 3,000 - 3,041 Total Capital Project Funds 16,971,178 2,702,000 7,290,000 12,383,178 Enterprise Funds Water 6,327,857 1,670,000 1,745,000 6,252,857 Sewer 9,387,251 3,050,000 3,476,000 8,961,251 Stormwater 2,800,197 448,000 1,382,000 1,866,197 Liquor 2,002,948 7,025,000 6,235,000 2,792,948 Deputy Registrar 2,179,232 825,000 731,000 2,273,232 Fiber Optics 699,248 1,880,000 1,950,000 629,248 Total Enterprise Funds 23,396,732 14,898,000 15,519,000 22,775,732 Internal Service Funds (1) (1) Facilities Maintenance (33,855) 325,000 325,000 (33,855) IT Services 225,092 425,000 425,000 225,092 Central Equipment 3,127,165 583,000 1,038,000 2,672,165 Benefit Accrual 353,114 12,000 12,000 353,114 Total Internal Service Funds 3,671,516 1,345,000 1,800,000 3,216,516 Total All Funds 60,201,546$ 35,148,000$ 40,784,000$ 54,565,546$ CHANGES IN FUND BALANCE/WORKING CAPITAL - FISCAL YEAR 2022 60 Adopted Actual Actual B udget Projected Budget 2019 2020 2021 2021 2022 General Fund 6,677,250$ 6,640,235$ 6,640,235$ 6,635,011$ 6,635,011$ Special Revenue Funds Economic Development 7,313,264 6,520,980 6,888,980 6,998,356 7,204,356 Cemetery 26,075 55,339 55,339 80,183 80,183 Minnesota Investment 904,365 924,538 929,538 924,622 932,622 Monticello Community Center 239,482 52,357 52,357 399,738 399,738 Total Special Revenue Funds 8,483,186 7,553,214 7,926,214 8,402,899 8,616,899 Debt Service Funds 2011A G.O. Refunding Bond (2005A)893,148 111,460 112,460 109,551 (2,449) 2014A G.O. Judgment Bonds 121,688 148,714 150,714 - - 2015B G.O. Street/Improvement 109,416 121,687 132,687 135,876 140,876 2016A G.O. Street/Improvement 366,626 399,967 361,967 368,685 327,685 2017A G.O. Improvement/Abatement 268,629 278,557 279,557 280,979 279,979 2018A G.O. Improvement/Abatement 57,043 79,719 81,719 80,503 85,503 2019A G.O. Bonds 5,011 39,494 54,494 49,780 54,780 2020A G.O. Bonds - 124,934 75,934 98,836 51,836 Total Debt Service Funds 1,821,561 1,304,532 1,249,532 1,124,210 938,210 Capital Project Funds (1) Capital Project 14,408,703 16,243,546 17,246,546 14,692,497 10,749,497 Street Lighting Improvement 788,504 995,928 995,928 1,180,207 905,207 Park & Pathway Improvement 939,341 716,445 1,107,445 1,098,433 725,433 Park Dedication - - - 41 3,041 Closed Bond Fund 791,698 914,050 1,070,050 - - Streets Reconstruction 1,633,770 1,667,656 13,656 - - Total Capital Project Funds 18,562,016 20,537,625 20,433,625 16,971,178 12,383,178 Enterprise Funds Water 4,931,247 5,280,477 4,945,477 6,327,857 6,252,857 Sewer 5,513,530 7,285,407 6,526,407 9,387,251 8,961,251 Stormwater 1,488,947 2,284,845 1,874,845 2,800,197 1,866,197 Liquor 600,060 1,014,600 1,439,600 2,002,948 2,792,948 Deputy Registrar 1,527,728 1,848,750 1,905,750 2,179,232 2,273,232 Fiber Optics 229,339 401,584 237,584 699,248 629,248 Total Enterprise Funds 14,290,851 18,115,663 16,929,663 23,396,732 22,775,732 Internal Service Funds (1) Facilities Maintenance - - - (33,855) (33,855) IT Services 382,557 267,384 267,384 225,092 225,092 Central Equipment 629,537 962,590 973,590 3,127,165 2,672,165 Benefit Accrual 348,086 355,013 358,013 353,114 353,114 Total Internal Service Funds 1,360,180 1,584,987 1,598,987 3,671,516 3,216,517 Total All Funds 51,195,044$ 55,736,256$ 54,778,256$ 60,201,546$ 54,565,546$ FUND BALANCE/WORKING CAPITAL HISTORY Fiscal Year Ended December 31, 61 REVENUE TRENDS & ANALYSIS Revenues are conservatively estimated for every fund type. The schedule of revenue estimates below is supported by detailed revenue estimates for each fund in subsequent sections. This section of the budget highlights major revenue sources for all the city funds as combined and for key governmental and enterprise funds: General Fund and Monticello Community Center Fund (governmental funds), along with the Water, Sewer, Stormwater, Liquor, Deputy Registrar and Fiber Optics funds (enterprise funds). Trends for these funds and individual revenues are shown together with estimates for the coming year. TOTAL CITY REVENUES AND OTHER SOURCES Property taxes, charged to all non-exempt parcels in city limits, account for the single largest revenue source for the city. Property taxes are levied for the following funds: General, Monticello Community Center, Debt Service, Capital Projects, and Economic Development Authority. Budget estimates are based off the final levy certified. Tax increments are the main source of revenue for the Economic Development Fund accounting for 58% of 2022 budgeted revenues. This fund accounts for the city’s tax increment financing (TIF) districts and other general economic development activities of the Monticello Economic Development Authority. Budget estimates are taken from the prior year’s TIF collections and adjusted for known changes to each TIF district. Sales of goods reflect sales at the city’s Hi-Way Liquors off-sale store. Budget estimates are calculated using analysis of the actual sales trends over the past 3-5 years. Intergovernmental revenues will decrease due to the receipt of $2.1 million of Federal funds received in 2021 for the Fallon Avenue Overpass project. With a strong commercial tax base, the city generally does not qualify for state aid that is not project specific. However, 2022’s budget includes the city’s second tranche of American Rescue Plan Act (ARPA) funds along with recurring and awarded one-time state and county grants. Charges for services reflect increases in the city’s fee schedule, including refuse and recycling charges and community center membership and day pass fees. The city uses conservative TOTAL ALL FUNDS 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJ ECTED BUDGET CHANGE Property Taxes 10,353,018$ 10,836,757$ 11,430,000$ 11,540,278$ 11,741,000$ 2.7% Tax Increments 679,925 707,824 617,344 732,688 630,344 2.1% Franchise & Other Taxes 455,384 441,584 366,500 461,898 398,000 8.6% Sale of Goods 6,374,153 7,404,955 6,679,000 7,104,357 7,013,000 5.0% Licenses & Permits 607,180 524,464 422,300 810,239 473,100 12.0% Intergovernmental Revenues 896,638 1,641,228 2,504,000 4,017,667 1,788,000 -28.6% Charges for Services 10,171,955 9,976,755 9,740,000 11,748,550 11,015,657 13.1% Fines & Forfeits 40,054 31,852 41,600 49,566 51,600 24.0% Special Assessments 751,271 646,162 473,320 1,565,247 468,243 -1.1% Miscellaneous 2,083,603 1,565,605 1,044,936 1,062,247 1,179,131 12.8% Contributed Capital 834,699 1,142,944 75,000 981,521 75,000 0.0% Operating Transfers In 7,554,858 2,760,000 2,379,000 8,952,689 314,925 -86.8% Debt Proceeds 8,131,662 2,256,280 - - - --- TOTAL REVENUES 48,934,400$ 39,936,410$ 35,773,000$ 49,026,947$ 35,148,000$ -1.7% 62 revenue budgeting practices to ensure revenues will be sufficient to meet operating needs. The effects of the COVID-19 pandemic have made projecting charges for services at the Monticello Community Center especially challenging. Miscellaneous revenues, including donations, interest earned on investments, and rebates related to a solar farm investment, are conservatively estimated based on prior year trends. Known factors, such as the number of kilowatt-hours (kWh) subscribed in the solar program, are factored into the 2022 budget. While the investment earnings—the largest portion of this revenue classification—are expected to hold steady, adjustments to market value create volatility that makes estimating difficult. Operating transfers in are expected to decrease in 2022 because the only anticipated transfers are related to a small operating transfer from the City to the EDA, a bond payoff and fund closure, whereas prior budgets typically included other transfers for up front capital funding that is not planned in 2022. No debt issuances are scheduled for 2022. The chart below provides an overall picture of estimated 2022 revenues and other sources. PROPERTY TAXES The city relies on property taxes to support functions such as general government, public safety, public works, recreation and culture, capital outlay and debt service. For 2022, the council adopted a general levy of $11,353,000, which is $289,300 (2.6%) greater than the prior year. The council also adopted a Housing and Redevelopment Authority (HRA) special benefit levy of $388,000, which is $21,700 (5.9%) greater than 2021. The HRA levy is recorded in the Economic Development Authority (EDA) Fund. Property Taxes 34% Tax Increments 2% Franchise & Other Taxes 1% Sale of Goods 20% Licenses & Permits 1% Intergovernmental Revenues 5%Charges for Services 32% Fines & Forfeits 0%Special Assessments 1% Miscellaneous 3% Operating Transfers In 1% 2022 Revenues by Category -All Funds 63 The following chart reflects the changes in the tax levy over the last ten years: Accounting for a variety of activities, the General Fund will receive 64% of the 2022 property tax levy. However, property taxes provide 71% of the General Fund’s revenue. The levy for the Monticello Community Center (MCC) is maintained at $485,000. The following chart represents the distribution of the tax levy for 2022. When determining the property tax levy, City Council and staff consider the impact the levy will have on various property owners. This impact is then balanced against services provided and service levels. Estimated market values are converted to tax capacity by using specific state formulas for various types of properties. GENERAL FUND The General Fund is used to account for all financial resources of the city, except for those required to be accounted for in another fund. Major functions supported by General Fund revenues include administration and finance, police and fire services, public works, and recreation and culture. Revenue is estimated to be $10,530,000 (+6.6%) for the 2022 budget year. The primary General Fund source of revenue is property taxes at $7,475,000 (+4.3%), which accounts for 71% of total revenues. At 11% and 6%, charges for services and miscellaneous revenues are the only other categories to exceed 5% of total revenues. $- $2,000,000 $4,000,000 $6,000,000 $8,000,000 $10,000,000 $12,000,000 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 City & HRA Property Tax Levy City Tax Levy HRA Levy General Fund $7,475,000 64% MCC Operations $485,000 4% HRA Levy $388,000 3% Capital $1,081,600 9% Debt Service $2,311,400 20% Property Tax Levy (Adopted 2022) 64 The following charts depicts General Fund revenues as represented in the 2022 adopted budget: The following chart represents General Fund revenues trends. MONTICELLO COMMUNITY CENTER The Monticello Community Center (MCC) provides a facility with space for a variety of recreational, professional, and educational opportunities. Aside from its portion of the property tax levy, the MCC is supported by a variety of fees for memberships, activities, rentals, and concessions. Council passed a revenue policy that requires the MCC to cover 85% of its operating costs—including equipment—with fees and charges. The effects of the COVID-19 pandemic have affected the ability of this fund to meet that threshold. General Fund Revenues -2022 Property Taxes (71%) Franchise & Other Taxes (3%) Licenses & Permits (4%) Intergovernmental Revenues (4%) Charges for Services (11%) All Other (7%) $- $1,000,000 $2,000,000 $3,000,000 $4,000,000 $5,000,000 $6,000,000 $7,000,000 $8,000,000 $9,000,000 $10,000,000 $11,000,000 ACTUAL ACTUAL BUDGET BUDGET 2019 2020 2021 2022 Revenues -General Fund Miscellaneous Fines & Forfeits Charges for Services Intergovernmental Revenues Licenses & Permits Franchise & Other Taxes Property Taxes 65 In the following chart, 2019 and 2020 are actual amounts and 2021 and 2022 are estimates. WATER AND SEWER FUNDS Water and sewer charges for services are primarily comprised of providing Monticello residents and businesses with water and sewer services. Based partially on the level of consumption, these utility funds each have separate charges for delivered services. The city sets rates to cover operating costs, a portion of depreciation, and debt service. The water and sewer funds are expected to provide some level of future support for debt service incurred to make water and sewer system improvements. In 2018, the sewer fund shows increased revenue because the city sold a parcel of property that had been used for storage and a bio-solids site. With 2022 shown as a projected amount, the following chart plots revenues for water and sewer services on the primary axis (left) against gallons of water sold on the secondary axis (right): Water service charges have two components: base charge with a minimum usage amount and consumption charge for usage above the minimum amount. Rates have increased steadily over the last ten years: average annual base and consumption charge increases were 5.6%. Sewer charges, like water charges, have two components: base charge with a minimum usage amount $- $500,000 $1,000,000 $1,500,000 $2,000,000 $2,500,000 ACTUAL ACTUAL BUDGET BUDGET 2019 2020 2021 2022 Revenues -Community Center Fund Operating Transfers In Miscellaneous Charges for Services Property Taxes 0 100 200 300 400 500 600 700 $0.0 $0.5 $1.0 $1.5 $2.0 $2.5 $3.0 $3.5 $4.0 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Gallons Sold (Millions)Revenues (Millions)Water & Sewer Revenues Water Revenue Sewer Revenue H20 Sold (Gallons) 66 and consumption charge for usage above the minimum amount. Rates have increased steadily over the years: average annual base and consumption charge increases were 5.1%. For 2022, increases of 3% for both the base rate and usage rates were included in the budget for both funds. The following chart reflects the water and sewer base rates over the last ten years: STORMWATER FUND The Stormwater Fund was established in 2019 with a user charge of $1.00/month per drainage unit. Each residential dwelling is equivalent to one drainage unit, and non-residential properties are equivalent to 7 drainage units per rounded impervious surface area. The fee increases to $4/month in 2022. Expenses in this fund were accounted for in the General fund prior to 2020. DEPUTY REGISTRAR (DMV) The city is authorized by the State of Minnesota to operate a DMV. Fees collected from motor vehicle licenses are the DMV’s main revenue source. Fees are regulated by the state. The following chart shows the history of DMV transactions over a five-year period. The State transitioned to the MNLARS system in 2019 and to MNDrive in 2020. All three systems measured transactions differently which creates skewed numbers in the graph below. Nevertheless, 2020 and 2021 were incredibly busy years for the DMV as the COVID-19 pandemic caused changes in operations and increased car sales contributed to increased workload. $- $2 $4 $6 $8 $10 $12 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022Monthly ChargeWater and Sewer Base Rates Water Sewer $- $200,000 $400,000 $600,000 $800,000 $1,000,000 $0 $20,000 $40,000 $60,000 $80,000 $100,000 $120,000 $140,000 2017 2018 2019 2020 2021 DMV Transactions by Type & Annual Revenues Drivers License ($8) Game & Fish ($1) DNR ($2-$7) Motor vehicle ($6-$10) Annual Revenue 67 Motor vehicle licenses (new and renewals) as percentage of total transactions decreased slightly from 91% in 2020 to 87% in 2021. LIQUOR FUND With total 2021 sales of $7.1 million, Monticello’s municipal liquor store ranks near the top of Minnesota cities with only one store. While the COVID-19 pandemic caused a rapid increase in sales in 2020, revenue growth slowed in 2021 as stay-at-home orders only occurred in 2020 and more people were dining out and enjoying on-sale venues once again. Total sales have climbed an average of 5.7% for the last five years (16.2% alone in 2020); liquor is the fastest growth category averaging 7.2% over five years. The 2022 Liquor Fund budget reflects the increasing sales trend. The Liquor Fund has one retail outlet: Hi-Way Liquors. This fund provides vital resources for many community projects including Bertram Chain of Lakes and other capital improvements. Conservative revenue estimates are used for budgeting purposes. However, 2022 net cash flow from operations should top $1,000,000. Beer accounts for approximately 51% of total sales; liquor and wine follow at 32% and 13%, respectively. Non-alcohol items contribute 4%. Beer typically has the lowest gross margin at 23% and wine the highest at 39%. Liquor is in the middle at about 31%. The chart below provides sales information by category: Beer 51% Liquor 32% Wine 13% Misc. 4% Hi-Way Sales by Category -2021 Liquor Store Revenue by Category Category 2017 2018 2019 2020 2021 5 Yr Chg Beer 2,933,853$ 3,074,408$ 3,252,142$ 3,838,912$ 3,665,223$ 25% % Change 6.0% 4.8% 5.8% 18.0% -4.5% Liquor 1,739,562$ 1,909,953$ 2,019,096$ 2,351,072$ 2,276,808$ 31% % Change 7.1% 9.8% 5.7% 16.4% -3.2% Wine 894,151$ 904,385$ 894,005$ 982,113$ 915,444$ 2% % Change 0.6% 1.1% -1.1% 9.9% -6.8% Other 192,616$ 201,462$ 211,687$ 235,777$ 253,776$ 32% % Change 12.4% 4.6% 5.1% 11.4% 7.6% Total Sales 5,757,137$ 6,090,208$ 6,376,930$ 7,407,874$ 7,111,250$ 24% % Change 5.6% 5.8% 4.7% 16.2% -4.0% 68 FIBER OPTICS FUND (FiberNet) Monticello’s telecommunications utility, FiberNet Monticello, provides internet, voice (telephone) and video (TV) services. City residential and commercial customers can subscribe to one, two, or all three services. FiberNet continues to face competition from two large private providers with significant resources and challenges with the societal shift away from traditional telephone and television services. As a result, subscriber counts for voice and video have declined in recent years. Internet has shown occasional growth with more customers streaming video services. The data in the graphs below show a stable competitive environment for FiberNet in 2021. In July 2016, the city contracted with Arvig to manage FiberNet. The contract was renewed for an additional 5 years in 2021. Through leaner operations, shared resources, and economies of scale, the Fiber Optics Fund has had positive cash flow from operations since 2019. However, potential new service areas will cause increases in capital costs. Arvig will continue to assess the marketplace and service delivery costs and will raise prices as needed. 1,801 1,800 1,805 1,812 1,812 1,817 1,814 1,812 1,819 1,816 1,807 1,808 323 313 297 300 294 294 294 299 295 297 291 289 315 306 302 304 302 303 302 300 301 298 297 297 0 500 1,000 1,500 2,000 2,500 2021 Total Subscribed Services Phone Television Internet 69 TAX LEVY HISTORY 2019 2020 2021 2022 General Fund $6,670,000 $6,788,000 $7,169,000 $7,475,000 Percent Change 4.8% 1.8% 5.6% 4.3% Special Revenue Funds Economic Development (HRA Levy)348,000 355,000 366,300 388,000 Monticello Community Center 402,000 417,000 485,000 485,000 Total Special Revenue Funds 750,000 772,000 851,300 873,000 Percent Change 8.9% 2.9% 10.3% 2.5% Debt Service Fund 2011A GO Refunding Bonds 150,581 172,641 - - 2014A GO Judgement Bonds 537,244 535,501 513,570 - 2015B GO Bonds 200,905 198,385 201,115 192,650 2016A GO Bonds 409,134 405,039 406,089 406,929 2017A GO Bonds 429,782 427,367 430,097 427,367 2018A GO Bonds 500,000 472,434 448,077 451,812 2019A GO Bonds - 728,620 714,945 709,446 2020A GO Bonds - - 117,586 123,196 Total Debt Service Fund 2,227,646 2,939,987 2,831,479 2,311,400 Percent Change -26.7% 32.0% -3.7% -18.4% Capital Project Funds Capital Projects Fund 662,354 300,013 578,221 1,081,600 Total Capital Project Funds 662,354 300,013 578,221 1,081,600 Percent Change 1466.0% -54.7% 92.7% 87.1% Total Tax Levy - All Funds 10,310,000$ 10,800,000$ 11,430,000$ 11,741,000$ Percent Change 4.7% 4.8% 5.8% 2.7% Levy Summary City General and Debt Levies 9,962,000$ 10,445,000$ 11,063,700$ 11,353,000$ Percent Change 4.3% 4.8% 5.9% 2.6% HRA Levy 348,000$ 355,000$ 366,300$ 388,000$ Percent Change 15.4% 2.0% 3.2% 5.9% TAX LEVY HISTORY 70 TAX CAPACITY HISTORY The Housing Redevelopment Authority (HRA) special benefit levy is capped at 0.0185% of the city’s taxable market value. The city’s taxable market value for taxes collected in 2021 totaled $2,135,371,400. HRA levy proceeds can only be used for purposes included in the HRA Act (Minnesota Statutes, Section 469.033, subd. 6). Those purposes include redevelopment to correct or prevent blight and development of, or assistance to, housing for low- or moderate- income persons. In 2021, Northern States Power (dba Xcel Energy), the city’s largest taxpayer, succeeded in getting the Minnesota Department of Revenue to lower the estimated market value of its nuclear power plant. Xcel’s estimated market value dropped by 7%, and because residential and commercial tax base grew, the city’s tax capacity decreased, and the tax burden shifted away from Xcel to the other taxpayers. The graph below reflects the annual change in the city’s property tax levy and the annual change in Xcel’s property taxes owed. When the green column is larger than the blue column, Xcel absorbed the entire levy and lowered the taxes paid by others. In 2019, the green column was in negative territory. In this case, other taxpayers picked up the entire levy increase plus the amount Xcel’s taxes declined. 2019 2020 2021 2022 Tax Capacity 29,076,227$ 29,870,392$ 31,026,583$ 30,816,639$ Percent Change -1.5% 2.7% 3.9% -0.7% City Levy - Tax Capacity Rate 34.262 34.968 35.659 36.840 Percent Change 6.0% 2.1% 2.0% 3.3% HRA Levy - Tax Capacity Rate 1.197 1.188 1.181 1.259 Percent Change 9.4% -0.7% -0.7% 6.6% TAX CAPACITY HISTORY $(400,000) $(300,000) $(200,000) $(100,000) $- $100,000 $200,000 $300,000 $400,000 $500,000 $600,000 $700,000 2018 2019 2020 2021 2022 City Levy and Xcel Property Tax Change City Levy Increase Xcel Change in City Taxes 71 LARGEST PROPERTY TAXPAYER The city’s largest property taxpayer is Northern States Power (dba Xcel Energy). In 2011, Xcel completed the first of two major uprates (energy producing improvements) at its nuclear power plant, which is located just inside the western boundary of the city. The second uprate was completed in 2013. The uprates resulted in major tax capacity increases for tax collection years 2013 and 2015. Current year property taxes are calculated on the taxable market value on January 1 of the prior year. For tax year 2019, Xcel was successful in getting the Minnesota Department of Revenue to change the valuation method for the plant. As a result, the plant valuation dropped by nearly $81 million. The below schedule and graph reflect the importance of the plant to the city’s tax base: The plant’s percentage of the city’s total tax capacity (and its share of the annual property tax levies) has been significant for many years. In 2015 the percentage rose above 60% and remained there until 2019, when it dropped to 56%. The percentage has continued to decline, and 2022 estimates calculate Xcel’s percentage of tax base at 48%. This tax capacity decline means the city’s other taxpayers absorbed more of the tax levy. Tax Year Amount $ Change Amount $ Change % Chg.Amount $ Change % Chg. 2013 479,449,000$ 181,425,100$ 9,588,980$ 3,628,502$ 61% 4,052,178$ 1,085,843$ 37% 2014 448,484,200$ (30,964,800)$ 8,969,684$ (619,296)$ -6% 4,010,278$ (41,900)$ -1% 2015 706,645,500$ 258,161,300$ 14,132,910$ 5,163,226$ 58% 5,050,410$ 1,040,132$ 26% 2016 779,539,900$ 72,894,400$ 15,590,798$ 1,457,888$ 10% 5,374,045$ 323,635$ 6% 2017 832,073,500$ 52,533,600$ 16,641,470$ 1,050,672$ 7% 5,520,059$ 146,014$ 3% 2018 877,855,100$ 45,781,600$ 17,557,102$ 915,632$ 6% 5,676,496$ 156,437$ 3% 2019 789,572,500$ (88,282,600)$ 15,791,450$ (1,765,652)$ -10% 5,410,467$ (266,029)$ -5% 2020 780,422,700$ (9,149,800)$ 15,608,454$ (182,996)$ -1% 5,457,964$ 47,497$ 1% 2021 806,039,800$ 25,617,100$ 16,120,796$ 512,342$ 3% 5,748,515$ 290,551$ 5% 2022 751,329,900$ (54,709,900)$ 15,026,598$ (1,094,198)$ -7% 5,535,799$ (212,716)$ -4% Northern States Power (dba Xcel Energy) Taxable Market Value Tax Capacity City Property Tax on Plant $479 $448 $707 $780 $832 $878 $790 $780 $806 $751 $- $100 $200 $300 $400 $500 $600 $700 $800 $900 $1,000 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022MillionsXcel Power Plant -Taxable Market Value 72 This page intentionally left blank. 73 REVENUE SOURCES BY FUND Revenue Classifications Property Tax Franchise Sale of Licenses/ Intergovern- Taxes Increments & Other Goods Permits mental General Fund 7,475,000$ -$ 258,000$ -$ 471,100$ 463,000$ Special Revenue Funds Economic Development 388,000 630,344 - - - 25,000 Cemetery - - - - - - Small Cities Development Program - - - - - - Monticello Community Center 485,000 - - - - 400,000 Total Special Revenue Funds 873,000 630,344 - - - 425,000 Debt Service Funds 2011A G.O. Refunding Bonds - - - - - - 2015B G.O. Bonds 192,650 - - - - - 2016A G.O. Bonds 406,929 - - - - - 2017A G.O. Bonds 427,367 - - - - - 2018A G.O. Bonds $451,812 - - - - - 2019A G.O. Bonds 709,446 - - - - - 2020A G.O. Bonds 123,196 - - - - - 2022A G.O. Bonds - - - - - - Total Debt Service Funds 2,311,400 - - - - - Capital Project Funds Capital Project 1,081,600 - - - - 900,000 Street Lighting Improvement - - 140,000 - - - Park & Pathway Improvement - - - - - - Park Dedication - - - - - - Total Capital Project Funds 1,081,600 - 140,000 - - 900,000 Enterprise Funds Water - - - - 2,000 - Sewer - - - - - - Stormwater - - - - - - Liquor - - - 7,013,000 - - Deputy Registrar - - - - - - Fiber Optics - - - - - - Total Enterprise Funds - - - 7,013,000 2,000 - Internal Service Funds Facilities Maintenance - - - - - - IT Services - - - - - - Central Equipment - - - - - - Benefit Accrual - - - - - - Total Internal Service Funds - - - - - - Total All Funds 11,741,000$ 630,344$ 398,000$ 7,013,000$ 473,100$ 1,788,000$ 74     Revenue Classifications Charges for Fines & Special Miscell- Contributed Operating Debt Services Forfiets Assessments aneous Capital Transfers Proceeds Total 1,118,600$ 51,600$ 100$ 692,600$ -$ -$ -$ 10,530,000$ - - - 43,656 - 6,000 - 1,093,000 32,900 - - 100 - - - 33,000 - - - 8,000 - - - 8,000 899,000 - - 16,000 - - - 1,800,000 931,900 - - 67,756 - 6,000 - 2,934,000 - - - 75 - 197,925 - 198,000 - - 21,776 1,574 - - - 216,000 - - 78,800 1,271 - - - 487,000 - - 41,120 1,513 - - - 470,000 - - - 1,188 - - - 453,000 - - 13,810 744 - - - 724,000 - - 66,966 838 - - - 191,000 - - - - - - - - - - 222,472 7,203 - 197,925 - 2,739,000 - - 205,575 248,825 - 111,000 - 2,547,000 - - - 10,000 - - - 150,000 - - - 2,000 - - - 2,000 - - 2,096 904 - - - 3,000 - - 207,671 261,729 - 111,000 - 2,702,000 1,574,049 - 38,000 55,951 - - - 1,670,000 3,020,000 - - 30,000 - - - 3,050,000 446,000 - - 2,000 - - - 448,000 - - - 12,000 - - - 7,025,000 800,000 - - 25,000 - - - 825,000 1,869,708 - - 10,292 - - - 1,880,000 7,709,757 - 38,000 135,243 - - - 14,898,000 325,000 - - - - - - 325,000 421,000 - - 4,000 - - - 425,000 572,400 - - 10,600 - - - 583,000 12,000 - - - - - - 12,000 1,330,400 - - 14,600 - - - 1,345,000 11,090,657$ 51,600$ 468,243$ 1,179,131$ -$ 314,925$ -$ 35,148,000$ 75 LONG RANGE FINANCIAL PLANS General Fund Community Center EDA Capital Projects Routine Expenditures Expected to rise at the pace of inflation but mitigated by gains i n productivity. Some capital expenditures are incorporated as routine through rental charges by internal service funds. Additions to staff and an increase to the law enforcement rate have an impact going forward. Expected to rise at the pace of inflation. Routine capital expendi tures vary by year, but are being delayed as long as feasible due to the effects of the COVID-19 pandemic. Non-TIF expenditures are expected to rise at the pace of inflation. N/A Non-routine Expenditures Basic level of non-routine items are included in overall budget but vary within each budget unit from year-to- year. Large R&M items and capital expenditures could be supported by transfers from other funds. The only CIP purchases budgeted in 2022 are for small tools and equipment or building repairs run through the operating budget and security cameras run through the IT Services internal service fund. Tax increment financing (TIF) expenditures will vary consi derably from year-to- year in each district as development occurs. Large capital projects may receive funding from debt issuance, typically as a reimbursement of spent reserves. A street and sidewalk improvement project is included in the 2022 budget along with work at the Pointes at Cedar development area. Revenues Property taxes provide over 70% of General Fund revenue. The budget is somewhat limited by sustainable growth in the tax levy. The city looks to diversify revenues by implementing more charges for services, as applicable. Additional revenue is earned from a solar farm investment that began in 2020. The property tax levy is set at $485K in 2022. User fees should cover 85% on-going expenditures. However, the COVID-19 pandemic has caused a significant strain on the fund's main revenue source - charges for services. The fund has been kept solvent with a transfer from the liquor fund and ARPA Federal grant dollars. Tax increment revenues widely vary from district to distri ct but not much from year-to-year. Often reserves (accumulation of prior year increments) are used to fund projects. The 2022 levy is $388,000. In the past, state street aid has been used as temporary financi ng and later replaced with debt proceeds. The city is analyzing a greater use of reserves or other sources to control its debt levels. Debt None: Indirectly supports Central Equipment Fund debt servi ce through annual rental payments. No debt issues are anticipated over the next five years. Further, debt for recreational projects either requires voter approval or must be incurred as part of a lease-purchase agreement with the EDA. Intrafund loans from the EDA General sub-fund will finance some TIF activities. No external debt issuance is planned. 2022: None planned. The city has a new Public Works Facility included in the CIP. The debt needed to finance this project will be a significant amount of the city's debt capacity and is planned for 2023-2024. Payments on these bonds will be structured to take advantage of the decline in other tax supported debt. 76 Water Sewer Liquor Fiber Optics Central Equipment Expected to rise at the pace of inflation but miti gated by reinvestment in plant and equipment. Annual capital expenditures financed on a pay-as-you-go basis are estimated at $610,000. Expected to rise at the pace of inflation but miti gated by reinvestment in plant and equipment. Annual capital outlays financed on a pay-as-you- go basis estimated at $375,000. Expected to rise at the pace of inflation and increa ses in demand. Cost of sales are typically passed onto customers through higher prices. The Liquor Store maintains a consistent gross profit margin of 25%-27%. Since the management agreement with Arvig began i n 2016, FiberNet has seen significant improvement in operations due to lower costs from economies of scale. Routine expenditures are now fully covered by operating revenues. Capital equipment purchases will vary widel y every year. A debt service schedule is contained in the Internal Service section of this report. All expenditures in this fund are either for capital equipment purchases or debt service. 2022: $400k SCADA systems. 2025: $28M water treatment facility. 2026: $1.2M Well 6. 2022: $800k SCADA systems. 2023: $500k CSAH 39 extension. 2024: $5M Fallon Avenue improvements; $750k Marvin Rd lift station 2025: $5.375M WWTP solids handling, headworks, & phase 2 improvements. The fund generates sufficient annual revenues to support its needs. 2023: $75k for parking lot improvements. 2025: $50K for roof repairs. Operating revenues are not quite adequate to support non-routine expenditures. However, non-routine expenditures are tied to development, which is unpredictable. Reserves from recent operating revenues have been sufficient. Anticipated future expenditure by year: 2022: $972k; 2023: $837k; 2024: $911k; 2025: $426k; 2026: 2026: $980k The CIP reflects ideal timing for replacement of equipment, but will be adjusted as financing allows. User rates are high enough to cover planned expendi tures for the next five years. A rate study is included in the 2022 budget, offset by a MN DEED grant, to ensure rates will be sufficient. User rates are expected to rise to provide for pay-as- you-go routine system replacement and debt finance upgrades to meet new environmental regulations. A rate study is included in the 2022 budget, offset by a MN DEED grant, to ensure rates will be sufficient. Sales have increased steadily up until the COVID pandemic. 2020 was a record year for sales, posting a 16.2% increase. The growth was not sustainable, and the 2021 sales decreased 3.5%. Sales are expected to return to normal annual increases around 5% in the coming years. Transfers from Liquor Fund have not been needed s i nce 2019 due to operational changes in the management of FiberNet. The original agreement with Arvig expired on June 30, 2021, and the contract was re- negotiated for an additional 5 years term through mid-2026. Rental revenues (expenditures in other funds, funded by revenues sources in other funds) rise with equipment purchases. Excess fund balance in the General Fund at the end of 2021 was transferred in for future purchases. No debt issues or Minnesota Public Facilities Authority (MPFA) loans are anticipated unless external funding is received related to construction of a Water Treatment Facility (if so, construction is tentatively projected in 2025). The Minnesota Public Facilities Authority (MPFA) may provide funding for the future projects. Revenue bonds may be sold if reserves are depleted. No debt issues are anticipated over next five years . The 2014A Judgment Bonds related to prior acti vity in this fund was paid off in 2021, freeing up capacity for other debt outside of this fund. No new debt is planned for the future. The fund is expected to become self-sustaining. The 2014A Equipment Bonds, which have final payment in 2024, are paid out of this fund. Future debt issues will not be needed if acquisitions listed in the CIP are adjusted to provide for more level purchases from year to year. 77 As part of the budget process, council and staff review service needs, growth trends, and capital investment requirements. A long-range financial model is developed for the city’s four main operating funds: General, Monticello Community Center, Water, and Sewer. This is done in conjunction with the Capital Improvement Plan (CIP), which is a five- to 10-year forecast that includes funding sources. Financial planning is segregated into two components: operations for the four main operating funds and capital investments (CIP). The Stormwater, Liquor Fund, Deputy Registrar Fund, and Fiber Optic Fund are excluded from long range financial plan. The Stormwater Fund is in its infancy, and a long range financial plan is being developed. The liquor store and DMV are largely retail operations with no major forecasted capital investment needs. The Fiber Optic Fund presents challenges in a dynamic and competitive market where the strategies and business plan need consistent refinement. Items impacting long range financial planning: • Current financial position (fund balances) • Debt burden • Regulatory environment • Condition of existing capital assets • Growth trends, inflation, and aspirations The city annually adopts a balanced budget for the General Fund. Consequently, the revenues/sources line and the expenditures/uses line will overlap for the 2022 budget and for future year projections. After 2022, annual expenditures are projected to increase at 3% per year. The property tax levy and all other revenues are projected to increase at the same rate as expenditures. According to policy, the city shall maintain a fund balance of 60-75% of the following year’s budgeted expenditures. The following chart assumes the city will continue to provide the same current levels of service. Like the General Fund, the Monticello Community Center (MCC) Fund normally adopts a balanced budget. However, changes caused by the COVID-19 pandemic created budgetary challenges for the fund, relying on a transfer from the Liquor Fund in 2020 to avoid a fund $- $2 $4 $6 $8 $10 $12 $14 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028MillionsGeneral Fund 2019-2028 Fund Balance Revenues/Sources Expenditures/Uses 78 balance deficit. The American Rescue Plan Act (ARPA) passed in 2021 provided funding to support the MCC Fund, and even allowed the Fund to transfer the assistance received from the Liquor Fund in 2020 to the Capital Projects Fund for future capital use. The following chart assumes a modest return of patrons while providing the same current levels of service, although some may be altered to meet current safety regulations. The Water Fund is the city’s most self-sustained utility fund. The fund has no direct debt and has adequate reserves to cover almost any expenditure for major capital projects, with none scheduled in the next couple years. A new water treatment plant is tentatively projected for 2025 construction, depending on receipt of external funding sources. The city’s share of costs would likely require the issuance of debt. A new well is planned for 2026. A rate study is budgeted for 2022 to ensure rates will continue to cover operations and most capital improvements. Unlike the Water Fund, the Sewer Fund represents funding challenges. Environmental regulatory changes require large investments in the wastewater treatment plant. Debt $- $1 $2 $3 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028MillionsMonticello Community Center Fund 2019-2028 Fund Balance Revenues/Sources Expenditures/Uses $- $3 $6 $9 $12 $15 $18 $21 $24 $27 $30 $33 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028MillionsWater Fund 2019-2028 Working Capital Revenues/Sources Expenditures/Uses 79 supported wastewater treatment plant improvements are planned for 2024 and 2025. Along with the water fund, a rate study is budgeted for 2022 to ensure rates will continue to cover operations, most capital improvements, and debt service. $- $2 $4 $6 $8 $10 $12 $14 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028MillionsSewer Fund 2019-2028 Working Capital Revenues/Sources Expenditures/Uses 80 LONG-TERM FISCAL OBJECTIVES The city council and staff are committed to expending public resources in the most cost- effective and economical manner possible to ensure the stability of the city property tax levy. Considering changes to tax policy, state aid reductions for various purposes, state-imposed levy limits in prior years, and the potential of future levy limits, fiscal strategies will need to be constantly monitored to ensure a balanced approach in providing sufficient revenues to fund services. 1. Employ a strategy aimed at reducing the city’s reliance on the property tax levy to fund basic services through “sustainable” revenue sources such as franchise fees, special revenues, user fees, and charges for services. The city’s property tax levy generates 71% of the General Fund’s revenue. This overdependence is largely attributable to a healthy tax base, which includes a nuclear power plant. In recent years, the city’s tax levy has been above inflation. The decline in assessed value at the nuclear power plant causes a tax shift to other property taxpayers in the city, so the levy was held at a 2.7% increase. The current council philosophy seems to indicate a willingness to take advantage of the growth in the tax base. While a growth plus inflation tax levy formula would not reduce the dependence on property taxes, it would alleviate the strain placed on city finances by inflation. City services will continue to be evaluated in terms of identifying all relevant funding sources to underwrite specific service expenditures, promoting alternatives to traditional funding methodologies, and encouraging public-private partnerships in service delivery systems. 2. The development and use of appropriate cost accounting structure that will lead to creation of individual cost centers for all city department activities to accurately reflect the true cost of providing specific services. The city employs a cost accounting system that is department specific and attempts to accurately reflect service delivery costs at the department and division levels. By including all supplemental services as they relate to personnel, charges and services, supplies, and capital outlays the city will further distinguish the total cost of services provided. The city analyzes these costs at the sub-category detail levels in support of overall policy goals. 3. The adoption of a financial philosophy that seeks to spread the cost of significant capital outlay expenditures over an extended period to ensure that current and future taxpayers share equally in underwriting those costs. The city continues to capitalize the cost of significant capital expenditures over several years to ensure that both existing and future taxpayers share equally in the cost. In addition, the city has dedicated a portion of the tax levy to underwrite the cost of selected capital projects and equipment, avoiding a fiscal environment based on reactive tax and spend policies. The five-year capital improvement planning process is critical in achieving these results. 4. The development of a long-term financial model (proforma) that identifies anticipated trends in community growth and establishes a link between fiscal targets and budgetary expenditures. 81 The city is in the process of developing and maintaining a financial model to determine the long-term impacts of present-day expenditures and financing decisions. Fiscal assumptions are based upon a complex set of financial data including growth factors, tax capacity valuations, per capita spending, and debt ratios. The proforma will be utilized as a tool as part of the budget planning process to ensure that key short-term fiscal targets are in line with long-term fiscal projections. The city will continually update the proforma to ensure that long-term fiscal outcomes remain consistent with council budgetary policies. 5. The development of work performance goals for each department to ascertain and measure how each operating division contributes to the city’s overall public service mission. Each department is responsible for identifying relevant performance data to allow for an independent analysis of specific service outcomes. Data is reviewed to provide the council and public with a better understanding of the operational demands, resource inputs, and performance outcomes associated with a specific service delivery system. 6. The aggressive and appropriate investment of idle city funds to maximize the generation of interest income, while ensuring adequate cash flow requirements. Investment of city funds is controlled by state statute and managed by the Finance Director. Idle funds are invested in a variety of financial instruments such as certificates of deposit, federal agencies (FHLMC, FNMA, etc.), and appropriately rated bonds. Long-term investing is designed to achieve the best yield in the current market, following a strategy that structures long-term investments in ladder format and reinvests short-term investment in rotating terms. 7. Greater reliance on technology to enhance employee productivity in all areas of city operations and improve customer communications. The city has taken steps to invest additional time and energy on labor-saving technology, such as software programming and electronic file storage. Imaging city records will enable the city to reduce storage areas presently dedicated to paper files and look at more economical and efficient systems of data retrieval. 8. Involving all employees in the process of re-engineering the work environment by encouraging cross-training opportunities, reducing and eliminating bureaucratic barriers, streamlining public process requirements, and adopting private sector customer service business values in city operations. City staff is encouraged to identify work practice issues that are inefficient or overly bureaucratic. The management team is committed to involving their employees and fostering an environment that challenges the status quo of city operations. 9. Continuously reviewing opportunities to form partnerships with other community stakeholders and neighboring communities to share services and equipment, jointly purchase equipment, and develop strategies to deal with local issues using a regional approach. The city has established several equipment and service delivery sharing arrangements with other community stakeholders and neighboring communities and has several joint powers 82 agreements in place on a variety of local and regional issues in planning, public safety and public works initiatives. Recent steps taken to achieve long-term fiscal objectives: In 2018, the city started billing all residential garbage customers with an individual service cart a flat fee plus 9.75% tax per month. This charge replaces a $13.00 monthly fee that was mainly paid by mobile home parks. In 2022, the garbage charge rises to $9.73, relaying 100% of the city’s cost to the user. The recycling charge added in 2020 rises to $3.64 in 2022, allowing the city to recoup 75% of the cost of service. The recycling rate is planned to match cost in 2023. The city implemented a storm water utility charge in the middle of 2019. A stormwater utility fund was established for recording revenues and expenses, with full implementation occurring in budget year 2020. Some General Fund expenditures, such as street sweeping and storm water pond maintenance, are now accounted for in the new fund. The city has shifted its focus from issuing debt for all street projects in the Pavement Preservation Program to funding those projects on a pay-as-you-go basis due to the relatively routine nature of road improvements in the city. The debt level and debt levy capacities are reserved for major projects that are truly unique such as the Bertram Chain of Lakes Regional Park, Public Works Facility construction, and The Pointes at Cedar development area. 83 CAPITAL EXPENDITURES & CAPITAL IMPROVEMENT PLAN INTRODUCTION Capital expenditures (also called capital outlays) are the purchases of capital assets, which are used in operations and have initial useful lives extending beyond a single reporting period. These assets must also meet capitalization thresholds (see Appendix), which vary by asset classification and typically costs more than $10,000. Capital expenditures can be classified as either recurring or non-recurring. Large projects adding to or replacing infrastructure are usually non-recurring in nature. The Public Works Facility design work, School Boulevard safety improvements, design and grading work at the Pointes at Cedar development area, and a water/sewer SCADA system update account for the bulk of the 2022 non-recurring projects. Large non-recurring projects are typically financed by debt, intergovernmental revenue (state/federal grants and aids) and draws on reserves accumulated in anticipation of the project. The capital improvements presented in this section comprise the 2022-2026 Capital Improvements Plan (CIP). The Monticello CIP identifies capital and major noncapital expenditures in a comprehensive plan for forecasting needed future resources to acquire or build assets used in municipal operations. By integrating major noncapital expenditures, such as maintenance items or asset purchases not meeting specific dollar thresholds, the city can better plan and prepare for future financial challenges. WHAT IS A CAPITAL IMPROVEMENT PLAN? A capital improvement plan is a five-year projection for the evaluation of the city's capital needs. It serves as a guide for construction, development, and maintenance of the city's infrastructure assets, as well as other less expensive assets, in the most cost-efficient manner possible. It is the result of systematic review of each project, as it relates to the city council goals and the established priority scheme, to maximize the use of all financial resources. The Monticello CIP has four expenditure categories: capital improvements, vehicles and major equipment, major repair and maintenance items, and small tools and equipment. While the plan serves as a long-range plan, it is reviewed annually and revised based on current circumstances and opportunities. Priorities may be changed due to grant opportunities or circumstances that caused a more rapid deterioration of an asset. Projects may be revised for significant cost variances. WHAT ARE THE OBJECTIVES OF A CAPITAL IMPROVEMENT PLAN? · To forecast public facilities and improvements in a timely and systematic manner while providing an opportunity for citizens and interest groups to provide input. · To strike a balance between needed public improvements and the present financial capability of the city to provide for these improvements. · To anticipate and project financing needs in order to maximize available federal, state, and county funds, and enhance and protect future bond ratings and bonding capacity. · To implement city council objectives as outlined in the “Purpose and Mission” and serve as a guide for local officials in making budgetary decisions. 84 · To promote and enhance the economic development of the city of Monticello while balancing the needs of new development with existing development. The CIP is developed with the intent of improving the reliability of cost estimate and funding forecasts by focusing on five years rather than only the upcoming year. This will enable decision makers to identify opportunity costs of shifting priorities. It creates a better understanding of the balancing act that is required to allocate scarce resources to the capital improvement effort. WHAT IS THE CAPITAL IMPROVEMENT PLAN DEVELOPMENT PROCESS? Assign Project Titles Make the title descriptive of the nature and scope work. Group projects in a meaningful way by department. A project title of Boomerang Improvements will not work if it includes everything from the kitchen sink replacement to the pathway overlay. Formulate Project Descriptions Include the target activities to be completed each year on the project. This should be a brief statement of the work that will be performed and its location. Formulate Project Cost Estimates The costs of each project are broken down into any of the following categories: Land Acquisition Planning/Design/Construction Vehicles/Equipment/Furnishing Assign Priorities Priorities: required on all projects based on the following categories: Priority I: Imperative (MUST-DO)-Projects that cannot reasonably be postponed to avoid harmful or otherwise undesirable consequences. 1. Corrects a condition dangerous to public health or safety 2. Satisfies a legal obligation (law, regulation, court order, contract) 3. Alleviates an emergency service disruption or deficiency 4. Prevents irreparable damage to a valuable public facility Priority II: Essential (SHOULD-DO)-Projects that address clearly demonstrated needs or objectives. 5. Rehabilitates or replaces an obsolete public facility or attachment thereto 6. Stimulates economic growth and private capital investment 7. Reduces future operating and maintenance costs 8. Leverages available State or Federal funding Priority III: Important (COULD-DO)-Projects that benefit the community but may be delayed without detrimental effects to basic services. 85 9. Provides a new or expanded level of service 10. Promotes intergovernmental cooperation 11. Reduces energy consumption 12. Enhances cultural or natural resources Document Project Justifications The following things should be considered: · Reason the project is necessary · Related projects (timing issues) · Coordination efforts required with other agencies (timing issues) · Mandates and deadlines for compliance · Service impact (number of participants impacted) · New fees that could be generated because of the completion of the project (community center usage fees, program fees) · Community goal references (refer to your budget document) · Safety requirements Document Operating Impact This is a required field; projects are not accepted without it. Record the costs in the year they will initially occur. It will be assumed that the cost continues from that point on unless information is provided otherwise. The following possibilities exist: · Maintenance project that doesn’t require any more than is already in the budget for maintenance. · Maintenance project that replaces existing items with a more cost-effective material or device that would result in a slight savings in operating dollars. Examples: more energy efficient HVAC unit resulting in an electricity savings. · New project will always have an operating impact. Note Unfunded Projects · All projects not funded are placed on an unfunded list. Present product to the city council for review and final consideration · Five-year funded capital improvements · Ranked list of unfunded needs HOW DOES THE CAPITAL IMPROVEMENT PLAN IMPACT THE OPERATING BUDGET? All capital improvement projects are required to show the operating budget impact at the time the projects are submitted for consideration in the Capital Improvement Plan. This includes the number of full-time equivalent positions that would be needed or could be eliminated and the cost or savings for salaries/benefits, supplies/services, and equipment. It would not be prudent 86 to make funding decisions in favor of a project the city could not afford to maintain, staff, or provide equipment for. Capital improvements can impact the budget by increasing or decreasing revenues and expenditures, for example by attracting new businesses; by requiring new employees or additional maintenance or utility costs; or by reducing maintenance costs, utility costs, or personnel costs (reduction in overtime or man-hours). Specifically, new equipment may be more productive and less expensive to operate. Many projects are associated with prevention of future excessive costs that are difficult to measure. The cost of the maintenance should not exceed the benefit of the asset. The projects may have maintenance costs, but the existing maintenance budgets are sufficient. The priority for available capital project funds has been maintenance of existing facilities and infrastructure. Most of Monticello’s projects fall into this category. One capital asset that requires a delicate balance of operating maintenance and capital replacement is the city’s more than 70-mile street system. For more durable mill and overlay, the city budgets $300,000 every other year for chip sealing and $70,000 each year for crack sealing. These operating and capital expenditures work together to prevent more expensive street reconstruction projects. Finally, the city annually budgets for replacement of water and sewer mains through each respective enterprise fund. For public utilities, customer satisfaction is difficult to quantify in dollars. However, a generally satisfied customer may be less likely to complain about the rate increases needed to support those services. In the table below, items with a positive impact on operating costs are additional equipment, incurring additional lease payments and/or R&M. Items with a negative impact on operating costs are replacement equipment with lower R&M in the near term. Items with both positive and negative impacts on operating costs are noted with (+) and (-) in the Comment column. R&M expenses for roads include estimates for snow removal, boulevard maintenance, street sweeping, crack sealing, and striping. Listed amounts are for expenses more than those already being incurred. With no impact on expenses, some are replaced due to obsolescence or aesthetics reasons. Some of these amounts may or may not be close to those actually incurred. 87 Investment Department - Operating Fund Amount Starting Year Amount Comment City Hall - General Fund City Hall Cooling Unit 30,000$ 2022 (1,000)$ Utilities and R&M Fire - General Fund Engine 1 725,000$ 2022 (20,000)$ R&M Building Inspections - General Fund Building Inspector Vehicle #1 35,000$ 2022 5,500$ CE lease (+) and R&M (-) Building Inspector Vehicle #2 35,000$ 2022 5,500$ CE lease (+) and R&M (-) Public Works - General Fund Engineering Inspection Vehicle 35,000$ 2022 5,650$ CE lease (+) and R&M (-) Paver 100,000$ 2022 12,000$ CE lease (+) and R&M (-) Paver Trailer 30,000$ 2022 3,600$ CE lease (+) and R&M (-) Dump Truck 350,000$ 2022 41,800$ CE lease (+) and R&M (-) 1.5 ton truck 80,000$ 2022 9,600$ CE lease (+) and R&M (-) Mini Loader 100,000$ 2022 12,000$ CE lease (+) and R&M (-) School Boulevard Improvements 550,000$ 2023 3,350$ Utilities and R&M Fenning Avenue Pathway Lighting 175,000$ 2023 2,625$ Utilities and R&M 2022 Street & Sidewalk Project 1,700,000$ 2023 (8,500)$ R&M Chelsea/90th Extension Oversizing 200,000$ 2023 2,000$ R&M Recreation & Culture - General Fund Kawasaki Mule 4010 15,000$ 2022 2,450$ CE lease (+) and R&M (-) Toro 7200D Mower 21,000$ 2022 3,390$ CE lease (+) and R&M (-) Toro 7200D Mower 21,000$ 2022 3,390$ CE lease (+) and R&M (-) Toro 4100D Mower 87,000$ 2022 14,130$ CE lease (+) and R&M (-) 2021 Isuzu 63,000$ 2022 7,570$ CE lease (+) and R&M (-) Library Roof 55,000$ 2023 550$ R&M School Boulevard Pathway 375,000$ 2023 3,750$ R&M Recreation - Community Center East/West Door Handicap Doors 20,000$ 2022 400$ Utilities and R&M Card Access Readers 16,000$ 2022 (150)$ Utilities (+) and Lost keys (-) Carpet and Terrazo Repair 30,000$ 2022 300$ R&M Public Works - Stormwater Fund The Pointes at Cedar Pond 2,700,000$ N/A -$ Design & grading stage only Otter Creek - Pond A 480,000$ 2023 9,600$ R&M Otter Creek - Pond Outlet 120,000$ 2023 2,400$ R&M Street Sweeper 187,000$ 2022 (500)$ R&M Public Works - Water Fund SCADA 400,000$ 2022 7,000$ R&M, software support Backup Generator 100,000$ 2022 1,000$ R&M Public Works - Sewer Fund SCADA 800,000$ 2022 8,000$ R&M, software support Half-Ton Pickup 42,000$ 2022 (840)$ R&M Facilities Maintenance Fund Facilities Maintenance Vehicle 40,000$ 2022 400$ R&M Information Technology (IT) Fund Cameras - Parks, Liquor Store, MCC 111,400$ 2022 1,100$ R&M Devices - PCs, Laptops, Printers 43,000$ 2022 (430)$ R&M Impact on Operating Expense 88 HOW IS INPUT FROM RESIDENTS INCORPORATED IN THE CIP DEVELOPMENT PROCESS? Residents are involved in the capital improvements plan through participation at council meetings, participation in public meetings, work sessions, and public hearings, and through boards, commissions. Beyond participation in boards and public meetings, the city makes a considerable effort to inform the citizens through various publications, news releases, and the website. HOW IS THE CAPITAL IMPROVEMENT PLAN FINANCED? In analyzing the financial viability of the capital improvements in the 2022-2026 CIP, the city has three basic choices for methods of financing: pay-as-you-go, joint power agreement development authority capital leasing, and debt financing. The following sources provide revenue for the three financing methods:  General Fund revenues, such as property taxes, local government aid (not applicable to the City of Monticello), and service charges are current revenues used to finance relatively small capital outlays.  The Central Equipment Fund, created in 2013 for the purpose of creating a revolving fund for future equipment purchases, reduces the impact of large equipment purchases on annual budget unit expenditures. This fund purchases equipment and leases it back to the benefiting budget units. The lease payments assure that equipment purchases will receive annual funding and are set at rates to recover depreciation plus inflation, but not operating costs such as repairs and maintenance (R&M), gas, or insurance. Similarly, internal service funds have been established for Facilities Maintenance and IT Services, which will also include equipment purchases related to each respective fund.  Enterprise fund revenues, derived from user charges, are used to finance capital improvements and equipment necessary for delivering a specific service. Additionally, accumulated revenues in enterprise funds can be transferred to other funds to provide financing for capital asset acquisitions.  Federal and state grants provide funding for various capital improvement projects. Other sources include local grants, donations, reserves, and other governmental units that share boundaries.  Debt issuance is used to finance large, non-recurring capital improvements. General obligation improvement bonds and general obligation revenue bonds are used to finance improvements to the city’s infrastructure. Many of the items identifying the Capital Project Fund as funding source will need some level of debt issuance. 89 The below graphs provide a breakdown of expenditures and funding sources within the CIP: The large increase of expenditures and funding in 2023 are related the construction of a new Public Works building. 2024’s capital activity portrays improvements, including a deep sewer trunk line, on Fallon Avenue from Chelsea Road to School Boulevard. The 2025 grant funding is related to a funding request in process with the State of Minnesota for construction of a Water Treatment Plant. $- $5 $10 $15 $20 $25 $30 $35 $40 2022 2023 2024 2025 2026MillionsCIP -Expenditures for FY 2022 -2026 Buildings Infrastructure - Streets Infrastructure - Utilities Improvements - Parks Equipment Vehicles $- $5 $10 $15 $20 $25 $30 $35 $40 2022 2023 2024 2025 2026MillionsCIP -Funding Sources for FY 2022 -2026 Capital Projects Fund Central Equipment Fund Enterprise Funds Other Funds External Grant Funding 90 Capital Improvement Plan City of Monticello, Minnesota FUNDING SOURCE SUMMARY 2022 thru 2026 TotalSource2022 2023 2024 2025 2026 Capital Equipment Fund 4,126,592972,000 836,881 911,537 426,087 980,087 Capital Project Fund 29,796,5006,490,000 7,150,000 11,522,500 725,000 3,909,000 Community Center Fund 546,00066,000 130,000 115,000 160,000 75,000 Debt Proceeds 36,765,00020,500,000 5,000,000 11,265,000 DMV Fund 30,00030,000 Facility Maintenance Fund 40,00040,000 Fibernet Fund 983,500183,500 200,000 200,000 200,000 200,000 General Fund 1,469,500167,000 499,000 162,000 480,500 161,000 IT Services Fund 268,400154,400 34,500 26,500 26,500 26,500 Municipal Liquor Fund 2,135,00010,000 75,000 50,000 2,000,000 Parks & Pathways Fund 3,053,000375,000 560,000 268,000 940,000 910,000 Sewer Fund 5,023,0151,217,000 1,222,790 1,541,196 485,000 557,029 State of MN Grant Funding 22,000,00022,000,000 Stormwater Access Fund 3,529,000650,000 610,000 1,560,000 50,000 659,000 Stormwater Fund 2,527,000527,000 1,380,000 140,000 340,000 140,000 Street Lighting Fund 725,000425,000 75,000 75,000 75,000 75,000 Water Fund 4,290,000650,000 610,000 610,000 610,000 1,810,000 11,926,900 33,883,171 22,131,733 37,833,087 11,532,616 117,307,507GRAND TOTAL Produced Using the Plan-It Capital Planning Software 91 Capital Improvement Plan City of Monticello, Minnesota PROJECTS & FUNDING SOURCES BY DEPARTMENT 2022 2026thru Total2022 2023 2024 2025 2026Department Project # Priority Community Center 546,00066,000 130,000 115,000 160,000 75,000Community Center Fund 45,00045,000IT Services Fund 591,000111,000 130,000 115,000 160,000 75,000Community Center Total MCC-13-001 40,00040,000Movable Walls 3 MCC-13-003 20,00020,000City Council Dais Top 3 MCC-13-004 100,000100,000Concession Counter Improvements 3 MCC-17-003 20,00020,000East/West Handicap Doors 1 MCC-18-003 16,00016,000Card Access Reader 3 MNC-13-006 90,00030,000 20,000 40,000Carpet and Terrazo Replace/Repair 2 MNC-13-010 20,00020,000Vanity and Partition Replacement 3 MNC-19-001 35,00035,000Climbing Wall Resurfacing 2 MNC-19-002 5,0005,000Childcare Countertop Replacement 3 STE-13-013 145,00085,000 60,000Recreation Equipment 2 STE-15-001 45,00045,000Survelliance Camera Upgrade 3 VEQ-13-045 20,00020,000Dishwasher 3 VEQ-18-001 35,00035,000Recreation Software 3 591,000111,000 130,000 115,000 160,000 75,000Community Center Total Community Development 70,00070,000Capital Equipment Fund 70,00070,000Community Development Total VEQ-22-037 35,00035,000Building Inspector Vehicle n/a VEW-22-038 35,00035,000Building Inspector Vehicle n/a 70,00070,000Community Development Total DMV - Deputy Registrar 30,00030,000DMV Fund 30,00030,000DMV - Deputy Registrar Total VEQ-13-047 30,00030,000DMV Vehicle 2 30,00030,000DMV - Deputy Registrar Total Facilities Maintenance Produced Using the Plan-It Capital Planning Software 92 Total2022 2023 2024 2025 2026Department Project # Priority 115,000115,000Capital Project Fund 40,00040,000Facility Maintenance Fund 40,00040,000General Fund 195,000155,000 40,000Facilities Maintenance Total FAM-22-040 55,00055,000Roof-Library n/a FAM-22-041 40,00040,000Carpet - Library n/a FAM-22-042 30,00030,000Cooling Unit - City Hall n/a FAM-22-043 30,00030,000HVAC - PW n/a VEQ-22-039 40,00040,000Facility Maintenance Vechicle n/a 195,000155,000 40,000Facilities Maintenance Total Fibernet 983,500183,500 200,000 200,000 200,000 200,000Fibernet Fund 983,500183,500 200,000 200,000 200,000 200,000Fibernet Total FNM-22-045 983,500183,500 200,000 200,000 200,000 200,000Capital Expansion n/a 983,500183,500 200,000 200,000 200,000 200,000Fibernet Total Fire & Rescue 500,000150,000 350,000Capital Equipment Fund 725,000725,000Capital Project Fund 144,50022,000 19,000 32,000 40,500 31,000General Fund 1,369,500747,000 19,000 32,000 190,500 381,000Fire & Rescue Total MNC-22-036 77,00015,000 15,000 15,500 15,500 16,000Radios n/a STE-16-002 67,5007,000 4,000 16,500 25,000 15,000Turnout Gear 1 VEQ-18-005 725,000725,000Engine 1 - Replacement 1 VEQ-18-006 150,000150,000Utility 1 - Replacement 1 VEQ-21-002 350,000350,000Tender 11 Replacement 1 1,369,500747,000 19,000 32,000 190,500 381,000Fire & Rescue Total IT Services 157,00043,000 34,500 26,500 26,500 26,500IT Services Fund 157,00043,000 34,500 26,500 26,500 26,500IT Services Total MNC-22-046 8,0008,000Plotter at Fire Station n/a STE-13-001 77,50015,500 15,500 15,500 15,500 15,500Personal Computers 2 STE-13-005 15,0003,000 3,000 3,000 3,000 3,000Laptops 2 STE-20-002 56,50024,500 8,000 8,000 8,000 8,000Copiers 3 157,00043,000 34,500 26,500 26,500 26,500IT Services Total Municipal Liquor Produced Using the Plan-It Capital Planning Software 93 Total2022 2023 2024 2025 2026Department Project # Priority 15,00015,000IT Services Fund 2,135,00010,000 75,000 50,000 2,000,000Municipal Liquor Fund 2,150,00025,000 75,000 50,000 2,000,000Municipal Liquor Total LIQ-13-002 75,00075,000Parking Lot Improvements 1 LIQ-13-003 2,000,0002,000,000Liquor Store - #2 3 LIQ-13-046 10,00010,000Liquor Store Coolers 1 LIQ-18-001 50,00050,000Roof1 LIQ-22-044 15,00015,000Liquor Store Surveillance Cameras n/a 2,150,00025,000 75,000 50,000 2,000,000Municipal Liquor Total Public Works 2,816,063695,000 639,720 846,594 114,646 520,103Capital Equipment Fund 3,000,000500,000 2,500,000Capital Project Fund 18,000,00018,000,000Debt Proceeds 23,816,0631,195,000 18,639,720 3,346,594 114,646 520,103Public Works Total PWK-13-001 21,000,000500,000 18,000,000 2,500,000Public Works Facility 3 VEQ-21-997 2,121,063639,720 846,594 114,646 520,103Fleet Replacement - PW 3 VEQ-22-001 35,00035,000Engineering Inspection Vehicle n/a VEQ-22-002 100,000100,000Paver n/a VEQ-22-003 30,00030,000Paver Trailer n/a VEQ-22-004 300,000300,000Dump Truck n/a VEQ-22-005 80,00080,0001.5 Ton Truck n/a VEQ-22-006 150,000150,000Mini Loader n/a 23,816,0631,195,000 18,639,720 3,346,594 114,646 520,103Public Works Total Recreation & Culture MNC - 22-022 6,9006,900Park Cameras - 4th St n/a MNC-14-007 290,00050,000 60,000 60,000 60,000 60,000Pathway Maintenance (Annual) 2 MNC-22-016 12,00012,000Bike Route Map n/a MNC-22-023 8,7008,700Park Cameras - BCOL n/a MNC-22-024 3,7003,700Park Cameras - East Bridge n/a MNC-22-025 4,7004,700Park Cameras - Ballpark n/a MNC-22-026 2,5002,500Park Cameras - Groveland n/a MNC-22-027 6,2006,200Park Cameras - Ellison n/a MNC-22-028 4,0004,000Park Cameras - Montiview n/a MNC-22-029 4,2004,200Park Cameras - Hillcrest n/a MNC-22-030 4,5004,500Park Cameras - Pioneer n/a MNC-22-031 6,0006,000Park Cameras - West Bridge n/a PAR-13-003 16,00016,000Sunset Ponds Shelter 3 PAR-13-012 900,000200,000 700,000BCOL Ball Fields 3 PAR-13-014 60,00060,000CSAH 75 Pathway Lighting 3 PAR-15-004 175,000175,000Fenning Avenue Pathway Connection 3 PAR-17-002 100,000100,000West Bridge Playground Structure 3 PAR-17-004 100,000100,000Pioneer Park Playground Structure 3 Produced Using the Plan-It Capital Planning Software 94 Total2022 2023 2024 2025 2026Department Project # Priority 740,529207,000 197,161 64,943 161,441 109,984Capital Equipment Fund 310,00050,000 70,000 60,000 70,000 60,000General Fund 51,40051,400IT Services Fund 2,678,000560,000 268,000 940,000 910,000Parks & Pathways Fund 175,000175,000Street Lighting Fund 3,954,929483,400 827,161 392,943 1,171,441 1,079,984Recreation & Culture Total PAR-17-007 25,00025,000Front Street Pier 3 PAR-20-001 35,00035,000Park Master Plan 3 PAR-20-003 200,000200,000Briarwood Trail Connection 3 PAR-20-004 25,00025,000Briarwood Road Improvements 2 PAR-20-006 425,000425,0004th St Park Improvements 2 PAR-20-007 100,000100,000Ellison Playground Equipment 3 PAR-21-001 20,00020,000BCOL Athletic Field Needs Study 3 PAR-21-004 40,00010,000 10,000 10,000 10,000Wayfinding Signage 3 PAR-21-005 50,00050,000Welcome Sign for Monticello 3 PAR-21-006 70,00070,000Columbarium-Riverside Cemetery 3 PAR-21-007 20,00010,000 10,000Boulevard Trees 3 PAR-22-015 500,000500,000BCOL County/City Maintenance Facility n/a PAR-22-017 15,00015,000Kawasaki Mule 4010 n/a PAR-22-018 21,00021,000Toro 7200D Mower n/a PAR-22-019 21,00021,000Toro 7200D Mower n/a PAR-22-020 87,00087,000Toro 7200D Mower n/a PAR-22-021 63,00063,0002021 Isuzu n/a VEQ-21-998 533,529197,161 64,943 161,441 109,984Fleet Replacement - Parks 3 3,954,929483,400 827,161 392,943 1,171,441 1,079,984Recreation & Culture Total Stormwater\Drainage 11,181,5002,700,000 3,000,000 3,172,500 2,309,000Capital Project Fund 3,529,000650,000 610,000 1,560,000 50,000 659,000Stormwater Access Fund 2,527,000527,000 1,380,000 140,000 340,000 140,000Stormwater Fund 17,237,5003,877,000 4,990,000 4,872,500 390,000 3,108,000Stormwater\Drainage Total SWD-13-001 800,000240,000 240,000 40,000 240,000 40,000Stormwater Pond Restoration 3 SWD-13-002 1,060,0001,060,000Stormwater Liftstation (TH 25 Pond) 1 SWD-13-004 250,00050,000 50,000 50,000 50,000 50,000Boulevard Drainage Tile 3 SWD-17-001 1,059,000450,000 609,000Chelsea/Fallon Avenue Pond Expansion 3 SWD-20-001 480,000480,000Otter Creek - Pond A Construction 3 SWD-20-002 560,000560,000Otter Creek - Pond D Construction 3 SWD-20-003 120,000120,000Otter Creek - Karlsburger Pond Outlet 2 SWD-20-005 40,00040,000Chelsea Road Outlet Control - HB07 2 SWD-22-011 1,000,0001,000,000Otter Creek Industrial Park Expansion n/a SWD-22-012 187,000187,000Street Sweeper n/a SWD-22-013 11,181,5002,700,000 3,000,000 3,172,500 2,309,000The Pointes at Cedar Pond n/a SWD-22-014 500,000100,000 100,000 100,000 100,000 100,000Ditch 33 Upgrades n/a 17,237,5003,877,000 4,990,000 4,872,500 390,000 3,108,000Stormwater\Drainage Total Produced Using the Plan-It Capital Planning Software 95 Total2022 2023 2024 2025 2026DepartmentProject # Priority Streets 14,775,0002,450,000 4,150,000 5,850,000 725,000 1,600,000Capital Project Fund 2,500,0002,500,000Debt Proceeds 975,00095,000 370,000 70,000 370,000 70,000General Fund 375,000375,000Parks & Pathways Fund 550,000250,000 75,000 75,000 75,000 75,000Street Lighting Fund 19,175,0003,170,000 7,095,000 5,995,000 1,170,000 1,745,000Streets Total MNC-13-001 25,00025,000City Street Signs 1 MNC-14-001 600,000300,000 300,000Annual Chip Seal 1 MNC-20-001 350,00070,000 70,000 70,000 70,000 70,000Annual Crack Seal 1 STR-13-010 400,000100,000 75,000 75,000 75,000 75,000Street Light Improvements 2 STR-15-003 750,00050,000 700,000Elm Street Sidewalk - 3rd St Pedestrian Blinker 3 STR-15-004 600,000200,000 100,000 100,000 100,000 100,000Sidewalk Gap Improvement Project (TBD) 2 STR-16-002 300,000300,000Flashing Yellow Arrow Signal 1 STR-17-002 1,750,000100,000 1,500,000 150,000Fallon Ave & Trail - Chelsea to School Bvld 3 STR-19-001 6,250,0001,500,000 3,250,000 1,500,000Pavement Management Program 1 STR-19-004 25,00025,000Broadway Corridor Parklets 3 STR-20-001 925,000925,000School Blvd Pedestrian Improvements 1 STR-20-002 800,000100,000 700,000School Blvd/Cedar Roundabout 3 STR-20-003 500,00050,000 450,000School Blvd/Fallon Roundabout 3 STR-20-005 700,000100,000 600,000Walnut River Street Connection 3 STR-20-007 2,500,0002,500,00090th St Reconstruction - Chelsea to City Limits 2 STR-21-001 350,000350,000Broadway Sidewalk Improvements 3 STR-22-007 650,000650,000Hwy25/Broadway Intersection Improvements n/a STR-22-008 200,000200,000Chelsea/90th West Extension Oversizing n/a STR-22-009 1,000,0001,000,000Dalton Way Extension and Industrial Park Grading n/a STR-22-010 500,000250,000 250,000School Boulevard Extension n/a 19,175,0003,170,000 7,095,000 5,995,000 1,170,000 1,745,000Streets Total Utility - Sewer 10,265,0005,000,000 5,265,000Debt Proceeds MNC-17-005 110,000110,0003 UTS-13-001 1,250,000250,000 250,000 250,000 250,000 250,0001 UTS-13-002 750,000750,0003 UTS-13-005 1,365,0001,365,0001 UTS-13-006 1,800,0001,800,0001 UTS-16-001 625,000125,000 125,000 125,000 125,000 125,0002 UTS-17-001 2,100,0002,100,0002 UTS-17-002 5,300,000300,000 5,000,0003 UTS-20-001 100,000100,0001 VEQ-13-004 800,000800,0002 VEQ-21-999 546,01547,790 316,196 182,0293 VEQ-22-034 42,00042,000n/a VEQ-22-035 500,000500,000 Demo Obsolete WWTP Equipmnet Annnual Sewer Trunk Improvements Liftstation - Marvin Road WWTP Solids Handling Improvements WWTP Phase 2 Improvements WWTP Repair & Maintenance Annual Upgrades WWTP Headworks Improvements Fallon Avenue Trunk Line Extension Vactor Dump Station SCADA System - Sewage Fleet Replacement - Sewage 1/2 Ton Pickup West CSAH 39 Utility Extension n/a 15,288,0151,217,000 1,222,790 6,541,196 5,750,000 557,029Utility - Sewer Total Produced Using the Plan-It Capital Planning Software 96 Total2022 2023 2024 2025 2026Department Project # Priority 5,023,0151,217,000 1,222,790 1,541,196 485,000 557,029Sewer Fund 15,288,0151,217,000 1,222,790 6,541,196 5,750,000 557,029Utility - Sewer Total Utility - Water 6,000,0006,000,000Debt Proceeds 22,000,00022,000,000State of MN Grant Funding 4,290,000650,000 610,000 610,000 610,000 1,810,000Water Fund 32,290,000650,000 610,000 610,000 28,610,000 1,810,000Utility - Water Total UTW-13-001 750,000150,000 150,000 150,000 150,000 150,000Annual Water System Improvements 1 UTW-13-002 28,000,00028,000,000Water Treatment Facility 1 UTW-13-003 1,200,0001,200,000Well #6 1 UTW-22-032 100,000100,000Backup Generator n/a UTW-22-033 1,840,000460,000 460,000 460,000 460,000Cast Iron Watermain Replacement n/a VEQ-13-003 400,000400,000SCADA System - Water 2 32,290,000650,000 610,000 610,000 28,610,000 1,810,000Utility - Water Total 117,307,50711,926,900 33,883,171 22,131,733 37,833,087 11,532,616Grand Total Produced Using the Plan-It Capital Planning Software 97 DEBT Debt is carried in three fund types: Governmental Funds, Enterprise Funds, and Internal Service Funds. Consequently, debt has a different impact on the operations of each fund type. However, debt service is a fixed cost that does not vary with activity levels. Debt amortization and redemption reduces fixed costs, freeing resources for other purposes. Governmental Funds Governmental fund debt service is provided through debt service funds, which accumulate money from various sources for principal and interest payments. Those sources include property taxes, special assessments, and transfers from enterprise funds collecting development fees. The debt effect on services delivered through governmental funds with current plant and equipment is somewhat diminished because the city is not constrained by state-imposed levy limits for property taxes. When levy limits have been in place, statutes have allowed for special levies for debt service. While there are limits to what taxpayers can bear, Monticello has one of the lowest tax capacity rates in Wright County because of its large commercial tax base—including the nuclear power plant. In a stable market value environment, the power plant absorbs roughly half of any tax increase. The General Fund is primarily supported (roughly 71%) by property taxes and the Monticello Community Center (MCC) Fund is primarily supported by charges for services and supplemented by a property tax levy. High debt levels lower the city’s ability to issue new debt for capital assets, which may improve efficiency or meet a growing need. Enterprise Funds The Sewer Fund is the only enterprise fund with debt, the 2013B G.O. revenue bonds, and a Public Facilities Authority (PFA) G.O. Sewer Revenue Note. All utility rates are reviewed annually and adjusted to cover operating, capital, and debt service expenses. According to a survey by engineering firm, AE2S, Monticello has some of the lowest water and sewer rates in the Minnesota. However, the council is aware that the city needs to maintain its competitive position with taxes and utility charges to attract economic development. Internal Service Funds One outstanding debt issue (2014A) provided financing for creating a Central Equipment internal service fund. This fund finances governmental fund equipment purchases over $10,000. The equipment is then leased back to the benefitting budget unit for a fixed duration. The lease payments provide for additional future equipment purchases. Currently, the General Fund is the only governmental fund internally leasing equipment. The debt serves as a mechanism for maintaining the fund and its equipment purchases. With about 71% of the General Fund revenue comprised of property taxes, the Central Equipment Fund debt and the related lease payments have a direct effect on the resources available for other uses. In summary, debt is a valid way to match customers with the cost of providing a particular service. Current service customers pay for current service delivery with annual debt service payments supported by user fees and taxes. Future service customers make future debt service payments through future taxes and user fees. 98 Anticipated Borrowing this Fiscal Year None. Payment schedules are included with the detail of each debt service fund later in the report. Bond Rating The city’s general obligation bond rating was reviewed in August 2020 with the sale of the 2020A general obligation bonds. Moody’s affirmed the city’s prior G.O. debt rating of A1, which can be described as “strong, investment grade”. Legal Debt Limit Most Minnesota cities may not incur debt more than three percent of the market value of taxable property in the city. Excepted from this overall three percent limit are almost all debt obligations for which some other source of revenue is pledged as security. The result is that, with only a few exceptions, the only obligations subject to the debt limit are general obligation (G.O.) bonds payable solely from ad valorem property taxes. The legal debt limit has nothing to do with the practical debt limit of a city, which is the debt burden beyond which the creditworthiness of the city is put into question. (See Minnesota Statutes, Section 475.53) Moody's S&P Fitch Aaa AAA AAA Prime Aa1 AA+AA+ Aa2 AA AA Aa3 AA-AA- A1 A+A+ A2 A A A3 A-A- Baa1 BBB+BBB+ Baa2 BBB BBB Baa3 BBB-BBB- High grade Upper medium grade Lower medium grade Market value (payable 2021)*2,100,005,500$ Debt limit (3% of market value)63,000,165$ Total net debt applicable to limit (13,240,000)$ Legal debt margin 49,760,165$ *Payable 2022 not yet available. Legal Debt Margin Calculation for Fiscal Year 2022 99 G.O. Debt Service Levies: Most city debt issues are supported on some level by property taxes. Annual debt service levies are as follows: G.O. Debt Service Payments: Annual debt service payments are as follows: G.O. Debt Service Payments: Annual debt service payments are as follows: $- $500,000 $1,000,000 $1,500,000 $2,000,000 $2,500,000 $3,000,000 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 2033 2034 2035 G.O. Debt Service Levies 2014A 2015B 2016A 2017A 2018A 2019A 2020A $- $500,000 $1,000,000 $1,500,000 $2,000,000 $2,500,000 $3,000,000 $3,500,000 $4,000,000 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 2033 2034 2035 G.O. Debt Service Payments 2011A 2013B 2014A 2015B 2016A 2017A 2018A 2019A 2020A $- $5 $10 $15 $20 $25 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 2033 2034MillionsG.O. Debt Outstanding as of 12/31 2011A 2013B 2014A 2015B 2016A 2017A 2018A 2019A 2020A 100 STAFFING SUMMARY Staffing, as measured by full-time equivalents, decreased in 2020 due to the COVID-19 pandemic. Since 2020, staffing has been increasing slightly, mostly in response to an increase in activity and hours of operation. Many employees perform across multiple activities/divisions and funds. The budget reflects updates to the allocation of time for Public Works employees between the General Fund (streets and ice & snow) and the Stormwater Fund as well as the new Parks, Arts & Recreation Department formed in 2021. Adopted Actual Actual A ctual Budget 2019 2020 2021 2022 General Fund City Administration 3.60 3.60 3.60 3.60 Finance 3.85 3.35 3.80 3.85 City Clerk 1.00 1.00 1.00 1.25 Human Resources 1.00 1.00 1.00 1.00 Planning & Zoning 1.30 1.30 1.10 1.40 Fire & Rescue 1.00 1.00 1.00 1.00 Building Inspections 3.00 3.00 3.00 4.20 Public Works Administration 1.80 1.80 1.90 1.10 Engineering & Inspections 1.00 0.90 1.35 1.55 Streets & Alleys 4.80 3.55 4.40 4.20 Shop & Garage 0.80 0.80 0.80 1.30 Ice & Snow 1.65 1.60 2.10 2.30 Park Operations 8.35 8.60 8.85 9.70 Shade Tree 0.60 0.60 0.75 0.90 Total General Fund 33.75 32.10 34.65 37.35 Special Revenue Funds Economic Development 1.20 1.20 1.20 1.50 Monticello Community Center 23.45 13.95 13.40 13.35 Total Special Revenue Funds 24.65 15.15 14.60 14.85 Enterprise Funds Water 3.65 3.15 3.80 3.60 Sewer 3.65 3.15 3.75 3.75 Stormwater - 1.00 1.10 1.40 Liquor 12.00 10.80 10.20 11.45 Deputy Registrar 9.00 7.50 7.50 7.45 Total Enterprise Funds 28.30 25.60 26.35 27.65 Internal Service Funds Facilities Maintenance - - 0.50 1.10 IT Services - - 0.40 1.00 Total Internal Service Funds - - 0.90 2.10 Total All Funds 86.70 72.85 76.50 81.95 NUMBER OF FULL-TIME EQUIVALENTS 101 2022 ADOPTED BUDGETGeneral Fund GENERAL FUND - SUMMARY FUND DESCRIPTION One of five governmental fund types, the General Fund serves as the chief operating fund of the city. The General Fund is used to account for all financial resources not accounted for in another fund and uses the modified accrual basis of accounting for budgeting and financial reporting purposes. The adopted General Fund budget is a balanced budget--current revenues and other sources equal expenditures and other uses. SUMMARY GENERAL FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 6,667,831$ 6,774,776$ 7,169,000$ 7,208,949$ 7,475,000$ 4.3% Franchise & Other Taxes 232,816 216,864 256,500 217,833 258,000 0.6% Licenses & Permits 603,925 521,369 420,300 804,889 471,100 12.1% Intergovernmental Revenues 431,004 737,650 404,000 625,382 463,000 14.6% Charges for Services 746,706 885,951 965,300 1,214,288 1,118,600 15.9% Fines & Forfeits 40,054 31,852 41,600 49,566 51,600 24.0% Special Assessments 802 166 150 468 100 -33.3% Miscellaneous 509,858 621,431 618,150 712,277 692,600 12.0% Contributed Capital 29,340 - - - - --- Operating Transfers In 25,000 - - - - --- TOTAL REVENUES 9,287,336$ 9,790,059$ 9,875,000$ 10,833,653$ 10,530,000$ 6.6% GENERAL FUND 2019 2020 2021 2021 2022 % EXPENDITURES BY DEPT ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE GENERAL GOVERNMENT Mayor and Council 57,409$ 52,589$ 59,178$ 57,171$ 59,262$ 0.1% City Administration 443,963 789,820 956,408 939,114 1,075,361 12.4% City Clerk 121,197 180,824 128,960 125,285 195,337 51.5% Finance 502,842 491,378 502,156 500,722 537,515 7.0% City Assessing 64,554 70,115 75,000 77,600 78,000 4.0% Legal 41,837 29,340 35,000 25,883 27,500 -21.4% Human Resources 142,812 142,232 139,054 131,467 148,810 7.0% Planning & Zoning 315,091 339,005 268,867 685,171 308,957 14.9% City Hall 66,422 60,501 86,910 68,095 70,687 -18.7% General City Buildings 21,225 14,857 23,183 16,315 - -100.0% TOTAL GENERAL GOVERNMENT 1,777,352$ 2,170,661$ 2,274,716$ 2,626,822$ 2,501,429$ 10.0% PUBLIC SAFETY Law Enforcement 1,455,727$ 1,524,150$ 1,595,638$ 1,602,877$ 1,650,816$ 3.5% Fire & Rescue 477,941 414,399 502,257 459,591 553,127 10.1% Fire Relief 123,640 131,638 135,000 134,691 140,000 3.7% Building Inspections 324,072 354,251 466,357 599,567 567,751 21.7% Emergency Management 8,253 257,565 6,000 13,725 25,225 320.4% Animal Control 46,709 49,522 56,842 50,586 59,971 5.5% National Guard 13,423 12,429 14,000 13,143 14,000 0.0% TOTAL PUBLIC SAFETY 2,449,765$ 2,743,954$ 2,776,094$ 2,874,179$ 3,010,890$ 8.5% 102 The previous table summarizes General Fund expenditures by activities/divisions and departments. The table below summarizes expenditures by classifications. GENERAL FUND 2019 2020 2021 2021 2022 % EXPENDITURES BY DEPT ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE PUBLIC WORKS Public Works Administration 228,625$ 221,881$ 243,340$ 244,353$ 157,673$ -35.2% Engineering 111,710 80,432 112,405 93,846 - -100.0% Engineering & Inspections 90,047 102,110 169,632 107,586 359,683 112.0% Streets & Alleys 920,384 777,633 1,294,694 919,551 1,124,296 -13.2% Ice & Snow 454,607 326,120 375,600 294,313 407,126 8.4% Shop & Garage 178,063 199,310 256,932 269,192 315,246 22.7% Stormwater 27,650 - - - - --- Street Lighting 210,948 191,829 237,000 195,055 237,000 0.0% Refuse Collection 610,944 681,948 722,936 754,132 802,878 11.1% TOTAL PUBLIC WORKS 2,832,978$ 2,581,263$ 3,412,539$ 2,878,028$ 3,403,902$ -0.3% RECREATION AND CULTURE Senior Center 102,169 103,662 106,363 105,689 106,363 0.0% Park Operations 925,482 1,040,665 1,061,609 1,098,442 1,230,204 15.9% Park Ballfields 19,836 23,685 27,400 28,072 27,400 0.0% Public Arts 46,954 36,092 57,500 93,246 72,241 25.6% Shade Tree 61,396 79,024 105,065 87,526 118,175 12.5% Library 53,592 48,068 53,714 44,506 53,396 -0.6% TOTAL RECREATION AND CULTURE 1,209,429$ 1,331,196$ 1,411,651$ 1,457,480$ 1,607,779$ 13.9% Operating Transfers 1,450,040$ 1,000,000$ -$ 1,002,368$ 6,000$ --- TOTAL EXPENDITURES 9,719,564$ 9,827,074$ 9,875,000$ 10,838,877$ 10,530,000$ 6.6% GENERAL FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 6,667,831$ 6,774,776$ 7,169,000$ 7,208,949$ 7,475,000$ 4.3% Franchise & Other Taxes 232,816 216,864 256,500 217,833 258,000 0.6% Licenses & Permits 603,925 521,369 420,300 804,889 471,100 12.1% Intergovernmental Revenues 431,004 737,650 404,000 625,382 463,000 14.6% Charges for Services 746,706 885,951 965,300 1,214,288 1,118,600 15.9% Fines & Forfeits 40,054 31,852 41,600 49,566 51,600 24.0% Special Assessments 802 166 150 468 100 -33.3% Miscellaneous 509,858 621,431 618,150 712,277 692,600 12.0% Contributed Capital 29,340 - - - - --- Operating Transfers In 25,000 - - - - --- TOTAL REVENUES 9,287,336$ 9,790,059$ 9,875,000$ 10,833,653$ 10,530,000$ 6.6% EXPENDITURES Personnel Services 3,324,061$ 3,306,432$ 3,651,591$ 3,433,833$ 3,897,421$ 6.7% Supplies 671,712 620,101 817,700 748,686 874,870 7.0% Other Services & Charges 3,974,851 4,569,741 4,969,109 5,101,622 5,173,309 4.1% Capital Outlay 298,900 330,800 436,600 552,369 578,400 32.5% Operating Transfers Out 1,450,040 1,000,000 - 1,002,368 6,000 --- TOTAL EXPENDITURES 9,719,564$ 9,827,074$ 9,875,000$ 10,838,877$ 10,530,000$ 6.6% FUND BALANCE - JANUARY 1 7,109,478$ 6,677,250$ 6,640,235$ 6,640,235$ 6,635,011$ Excess (Deficiency) of Revenues over Expenditures (432,228) (37,015) - (5,224) - FUND BALANCE - DECEMBER 31 6,677,250$ 6,640,235$ 6,640,235$ 6,635,011$ 6,635,011$ 103 BUDGET COMMENTARY: Revenues For 2022, budgeted revenues are estimated to increase by 6.6%. The General Fund portion of the tax levy is budgeted to increase by 4.3%, which is more than the total (city & HRA) levy increase of 2.7%. Property taxes account for 71% of General Fund revenues. Increases in Licenses & Permits, Intergovernmental Revenues, and Fines & Forfeits are due to budgeting more closely with trends from the previous years. The increase in charges for services reflects higher residential garbage and recycling charges. The city now covers its cost of garbage service completely and recovers 75% of recycling charges from those who receive the service. The goal is to increase recycling charges to 100% of cost in 2023. Miscellaneous revenues increase due to electricity credits partially offset by solar farm investment cost because the city invested in more kilowatt-hour (kWh) production in 2021. Expenditures Expenditures are budgeted to increase 6.6%. Expenditures in the City Clerk department increased due to the mid-term elections in 2022. The legal department budget decreased due to lower general legal activity in recent years. The City Hall budget decreased due to more efficient energy usage. The General City Buildings (formerly Prairie Center Building) department was eliminated in 2021 because the DMV relocated, and the building costs are now accounted for in the DMV enterprise fund. The Building Inspections department budget increased in 2022 due to the purchase of two vehicles for the department (one new; one a replacement). Emergency Management expenditures are expected to increase as the City is planning to fully utilize a grant from the State of Minnesota. Public Works Administration is budgeted to decrease with an update to the allocation of the department’s staff time. The Engineering and Engineering & Inspections departments were combined in 2022. The Streets & Alley budget decreased while the Shope & Garage increased to reflect the activity more accurately within each area. Park Operations increased with the need to increase wages to attract seasonal workers. Public Arts added a second Arts consultant due to the aggressive growth and popularity of the program. The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. Supplies are projected to increase due to inflation. All the capital outlay amount reflects Capital Equipment Fund purchases, which are charged back through lease payments. The 2019 and 2020 operating transfers were to the Capital Project Fund for future year capital expenditures, and the 2021 operating transfer was to the Central Equipment Fund for future acquisitions. 104 MAYOR AND CITY COUNCIL (101-41110) DEPARTMENT: General Government SUPERVISOR: City Clerk ACTIVITY SCOPE: The mayor and council provide elected representation to the community with control over policy, goals, budget, administration, and operations. Members participate in various committees and direct staff through the city administrator. OBJECTIVES: 1. Adopt policies and ordinances consistent with the council’s positions on growth, zoning, and financial strategies. 2. Examine city facility needs to meet future city operations. 3. Provide opportunities for public input in decision making. ISSUES: 1. Capitalize on the city’s uniqueness by developing a comprehensive vision statement and setting achievable goals. 2. Succession planning of city staff. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The council’s budget remains consistent with previous years. The mayor earns $700 per month and each councilmember earns $600 per month. Other services and charges are mainly comprised of rental charges for the meeting room at the Monticello Community Center. Measurement 2019 2020 2021 2022 Council meetings 23 22 23 23 Special meetings/workshops 14 13 23 20 GENERAL FUND 2019 2020 2021 2021 2022 % MAYOR & COUNCIL Actual Actual Budget Projected Budget Change Personnel Services 41,046$ 42,223$ 41,428$ 45,952$ 43,023$ 3.9% Supplies - - - - - --- Other Services & Charges 16,363 10,366 17,750 11,219 16,239 -8.5% Capital Outlay - - - - - --- TOTAL EXPENDITURES 57,409$ 52,589$ 59,178$ 57,171$ 59,262$ 0.1% 105 CITY ADMINISTRATION (101-41310) DEPARTMENT: General Government SUPERVISOR: City Administrator ACTIVITY SCOPE: City administration provides the overall direction of the city, as determined by the council and mayor. The city administrator serves as the chief administrative officer, ensuring that laws, ordinances, and resolutions are implemented and enforced. The administrator is also responsible for managing the operations of all city departments and providing customer service for general city hall activities, such as reception and meeting room management. OBJECTIVES: 1. Assist City Council in setting policies and procedures. 2. Provide direction and leadership on major city projects and budget management; oversee performance evaluation and long-range planning. 3. Continue with proactive succession planning regarding key staffing roles within the organization. 4. Provide friendly, knowledgeable customer service to the public. 5. Provide adequate and consistent hours of business throughout the year. ISSUES: 1. Long-range comprehensive planning, including for development and traffic. 2. Leading and focusing council on policy matters. 3. Continuing to improve internal and external communication systems. 4. Management of Citizen Service Desk with continued growth of inquiries and need to improve response times. MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Council meetings agendas 38 35 46 43 Ordinances processed 27 22 20 16 Council minutes approved 38 35 46 43 Newsletters published 2 2 2 2 Utility inserts published 8 4 8 3 Park inserts published 1 1 3 2 All other inserts published 12 11 12 11 Service desk data entry*641 775 351 350 *Entries reduced with the implementation of an online resident reporting system 106 BUDGET: BUDGET COMMENTARY: The city administration activity is limited to expenditures for daily operations in providing services and does not include upkeep of the city hall facility. The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. Other services and charges increase due to the increased capacity of the city’s investments in a solar farm. The city is given credit on its electric bill as a return on investment in the solar farm. GENERAL FUND 2019 2020 2021 2021 2022 % ADMINIS TRATION Actual Actual Budget Projected Budget Change Personnel Services 321,302$ 376,883$ 403,733$ 377,760$ 386,660$ -4.2% Supplies 10,458 8,830 14,500 9,445 13,000 -10.3% Other Services & Charges 112,203 404,107 538,175 551,909 675,701 25.6% Capital Outlay - - - - - --- TOTAL EXPENDITURES 443,963$ 789,820$ 956,408$ 939,114$ 1,075,361$ 12.4% 107 CITY CLERK (101-41410) DEPARTMENT: General Government SUPERVISOR: City Clerk ACTIVITY SCOPE: The city clerk activity is responsible for administering elections, maintaining official records, updating the city code, improving records management and data practices, and serving as the data practices compliance officer and responsible authority. OBJECTIVES: 1. Recruit and train judges for future elections. 2. Upgrade election equipment. 3. Improve data storage practices with digital storage through Laserfiche. ISSUES: 1. Storage space. 2. Laserfiche training. 3. Identify and organize decades of files. 4. Maintaining current, accurate information for all public sources. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: Elections are held in even-numbered years. In 2020, there was a Presidential Nominating Primary election in Minnesota for the first time since 1992. Off-year election expenditures are for maintenance contracts on voting equipment. Other service and charges reflect increased IT Services expenditures for the Laserfiche document management system. The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. Measurement 2019 2020 2021 2022 Voters, number of 0 7,110 0 6,600 Register voters, number of 7,237 7,895 8,101 8,250 Polling places 1 2 2 4 Election judges 0 35 0 40 Ordinances amendments 27 22 20 16 Council resolutions 95 99 99 115 GENERAL FUND 2019 2020 2021 2021 2022 % CITY CLE RK Actual Actual Budget Projected Budget Change Personnel Services 105,809$ 151,816$ 113,873$ 110,706$ 153,703$ 35.0% Supplies 701 3,797 1,000 308 5,750 475.0% Other Services & Charges 14,687 25,211 14,087 14,271 35,884 154.7% Capital Outlay - - - - - --- TOTAL EXPENDITURES 121,197$ 180,824$ 128,960$ 125,285$ 195,337$ 51.5% 108 FINANCE (101-41520) DEPARTMENT: General Government SUPERVISOR: Finance Director ACTIVITY SCOPE: The Finance Department conducts the financial affairs of the city of Monticello in accordance with the Government Accounting Standards Board (GASB) and Generally Accepted Accounting Principles (GAAP). This includes protection of the assets of the city, the initiation of financial plans, investment and debt management, review and implementation of internal controls, and accounting for every financial transaction of the city including accounts payable, accounts receivable, payroll, and accounting control. The preparation of the annual audited financial report and annual budget document are also facilitated through finance. An audit of city finances must be completed on an annual basis for the city to remain in compliance with federal and state accounting practices. OBJECTIVES: 1. Create a formal long-term financial management plan for the city. 2. Develop financial documents in a format to be eligible for review and award of the Government Finance Officers Association’s (GFOA) award programs. 3. Provide meaningful and timely financial reports and information to council, commissions, and other city departments. 4. Complete financial, payroll, and utility billing transactions. 5. Complete the financial audit in a timely fashion. 6. Continue to reduce the number of audit findings and adjustments. ISSUES: 1. Complete implementation of software systems for financial, payroll, and utility billing functions with integration of new processes for web-based applications, and remote timecard entry. 2. Implement improved reporting procedures to inform council, commissions, and departments. 3. Develop methods for simplifying data analysis for various stakeholders. 4. Work with other departments to find ways to reduce costs of city operations. 5. Construct a work environment that provides growth through learning, self- determination through autonomy, and relatedness through the creation of enduring work products. 6. Cross-training of finance team members in core functions (payroll, accounts payable, utility billing, and accounts receivable). 7. Comply with changing reporting requirements and auditing standards. 109 MEASURABLE WORKLOAD DATA:    BUDGET:    BUDGET COMMENTARY:  The Finance budget includes funds to handle the financial transactions of the city, in an efficient  manner, while maintaining the highest level of internal controls and segregation of duties. The  2022 personnel services budget includes a full step increase and a 3.0% market rate wage  increase. Contribution to the IT Services fund create an increased budget in the department.  The budget for auditing consists entirely of the expenses associated with the required audit  process. The city issued an RFP for audit services from 2021‐2025 and decreased the cost of the  annual audit in doing so. The finance department has prepared the Annual Comprehensive  Financial Report (ACFR) internally since 2015. Measurement 2019 2020 2021 2022 Outcome/Effectiveness: GFOA  Budget Awards 11 12 13 14 GFOA  Certificates of       Achievement  11  12 13* 14 GFOA  Popular Annual   Financial  Report Awards 5 6* 7* 8 Bond Rating A1 A1 A1 A1 Audit submittal  date 5/22 5/18 5/14 5/16 Audit findings 1 0 0 0 Opinion Unmodified Unmodified Unmodified Unmodified Efficiency: AP & ACHs per FTE (1.5) 1,944 1,835 2,027 2,000 ACHs as % of total AP activity 44% 45% 45% 47% Work Load: AP checks, number of 1,622 1,526 1,685 1,600 AP ACHs, number of 1,294 1,227 1,355 1,400 Invoices processed 5,186 4,788 5,376 5,500 1099's 65 87 77 75 Paychecks issued 4,602 3,706 3,830 3,900 W‐2s 286 287 255 275 Utility bills generated 52,049 52,918 53,647 54,000 Non‐utility charges billed 319 294 243 250 Cash receipts  entered 36,203 37,772 37,707 38,000 Journal  entries 2,479 2,355 2,460* 2,400 *Not  yet available. Value is an estimate. GENERAL FUND 2019 2020 2021 2021 2022 % FINANCE Actual Actual Budget Projected Budget Change Personnel Services 388,984$ 390,695$ 387,010$ 387,444$ 415,481$ 7.4% Supplies 1,567 1,431 2,500 859 2,500 0.0% Other Services & Charges 112,291 99,252 112,646 112,419 119,534 6.1% Capital Outlay - - - - - --- TOTAL EXPENDITURES 502,842$ 491,378$ 502,156$ 500,722$ 537,515$ 7.0% 110 ASSESSING (101-41550) DEPARTMENT: General Government SUPERVISOR: Finance Director ACTIVITY SCOPE: Property tax assessing requirements are provided through a contract with the Wright County assessor. There are no plans to alter this activity. OBJECTIVES: 1. Assess new and existing parcels within the city as required. ISSUES: 1. Meet state requirements in appraising properties. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: Assessing services are provided by contract with Wright County. Estimated costs for assessments are based on the number of existing and new parcels. The city paid $14.00 per parcel for assessment services and $50 for each new permit with an estimated construction value under $499,999 and $150 for values over $500,000 in 2022. Those rates have climbed slightly each year. Measurement 2019 2020 2021 2022 New residential properties 58 59 68 100 New commercial properties 5 6 5 5 Tax exempt parcels 347 349 355 360 Taxable parcels assessed 4,689 4,714 4,732 4,800 GENERAL FUND 2019 2020 2021 2021 2022 % ASSESSING Act ual Actual Budget Projected Budget Change Personnel Services -$ -$ -$ -$ -$ --- Supplies - - - - - --- Other Services & Charges 64,554 70,115 75,000 77,600 78,000 4.0% Capital Outlay - - - - - --- TOTAL EXPENDITURES 64,554$ 70,115$ 75,000$ 77,600$ 78,000$ 4.0% 111 LEGAL (101-41610) DEPARTMENT: General Government SUPERVISOR: City Administrator ACTIVITY SCOPE: Private legal firms provide all the city’s legal services. Activities include issuance of legal opinions; preparation of ordinances, resolutions, contracts, and agreements; and the conduct of civil litigation. Additional legal expenditures, such as publications, fees, and other costs are accounted for in the benefitting unit. OBJECTIVES: 1. Continue to realize savings by contracting legal services. ISSUES: 1. Potentially rising costs associated with the need for existing and new legal services. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The city continues to realize savings from not having full-time counsel. Legal services provided to FiberNet are charged to the Fiber Optics Fund while those performed related to planning and development projects are passed through to the applicant. Measurement 2019 2020 2021 2022 Billed hours: Administration 299.3 252.8 237.5 250.0 Code enforcement 11.8 6.4 19.6 20.0 Fiber optics 0.0 0.0 2.0 5.0 City Construction Projects 197.3 90.4 174.2 100.0 All other 83.1 70.9 78.5 75.0 Total 591.5 420.5 511.8 450.0 GENERAL FUND 2019 2020 2021 2021 2022 % LEGAL Ac tual Actual Budget Projected Budget Change Personnel Services -$ -$ -$ -$ -$ --- Supplies - - - - - --- Other Services & Charges 41,837 29,340 35,000 25,883 27,500 -21.4% Capital Outlay - - - - - --- TOTAL EXPENDITURES 41,837$ 29,340$ 35,000$ 25,883$ 27,500$ -21.4% 112 HUMAN RESOURCES (101-41800) DEPARTMENT: General Government SUPERVISOR: City Administrator ACTIVITY SCOPE: Human Resources activities support the primary mission of the city through the effective recruitment, selection, development, training, and assessment of appropriate human resource needs. Employee benefits and compensation administration, implementation of and compliance with Federal and State employment laws, labor negotiations, processing of employee grievances, and development of personnel policies are major human resource functions. OBJECTIVES: 1.Provide recruiting, interviewing, and other personnel services for all city departments. 2.Administer classification and compensation system for all employees in compliance with pay equity. 3.Plan and coordinate in-house training programs for city staff. 4.Administer city benefit plans. ISSUES: 1.Update personnel policies to accommodate changing employment law. 2.Communicate benefit changes to employees. 3.Develop and implement city drug and alcohol testing program. 4.Negotiate union contracts for public works employees. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 53 55 56 58 153 116 116 123 2 12 9 3 87 51 85 85 81 80 93 93 34 33 34 34 546 408 491 491 Full-time positions Part-time positions Full-time positions f illed Other positions f illed Terminations processed Job Postings Application count - all city Avg. number of employees 202 171 172 181 GENERAL FUND 2019 2020 2021 2021 2022 % HUMAN RESOURCES Actual Actual Budget Projected Budget Change Personnel Services 107,839$ 106,981$ 113,323$ 110,914$ 117,865$ 4.0% Supplies 660 104 650 1,223 700 7.7% Other Services & Charges 34,313 35,147 25,081 19,330 30,245 20.6% Capital Outlay - - - - - --- TOTAL EXPENDITURES 142,812$ 142,232$ 139,054$ 131,467$ 148,810$ 7.0% 113 BUDGET COMMENTARY: The 2022 budget reflects estimated costs for setting up training, providing city staff with benefit and compensation information, and other expenses based on experience. The 2019 and 2020 increase in other services and charges represented expenditures on professional services to update the city’s pay scale. The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. With the exception of contributions to the IT Services fund, other budget items are expected to remain close to prior year levels. 114 PLANNING, ZONING & COMMUNITY DEVELOPMENT (101-41910) DEPARTMENT: General Government SUPERVISOR: Community Development Director ACTIVITY SCOPE: The Community Development and Planning & Zoning Department is responsible for long-range and current planning efforts for Monticello. The department is responsible for regulating development and use standards as outlined in the zoning and subdivision ordinance; these standards are aimed at protecting and promoting public health, safety, and welfare. The department oversees coordination with regional planning and service providers including Monticello Township Board, Monticello Orderly Annexation Board, Wright County Planning & Zoning, Sherburne County Planning & Zoning and regional transit entities. The department also provides residents, business owners, and developers with current, easily accessible information about Monticello's planning process and projects happening in their community. OBJECTIVES: 1. Implementation of Comprehensive Plan objectives. 2. Completion of subdivision ordinance amendments consistent with the Implementation Chart outlined by the Comprehensive Plan. 3. Support for downtown redevelopment and revitalization, including the Embracing Downtown Monticello Project. 4. Involvement in regional planning and its impact on land use and growth objectives. 5. Bertram Chain of Lakes master planning. 6. Continued implementation and training on the city's GIS. 7. Continued improvements of the city's development and planning process. 8. Increased support for neighborhood organizations and involvement. ISSUES: 1. Zoning compliance and enforcement. 2. Records management and integration for planning and zoning. 3. Land use and transportation relationships. 4. Emerging technology and land use impacts. 115 MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Outcome/Effectiveness: Grants awarded 1 1 1 1 Administrative applications (total)6 7 7 7 processed within 5 working days 6 7 7 7 Site Plan reviews processed within 14 working days 1 4 0 2 Change in Use forms 8 3 8 5 reviewed withing 5 working days 8 3 5 5 Sign Permit zoning reviews 34 17 20 20 processed within 5 working days 31 16 20 20 Land Use applications processed 28 66 94 40 within 60 working days 21 65 90 40 Reconciliations processed 12 20 16 20 Annexation petitions 2 2 1 1 Efficiency: Applications processed per FTE 56 44 47 40 Work Load: Planning Applications: Variances 2 3 5 1 CUPs 4 7 15 7 PUD/Amendments to PUD 9 11 15 5 Interim Use permits -1 $1 $1 Comp Plan amendments 3 3 0 0 Map amendments 6 3 2 5 Non-city zoning text amendments 1 2 1 1 Plats/adminstrative subdivisions 9 5 11 3 Administrative permits 6 7 7 5 Site plan reviews 1 2 2 2 Appeals 0 0 3 0 Vacations 1 2 4 2 Sign permit application review 34 17 20 20 Change in Use review 8 3 8 5 Total applications 84 66 94 57 Planning reconciliations 12 25 16 25 Planning Commission meetings 12 18 20 15 BCOL Advisory Meetings -4 4 4 PARC Meetings (Report Prep)-3 3 3 EDA Meetings 14 21 18 18 IEDC Meetings 11 12 8 12 GENERAL FUND 2019 2020 2021 2021 2022 % PLANNING & ZONING Actual Actual Budget Projected Budget Change Personnel Services 154,097$ 163,455$ 166,740$ 168,500$ 181,845$ 9.1% Supplies 17 53 200 168 200 0.0% Other Services & Charges 160,977 175,497 101,927 516,503 126,912 24.5% Capital Outlay - - - - - --- TOTAL EXPENDITURES 315,091$ 339,005$ 268,867$ 685,171$ 308,957$ 14.9% 116 BUDGET COMMENTARY: The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. Other services and charges in 2019 and 2020 include amounts for a comprehensive plan update, and the receipt of a Community Energy Transitions (CET) grant from the State of Minnesota’s Department of Employment and Economic Development (DEED) in 2021 led to expenditures well over budget. The Monti:2040 Comprehensive Plan was adopted in 2020. 117 CITY HALL (101-41940) DEPARTMENT: General Government SUPERVISOR: City Administrator ACTIVITY SCOPE: The activity for this department consists of maintenance and upkeep for the city hall suite. OBJECTIVES: 1. Provide adequate and consistent hours of business throughout the year. 2. Maintain a clean, inviting facility to house meetings and staff. ISSUES: 1. Depreciation of facility and work platforms. 2. Reconfiguring layout to accommodate workflow. 3. Timely maintenance. 4. Utility costs. 5. Building and office security. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: Items budgeted in the city hall activity are commonly shared among all departments operating out of city hall. Personnel services costs were eliminated when custodial services started, and that contract plus utilities are the main expenditures in other services and charges. Measurement 2019 2020 2021 2022 Number of times cleaned 104 51 104 104 Utility expenses $22,278 $18,327 $21,321 $22,000 GENERAL FUND 2019 2020 2021 2021 2022 % CITY HALL Actual Actual Budget Projected Budget Change Personnel Services 7,969$ 9,280$ -$ 2,579$ -$ --- Supplies 139 921 2,000 - 2,000 0.0% Other Services & Charges 58,314 50,300 84,910 65,516 68,687 -19.1% Capital Outlay - - - - - --- TOTAL EXPENDITURES 66,422$ 60,501$ 86,910$ 68,095$ 70,687$ -18.7% 118 LAW ENFORCEMENT (101-42100) DEPARTMENT: Public Safety SUPERVISOR: City Administrator ACTIVITY SCOPE: All law enforcement services are contracted with the Wright County Sheriff's Department. The Sheriff’s Department uses space at the new Fire Station for staff break time and other officing uses. The Sheriff sets the hourly rate and the city contracts for the number of hours, typically 17,000 to 19,000 hours annually. Contracted hours change in 4 hour-per-day increments. OBJECTIVES: 1. Protect life and property and improve the quality of community life. 2. Continue contracting for law enforcement services from Wright County. 3. Provide coverage for commercial and residential growth. ISSUES: 1. Concerns from residents regarding having our own police force. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Outcome/Effectiveness: Arrests 206 262 204 200 Arrests to crimes ratio 0.22 0.34 0.26 0.25 Efficiency: Hours contracted 18,980 19,032 18,980 18,980 Calls per hour contracted 0.48 0.43 0.41 0.44 Costs per workload unit $156.71 $180.04 $197.36 $191.97 Work Load: Life quality calls, number of 3,774 3,178 2,693 3,200 Traffic calls, number of 3,912 4,051 4,074 4,000 Vehicle crashes, number of 388 270 325 325 Crimes, number of 949 773 770 800 GENERAL FUND 2019 2020 2021 2021 2022 % LAW ENFORCEMENT Actual Actual Budget Projected Budget Change Personnel Services -$ -$ -$ -$ -$ --- Supplies - - - - - --- Other Services & Charges 1,455,727 1,524,150 1,595,638 1,602,877 1,650,816 3.5% Capital Outlay - - - - - --- TOTAL EXPENDITURES 1,455,727$ 1,524,150$ 1,595,638$ 1,602,877$ 1,650,816$ 3.5% 119 BUDGET COMMENTARY: Law enforcement services are contracted in four-hour-per-day increments from the Wright County Sheriff’s Department. Past hourly rates and contracted hours are presented in the schedule below: The city contracted for 52 hours per day through 2013. From 2014 through 2017, the city contracted for 48 hours per day. In July 2018, the city returned to contracting for 52 hours per day. The leap years of 2012, 2016, and 2020 include one more day of coverage (52 hours in 2012 and 2020, and 48 hours in 2016). Hourly Hours Year Rate Contracted 2013 $60.50 18,980 2014 $62.50 17,520 2015 $64.50 17,520 2016 $67.00 17,568 2017 $69.50 17,520 2018 $72.00 18,256 2019 $74.50 18,980 2020 $78.25 19,032 2021 $81.75 18,980 2022 $84.20 18,980 120 FIRE & RESCUE (101-42200) DEPARTMENT: Public Safety SUPERVISOR: City Administrator ACTIVITY SCOPE: The Fire Department responds to fire, rescue, hazardous materials, medical, and accident incidents within the city and the surrounding townships. The department also provides fire inspection services. Paid-on-call volunteers provide the department’s staffing. OBJECTIVES: 1. Assemble a confined space entry team with personnel and equipment. 2. Improve response times. ISSUES: 1. Training and retention of paid-on-call personnel. MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Outcome/Effectiveness: Respondent-hours on fire calls: City 3,152 2,433 2,903 3,005 Monticello Township 1,024 937 1,183 1,173 Silver Creek Township 698 434 385 532 Mutual Aid 399 636 406 423 Drills & Maintenance 2,628 2,053 2,310 2,638 Total 7,901 6,493 7,187 7,771 Efficiency: Average respondent-hours per call City 16 14 11 15 Monticello Township 16 17 15 20 Silver Creek Township 23 18 17 20 Mutual Aid 29 27 25 28 Drills & Maintenance 34 35 37 43 Total 20 20 16 22 Work Load: Number of fire calls: City 200 168 254 195 Monticello Township 63 56 80 59 Silver Creek Township 31 24 23 27 Mutual Aid 14 24 16 15 Drills & Maintenance 78 59 63 61 Total 386 331 436 357 121 BUDGET: BUDGET COMMENTARY: The Fire Department is staffed with paid-on-call volunteers. The purchase of turn-out gear contributed to the high cost of supplies in 2019. Grants and donations may offset some of these expenditures. Capital outlay reflects lease payments to the Central Equipment Fund for the acquisition of a fire tender truck in 2014, a fire half-ton truck in 2019, and a new chief squad vehicle in 2021 through the Central Equipment Fund. GENERAL FUND 2019 2020 2021 2021 2022 % FIRE Ac tual Actual Budget Projected Budget Change Personnel Services 215,901$ 207,551$ 238,402$ 212,845$ 258,259$ 8.3% Supplies 99,504 48,070 62,300 45,909 62,300 0.0% Other Services & Charges 112,936 109,178 138,855 138,137 169,868 22.3% Capital Outlay 49,600 49,600 62,700 62,700 62,700 0.0% TOTAL EXPENDITURES 477,941$ 414,399$ 502,257$ 459,591$ 553,127$ 10.1% 122 FIRE RELIEF (101-42202) DEPARTMENT: Public Safety SUPERVISOR: Finance Director ACTIVITY SCOPE: Providing a retirement benefit to paid-on-call volunteers, the fire relief activity is specifically designed to track the city’s contribution to the Monticello Fire Relief Association. OBJECTIVES: 1. Provide pension funds for the Monticello Fire Relief Association. ISSUES: 1. Balancing pension assets with pension liabilities. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The fire relief budget is basically a conduit for distribution of state fire aid to the pension fund for volunteer firefighters. State aid revenue equals the contribution to the relief association, and it is conservatively estimated for budgetary purposes. Measurement 2019 2020 2021* 2022 Pension assets 1,209,943$ 1,472,948$ 1,673,130$ 1,450,000$ Pension liabilities 981,203$ 967,833$ 1,195,133$ 1,076,860$ Assets-liabilities ratio 1.23 1.52 1.35 1.35 Pension per service year $4,200 $4,200 $5,100 $4,500 Fire state aid $123,640 $131,638 $134,691 $135,000 State aid per employee $4,579 $4,539 $4,490 $4,500 Active firefighters 27 29 30 30 Deferred firefighters 6 5 5 5 *2021 assets and liabilities estimated per Form SC-21 GENERAL FUND 2019 2020 2021 2021 2022 % FIRE RELIEF Actual Actual Budget Projected Budget Change Personnel Services -$ -$ -$ -$ -$ --- Supplies - - - - - --- Other Services & Charges 123,640 131,638 135,000 134,691 140,000 3.7% Capital Outlay - - - - - --- TOTAL EXPENDITURES 123,640$ 131,638$ 135,000$ 134,691$ 140,000$ 3.7% 123 BUILDING INSPECTIONS (101-42400) DEPARTMENT: Public Safety SUPERVISOR: Community Development Director ACTIVITY SCOPE: The Building Department inspects all new and remodeled construction within the city by a state certified building inspector. The department initiates all building permits and oversees the enforcement of all public nuisance and ordinance issues. OBJECTIVES: 1. Continue implementation of the rental licensing program. 2. Continue implementation of zoning ordinance changes. 3. Continue sign ordinance update. 4. Implement yearly contractor, realtor, and rental property owner workshops. 5. Continue public relations contact. Improve city's public perception image. 6. Continue implementation of the building codes. ISSUES: 1. Managing and prioritizing department workloads. 2. Meeting the residential and commercial growth challenges as a regional center. 3. Keeping up with biennial rental license inspections. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Outcome/Effectiveness: Value of permits issued 45,723,446$ 32,453,366$ 66,827,121$ 50,000,000$ Value of permits per FTE 15,241,149$ 10,817,789$ 22,275,707$ 12,500,000$ Efficiency: Departmental FTEs 3 3 3 4 Rental inspections per FTE 515 539 589 450 Permits per FTE 279 319 297 297 Work Load: Building permits issued 837 957 1008 890 Nuisance notices issued 116 71 82 75 Rental units, number of 1,545 1,616 1,766 1,800 GENERAL FUND 2019 2020 2021 2021 2022 % BUILDING INSPECTIONS Actual Actual Budget Projected Budget Change Personnel Services 284,425$ 299,690$ 436,572$ 367,552$ 462,137$ 5.9% Supplies 4,968 4,412 5,500 41,500 5,500 0.0% Other Services & Charges 30,479 45,949 24,285 74,746 30,114 24.0% Capital Outlay 4,200 4,200 - 115,769 70,000 --- TOTAL EXPENDITURES 324,072$ 354,251$ 466,357$ 599,567$ 567,751$ 21.7% 124 BUDGET COMMENTARY: The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. One budgeted building inspector position has been vacant since 2018 while staff evaluates departmental needs with the unpredictable workload of building inspections; this position was filled in late 2021. Capital outlay reflects the replacement of one building inspector vehicle and the purchase of a new vehicle for the new inspector hired in 2021. 125 EMERGENCY MANAGEMENT (101-42500) DEPARTMENT: Public Safety SUPERVISOR: Emergency Management Coordinator ACTIVITY SCOPE: The emergency management department provides constant defense coverage for all weather and power plant related emergency situations within the city. OBJECTIVES: 1. Implement city hall, community center, and National Guard emergency preparedness. 2. Develop National Incident Management System (NIMS) training for all city departments. ISSUES: 1. Preparedness - little or no warning when an emergency occurs. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The 2022 budget is based on the 2021 budget with an increase in expenditures for supplies and other services & charges related to a state grant received through Wright County. Much of this activity's responsibilities had been transferred to Wright County. However, the city is an active participant of the emergency management team, and, with the new Fire Marshal/Emergency Management Coordinator position added in 2018, this budget unit will continue to see more activity going forward. Measurement 2019 2020 2021 2022 Data under development GENERAL FUND 2019 2020 2021 2021 2022 % EMERGENCY MANAGEMENT Actual Actual Budget Projected Budget Change Personnel Services 3,068$ 587$ 3,224$ 1,615$ 3,224$ 0.0% Supplies 1,286 104,835 100 8,781 9,000 8900.0% Other Services & Charges 3,899 152,143 2,676 3,329 13,001 385.8% Capital Outlay - - - - - --- TOTAL EXPENDITURES 8,253$ 257,565$ 6,000$ 13,725$ 25,225$ 320.4% 126 ANIMAL CONTROL (101-42700) DEPARTMENT: Public Safety SUPERVISOR: City Clerk ACTIVITY SCOPE: The city contracts with a private individual for animal control services. The city owns and maintains the animal control facility. The city also contracts with nearby communities, allowing them to use the city’s services and facility. OBJECTIVES: 1. Address issues within the city and surrounding communities in a timely and courteous manner. 2. Continue to improve animal control response time. 3. Continue to improve billing procedures for animal control issues. ISSUES: 1. Provide quick response to residents on animal control concerns. 2. Allocation of service costs based on usage by customers (townships and cities). MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The professional service contract to handle all animal control issues is the largest budgeted item. The remaining budget items are for supplies and other service charges related to operating the animal control facility. Rate increases cause the budgeted increase in animal control fee revenue shown in the Measurable Workload Data. Measurement 2019 2020 2021 2022 Stray a nimal reports 476 488 432 500 Barking dog reports 175 181 206 175 Lost/found reports 1,580 1,613 1,732 1,600 Feral cat trapping 266 282 284 250 Unsanitary condition reports 189 193 197 190 Abuse/neglect reports 163 176 186 170 Impounds 487 501 440 500 Dog bite reports 76 73 67 80 Animal control fees $43,320 $41,863 $52,482 $50,600 GENERAL FUND 2019 2020 2021 2021 2022 % ANIMAL CONTROL Actual Actual Budget Projected Budget Change Personnel Services 149$ 3,901$ -$ -$ -$ --- Supplies 1,080 1,117 3,000 260 2,000 -33.3% Other Services & Charges 45,480 44,504 53,842 50,326 57,971 7.7% Capital Outlay - - - - - --- TOTAL EXPENDITURES 46,709$ 49,522$ 56,842$ 50,586$ 59,971$ 5.5% 127 NATIONAL GUARD (101-42800) DEPARTMENT: Public Safety SUPERVISOR: Project Coordinator ACTIVITY SCOPE: The National Guard facility is housed in the Monticello Community Center complex. The city will maintain the facility in perpetuity in return for a one-time payment in 1998 that helped fund construction of the community center. The Guard provides no direct services to the city. OBJECTIVES: 1. To maintain a clean, modern facility for use by the National Guard. ISSUES: 1. None. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The National Guard operates a security division within the Monticello Community Center complex. The city maintains the Guard’s site within the complex. The budget for this activity is relatively static, consisting only of building rent and utilities. Measurement 2019 2020 2021 2022 Not Applicable GENERAL FUND 2019 2020 2021 2021 2022 % NATIONAL GUARD Actual Actual Budget Projected Budget Change Personnel Services -$ -$ -$ -$ -$ --- Supplies - - - - - --- Other Services & Charges 13,423 12,429 14,000 13,143 14,000 0.0% Capital Outlay - - - - - --- TOTAL EXPENDITURES 13,423$ 12,429$ 14,000$ 13,143$ 14,000$ 0.0% 128 PUBLIC WORKS ADMINISTRATION (101-43110) DEPARTMENT: Public Works SUPERVISOR: Public Works Director ACTIVITY SCOPE: The public works (PW) administration activity oversees the daily operations of the street, parks, water, sewer, wastewater treatment plant, stormwater, and inspection activities. PW administration also manages all large city projects and implements all changes to PW operations and policy. OBJECTIVES: 1. Continue the implementation of a bio-solids management system. 2. Implement the major street lighting project plan. 3. Continue implementing the wellhead protection plan. 4. Manage the development of a new public works facility, expansion of the wastewater treatment plant, and future construction of a water treatment plant. 5. Determine location for future wells, utilizing information gathered from various sources including grants. 6. Develop a program to lease antenna space on elevated water towers, thus generating a new revenue source. 7. Implement new SCADA system as budgeted in the water and sewer funds. ISSUES: 1. Balance the public works department needs with available funds. 2. Manage city's water and wastewater treatment systems. 3. Implement the capital improvement plan for city infrastructure. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. The public works director/engineering position is spread over three budgets: General Fund - 60%, Sewer Fund – 20%, Water Fund – 15%, and Stormwater Fund – 5%. In prior years, the General Fund portion was allocated completely to PW Administration; however, the Measurement 2019 2020 2021 2022 Budget units 17 16 15 15 Emplo yees supervised - FT 20 21 16 16 GENERAL FUND 2019 2020 2021 2021 2022 % PW - ADMINISTRATION Actual Actual Budget Projected Budget Change Personnel Services 205,853$ 193,099$ 204,379$ 209,417$ 114,579$ -43.9% Supplies 2,957 6,423 6,000 6,118 7,000 16.7% Other Services & Charges 19,815 22,359 32,961 28,818 36,094 9.5% Capital Outlay - - - - - --- TOTAL EXPENDITURES 228,625$ 221,881$ 243,340$ 244,353$ 157,673$ -35.2% 129 allocation was changed in 2022 by splitting it equally between PW Administration and Engineering & Inspections. While other budget items may have large percentage changes, in dollar terms they are relatively insignificant. 130 ENGINEERING (101-43111) DEPARTMENT: Public Works SUPERVISOR: City Engineer ACTIVITY SCOPE: Engineering assists with the provision, development, and management of the city's streets, pathways, public utilities systems, geographic information system (GIS), Storm Water Pollution Prevention Program (SWPPP), improvement projects, and miscellaneous mapping. In addition, engineering responds to residents with issues related to storm water drainage and/or pedestrian, bicycle and vehicular traffic, and reviews. Engineering updates and supports the city's General Specifications and Standard Detail Plates for Street and Utility Construction and the Plan Requirements and Design Guidelines. Engineering also issues driveway, grading, and right-of-way permits. This department is combined with the Engineering & Inspections (101- 43115) department beginning in 2022 because the departments share the same staff and overlap significantly. OBJECTIVES: 1. See Engineering & Inspections Department. ISSUES: 1. See Engineering & Inspections Department. MEASURABLE WORKLOAD DATA: See Engineering & Inspections Department. BUDGET: BUDGET COMMENTARY: See Engineering & Inspections Department. GENERAL FUND 2019 2020 2021 2021 2022 % PW - ENGINEERING Actual Actual Budget Projected Budget Change Personnel Services -$ -$ -$ -$ -$ --- Supplies 180 33 3,000 327 - -100.0% Other Services & Charges 111,530 80,399 109,405 93,520 - -100.0% Capital Outlay - - - - - --- TOTAL EXPENDITURES 111,710$ 80,432$ 112,405$ 93,846$ -$ -100.0% 131 ENGINEERING & INSPECTIONS (101-43115) DEPARTMENT: Public Works SUPERVISOR: City Engineer ACTIVITY SCOPE: The public works inspection activity is responsible to design and inspect city infrastructure projects, and to review and approve right-of-way excavation/obstruction permit applications. Personnel are also responsible for managing records retention for plats, city maps, infrastructure data bases, soil borings, development plans, and as-builts. Using various computer software programs including ArcGIS, AutoCADm and CarteGraph, staff provides design and mapping assistance along with the items noted in the previous Engineering (101- 43111) department. OBJECTIVES: 1. Maintain certifications and attend appropriate classes and workshops for inspections. 2. Improve communication between public works, engineering, and inspection activities. 3. Improve knowledge, skills, and ability in GIS system and in using CarteGraph software for development of an in-house Pavement Management and Sign Program. 4. Assist other city departments in acquiring utility information not readily available from other sources, including GIS. 5. Complete cost estimates (capital infrastructure planning and budgeting) and design for all improvement projects and continue to develop an in-house Pavement Management Program. 6. Assist with design and implementation of solutions to drainage issues. 7. Complete inspections, documentation, and administration of city’s SWPPP. 8. Continue to educate the public on purposes and practices associated with conservation and drainage easements and storm water ponds. 9. Create a one-stop shop for city driveway, grading, and right-of-way permits. 10. Continue to work towards improving transportation system and collaborate with MNDOT and Wright County. 11. Work with other departments on public improvements and review development plans and agreements. 12. Apply for grants and track funding for improvement projects. ISSUES: 1. Workload is unevenly distributed throughout the year. 2. Increasing restrictions by Minnesota Pollution Control Agency (MPCA) for storm water runoff. 3. Lack of public knowledge regarding purposes and practices associated with conservation and drainage easements and storm water ponds. 4. Increasing phosphorus restrictions by MPCA for wastewater effluent. 5. Volatility in available federal and state funding for transportation improvements. 132 MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. The other increases reflect greater operating needs with the staff added in the department in 2021. The engineering activity predominantly consists of engineering and other professional service fees. These expenditures consist of both reimbursable and non- reimbursable expenditures. The 2022 budget provides for continued improvements and development of the city's GIS system and reduces reliance on consulting services. Measurement 2019 2020 2021 2022 Service requests 72 90 90 90 On-line service requests 19 26 25 25 Improvement projects 12 14 16 16 Driveway permits issued 18 8 3 8 Right-of-way permits issued 99 88 87 100 Development applications 9 6 7 8 Grading permits issued 3 4 4 5 NPDES Inspections 370 327 383 350 Outfall Inspections 1 2 10 5 Stormwater Inspections 49 50 50 50 Pond Inspections 1 0 0 28 Inspection revenue $12,788 $13,695 $31,339 $61,440 Inspection hours billed 116.25 123.38 259.00 311.88 GENERAL FUND 2019 2020 2021 2021 2022 % PW - ENG. & INSPECTIONS Actual Actual Budget Projected Budget Change Personnel Services 83,488$ 95,811$ 147,970$ 95,509$ 195,211$ 31.9% Supplies 463 635 9,000 1,751 21,000 133.3% Other Services & Charges 6,096 5,664 12,662 10,325 137,472 985.7% Capital Outlay - - - - 6,000 --- TOTAL EXPENDITURES 90,047$ 102,110$ 169,632$ 107,586$ 359,683$ 112.0% 133 STREETS, ALLEYS & PARKING LOTS (101-43120) DEPARTMENT: Public Works SUPERVISOR: Street Superintendent ACTIVITY SCOPE: The main responsibility of the streets and alleys activity is to perform the necessary tasks to reduce the depreciation of the city streets and uphold desirable standards of appearance, serviceability, and safety. This includes upkeep such as repair of roadway surface areas, medians, sidewalks, boulevards, alleys, catch basins, and storm sewers. OBJECTIVES: 1. Continue street reconstruction of older road surfaces by evaluating road wear. 2. Increase street chip seal coating projects. 3. Maintain and update equipment and vehicles. 4. Help maintain and use City GIS system. 5. Continue street crack sealing program. ISSUES: 1. Educating the public on what the boulevards are to be used for. 2. Increased costs of fuel and street products. 3. Educating the public on the value of good maintenance programs for our infrastructure. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. Staff allocations were updated with some shifted to the Stormwater Fund for street sweeping hours. This budget unit also shares staff with the Ice & Snow activity, which can create significant fluctuations from year to year. Increases in capital outlay reflects purchases in the Central Equipment Fund for equipment leased to the streets department. Other services & charges decrease with much of the preventative maintenance being handled internally. Measurement 2019 2020 2021 2022 Pounds of crack sealer 47,176 44,456 18,276 23,027 Sq. yards of chip sealing 76,655 103,000 0 0 Miles of streets 70.0 70.0 70.0 81.0 Tons of black top patching 492 443 527 400 GENERAL FUND 2019 2020 2021 2021 2022 % PW - STREETS & ALLEYS Actual Actual Budget Projected Budget Change Personnel Services 385,000$ 267,333$ 418,025$ 376,850$ 378,240$ -9.5% Supplies 196,258 96,826 244,100 219,967 263,500 7.9% Other Services & Charges 201,826 249,874 385,469 75,635 184,656 -52.1% Capital Outlay 137,300 163,600 247,100 247,100 297,900 20.6% TOTAL EXPENDITURES 920,384$ 777,633$ 1,294,694$ 919,551$ 1,124,296$ -13.2% 134 ICE & SNOW REMOVAL (101-43125) DEPARTMENT: Public Works SUPERVISOR: Street Superintendent ACTIVITY SCOPE: The city's ice and snow removal activity is responsible for the control of ice and snow on city streets, sidewalks, and city-owned public parking lots. The activity provides control in a safe and cost-effective manner while keeping in mind safety, budget, personnel, and environmental concerns. OBJECTIVES: 1. Maintain and update equipment and vehicles in a timely manner. 2. Learn ways to effectively use the city's GIS system. ISSUES: 1. Staffing and budgeting for unpredictable circumstances. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. Weather variability greatly impacts budget-to-actual comparisons. Measurement 2019 2020 2021 2022 Inches o f snow 62 29 26 50 Plowing events, number of 20 22 34 25 Tons of salt used 752 730 700 900 Tons of sand used 432 400 0 0 GENERAL FUND 2019 2020 2021 2021 2022 % PW - ICE & SNOW Actual Actual Budget Projected Budget Change Personnel Services 334,514$ 232,200$ 218,101$ 154,847$ 244,828$ 12.3% Supplies 114,503 90,158 150,200 133,850 155,000 3.2% Other Services & Charges 5,590 3,762 7,299 5,617 7,298 0.0% Capital Outlay - - - - - --- TOTAL EXPENDITURES 454,607$ 326,120$ 375,600$ 294,313$ 407,126$ 8.4% 135 SHOP & GARAGE (101-43127) DEPARTMENT: Public Works SUPERVISOR: Street Superintendent ACTIVITY SCOPE: Shop & Garage maintains all city vehicles and equipment for the streets, ice & snow, parks, water, and sewer activities in a safe and efficient manner. OBJECTIVES: 1. Maintain equipment and vehicles to maximize efficiencies and safety. 2. Update equipment and vehicles. ISSUES: 1. Aging equipment. 2. Increased safety regulation for equipment and vehicles. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase along with allocation adjustments for staff in the Public Works department. As increased focus on preventative maintenance contributes to increased supplies costs. Measurement 2019 2020 2021 2022 Service orders 91 87 100 95 Service order hours 370 270 401 375 Hours per service order 4.1 3.1 4.0 3.9 Total service order costs $23,797 $8,438 $27,000 $25,000 Service cost per order $261.51 $96.99 $270.00 $263.16 Repair orders 70 62 70 75 Repair hours 413 303 420 425 Hours per repair order 5.9 4.9 6.0 5.7 Total repair order costs $46,532 $30,267 $40,000 $48,000 Repair costs per order $664.74 $488.18 $571.43 $640.00 GENERAL FUND 2019 2020 2021 2021 2022 % PW - SHOP & GARAGE Actual Actual Budget Projected Budget Change Personnel Services 98,213$ 110,655$ 106,115$ 130,946$ 160,308$ 51.1% Supplies 31,644 47,563 65,500 48,723 74,500 13.7% Other Services & Charges 48,206 41,092 85,317 89,523 80,438 -5.7% Capital Outlay - - - - - --- TOTAL EXPENDITURES 178,063$ 199,310$ 256,932$ 269,192$ 315,246$ 22.7% 136 STORMWATER (101-43130) DEPARTMENT: Public Works SUPERVISOR: Public Works Director ACTIVITY SCOPE: Stormwater is responsible for expenditures related to the maintenance of the city's stormwater system. This activity included inspecting, cleaning, and repairing all stormwater trunk lines, ditches, and ponds. The city created a Stormwater enterprise fund in 2019 when it established a stormwater utility fee. That fund absorbed the operations of this department in 2020. OBJECTIVES: 1. None. ISSUES: 1. None. MEASURABLE WORKLOAD DATA: See the Stormwater enterprise Fund. BUDGET: BUDGET COMMENTARY: See the Stormwater enterprise Fund. GENERAL FUND 2019 2020 2021 2021 2022 % PW - STORMWATER Actual Actual Budget Projected Budget Change Personnel Services 17,026$ -$ -$ -$ -$ --- Supplies 8,012 - - - - --- Other Services & Charges 2,612 - - - - --- Capital Outlay - - - - - --- TOTAL EXPENDITURES 27,650$ -$ -$ -$ -$ --- 137 STREET LIGHTING (101-43160) DEPARTMENT: Public Works SUPERVISOR: Street Superintendent ACTIVITY SCOPE: The street Iighting activity maintains new and existing street lighting within the city. This includes maintaining installed bulbs and fixtures, as well as the electricity used for keeping the lights on. OBJECTIVES: 1. Replace inefficient lights with high-powered, energy efficient LED lights. 2. Draft a new street lighting policy. ISSUES: 1. Verify lamp and fixtures maintenance by utility companies. 2. Maintenance and upgrades on aging signal systems and streetlights. 3. Lack of assistance from Wright County and MNDOT. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: Electricity for the streetlights is the largest expenditure at $170,000. Other services and charges include $35,000 for repairs and maintenance of traffic signals. Measurement 2019 2020 2021 2022 Street lights maintained*973 973 973 990 *Includes those owned by the city and Xcel Energy. GENERAL FUND 2019 2020 2021 2021 2022 % PW - STREET LIGHTING Actual Actual Budget Projected Budget Change Personnel Services 5,815$ 5,278$ -$ 2,218$ -$ --- Supplies 18,698 4,778 20,000 3,219 20,000 0.0% Other Services & Charges 186,435 181,773 217,000 189,619 217,000 0.0% Capital Outlay - - - - - --- TOTAL EXPENDITURES 210,948$ 191,829$ 237,000$ 195,055$ 237,000$ 0.0% 138 REFUSE COLLECTION (101-43230) DEPARTMENT: Public Works SUPERVISOR: Refuse Collection ACTIVITY SCOPE: The city contracts with a private hauler for residential refuse and recycling collection services. OBJECTIVES: 1. Research expanding city hauler’s contracted service prices to business and determine the percentage of participation to achieve a desirable rate. ISSUES: 1. Wear and tear on city streets. 2. Increasing recycling efficiency and effectiveness. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: Nearly the entire budget is based on the city’s contract obligations with its private refuse hauler. The contract includes fixed rates for the next five years when it expires on May 31, 2025. The contract increases annually with inflation and the addition of residents/customers. Measurement 2019 2020 2021 2022 Residential refuse collections 52 52 52 52 Residential recycling collections 26 26 26 26 Residential container base 3,945 3,992 4,091 4,250 Additional containers 609 627 644 650 Recycling containers 4,534 4,581 4,680 4,800 GENERAL FUND 2019 2020 2021 2021 2022 % REFUSE COLLECTION Actual Actual Budget Projected Budget Change Personnel Services 195$ -$ 576$ -$ 576$ 0.0% Supplies - - - - - --- Other Services & Charges 610,749 681,948 722,360 754,132 802,302 11.1% Capital Outlay - - - - - --- TOTAL EXPENDITURES 610,944$ 681,948$ 722,936$ 754,132$ 802,878$ 11.1% 139 SENIOR CENTER (101-45175) DEPARTMENT: Recreation and Culture SUPERVISOR: City Administrator ACTIVITY SCOPE: The senior center facility is housed in the Monticello Community Center complex. The facility is maintained by the city, but senior center management is provided by an outside entity. OBJECTIVES: 1. Maintain a clean, modern facility for use by Monticello’s senior citizens. 2. Provide recreational activities to improve mental and physical health. 3. Engage senior citizen participation in other community center activities. 4. Encourage greater social participation by offering discounted lunches. ISSUES: 1. Decline in revenue from sources other than the city. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The senior center rents space within the community center complex. The city maintains and insures the senior center. Additionally, the city gives an annual contribution to the group managing the senior center. The 2022 adopted contribution is $65,000, which is the same as 2021. Measurement 2019 2020 2021 2022 Outcomes/Effectiveness Volunteers hours 8,923 3,511 5,631 7,000 Noon meals served 3,609 919 1,799 2,500 Work Load: Unduplicated participants 2,563 1,579 1,762 2,000 Duplicated participants 22,973 8,072 16,225 20,000 Received phone calls 4,400 2,748 3,439 3,800 Activities offered 134 89 104 120 GENERAL FUND 2019 2020 2021 2021 2022 % SENIOR CENTER Actual Actual Budget Projected Budget Change Personnel Services 21$ 980$ 863$ 635$ 863$ 0.0% Supplies - 82 - - - --- Other Services & Charges 102,148 102,600 105,500 105,054 105,500 0.0% Capital Outlay - - - - - --- TOTAL EXPENDITURES 102,169$ 103,662$ 106,363$ 105,689$ 106,363$ 0.0% 140 PARK OPERATIONS (101-45201) DEPARTMENT: Recreation and Culture SUPERVISOR: Parks Superintendent ACTIVITY SCOPE: The park operations activity maintains the parks and trails within the city and at the city’s area of the Bertram Chain of Lakes Regional Park. This includes maintaining and improving playground and picnic facilities, fertilizing and mowing grass, maintaining athletic fields, flooding and maintaining outdoor ice rinks, snow and ice removal on pathways, and tree preservation within the parks system. OBJECTIVES: 1. Continue pathways maintenance. 2. Improve efficiencies through use of the city’s GIS. 3. Progress in implementing plan for the Bertram Chain of Lakes Regional Park. ISSUES: 1. Increase in maintenance costs with acquisition of more park land. 2. Coordination with other entities regarding park use and design. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The parks budget consists of expenditures needed to maintain city parks and trails. The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase and reflects a shift from Parks operating as part of Public Works to a Parks, Arts, and Recreation Department that combines resources with the Monticello Community Center. A director of the new department increases costs to the Parks Operations activity but saved costs in the Monticello Community Center Fund. Capital outlay reflects the acquisition of capital equipment through the Central Equipment internal service fund. Additional Central Equipment Fund purchases are planned for 2022. Measurement 2019 2020 2021 2022 Park land acres maintained 360 360 365 375 Trail miles maintained 41.0 41.0 42.0 42.0 Park events held 520 63 100 105 Winter skating days 120 120 120 120 GENERAL FUND 2019 2020 2021 2021 2022 % PARK - OPERATIONS Actual Actual Budget Projected Budget Change Personnel Services 518,075$ 575,682$ 578,809$ 601,077$ 692,576$ 19.7% Supplies 150,226 177,195 177,000 197,544 185,000 4.5% Other Services & Charges 149,381 174,388 179,000 173,021 210,828 17.8% Capital Outlay 107,800 113,400 126,800 126,800 141,800 11.8% TOTAL EXPENDITURES 925,482$ 1,040,665$ 1,061,609$ 1,098,442$ 1,230,204$ 15.9% 141 PARK BALLFIELDS (101-45203) DEPARTMENT: Recreation and Culture SUPERVISOR: Parks Superintendent ACTIVITY SCOPE: The park ballfields activity prepares and maintains city athletic fields, including the NSP (Xcel) Ballfields. OBJECTIVES: 1. Prepare and maintain city athletic fields. 2. Improve the structures at the ballfields. 3. Enhance player and visitor experience. ISSUES: 1. Demographic and activity trends. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The 2022 budget matches the 2020 budget for field maintenance, concessions, and park activities but shifts some expenditures from supplies to other services & charges, which includes items that do not meet the capitalization threshold. Measurement 2019 2020 2021 2022 Ball games played, number of 625 100 650 650 Soccer fields maintained 27 32 35 40 Lacrosse fields maintained 8 10 10 12 Ball fields maintained 7 7 7 7 Number of times mowed 50 50 50 50 GENERAL FUND 2019 2020 2021 2021 2022 % PARK - BALLFIELDS Actual Actual Budget Projected Budget Change Personnel Services -$ -$ -$ -$ -$ --- Supplies 9,359 10,536 15,600 10,126 10,600 -32.1% Other Services & Charges 10,477 13,149 11,800 17,946 16,800 42.4% Capital Outlay - - - - - --- TOTAL EXPENDITURES 19,836$ 23,685$ 27,400$ 28,072$ 27,400$ 0.0% 142 PUBLIC ARTS (101-45204) DEPARTMENT: Recreation and Culture SUPERVISOR: Parks Superintendent ACTIVITY SCOPE: The public arts activity is a focused use of arts and culture as a catalyst for economic and community development. While art in and of itself can be valuable, the purpose is to harness the creative energy within the community and channel it into revitalizing downtown and creating connections between people and community. OBJECTIVES: 1. Enhance the community aesthetics and revitalize downtown. 2. Engage the community in creating public art. 3. Connect people to the community. ISSUES: 1. Perception of need. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: 2019 represented the inaugural, stand-alone budget for the public arts initiative. 2021 and 2022 other services and charges include contracting for an additional creative consultant with increased participation of the community, and the 2022 budget increases to reflect anticipated projects funded through Central Minnesota Arts Board (CMAB) grants. This budget unit is also responsible for utilities and repairs at the MontiArts building. Measurement 2019 2020 2021 2022 Projects 2 7 15 15 Events -31 45 52 GENERAL FUND 2019 2020 2021 2021 2022 % PARK - PUBLIC ARTS Actual Actual Budget Projected Budget Change Personnel Services -$ -$ -$ -$ -$ --- Supplies 6,340 3,047 4,300 6,010 6,800 58.1% Other Services & Charges 40,614 33,045 53,200 87,235 65,441 23.0% Capital Outlay - - - - - --- TOTAL EXPENDITURES 46,954$ 36,092$ 57,500$ 93,246$ 72,241$ 25.6% 143 LIBRARY (101-45501) DEPARTMENT: Recreation and Culture SUPERVISOR: City Administrator ACTIVITY SCOPE: Library services are contracted through the Great River Regional Library System. The city owns and maintains the library building and provides programs through the library to residents. OBJECTIVES: 1. Provide residents with quality programs and life-long learning opportunities. 2. Provide access to global information resources. ISSUES: 1. Maintaining a relevant role in the community. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The city contracts with Great River Regional Library System for information sources and operating personnel. The city owns and maintains the library building and funds several programs. Total 2022 estimated expenditures are consistent with prior year levels with slight adjustments to utilities and maintenance expenditures causing a minor decrease in the budget. By statute, the city must annually expend at least $35,160 for the library. Measurement 2019 2020 2021 2022 Checked out items 171,460 112,334 143,223 150,000 Number of requests placed 9,190 7375 4,997 5,200 Summer reading participants 1,159 148 377 550 Winter reading participants 207 209 55 65 Patrons using wireless 4,022 1355 1,933 2,000 Patrons using internet stations 6,362 -** ** Internet sessions used -160 208 400 Programs offered 243 102 104 125 Program attendance 4,788 4810* 1,772 2,300 * Some programs offered after March 17, 2020 were virtual and offered only on Facebook so counts are based on number of views on FB. **We no longer measure this statistic. GENERAL FUND 2019 2020 2021 2021 2022 % LIBRARY A ctual Actual Budget Projected Budget Change Personnel Services 220$ 1,901$ -$ 1,848$ -$ --- Supplies 2,943 1,725 2,500 1,517 2,500 0.0% Other Services & Charges 50,429 44,442 51,214 41,141 50,896 -0.6% Capital Outlay - - - - - --- TOTAL EXPENDITURES 53,592$ 48,068$ 53,714$ 44,506$ 53,396$ -0.6% 144 SHADE TREE (101-46102) DEPARTMENT: Recreation and Culture SUPERVISOR: Park Superintendent ACTIVITY SCOPE: Shade Tree consists of planting and maintaining trees and shrubbery within the city limits. This activity provides for regulating, developing, planting, maintaining, and removing of trees in any street, park, right-of-way, or other public place. Shade trees aid the larger goal of soil conservation, climate moderation, air quality, noise reduction, etc. The budget provides the mechanisms for funding a uniform program for the purpose of beautifying the community as a whole and increasing property values. OBJECTIVES: 1. Provide trees for spring tree planting. 2. Continue with Shade Tree Disease Control Program. 3. Replace dead and diseased trees throughout the city and parks. 4. Continue chipping program. 5. Continue education program. 6. Begin a boulevard tree planting program. ISSUES: 1. Stress on trees caused by weather and diseases. 2. Funding availability. 3. Chipper replacement. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: A portion of the total time of park employees is allocated to the Shade Tree activity. The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase. Part of the personnel services change reflects the reallocation of wages within recreation and culture activities. Supplies budgets increased in 2021 and 2022 with a greater focus on prioritizing new plantings. Measurement 2019 2020 2021 2022 Trees planted 314 220 300 245 Trees removed 15 6 25 15 Students in programs 500 500 0 0 GENERAL FUND 2019 2020 2021 2021 2022 % SHADE TREE A ctual Actual Budget Projected Budget Change Personnel Services 45,052$ 70,496$ 72,448$ 74,621$ 88,043$ 21.5% Supplies 9,118 8,418 28,000 10,824 26,020 -7.1% Other Services & Charges 7,226 110 4,617 2,081 4,112 -10.9% Capital Outlay - - - - - --- TOTAL EXPENDITURES 61,396$ 79,024$ 105,065$ 87,526$ 118,175$ 12.5% 145 This page intentionally left blank. 146 2022 ADOPTED BUDGETSpecial Revenue Funds SPECIAL REVENUE FUNDS - SUMMARY DESCRIPTION The city currently has four active special revenue funds. Special revenue funds are used to account for the proceeds of specific revenue sources that are restricted, committed, or assigned to expenditures for specific purposes other than debt service or capital projects. Unlike the General Fund, the budgets of special revenue funds do not always balance. Special revenue funds use the modified accrual basis of accounting for both financial reporting and budgeting purposes. BUDGET ISSUES Each special revenue fund has specific challenges that will be addressed in the narrative for each fund. BUDGET SUMMARY TOTAL SPECIAL REVENUE FUNDS 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJ ECTED BUDGET CHANGE Property Taxes 749,881$ 771,390$ 851,300$ 852,765$ 873,000$ 2.5% Tax Increments 679,925 707,824 617,344 732,688 630,344 2.1% Franchise & Other Taxes 634 690 - 662 - --- Intergovernmental Revenues - 227,827 - 725,000 425,000 --- Charges for Services 1,413,407 542,346 456,600 828,981 931,900 104.1% Miscellaneous 254,230 172,626 209,756 340,373 67,756 -67.7% Operating Transfers In - 425,000 325,000 2,368 6,000 -98.2% TOTAL REVENUES 3,098,077$ 2,847,703$ 2,460,000$ 3,482,837$ 2,934,000$ 19.3% EXPENDITURES Personnel Services 1,261,954$ 1,008,315$ 880,961$ 923,700$ 1,246,373$ 41.5% Supplies 194,706 96,372 78,420 56,259 120,900 54.2% Other Services & Charges 1,171,929 2,069,919 737,295 997,976 962,826 30.6% Capital Outlay 528,605 403,069 190,324 31,516 191,976 0.9% Operating Transfers Out 230,000 200,000 200,000 623,700 197,925 -1.0% TOTAL EXPENDITURES 3,387,194$ 3,777,675$ 2,087,000$ 2,633,152$ 2,720,000$ 30.3% FUND BALANCE - JANUARY 1 8,772,303$ 8,483,186$ 7,553,214$ 7,553,214$ 8,402,899$ Excess (Deficiency) of Revenues over Expenditures (289,117) (929,972) 373,000 849,685 214,000 FUND BALANCE - DECEMBER 31 8,483,186$ 7,553,214$ 7,926,214$ 8,402,899$ 8,616,899$ 147 ECONOMIC DEVELOPMENT AUTHORITY FUND (213-46301) DEPARTMENT: Economic Development SUPERVISOR: Economic Development Manager ACTIVITY SCOPE: The Monticello Economic Development Authority (EDA) is responsible for the on-going redevelopment efforts within the city. This consists of housing and businesses, including all related public improvements and land acquisitions. These programs are administered, based on direction of the EDA board, by the Economic Development Manager. In addition, all tax increment financing districts are initiated and administered by the EDA. There are currently 9 active tax increment districts and 2 decertified, active districts. 3 additional TIF district applications have been received and are in the process of approval. The EDA also administers loans to city businesses, based on local, state, and federal criteria. Businesses who will generate higher paying jobs in the community are prime candidates for these loans. OBJECTIVES: 1. Explore medical manufacturing, food-related, and data center facilities for Monticello. 2. Promote city's fiber optics network to attract and retain businesses. 3. Implement short, intermediate, and long-term objectives outlined in the TIF Analysis and Management Plan. 4. Continue to implement Embracing Downtown Plan. 5. Continue to purchase land that makes sense for redevelopment purposes. 6. Continue to market the Monticello business center. 7. Implement training/education program for existing businesses and future workforce. 8. Utilize Jobz Bill to initiate private development/redevelopment. 9. Work with community development department and developers to create upper-end housing in Monticello. 10. Explore options to generate additional electrical supply to industrial areas. 11. Explore options to relocate electrical substation from Cargill's downtown site to create expansion opportunities. 12. Implement recommendations from consultants regarding uses of funds available in TIF District 1-22. 13. Engage in the Greater MSP organization. 14. Implement monitoring/tracking methods for EDA programs. 15. Continue to build a more robust website and marketing brand. ISSUES: 1. Consistent administration of city policies, plans, ordinances, guidelines, statutes, etc. 2. Need for higher wage jobs in the community. 148 MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: This budget represents the Monticello Economic Development Authority programs and general administration activities. The main revenue source for the EDA Fund is tax increments from the various districts. One district collected increment for the first time in 2020, and one has an estimated first increment in 2022. Under Section 469.033, subd. 6, of the HRA Act, the HRA’s special benefit tax is levied annually and is limited to 0.0185% of the taxable market value. The increase in miscellaneous revenues in 2021 was an anticipated land sale. The higher capital outlay expenditures in 2020 were for relocation costs in preparation for redevelopment of Block 52. Expenditures include administrative costs, pay-as-you-go payments to various development projects, and a transfer to debt service funds for its share of the 2011A refunding improvement bond, which financed an interchange project in tax increment district 1-34. Much of the fund balance is non-spendable (land held for resale) or restricted to specific activities such as development in tax increment districts and loans to qualifying businesses. Measurement 2019 2020 2021 2022 Property acquisitions 2 4 1 1 GMEF loans outstanding 2 2 3 5 Active TIF districts 8 10 11 14 EDA FUND 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 347,881$ 354,390$ 366,300$ 367,765$ 388,000$ 5.9% Tax Increments 679,925 707,824 617,344 732,688 630,344 2.1% Franchise & Other Taxes 634 690 - 662 - --- Intergovernmental Revenues - 185,000 - - 25,000 --- Charges for Services - 4,550 - 26,951 - --- Miscellaneous 157,644 82,465 202,356 304,001 43,656 -78.4% Operating Transfers In - - - 2,368 6,000 --- TOTAL REVENUES 1,186,084$ 1,334,919$ 1,186,000$ 1,434,435$ 1,093,000$ -7.8% EXPENDITURES Personnel Services 127,129$ 134,190$ 137,597$ 131,343$ 172,135$ 25.1% Supplies 146 - 200 54 200 0.0% Other Services & Charges 601,606 1,757,517 289,879 595,446 324,764 12.0% Capital Outlay 154,404 35,496 190,324 31,516 191,976 0.9% Operating Transfers Out 230,000 200,000 200,000 198,700 197,925 -1.0% TOTAL EXPENDITURES 1,113,285$ 2,127,203$ 818,000$ 957,060$ 887,000$ 8.4% FUND BALANCE - JANUARY 1 7,240,465$ 7,313,264$ 6,520,980$ 6,520,980$ 6,998,356$ Excess (Deficiency) of Revenues over Expenditures 72,799 (792,284) 368,000 477,376 206,000 FUND BALANCE - DECEMBER 31 7,313,264$ 6,520,980$ 6,888,980$ 6,998,356$ 7,204,356$ 149 CEMETERY FUND (215-49010) DEPARTMENT: Recreation and Culture SUPERVISOR: Parks Superintendent ACTIVITY SCOPE: The Cemetery Fund sustains itself with revenues from plot sales and from services, such as excavations, staking for monuments, memorial programs, and perpetual care. The city maintains two cemeteries: Riverside and Hillside. Staff assists customers/visitors with memorials and perpetual care for both. Hillside cemetery is no longer open to burial and expenditures are recorded through park operations in the General Fund. An ossuary- columbarium was purchased in 2019 that is also accounted for in this fund. OBJECTIVES: 1. Serve the public in a courteous, professional manner. 2. Maintain cemetery grounds and grave markers. ISSUES: 1. Increasing maintenance costs. 2. Competition from cremations. MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Plot occupied 3,575 3,598 3,626 3,626 Plots reserved 683 683 683 683 Plots available for sale 1,132 1,119 1,092 1,092 Number of plots sold 10 11 23 20 Number of internments 21 22 28 20 Number of markers staked 12 15 9 9 Columbarium slots occupied -6 9 13 Columbarium slots reserved 2 2 3 3 Columbarium slots available 94 88 84 80 Columbarium slots sold -6 4 4 Ossuary slots occupied ---- Ossuary slots reserved 50 50 50 50 Ossuary slots available 265 265 265 265 Ossuary slots sold 50 0 0 0 150 BUDGET: BUDGET COMMENTARY: In 2019, the city acquired an ossuary-columbarium. Other expenditures are estimated near prior year levels. 2019 charges for services includes the sale of 50 ossuary slots to a local hospital for $20,000. CEMETERY 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJ ECTED BUDGET CHANGE Charges for Services 52,405$ 40,884$ 32,900$ 53,891$ 32,900$ 0.0% Miscellaneous 1,670 15,701 100 (282) 100 0.0% TOTAL REVENUES 54,075$ 56,585$ 33,000$ 53,609$ 33,000$ 0.0% EXPENDITURES Personnel Services 2,597$ 2,982$ 2,652$ 3,628$ 2,228$ -16.0% Supplies 2,338 60 1,100 1,314 1,100 0.0% Other Services & Charges 20,219 24,279 29,248 23,823 29,672 1.4% Capital Outlay 54,906 - - - - --- TOTAL EXPENDITURES 80,060$ 27,321$ 33,000$ 28,764$ 33,000$ 0.0% FUND BALANCE - JANUARY 1 52,060$ 26,075$ 55,339$ 55,339$ 80,183$ Excess (Deficiency) of Revenues over Expenditures (25,985) 29,264 - 24,844 - FUND BALANCE - DECEMBER 31 26,075$ 55,339$ 55,339$ 80,183$ 80,183$ 151 SMALL CITIES DEVELOPMENT PROGRAM (SCDP) FUND (221-46500) DEPARTMENT: Small Cities Development Program Fund SUPERVISOR: Community Development Director ACTIVITY SCOPE: Following state and federal guidelines, the SCDP Fund administers loans to local businesses. OBJECTIVES: 1. Match available funds with qualifying businesses in Monticello. ISSUES: 1. Number of qualified businesses in Monticello. 2. Loan program and bank requirements. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: Repayment of loans and interest earned on investments make up the anticipated activity in 2022. The city’s pooled investment market value adjustment was negative in 2021, offsetting much of the interest earned on the outstanding loan. Measurement 2019 2020 2021 2022 Loans outstanding 1 1 1 1 SCDP FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Miscellaneous 31,382$ 20,173$ 5,000$ 84$ 8,000$ 60.0% FUND BALANCE - JANUARY 1 872,983$ 904,365$ 924,538$ 924,538$ 924,622$ Excess (Deficiency) of Revenues over Expenditures 31,382 20,173 5,000 84 8,000 FUND BALANCE - DECEMBER 31 904,365$ 924,538$ 929,538$ 924,622$ 932,622$ 152 COMMUNITY CENTER FUND (226-4512x) DEPARTMENT: Community Center SUPERVISOR: Parks, Arts & Recreation Director ACTIVITY SCOPE: The Monticello Community Center (MCC) provides space for a variety of recreational, professional, and educational opportunities. Expenditures for the community center are divided into six activities: administration, rentals and events, aquatics, guest services and concessions, maintenance, and programming. OBJECTIVES: 1. Develop a plan for the area previously used as a wheel park (skateboard, bike, and rollerblade) including design, financing, construction, and marketing. 2. Develop an on-line registration system for program and membership sign up. 3. Provide facility improvements to increase customers. 4. Improve financial controls and budget management. ISSUES: 1. Staff turnover and vacancies. 2. Limitations to facility size and parking availability. 3. Competition from other fitness facilities. 4. Segregation of revenues and expenditures to various community center activities. 5. Safety regulations related to business operations in the COVID-19 pandemic. MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Customer visits, number of 184,106 71,632 94,448 113,337 Gross program sales 112,506$ 17,930$ 44,937$ 53,924$ Annual memberships 1,457 1,150 343 411 Monthly memberships 1,878 1,433 843 1,011 Three-month memberships 1,749 308 153 183 Ratio of annual memberships to other memberships 0.40 0.66 0.34 0.34 Rental revenue 197,352$ 73,096$ 127,144$ 152,573$ Numbers dropped significantly in 2020 due to the COVID-19 pandemic. 2022 amounts are estimated conservatively as local operations restrictions are subject to change. 153 BUDGET: BUDGET COMMENTARY: The MCC’s largest revenue sources are charges for services (memberships and day passes) and property taxes. Other revenues include concession sales, room rentals, and program fees. While charges for services are typically the largest source of revenue, the COVID-19 pandemic forced closure of the facility for 4 months in 2020. The closure created great financial burden on the Community Center which caused an increased reliance on property taxes and a transfer from the Liquor Fund to avoid a negative fund balance. Activities in the facility increased in 2021, while still impacted by the pandemic. Use of $725,000 of American Rescue Plan Act (ARPA) funding in 2021 brought back stability to the fund balance. The current labor market necessitated a larger increase for many of the part time positions. Uncertainty over how quickly patron levels will return to pre-pandemic levers, the 2022 budget is conservative in estimating revenues and liberal in estimating potential costs. For 2020, all capital expenditures were halted when the pandemic began and are delayed conserving resources. Capital outlay in 2022 relates to security camera upgrades, which are handled through the IT Services internal service fund. COMMUNITY CENTER 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 402,000$ 417,000$ 485,000$ 485,000$ 485,000$ 0.0% Intergovernmental Revenues - 42,827 - 725,000 400,000 --- Charges for Services 1,361,002 496,912 423,700 748,139 899,000 112.2% Miscellaneous 63,534 54,287 2,300 36,570 16,000 595.7% Operating Transfers In - 425,000 325,000 - - -100.0% TOTAL REVENUES 1,826,536$ 1,436,026$ 1,236,000$ 1,994,709$ 1,800,000$ 45.6% EXPENDITURES Personnel Services 1,132,228$ 871,143$ 740,712$ 788,729$ 1,072,010$ 44.7% Supplies 192,222 96,312 77,120 54,891 119,600 55.1% Other Services & Charges 550,104 288,123 418,168 378,708 608,390 45.5% Capital Outlay 319,295 367,573 - - - --- Operating Transfers Out - - - 425,000 - --- TOTAL EXPENDITURES 2,193,849$ 1,623,151$ 1,236,000$ 1,647,328$ 1,800,000$ 45.6% FUND BALANCE - JANUARY 1 606,795$ 239,482$ 52,357$ 52,357$ 399,738$ Excess (Deficiency) of Revenues over Expenditures (367,313) (187,125) - 347,381 - FUND BALANCE - DECEMBER 31 239,482$ 52,357$ 52,357$ 399,738$ 399,738$ 154 2022 ADOPTED BUDGETDebt Service Funds DEBT SERVICE FUNDS - SUMMARY DESCRIPTION Debt services funds are used to account for the accumulation of resources for the payment of general long-term debt, excluding debt issued by an enterprise or internal service fund. Debt service funds use the modified accrual basis of accounting for both financial reporting and budgeting purposes. The city has seven active debt service (sub)funds that are combined into one debt service fund for financial reporting. BUDGET ISSUES The city's bond rating was downgraded from Aa3 to A2 by Moody's Investor Services in 2012. This rating was upgraded to A1 with the sale of the city’s 2019A debt issue in 2019 and affirmed with the city’s 2020A debt issue. See individual (sub)funds for the purpose and budget issues facing each debt service (sub)fund. Fund balances in some (sub)funds declined with early bond redemptions. BUDGET SUMMARY TOTAL DEBT SERVICE FUNDS 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 2,227,646$ 2,939,987$ 2,831,479$ 2,831,479$ 2,311,400$ -18.4% Special Assessments 373,337 469,028 229,595 272,950 222,472 -3.1% Miscellaneous 48,275 15,864 8,926 (7,195) 7,203 -19.3% Operating Transfers In 345,000 200,000 200,000 3,975,237 197,925 -1.0% TOTAL REVENUES 2,994,258$ 3,624,879$ 3,270,000$ 7,072,472$ 2,739,000$ -16.2% EXPENDITURES Other Services & Charges -$ 1,372$ -$ 8,850$ 1,200$ --- Debt Service 3,489,241 4,140,536 3,325,000 7,243,943 2,812,800 -15.4% Operating Transfers Out 75,000 - - - 111,000 --- TOTAL EXPENDITURES 3,564,241$ 4,141,908$ 3,325,000$ 7,252,793$ 2,925,000$ -12.0% FUND BALANCE - JANUARY 1 2,391,544$ 1,821,561$ 1,304,532$ 1,304,532$ 1,124,210$ Excess (Deficiency) of Revenues over Expenditures (569,983) (517,029) (55,000) (180,322) (186,000) FUND BALANCE - DECEMBER 31 1,821,561$ 1,304,532$ 1,249,532$ 1,124,210$ 938,210$ 155 2011A G.O. BOND SUB-FUND (312-47000) DEPARTMENT: Debt Service SUPERVISOR: Finance Director ACTIVITY SCOPE: The 2011A G.O. Refunding Bonds refinanced the 2005A G.O. Improvement Bonds. The debt service schedule calls for semi-annual payments in February (principal and interest) and August (interest only). The average interest rate is 1.6112%. The 2011A bond was partially redeemed on February 1, 2020. OBJECTIVES: 1. Make scheduled debt payments in a timely manner. ISSUES: 1. Ensuring sufficient tax increment is received to make debt service payments. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Assessment balance $2,535,167 $0 $0 $0 Assessment balance deferred $1,972,819 $0 $0 $0 Deferred % of balance 78% 0% 0% 0% Delinquent balance $0 $0 $0 $0 Prepaid assessments $0 $0 $0 $0 Assessment rolls 4 0 0 0 Assessed parcels 7 0 0 0 2011A G.O. BOND FUND (2005A)2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 150,581$ 172,641$ -$ -$ -$ --- Special Assessments 52,715 113,348 - - - --- Miscellaneous 18,037 (8,015) 1,000 (77) 75 -92.5% Operating Transfers In 205,000 200,000 200,000 198,700 197,925 -1.0% TOTAL REVENUES 426,333$ 477,974$ 201,000$ 198,623$ 198,000$ -1.5% EXPENDITURES Other Services & Charges -$ 196$ -$ 1,357$ -$ --- Debt Service 429,521 1,259,466 200,000 199,175 199,000 -0.5% Operating Transfers Out - - - - 111,000 --- TOTAL EXPENDITURES 429,521$ 1,259,662$ 200,000$ 200,532$ 310,000$ 55.0% FUND BALANCE - JANUARY 1 896,336$ 893,148$ 111,460$ 111,460$ 109,551$ Excess (Deficiency) of Revenues over Expenditures (3,188) (781,688) 1,000 (1,909) (112,000) FUND BALANCE - DECEMBER 31 893,148$ 111,460$ 112,460$ 109,551$ (2,449)$ 156 BUDGET COMMENTARY: The city issued $10,735,000 in 2011 G.O. Refunding Bonds to advance refund the 2005A G.O. Improvement Bonds on February 1, 2013. The revenue sources include a combination of development fees, property taxes, special assessments, and tax increments. With the partial redemption in 2020, the remaining balance is expected to be paid using transfers in from tax increment received in the Economic Development Authority (EDA) fund. All assessment balances were transferred to the Capital Projects fund in 2020. REMAINING DEBT SERVICE: Payable Principal Interest Rate Total 2/1/2022 195,000$ 2,925$ 3.00% 197,925$ GO Refunding Bonds, Series 2011A 157 2015B G.O. BOND SUB-FUND (319-47000) DEPARTMENT: Debt Service SUPERVISOR: Finance Director ACTIVITY SCOPE: The 2015B G.O. Street Reconstruction and Improvement Bonds provided financing for School Boulevard, Fallon Avenue, and 85th Street improvements. This issue also provided financing for street and other infrastructure improvements in the area east of Highway 25 and north of Interstate 94. The city levies for the gap between annual debt service payments and annual assessment collections. The bonds have an average interest rate of 2.5856% and are redeemable in December of 2022. OBJECTIVES: 1. Make scheduled debt payments in a timely manner. 2. Redeem or refund when feasible. ISSUES: 1. Balancing the property tax levy for this bond with the needs of other debt. 2. Accumulating resources for early redemption. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Assessment balance $103,170 $92,013 $68,780 $51,585 Deferred assessments $0 $0 $0 $0 Deferred % of balance 0% 0% 0% 0% Delinquent balance $0 $0 $0 $0 Prepaid assessments $0 $0 $4,629 $0 Assessment rolls 1 1 2 1 Assessed parcels 1 1 28 1 2015B G.O. Bonds 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 200,905$ 198,385$ 201,115$ 201,115$ 192,650$ -4.2% Special Assessments 23,514 23,416 22,720 27,767 21,776 -4.2% Miscellaneous 4,448 2,557 1,165 (786) 1,574 35.1% TOTAL REVENUES 228,867$ 224,358$ 225,000$ 228,096$ 216,000$ -4.0% EXPENDITURES Other Services & Charges -$ 196$ -$ 357$ 200$ --- Debt Service 213,546 211,891 214,000 213,550 210,800 -1.5% TOTAL EXPENDITURES 213,546$ 212,087$ 214,000$ 213,907$ 211,000$ -1.4% FUND BALANCE - JANUARY 1 94,095$ 109,416$ 121,687$ 121,687$ 135,876$ Excess (Deficiency) of Revenues over Expenditures 15,321 12,271 11,000 14,189 5,000 FUND BALANCE - DECEMBER 31 109,416$ 121,687$ 132,687$ 135,876$ 140,876$ 158 BUDGET COMMENTARY: The $2,605,000 2015B G.O. bond issue has two components: $1,885,000 street reconstruction portion and $720,000 improvement portion. Property taxes support the reconstruction portion of the debt issue. The improvement portion is supported by a single assessment of $175,000 on school district property and property taxes. The tax levy covers the gap between assessment revenue and debt service payments. Developer fees were assessed to the platted parcels in 2021 causing an increase in assessment rolls and assessed parcels related to the bond issue. REMAINING DEBT SERVICE: Payable Principal Interes t Rate Total 6/15/2022 -$ 22,376$ 22,376$ 12/15/2022 165,000 22,376 2.00% 187,376 6/15/2023 - 20,724 20,724 12/15/2023 170,000 20,724 2.50% 190,724 6/15/2024 - 18,600 18,600 12/15/2024 175,000 18,600 2.50% 193,600 6/15/2025 - 16,413 16,413 12/15/2025 180,000 16,413 2.50% 196,413 6/15/2026 - 14,162 14,162 12/15/2026 185,000 14,162 2.50% 199,162 6/15/2027 - 11,850 11,850 12/15/2027 185,000 11,850 3.00% 196,850 6/15/2028 - 9,075 9,075 12/15/2028 195,000 9,075 3.00% 204,075 6/15/2029 - 6,150 6,150 12/15/2029 200,000 6,150 3.00% 206,150 6/15/2030 - 3,150 3,150 12/15/2030 210,000 3,150 3.00% 213,150 Total 1,665,000$ 245,000$ 1,910,000$ GO Bonds, Series 2015B 159 2016A G.O. BOND SUB-FUND (320-47000) DEPARTMENT: Debt Service SUPERVISOR: Finance Director ACTIVITY SCOPE: The 2016A G.O. Street Reconstruction and Improvement Bonds financed improvements included in the 2016 core street project and at the intersection of Highway 25 and 7th Street. The city levies for the gap between annual debt service payments and annual assessment collections. The bonds have an average interest rate of 2.1034% and are redeemable in December of 2023. OBJECTIVES: 1. Make scheduled debt payments in a timely manner. 2. Redeem or refund when feasible. ISSUES: 1. Balancing the property tax levy for this bond with the needs of other debt. 2. Accumulating resources for early redemption. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Assessment balance $516,625 $396,383 $316,688 $253,776 Deferred assessments $0 $0 $0 $0 Deferred % of balance 0% 0% 0% 0% Delinquent balance $0 $0 $0 $0 Prepaid assessments $21,619 $46,478 $9,621 $0 Assessment rolls 2 2 2 2 Assessed parcels 85 76 76 70 2016A G.O. Bonds 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 409,134$ 405,039$ 406,089$ 406,089$ 406,929$ 0.2% Special Assessments 123,176 145,564 81,422 91,510 78,800 -3.2% Miscellaneous 14,970 8,875 1,489 (2,524) 1,271 -14.6% TOTAL REVENUES 547,280$ 559,478$ 489,000$ 495,075$ 487,000$ -0.4% EXPENDITURES Other Services & Charges -$ 196$ -$ 357$ 200$ --- Debt Service 529,096 525,941 527,000 526,000 527,800 0.2% TOTAL EXPENDITURES 529,096$ 526,137$ 527,000$ 526,357$ 528,000$ 0.2% FUND BALANCE - JANUARY 1 348,442$ 366,626$ 399,967$ 399,967$ 368,685$ Excess (Deficiency) of Revenues over Expenditures 18,184 33,341 (38,000) (31,282) (41,000) FUND BALANCE - DECEMBER 31 366,626$ 399,967$ 361,967$ 368,685$ 327,685$ 160 BUDGET COMMENTARY: The $4,900,000 2016A G.O. bond issue has two components: $770,000 street reconstruction portion and $4,130,000 improvement portion. Property taxes support the reconstruction portion of the debt issue. The improvement portion is supported by assessments of $1,143,000 in the core street reconstruction area. Property taxes are levied for the gap between assessment revenue and debt service payments. Future levies will be adjusted to reflect assessment prepayments, interest earned on the prepayments and interest foregone on the prepayments. REMAINING DEBT SERVICE: Payable Principal Interes t Rate Total 6/15/2022 -$ 28,175$ 28,175$ 12/15/2022 470,000 28,175 2.00% 498,175 6/15/2023 - 23,475 23,475 12/15/2023 480,000 23,475 2.00% 503,475 6/15/2024 - 18,675 18,675 12/15/2024 490,000 18,675 2.00% 508,675 6/15/2025 - 13,775 13,775 12/15/2025 500,000 13,775 2.00% 513,775 6/15/2026 - 8,775 8,775 12/15/2026 510,000 8,775 2.00% 518,775 6/15/2027 - 3,675 3,675 12/15/2027 60,000 3,675 3.00% 63,675 6/15/2028 - 2,775 2,775 12/15/2028 60,000 2,775 3.00% 62,775 6/15/2029 - 1,875 1,875 12/15/2029 60,000 1,875 3.00% 61,875 6/15/2030 - 975 975 12/15/2030 65,000 975 3.00% 65,975 Total 2,695,000$ 204,350$ 2,899,350$ GO Bonds, Series 2016A 161 2017A G.O. BOND SUB-FUND (321-47000) DEPARTMENT: Debt Service SUPERVISOR: Finance Director ACTIVITY SCOPE: The 2017A G.O. Improvement and Abatement Bonds financed improvements to rural outlying roads and various other city street projects. Additionally, the issue provided funding for Fallon Avenue overpass right-of-way acquisition, engineering, and construction. The bonds have an average interest rate of 2.443% and are redeemable in December of 2026. OBJECTIVES: 1. Make scheduled debt payments in a timely manner. 2. Redeem or refund when feasible. ISSUES: 1. Balancing the property tax levy for this bond with the needs of other debt. 2. Accumulating resources for early redemption. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Assessment balance $262,955 $226,644 $191,502 $159,585 Deferred assessments $0 $0 $0 $0 Deferred % of balance 0% 0% 0% 0% Delinquent balance $0 $0 $0 $0 Prepaid assessments $77,483 $3,442 $2,763 $0 Assessment rolls 2 2 2 2 Assessed parcels 59 57 57 56 2017A G.O. Bonds 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 429,782$ 427,367$ 430,097$ 430,097$ 427,367$ -0.6% Special Assessments 137,796 47,347 42,577 46,859 41,120 -3.4% Miscellaneous 10,322 6,141 1,326 (1,787) 1,513 14.1% TOTAL REVENUES 577,900$ 480,855$ 474,000$ 475,169$ 470,000$ -0.8% EXPENDITURES Other Services & Charges -$ 196$ -$ 357$ 200$ --- Debt Service 472,286 470,731 473,000 472,390 470,800 -0.5% TOTAL EXPENDITURES 472,286$ 470,927$ 473,000$ 472,747$ 471,000$ -0.4% FUND BALANCE - JANUARY 1 163,015$ 268,629$ 278,557$ 278,557$ 280,979$ Excess (Deficiency) of Revenues over Expenditures 105,614 9,928 1,000 2,422 (1,000) FUND BALANCE - DECEMBER 31 268,629$ 278,557$ 279,557$ 280,979$ 279,979$ 162 BUDGET COMMENTARY: The $5,000,000 2017A G.O. bond issue has two components: $2,040,000 improvement portion and $2,960,000 abatement portion. Property taxes and assessments support the improvement portion of the debt issue. The abatement portion is supported by an abatement tax levy for bond principal and a debt service levy for bond interest. Property taxes will be levied for any gap between assessment revenue and debt service. REMAINING DEBT SERVICE: Payable Principal Interes t Rate Total 6/15/2022 -$ 42,171$ 42,171$ 12/15/2022 385,000 42,171 2.00% 427,171 6/15/2023 - 38,320 38,320 12/15/2023 390,000 38,320 2.00% 428,320 6/15/2024 - 34,420 34,420 12/15/2024 400,000 34,420 2.00% 434,420 6/15/2025 - 30,420 30,420 12/15/2025 410,000 30,420 2.00% 440,420 6/15/2026 - 26,320 26,320 12/15/2026 420,000 26,320 2.50% 446,320 6/15/2027 - 21,069 21,069 12/15/2027 430,000 21,069 2.50% 451,069 6/15/2028 - 15,695 15,695 12/15/2028 210,000 15,695 2.50% 225,695 6/15/2029 - 13,070 13,070 12/15/2029 215,000 13,070 2.60% 228,070 6/15/2030 - 10,275 10,275 12/15/2030 220,000 10,275 3.00% 230,275 6/15/2031 - 6,975 6,975 12/15/2031 230,000 6,975 3.00% 236,975 6/15/2032 - 3,525 3,525 12/15/2032 235,000 3,525 3.00% 238,525 Total 3,545,000$ 484,520$ 4,029,520$ GO Bonds, Series 2017A 163 2018A G.O. ABATEMENT BOND SUB-FUND (322-47000) DEPARTMENT: Debt Service SUPERVISOR: Finance Director ACTIVITY SCOPE: The 2018A G.O. Abatement Bonds provided funding for Fallon Avenue overpass right-of-way acquisition, engineering, and construction. This $5,000,000 issue does not provide financing for any other project types (improvement, street reconstruction, etc.). The bonds have an average interest rate of 3.151% and are redeemable in December of 2026. Abatement bonds were issued in 2019 to reimburse the city for the remaining costs on the overpass project. All three abatement issues (2017, 2018, and 2019) will have the same redemption date and term, with the last payment occurring in 2032. OBJECTIVES: 1. Make scheduled debt payments in a timely manner. 2. Redeem or refund when feasible. ISSUES: 1. Balancing the property tax levy for this bond with the needs of other debt. 2. Accumulating resources for early redemption. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The $5,000,000 2018A G.O. bond issue has only one component: Abatement. Property taxes are levied for annual principal and interest payments. A debt service levy covers the annual bond interest payment, and an abatement levy covers the annual bond principal payment. Measurement 2019 2020 2021 2022 Not Applicable 2018A G.O. Bonds 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes $500,000 $472,434 $448,077 $448,077 $451,812 0.8% Miscellaneous 3,027 1,817 923 (648) 1,188 28.7% TOTAL REVENUES $503,027 $474,251 $449,000 $447,429 $453,000 0.9% EXPENDITURES Other Services & Charges - 196 - 357 200 --- Debt Service 451,011 451,379 447,000 446,288 447,800 0.2% TOTAL EXPENDITURES 451,011$ 451,575$ 447,000$ 446,645$ 448,000$ 0.2% FUND BALANCE - JANUARY 1 5,027$ 57,043$ 79,719$ 79,719$ 80,503$ Excess (Deficiency) of Revenues over Expenditures 52,016 22,676 2,000 784 5,000 FUND BALANCE - DECEMBER 31 57,043$ 79,719$ 81,719$ 80,503$ 85,503$ 164 REMAINING DEBT SERVICE: Payable Principal Interest Rate Total 6/15/2022 -$ 63,244$ 63,244$ 12/15/2022 320,000 63,244 3.00% 383,244 6/15/2023 - 58,443 58,443 12/15/2023 330,000 58,443 3.00% 388,443 6/15/2024 - 53,494 53,494 12/15/2024 340,000 53,494 3.00% 393,494 6/15/2025 - 48,394 48,394 12/15/2025 350,000 48,394 3.00% 398,394 6/15/2026 - 43,143 43,143 12/15/2026 360,000 43,143 3.00% 403,143 6/15/2027 - 37,744 37,744 12/15/2027 370,000 37,744 3.00% 407,744 6/15/2028 - 32,194 32,194 12/15/2028 385,000 32,194 3.00% 417,194 6/15/2029 - 26,419 26,419 12/15/2029 395,000 26,419 3.00% 421,419 6/15/2030 - 20,494 20,494 12/15/2030 405,000 20,494 3.13% 425,494 6/15/2031 - 14,165 14,165 12/15/2031 420,000 14,165 3.25% 434,165 6/15/2032 - 7,341 7,341 12/15/2032 435,000 7,341 3.38% 442,341 Total 4,110,000$ 810,150$ 4,920,150$ GO Bonds, Series 2018A Abatement Bonds 165 2019A G.O. BOND SUB-FUND (323-47000) DEPARTMENT: Debt Service SUPERVISOR: Finance Director ACTIVITY SCOPE: The 2019A bonds financed the completion of the Fallon Avenue overpass, purchase of a fire ladder truck, construction of a new fire hall, and street improvements. The bonds have an average interest rate of 2.0825% and are redeemable in December of 2027. All three abatement issues (2017, 2018, and 2019) will have the same redemption date and term, with the last payment occurring in 2032. OBJECTIVES: 1. Make scheduled debt payments in a timely manner. 2. Redeem or refund when feasible. ISSUES: 1. Balancing the property tax levy for this bond with the needs of other debt. 2. Accumulating resources for early redemption. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Assessment balance $92,070 $81,840 $71,610 $61,380 Deferred assessments $0 $0 $0 $0 Deferred % of balance 0% 0% 0% 0% Delinquent balance $0 $0 $0 $0 Prepaid assessments $0 $0 $0 $0 Assessment rolls 1 1 1 1 Assessed parcels 9 9 9 9 2019A GO BONDS 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes -$ 728,620$ 714,945$ 714,945$ 709,446$ -0.8% Special Assessments - 14,833 14,322 14,322 13,810 -3.6% Miscellaneous 11 912 733 (536) 744 1.5% Operating Transfers In 5,000 - - - - --- TOTAL REVENUES 5,011$ 744,365$ 730,000$ 728,731$ 724,000$ -0.8% EXPENDITURES Other Services & Charges -$ 196$ -$ 4,357$ 200$ --- Debt Service - 709,686 715,000 714,088 718,800 0.5% TOTAL EXPENDITURES -$ 709,882$ 715,000$ 718,445$ 719,000$ 0.6% FUND BALANCE - JANUARY 1 -$ 5,011$ 39,494$ 39,494$ 49,780$ Excess (Deficiency) of Revenues over Expenditures 5,011 34,483 15,000 10,286 5,000 FUND BALANCE - DECEMBER 31 5,011$ 39,494$ 54,494$ 49,780$ 54,780$ 166 BUDGET COMMENTARY: The 2019A G.O. Bonds are comprised of four components: $1,040,000 abatement, $1,290,000 equipment, $5,350,000 CIP, and $320,000 street improvement. The revenue sources include a combination of existing city funds, property taxes, and special assessments. REMAINING DEBT SERVICE: Payable Principal Interest Rate Total 6/15/2022 -$ 71,194$ 71,194$ 12/15/2022 575,000 71,194 2.00% 646,194 6/15/2023 - 65,444 65,444 12/15/2023 580,000 65,444 2.00% 645,444 6/15/2024 - 59,643 59,643 12/15/2024 590,000 59,643 2.00% 649,643 6/15/2025 - 53,744 53,744 12/15/2025 605,000 53,744 2.00% 658,744 6/15/2026 - 47,694 47,694 12/15/2026 615,000 47,694 2.00% 662,694 6/15/2027 - 41,544 41,544 12/15/2027 630,000 41,544 2.00% 671,544 6/15/2028 - 35,244 35,244 12/15/2028 645,000 35,244 2.00% 680,244 6/15/2029 - 28,793 28,793 12/15/2029 455,000 28,793 2.00% 483,793 6/15/2030 - 24,244 24,244 12/15/2030 465,000 24,244 2.00% 489,244 6/15/2031 - 19,593 19,593 12/15/2031 475,000 19,593 2.10% 494,593 6/15/2032 - 14,606 14,606 12/15/2032 485,000 14,606 2.20% 499,606 6/15/2033 - 9,271 9,271 12/15/2033 405,000 9,271 2.25% 414,271 6/15/2034 - 4,715 4,715 12/15/2034 410,000 4,715 2.30% 414,715 Total 6,935,000$ 951,458$ 7,886,458$ GO Bonds, Series 2019A 167 2020A G.O. BOND SUB-FUND (324-47000) DEPARTMENT: Debt Service SUPERVISOR: Finance Director ACTIVITY SCOPE: The 2020A bonds financed the 2020 Street Improvement project. Excess proceeds are available to use on the 2022 Street Improvement project. The revenue sources include property taxes and special assessments. The city levies for the gap between annual debt service payments and annual assessment collections. The bonds have an average interest rate of 1.5067% and are redeemable in December of 2028. OBJECTIVES: 1. Make scheduled debt payments in a timely manner. 2. Redeem or refund when feasible. ISSUES: 1. Balancing the property tax levy for this bond with the needs of other debt. 2. Accumulating resources for early redemption. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Assessment balance - $508,813 $435,493 $387,104 Deferred assessments -$0 $0 $0 Deferred % of balance -0% 0% 0% Delinquent balance -$0 $0 $0 Prepaid assessments -$124,520 $22,831 $0 Assessment rolls -1 1 1 Assessed parcels -251 251 238 2020A GO BONDS 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes -$ -$ 117,586$ 117,586$ 123,196$ 4.8% Special Assessments - 124,520 68,554 92,491 66,966 -2.3% Miscellaneous - 414 860 (836) 838 -2.6% TOTAL REVENUES -$ 124,934$ 187,000$ 209,241$ 191,000$ 2.1% EXPENDITURES Other Services & Charges -$ -$ -$ 357$ 200$ --- Debt Service - - 236,000 234,982 237,800 0.8% TOTAL EXPENDITURES -$ -$ 236,000$ 235,339$ 238,000$ 0.8% FUND BALANCE - JANUARY 1 -$ -$ 124,934$ 124,934$ 98,836$ Excess (Deficiency) of Revenues over Expenditures - 124,934 (49,000) (26,098) (47,000) FUND BALANCE - DECEMBER 31 -$ 124,934$ 75,934$ 98,836$ 51,836$ 168 BUDGET COMMENTARY: The city issued the $2,155,000 2020A G.O. Bonds to finance the 2020 Street Improvement project. Property taxes and special assessments also support debt service payments. Expenditures consist of debt principal and interest payments and fiscal agent fees. REMAINING DEBT SERVICE: Payable Principal Interes t Rate Total 6/15/2022 -$ 15,659$ 15,659$ 12/15/2022 205,000 15,659 2.00% 220,659 6/15/2023 - 13,609 13,609 12/15/2023 210,000 13,609 2.00% 223,609 6/15/2024 - 11,509 11,509 12/15/2024 210,000 11,509 2.00% 221,509 6/15/2025 - 9,409 9,409 12/15/2025 215,000 9,409 0.45% 224,409 6/15/2026 - 8,925 8,925 12/15/2026 215,000 8,925 2.00% 223,925 6/15/2027 - 6,775 6,775 12/15/2027 220,000 6,775 2.00% 226,775 6/15/2028 - 4,575 4,575 12/15/2028 225,000 4,575 2.00% 229,575 6/15/2029 - 2,325 2,325 12/15/2029 230,000 2,325 1.00% 232,325 6/15/2030 - 1,175 1,175 12/15/2030 235,000 1,175 1.00% 236,175 Total 1,965,000$ 147,920$ 2,112,920$ GO Bonds, Series 2020A 169 CLOSED DEBT SERVICE FUNDS CLOSED FUNDS PRESENTED: • 2010A G.O. Improvement Bond Sub-Fund (317-47000) • 2014A G.O. Judgement Bond Sub-Fund (318-47000) CLOSED FUNDS BUDGETS: 2010A GO IMPROVEMENT BOND 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Special Assessments 36,136$ -$ -$ -$ -$ --- Miscellaneous (8,455) - - - - --- Operating Transfers In 135,000 - - - - --- TOTAL REVENUES 162,681$ -$ -$ -$ -$ --- EXPENDITURES Debt Service 881,424$ -$ -$ -$ -$ --- Operating Transfers Out 75,000 - - - - --- TOTAL EXPENDITURES 956,424$ -$ -$ -$ -$ --- FUND BALANCE - JANUARY 1 793,743$ -$ -$ -$ -$ Excess (Deficiency) of Revenues over Expenditures (793,743) - - - - FUND BALANCE - DECEMBER 31 -$ -$ -$ -$ -$ 2014A G.O. JUDGMENT BONDS 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 537,244$ 535,501$ 513,570$ 513,570$ -$ -100.0% Miscellaneous 5,915 3,163 1,430 - - -100.0% Operating Transfers In - - - 3,776,537 - --- TOTAL REVENUES 543,159$ 538,664$ 515,000$ 4,290,107$ -$ -100.0% EXPENDITURES Other Services & Charges -$ 196$ -$ 1,350$ -$ --- Debt Service 512,357 511,442 513,000 4,437,471 - -100.0% TOTAL EXPENDITURES 512,357$ 511,638$ 513,000$ 4,438,821$ -$ -100.0% FUND BALANCE - JANUARY 1 90,886$ 121,688$ 148,714$ 148,714$ -$ Excess (Deficiency) of Revenues over Expenditures 30,802 27,026 2,000 (148,714) - FUND BALANCE - DECEMBER 31 121,688$ 148,714$ 150,714$ -$ -$ 170 2022 ADOPTED BUDGETCapital Project Funds CAPITAL PROJECT FUNDS - SUMMARY DESCRIPTION Capital project funds are used to account for financial resources that are restricted, committed, or assigned to expenditure for capital outlays including the acquisition or construction of capital facilities and other capital assets—excluding capital assets financed by proprietary funds (enterprise or internal service). Capital project funds use the modified accrual basis of accounting for both financial reporting and budgeting purposes. The city currently has five active capital project funds. BUDGET ISSUES Financing capital asset additions or replacements has been an ongoing challenge, especially in an environment where the focus is on maintaining a low, stable property tax levy, and other traditional resources (Liquor Fund transfers) are diverted to other needs. See the individual funds for the budget issues facing each capital project fund. BUDGET SUMMARY TOTAL CAPITAL PROJECTS FUNDS 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJ ECTED BUDGET CHANGE Property Taxes 707,660$ 350,604$ 578,221$ 647,085$ 1,081,600$ 87.1% Franchise & Other Taxes $221,934 $224,030 $110,000 $189,460 $140,000 27.3% Intergovernmental Revenues 465,634 675,751 2,100,000 2,571,685 900,000 -57.1% Charges for Services 12,000 - - 23,492 - --- Special Assessments 338,542 162,789 205,575 1,193,133 207,671 1.0% Miscellaneous 541,957 434,396 102,204 6,116 261,729 156.1% Contributed Capital 159,779 333,550 - 271,840 - --- Operating Transfers In 5,558,040 2,135,000 1,094,000 3,201,427 111,000 -89.9% Debt Proceeds 8,131,662 2,256,280 - - - --- TOTAL REVENUES 16,137,208$ 6,572,400$ 4,190,000$ 8,104,238$ 2,702,000$ -35.5% EXPENDITURES Other Services & Charges 281,972$ 66,888$ -$ 100,813$ -$ --- Capital Outlay 7,484,899 4,476,428 2,440,000 4,243,249 7,290,000 198.8% Debt Service 138,350 53,475 - - - --- Operating Transfers Out 1,566,818 - 1,854,000 7,326,622 - -100.0% TOTAL EXPENDITURES 9,472,039$ 4,596,791$ 4,294,000$ 11,670,685$ 7,290,000$ 69.8% FUND BALANCE - JANUARY 1 11,896,847$ 18,562,016$ 20,537,625$ 20,537,625$ 16,971,178$ Excess (Deficiency) of Revenues over Expenditures 6,665,169 1,975,609 (104,000) (3,566,447) (4,588,000) FUND BALANCE - DECEMBER 31 18,562,016$ 20,537,625$ 20,433,625$ 16,971,178$ 12,383,178$ 171 CAPITAL PROJECT FUND (400-4xxxx) DEPARTMENT: Capital Project Fund SUPERVISOR: City Engineer/Public Works Director ACTIVITY SCOPE: The Capital Project Fund is a generic fund of the same type used to account for capital asset construction and acquisitions. Capital assets accounted for in this fund include street improvements or other infrastructure and buildings. OBJECTIVES: 1. Improve city infrastructure. 2. Extend city infrastructure to new developments. 3. Acquire large, non-proprietary fund, capital equipment (e.g. fire ladder truck) that the Central Equipment internal service fund cannot. ISSUES: 1. Funding growth and replacement improvements in a stable debt and property tax levy environment. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Projects supported 8 4 5 8 CAPITAL PROJECT FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Property Taxes 707,660$ 350,604$ 578,221$ 647,085$ 1,081,600$ 87.1% Franchise & Other Taxes 56,011 33,694 20,000 - - -100.0% Intergovernmental Revenues 465,634 675,751 2,100,000 2,571,685 900,000 -57.1% Charges for Services 12,000 - - 23,492 - --- Special Assessments 225,492 58,039 54,755 434,746 205,575 275.4% Miscellaneous 302,240 316,439 40,024 26,088 248,825 521.7% Contributed Capital - 333,550 - 271,840 - --- Operating Transfers In 3,383,040 1,900,000 - 2,088,430 111,000 --- Debt Proceeds 8,131,662 2,256,280 - - - --- TOTAL REVENUES 13,283,739$ 5,924,357$ 2,793,000$ 6,063,366$ 2,547,000$ -8.8% EXPENDITURES Other Services & Charges 82,352$ 66,888$ -$ 100,813$ -$ --- Capital Outlay 5,563,185 3,969,151 1,590,000 3,537,063 6,490,000 308.2% Debt Service 138,350 53,475 - - - --- Operating Transfers Out 5,000 - 200,000 3,976,538 - -100.0% TOTAL EXPENDITURES 5,788,887$ 4,089,514$ 1,790,000$ 7,614,415$ 6,490,000$ 262.6% FUND BALANCE - JANUARY 1 6,913,851$ 14,408,703$ 16,243,546$ 16,243,546$ 14,692,497$ Excess (Deficiency) of Revenues over Expenditures 7,494,852 1,834,843 1,003,000 (1,551,049) (3,943,000) FUND BALANCE - DECEMBER 31 14,408,703$ 16,243,546$ 17,246,546$ 14,692,497$ 10,749,497$ 172 BUDGET COMMENTARY: Intergovernmental revenues of $2.1 million were received in 2021 but are related to the Fallon Avenue Overpass project that was completed in 2018. The 2021 payoff of the Judgment portion of the 2014A bonds created capacity for the capital projects fund to levy about $500,000 more than it previously could in previous years. The 2022 property tax levy reduces the need for future debt and stabilizes the overall levy to accommodate future debt. The 2021 transfer in is from the closure of the Closed Bond fund. The Closed Bond fund tracked excess fund balance available after bonds were paid off, but the fund was presented in conjunction with the Capital Projects fund, so the city formally combined them in 2021. For 2022, notable projects include: Planning for a new public works facility - $500,000; 2022 Streets & Sidewalk Improvements project - $1,700,000; Planning and Grading work for the Pointes at Cedar development area - $2,700,000; replacement engine for the fire department - $725,000. Some funding is budgeted to come from fund balance. 173 STREET LIGHTING IMPROVEMENT FUND (403-43162) DEPARTMENT: Public Works SUPERVISOR: City Engineer/Public Works Director ACTIVITY SCOPE: The Street Lighting Improvement Fund provides resources for improvements to the street lighting system. Electric franchise fees are the fund’s primary revenue sources. OBJECTIVES: 1. Upgrade traditional lights to colonial style lights. 2. Collaborate with MNDOT to add battery back-up to signals on TH25. 3. Replace and modify lighting system in the downtown area. 4. Add lighting for pathways and other high use areas. ISSUES: 1. Project scope and timing. 2. Develop a light replacement program with Wright Hennepin and Xcel Energy. 3. Verify lamp and fixture maintenance by utility companies. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: Electric franchise fees provide resources for lighting projects, often in conjunction with other street improvement projects. Capital outlays budgeted in 2022 include $425,000 for street re- lighting projects including School Boulevard and Fenning Avenue. Measurement 2019 2020 2021 2022 Projects supported 2 0 0 1 STREET LIGHT IMPROVEMENTS 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJ ECTED BUDGET CHANGE Franchise & Other Taxes 165,923$ 190,336$ 90,000$ 189,460$ 140,000$ 55.6% Miscellaneous 23,783 17,709 10,000 (5,181) 10,000 0.0% TOTAL REVENUES 189,706$ 208,045$ 100,000$ 184,279$ 150,000$ 50.0% EXPENDITURES Capital Outlay 3,787$ 621$ 100,000$ -$ 425,000$ 325.0% TOTAL EXPENDITURES 3,787$ 621$ 100,000$ -$ 425,000$ 325.0% FUND BALANCE - JANUARY 1 602,585$ 788,504$ 995,928$ 995,928$ 1,180,207$ Excess (Deficiency) of Revenues over Expenditures 185,919 207,424 - 184,279 (275,000) FUND BALANCE - DECEMBER 31 788,504$ 995,928$ 995,928$ 1,180,207$ 905,207$ 174 PARK & PATHWAY IMPROVEMENT FUND (404-45202) DEPARTMENT: Recreation & Culture SUPERVISOR: Parks Superintendent ACTIVITY SCOPE: Activities of the Park and Pathway Improvement Fund include updating and maintaining the city's pathway system. OBJECTIVES: 1. Improve pathways and parks systems. 2. Development of Bertram Chain of Lakes Park. ISSUES: 1. Time constraints of other projects. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: Transfers from other funds typically surpass all other revenue sources. When possible, the city transfers money into this fund prior to the year of expenditure. 2019 transfers in were from the Liquor Fund for construction of phase 1 at the Bertram Chain of Lakes (BCOL) Regional Park. 2021 transfers were due to the closure of the unused Streets Reconstruction Fund. The 2022 budgeted expenditure is related to trail improvements on School Boulevard from Fenning Avenue to the Cardinal Hills development. Measurement 2019 2020 2021 2022 Projects supported 4 4 2 1 PARK & PATHWAY IMPROVEMENT 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Miscellaneous 88,819$ 48,760$ 47,000$ (14,832)$ 2,000$ -95.7% Operating Transfers In 2,100,000 235,000 1,094,000 1,094,000 - -100.0% TOTAL REVENUES 2,188,819$ 283,760$ 1,141,000$ 1,079,168$ 2,000$ -99.8% EXPENDITURES Other Services & Charges 28,016$ -$ -$ -$ -$ --- Capital Outlay 1,917,927 506,656 750,000 678,183 375,000 -50.0% Operating Transfers Out - - - 18,997 - --- TOTAL EXPENDITURES 1,945,943$ 506,656$ 750,000$ 697,180$ 375,000$ -50.0% FUND BALANCE - JANUARY 1 696,465$ 939,341$ 716,445$ 716,445$ 1,098,433$ Excess (Deficiency) of Revenues over Expenditures 242,876 (222,896) 391,000 381,988 (373,000) FUND BALANCE - DECEMBER 31 939,341$ 716,445$ 1,107,445$ 1,098,433$ 725,433$ 175 PARK DEDICATION FUND (405-45202) DEPARTMENT: Public Works SUPERVISOR: Community Development Director ACTIVITY SCOPE: The Park Dedication Fund is used to account for funds charged to developers for future city park areas. OBJECTIVES: 1. Provide quality park area within walkable distance to all residential parcels in the City. ISSUES: 1. Economic impact on new development and home construction. MEASURABLE WORKLOAD DATA: BUDGET: BUDGET COMMENTARY: The Park Dedication Fund was created in 2021 to properly account for restricted park dedication fees received from developers for the construction of park areas within new developments. Park dedication fees are an irregular source of revenue because of unpredictable economic conditions and sporadic new development. Measurement 2019 2020 2021 2022 Acres deeded to city 3.45 1.96 0.00 2.00 Fees collected*-$ -$ -$ 200,000$ *Land may be donated by developer in lieu of paying a park dedication fee. PARK DEDICATION 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Special Assessments -$ -$ -$ 9,006$ 2,096$ --- Miscellaneous - - - 41 904 --- Operating Transfers In - - - 18,997 - --- TOTAL REVENUES -$ -$ -$ 28,044$ 3,000$ --- EXPENDITURES Capital Outlay -$ -$ -$ 28,003$ -$ --- TOTAL EXPENDITURES -$ -$ -$ 28,003$ -$ --- FUND BALANCE - JANUARY 1 -$ -$ -$ -$ 41$ Excess (Deficiency) of Revenues over Expenditures - - - 41 3,000 FUND BALANCE - DECEMBER 31 -$ -$ -$ 41$ 3,041$ 176 CLOSED CAPITAL PROJECTS FUNDS CLOSED FUNDS PRESENTED: • Closed Bond Fund (402-00000) • Stormwater Access Fund (263-43150) • Streets Reconstruction Fund (212-43121) CLOSED FUNDS BUDGETS: CLOSED BOND FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Special Assessments 77,974$ 104,750$ 150,820$ 749,381$ -$ -100.0% Miscellaneous 25,075 17,602 5,180 - - -100.0% Operating Transfers In 75,000 - - - - --- TOTAL REVENUES 178,049$ 122,352$ 156,000$ 749,381$ -$ -100.0% Operating Transfers Out -$ -$ -$ 1,663,431$ -$ --- TOTAL EXPENDITURES -$ -$ -$ 1,663,431$ -$ --- FUND BALANCE - JANUARY 1 613,649$ 791,698$ 914,050$ 914,050$ -$ Excess (Deficiency) of Revenues over Expenditures 178,049 122,352 156,000 (914,050) - FUND BALANCE - DECEMBER 31 791,698$ 914,050$ 1,070,050$ -$ -$ STORMWATER ACCESS FUND 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJ ECTED BUDGET CHANGE Special Assessments 35,076$ -$ -$ -$ -$ --- Miscellaneous 44,631 - - - - --- TOTAL REVENUES 239,486$ -$ -$ -$ -$ --- EXPENDITURES Other Services & Charges 171,604$ -$ -$ -$ -$ --- Operating Transfers Out 1,426,818 - - - - --- TOTAL EXPENDITURES 1,598,422$ -$ -$ -$ -$ --- FUND BALANCE - JANUARY 1 1,358,936$ -$ -$ -$ -$ Excess (Deficiency) of Revenues over Expenditures (1,358,936) - - - - FUND BALANCE - DECEMBER 31 -$ -$ -$ -$ -$ STREET RECONSTRUCTION FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Miscellaneous 57,409$ 33,886$ -$ -$ -$ --- EXPENDITURES Operating Transfers Out 135,000$ -$ 1,654,000$ 1,667,657$ -$ -100.0% FUND BALANCE - JANUARY 1 1,711,361$ 1,633,770$ 1,667,656$ 1,667,656$ -$ Excess (Deficiency) of Revenues over Expenditures (77,591) 33,886 (1,654,000) (1,667,656) - FUND BALANCE - DECEMBER 31 1,633,770$ 1,667,656$ 13,656$ -$ -$ 177 This page intentionally left blank. 178 2022 ADOPTED BUDGETEnterprise Funds ENTERPRISE FUNDS - SUMMARY DESCRIPTION Enterprise funds are used to report an activity for which a fee is charged to external users for goods or services. Unlike governmental funds, enterprise funds focus on the determination of operating income, changes in net position (or cost recovery), financial position, and cash flows. Enterprise funds use an accrual basis of accounting for financial reporting purposes. A modified accrual basis will be used for budgeting purposes in this report. Consequently, the bottom line for each enterprise fund is labeled fund balance rather than net position, which includes capital assets, long-term debt, and other noncurrent items. Fund balance in enterprise funds is roughly the same as working capital. The city currently has six active enterprise funds: Water, Sewer, Stormwater, Liquor (Hi-Way Liquors), Deputy Registrar (DMV), and Fiber Optics (FiberNet). BUDGET ISSUES Each enterprise fund has specific challenges that will be addressed in the narrative for each fund. BUDGET SUMMARY TOTAL ENTERPRISE FUNDS 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJ ECTED BUDGET CHANGE Sale of Goods 6,374,153$ 7,404,955$ 6,679,000$ 7,104,357$ 7,013,000$ 5.0% Licenses & Permits 3,255 3,095 2,000 5,350 2,000 0.0% Intergovernmental Revenues - - - 95,601 - --- Charges for Services 7,309,141 7,986,117 7,329,000 8,717,242 7,634,757 4.2% Special Assessments 38,590 14,179 38,000 98,695 38,000 0.0% Miscellaneous 690,075 296,319 96,000 (30,098) 135,243 40.9% Contributed Capital 645,580 809,394 75,000 664,726 75,000 0.0% Operating Transfers In 1,426,818 - 200,000 200,000 - -100.0% TOTAL REVENUES 16,487,612$ 16,514,059$ 14,419,000$ 16,909,815$ 14,898,000$ 3.3% EXPENDITURES Personnel Services 1,663,246$ 1,831,339$ 2,027,951$ 2,085,806$ 2,278,593$ 12.4% Supplies 5,090,456 5,856,726 5,449,799 5,592,137 5,699,100 4.6% Other Services & Charges 3,668,174 3,370,925 3,697,624 3,565,142 3,942,490 6.6% Capital Outlay 98,214 - 3,738,000 321,289 3,237,500 -13.4% Debt Service 364,106 70,257 366,626 64,371 361,317 -1.4% Operating Transfers Out 4,233,000 1,560,000 325,000 - - -100.0% TOTAL EXPENDITURES 15,117,196$ 12,689,247$ 15,605,000$ 11,628,746$ 15,519,000$ -0.6% FUND BALANCE - JANUARY 1 12,920,435$ 14,290,851$ 18,115,663$ 18,115,663$ 23,396,732$ Excess (Deficiency) of Revenues over Expenditures 1,370,416 3,824,812 (1,186,000) 5,281,069 (621,000) FUND BALANCE - DECEMBER 31 14,290,851$ 18,115,663$ 16,929,663$ 23,396,732$ 22,775,732$ 179 WATER FUND (601-4944x) DEPARTMENT: Public Works SUPERVISOR: Utilities Superintendent ACTIVITY SCOPE: The Water Fund is a self-sustaining city utility fund. The water department manages the water utility, providing a continuous supply of high-quality water to customers at a reasonable cost. The water system is maintained at proper pressure levels, and it is bacteria-free. Further, metering equipment is maintained to account for accurate usage and billing. OBJECTIVES: 1. Continue to add GPS data point to GIS system. 2. Improve well head protection program. 3. Advance installation of radio reading devices on water meters. ISSUES: 1. Additional state and federal regulations. 2. Aging water control system (SCADA). 3. Project demands on staff. MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Water customers 4,396 4,458 4,547 4,600 Meters read 52,752 53,496 54,564 55,200 Meters replaced 45 52 58 50 New meters installed 43 62 100 50 Water locates 2,404 2,018 2,289 2,500 Gallons pumped (MG)512 601 674 550 Valves maintained 447 120 533 202 Hydrants maintained 428 153 216 175 Times mains flushed 2 2 2 2 Mains/wells rebuilt 0 2 0 2 Water towers inspections 2 1 2 2 Reservoir inspections 0 1 1 1 Water samples to sent 186 190 191 190 Radio units installed 368 125 197 500 Service shut-offs 43 25 30 100 180 BUDGET: BUDGET COMMENTARY: The Water Fund’s main source of revenue is user charges. Rates increase 5% for the base charge and usage charges in 2022. Capital outlays in 2022 are for completion of a SCADA system upgrade. The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage adjustment. However, an updated allocation of utilities staff time leads to a decrease in wages in the Water Fund. Other services & charges increase due to additional engineering services and anticipated repairs and maintenance needed on equipment. The 2019-2020 transfers out were used in 2021 to acquire land for a new public works facility site. WATER FUND 2019 2020 2021 2021 2022 % REVEN UES ACTUAL ACTUAL BUDGET PROJ ECTED BUDGET CHANGE Licenses & Permits 3,255$ 3,095$ 2,000$ 5,350$ 2,000$ 0.0% Intergovernmental Revenues - - - 17,491 - --- Charges for Services 1,326,411 1,750,503 1,489,500 1,815,365 1,559,049 4.7% Special Assessments 27,370 13,960 38,000 37,421 38,000 0.0% Miscellaneous 220,632 141,264 55,500 37,752 55,951 0.8% Contributed Capital 333,327 34,602 15,000 78,430 15,000 0.0% TOTAL REVENUES 1,910,995$ 1,943,424$ 1,600,000$ 1,991,810$ 1,670,000$ 4.4% EXPENDITURES Personnel Services 269,252$ 250,345$ 372,229$ 275,291$ 357,798$ -3.9% Supplies 153,007 104,801 221,650 130,598 224,150 1.1% Other Services & Charges 267,713 339,048 491,121 377,896 513,052 4.5% Capital Outlay 98,214 - 850,000 160,645 650,000 -23.5% Operating Transfers Out 1,533,000 900,000 - - - --- TOTAL EXPENDITURES 2,321,186$ 1,594,194$ 1,935,000$ 944,430$ 1,745,000$ -9.8% FUND BALANCE - JANUARY 1 5,341,438$ 4,931,247$ 5,280,477$ 5,280,477$ 6,327,857$ Excess (Deficiency) of Revenues over Expenditures (410,191) 349,230 (335,000) 1,047,380 (75,000) FUND BALANCE - DECEMBER 31 4,931,247$ 5,280,477$ 4,945,477$ 6,327,857$ 6,252,857$ 181 SEWER FUND (602-49480 & 602-4949x) DEPARTMENT: Public Works SUPERVISOR: Utilities Superintendent ACTIVITY SCOPE: The Sewer Fund is a self-sustaining city utility fund. The Sewer Fund has three divisions: sanitary sewer administration, sanitary sewer collection operations and treatment plant operations. The water department manages the sanitary sewer system, and a private vendor provides treatment plant services. OBJECTIVES: 1. Continue to add GPS data points to GIS system. 2. Research alternative waste disposal options, including costs. 3. Advance long-range planning regarding plant capacity and expansion. 4. Monitor infiltration of ground water into the sanitary sewer system. ISSUES: 1. Treatment plant is nearing capacity. 2. Aging of control system (SCADA) and other assets. 3. Ground water infiltration. 4. Cost of treatment alternatives. MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Collection Sewer mains maintained 25 Miles 28 Miles 21 Miles 28 Miles Liftstations 7 7 7 7 Sewer main locates 2,404 2,018 2,289 2,500 Manholes maintained*728 344 385 400 New service hookups 42 62 105 50 Treatment Screw press influent flow (gals)6,596,750 5,778,250 7,226,500 6,500,000 Thickened sludge (wet tons)2,145 2,072 2,207 2,100 Thickened sludge (dry tons)336 314 336 325 Dry ton % of wet ton 15.7% 15.2% 15.2% 15.5% Raw influent flow (million gals)473 446 482 450 * Manholes are maintained by quadrants. Fewer manholes in one quadrant allows more time for cleaning longer main sewer lines. 182 BUDGET: BUDGET COMMENTARY: The Sewer Fund’s main source of revenue is user charges. Rates increase 5% for the base charge and usage charges in 2022. Operating transfers in were budgeted in 2021 to the sewer access charges sub-fund to replenish use of charges for debt service in prior years. The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage adjustment. Additionally, an updated allocation of utilities staff time leads to an increase in wages in the Sewer Fund. The city renewed its contract with a third-party provider of wastewater treatment plant management services for five years starting in 2018. Capital outlays in 2022 include $800,000 for completion of a SCADA upgrade and $375,000 for sewer line improvements and maintenance. SEWER FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Intergovernmental Revenues -$ -$ -$ 38,978$ -$ --- Charges for Services 3,338,788 3,346,053 2,890,000 3,658,444 3,020,000 4.5% Special Assessments 11,220 219 - 39,124 - --- Miscellaneous 179,948 74,575 30,000 (37,569) 30,000 0.0% Contributed Capital 312,253 84,521 - 257,766 - --- Operating Transfers In - - 200,000 200,000 - -100.0% TOTAL REVENUES 3,842,209$ 3,505,368$ 3,120,000$ 4,156,742$ 3,050,000$ -2.2% EXPENDITURES Personnel Services 358,413$ 354,812$ 384,021$ 433,294$ 383,531$ -0.1% Supplies 127,552 154,593 173,500 151,227 176,000 1.4% Other Services & Charges 1,187,303 1,153,829 1,274,853 1,245,362 1,338,152 5.0% Capital Outlay - - 1,680,000 160,645 1,217,000 -27.6% Debt Service 364,106 70,257 366,626 64,371 361,317 -1.4% Operating Transfers Out 600,000 - - - - --- TOTAL EXPENDITURES 2,637,374$ 1,733,491$ 3,879,000$ 2,054,899$ 3,476,000$ -10.4% FUND BALANCE - JANUARY 1 4,308,695$ 5,513,530$ 7,285,407$ 7,285,407$ 9,387,251$ Excess (Deficiency) of Revenues over Expenditures 1,204,835 1,771,877 (759,000) 2,101,844 (426,000) FUND BALANCE - DECEMBER 31 5,513,530$ 7,285,407$ 6,526,407$ 9,387,251$ 8,961,251$ 183 REMAINING DEBT SERVICE: Payable Principal Interest Rate Total Payable Principal Interest Rate Total 6/1/2022 -$ 22,203$ 22,203$ 2/20/2022 -$ 8,456$ 8,456$ 12/1/2022 200,000 22,203 2.35% 222,203 8/20/2022 106,000 8,456 1.06% 114,456 6/1/2023 - 19,853 19,853 2/20/2023 - 7,893 7,893 12/1/2023 205,000 19,853 2.60% 224,853 8/20/2023 107,000 7,893 1.06% 114,893 6/1/2024 - 17,188 17,188 2/20/2024 - 7,324 7,324 12/1/2024 210,000 17,188 2.75% 227,188 8/20/2024 108,000 7,324 1.06% 115,324 6/1/2025 - 14,300 14,300 2/20/2025 - 6,750 6,750 12/1/2025 215,000 14,300 3.00% 229,300 8/20/2025 109,000 6,750 1.06% 115,750 6/1/2026 - 11,075 11,075 2/20/2026 - 6,171 6,171 12/1/2026 225,000 11,075 3.00% 236,075 8/20/2026 111,000 6,171 1.06% 117,171 6/1/2027 - 7,700 7,700 2/20/2027 - 5,581 5,581 12/1/2027 230,000 7,700 3.20% 237,700 8/20/2027 112,000 5,581 1.06% 117,581 6/1/2028 - 4,020 4,020 2/20/2028 - 4,985 4,985 12/1/2028 240,000 4,020 3.35% 244,020 8/20/2028 113,000 4,985 1.06% 117,985 Total 1,525,000$ 192,675$ 1,717,675$ 2/20/2029 - 4,385 4,385 *Original redemption date was December 1, 2021.8/20/2029 114,000 4,385 1.06% 118,385 2/20/2030 - 3,779 3,779 8/20/2030 115,000 3,779 1.06% 118,779 2/20/2031 - 3,168 3,168 8/20/2031 117,000 3,168 1.06% 120,168 2/20/2032 - 2,546 2,546 8/20/2032 118,000 2,546 1.06% 120,546 2/20/2033 - 1,919 1,919 8/20/2033 119,000 1,919 1.06% 120,919 2/20/2034 - 1,286 1,286 8/20/2034 120,000 1,286 1.06% 121,286 2/20/2035 - 648 648 8/20/2035 122,000 648 1.06% 122,648 Total 1,591,000$ 129,782$ 1,720,782$ MPFA-15-0004-R-FY16GO Wastewater Treatment Bonds, Series 2013B 184 CONTRACTED WASTEWATER TREATMENT PLANT SERVICES: The city started directly paying for chemicals (polymer) in 2018. Electricity and gas charges were assumed by the city in 2016 and are not reported above as a contract cost. The waste disposal biosolids site was abandoned in 2014 when the new screw press technology was installed. Year Service Change $ Change % 2013 562,361$ 17,572$ 3.2% 2014 585,096$ 22,735$ 4.0% 2015 582,360$ (2,736)$ -0.5% 2016 582,360$ -$ 0.0% 2017 593,196$ 10,836$ 1.9% 2018 563,394$ (29,802)$ -5.0% 2019 577,476$ 14,082$ 2.5% 2020 591,913$ 14,437$ 2.5% 2021 606,711$ 14,798$ 2.5% 2022 621,882$ 15,171$ 2.5% Schedule of Non-Reimbursables (O&M Services) $- $100 $200 $300 $400 $500 $600 $700 2013201420152016201720182019202020212022ThousandsO&M Services Costs Year R&M Polymer Hauling Landfill Electricity Gas Total 2013 89,620$ 17,453$ -$ -$ 170,538$ 46,498$ 324,109$ 2014 57,884 62,736 32,949 33,237 160,826 68,417 416,049 2015 50,239 35,091 25,808 28,374 145,833 44,093 329,438 2016 52,872 32,396 20,876 30,784 - - 136,928 2017 54,705 33,019 23,145 51,057 - - 161,926 2018 61,020 - 39,249 67,654 - - 167,923 2019 43,570 - 34,073 70,871 - - 148,514 2020 56,583 - 28,842 67,993 - - 153,418 2021* 55,500 - 37,200 51,300 - - 144,000 2022* 55,500 - 37,200 51,300 - - 144,000 *Budgeted Schedule of Reimbursable Costs $- $100 $200 $300 $400 2013 2014 2015 2016 2017 2018 2019 2020 2021*2022*ThousandsReimbursable Costs 2013-2022 R&M Polymer Hauling Landfill Electricity Gas 185 STORMWATER FUND (652-4948x) DEPARTMENT: Public Works SUPERVISOR: Utilities Superintendent ACTIVITY SCOPE: The Stormwater Fund, established in 2019, is a self-sustaining city utility fund. The streets and engineering department manages the water quality utility, which includes street sweeping, MS4 management, storm sewer televising and cleaning, pond maintenance, and system enhancements. OBJECTIVES: 1. Monitor, repair, and clean storm water trunk lines, laterals, structures, ditches, holding ponds, and structural pollution control devices. ISSUES: 1. Continued deterioration of storm water system, without proper funding for repairs, replacement, or improvements. 2. Educating the public on storm water operations. MEASURABLE WORKLOAD DATA: Measurement 2019* 2020 2021 2022 Stormwater main miles 72.5 73.0 73.5 74.0 Number of manholes 1,645 1,655 1,631 1,640 Number of ponds 107 109 112 113 Number of outfalls 31 31 29 29 Number of stormwater BMPs**49 50 50 53 Gopher 1 utility locates 2,404 2,018 2,100 2,100 *2019 activity was accounted for in the General Fund. **BMPs = best managemet practices 186 BUDGET: BUDGET COMMENTARY: The Stormwater Fund’s main source of revenue is user charges in the form of a stormwater fee, which is based on 1 drainage unit per residence and 7 drainage units per impervious acre for non-residential properties. The fee was established in July 2019. The fee increases from $3 to $4 per drainage unit per month for 2022. Personnel services consists of wages previously allocated to the streets and engineering departments. Other services & charges include engineering fees and licenses & permits. Capital outlay consists of expenditures for stormwater improvements. STORMWATER FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Intergovernmental Revenues -$ -$ -$ 39,132$ -$ --- Charges for Services 61,757 241,873 386,000 356,457 386,000 0.0% Special Assessments - - - 22,150 - --- Miscellaneous 372 2,030 2,000 (7,722) 2,000 0.0% Contributed Capital - 690,271 60,000 328,530 60,000 0.0% Operating Transfers In 1,426,818 - - - - --- TOTAL REVENUES 1,488,947$ 934,174$ 448,000$ 738,547$ 448,000$ 0.0% EXPENDITURES Personnel Services -$ 127,167$ 107,055$ 157,307$ 143,044$ 33.6% Supplies - 641 21,000 418 21,000 0.0% Other Services & Charges - 10,468 29,945 65,470 40,956 36.8% Capital Outlay - - 700,000 - 1,177,000 68.1% TOTAL EXPENDITURES -$ 138,276$ 858,000$ 223,195$ 1,382,000$ 61.1% FUND BALANCE - JANUARY 1 -$ 1,488,947$ 2,284,845$ 2,284,845$ 2,800,197$ Excess (Deficiency) of Revenues over Expenditures 1,488,947 795,898 (410,000) 515,352 (934,000) FUND BALANCE - DECEMBER 31 1,488,947$ 2,284,845$ 1,874,845$ 2,800,197$ 1,866,197$ 187 LIQUOR FUND (609-4975x) DEPARTMENT: Liquor Fund SUPERVISOR: Liquor Store Manager ACTIVITY SCOPE: The Liquor Fund provides customers with the opportunity to purchase alcohol and other related products. Profits from store operations are used to support other city funds and activities. OBJECTIVES: 1. Match product selection to changes in demand. 2. Enhance alcohol training program for all liquor store employees. 3. Elevate store attractiveness through customer focused improvements. 4. Boost sales to existing customers. 5. Increase sales per transaction. 6. Improve gross profit margin [1 – (cost/price)]. 7. Grow customer base and sales by aggressively marketing the store. ISSUES: 1. Promote and control the safe and responsible sale of alcohol. 2. Competitive pricing. 3. Staff turnover. 4. Proposed legislative action to allow liquor sales in retail stores, thereby causing more competition. 5. Balancing sharp increase in demand during COVID-19 in 2020 with staffing levels and physical space of the store. 6. Decreased demand in 2021 as restrictions placed onto on-sale establishments during the height of the pandemic were lifted. MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Gross profit 1,672,955$ 1,903,732$ 1,909,014$ 1,915,000$ Gross profit % of sales 26% 26% 27% 27% Sales per square foot $724 $842 $808 $841 Total number of sales 267,273 260,957 250,894 255,000 Staff hours worked 23,800 21,828 21,641 22,000 Sales per hour worked 11.2 12.0 11.6 11.6 Average sale (including tax)$26.19 $31.19 $31.14 $30.00 188 BUDGET: BUDGET COMMENTARY: Hi-Way Liquors is a profitable city enterprise fund, with excess cash directed toward special projects or other needs. Revenues are generated by the sale of alcoholic beverages and liquor- industry related merchandise. The 2019 transfers out include $2,100,000 to the Parks and Pathway Improvement Fund for phase 1 of the Bertram Chain of Lakes (BCOL) regional park development. The 2020 projected transfers out include $235,000 to the Parks and Pathway Improvement Fund for installation of a turn lane on Briarwood by BCOL and $425,000 to the Community Center Fund for roof repairs and operating shortfalls because of the COVID-19 pandemic. The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage increase for existing staff and the addition of another full-time clerk. Budgeted revenues are conservatively estimated. LIQUOR FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Sale of Goods 6,374,153$ 7,404,955$ 6,679,000$ 7,104,357$ 7,013,000$ 5.0% Miscellaneous 55,889 23,827 5,000 (9,069) 12,000 140.0% TOTAL REVENUES 6,430,042$ 7,428,782$ 6,684,000$ 7,095,288$ 7,025,000$ 5.1% EXPENDITURES Personnel Services 625,051$ 628,667$ 701,811$ 675,850$ 757,420$ 7.9% Supplies 4,719,040 5,477,861 4,923,749 5,189,566 5,167,350 4.9% Other Services & Charges 257,521 247,714 258,440 241,524 300,230 16.2% Capital Outlay - - 50,000 - 10,000 -80.0% Operating Transfers Out 2,100,000 660,000 325,000 - - -100.0% TOTAL EXPENDITURES 7,701,612$ 7,014,242$ 6,259,000$ 6,106,940$ 6,235,000$ -0.4% FUND BALANCE - JANUARY 1 1,871,630$ 600,060$ 1,014,600$ 1,014,600$ 2,002,948$ Excess (Deficiency) of Revenues over Expenditures (1,271,570) 414,540 425,000 988,348 790,000 FUND BALANCE - DECEMBER 31 600,060$ 1,014,600$ 1,439,600$ 2,002,948$ 2,792,948$ 189 DEPUTY REGISTRAR FUND (653-41990) DEPARTMENT: Deputy Registrar (DMV) SUPERVISOR: DMV Manager ACTIVITY SCOPE: The Deputy Registrar (DMV) is a city-based service entity, which assists customers with the purchase of vehicle license plates/tabs, DNR licenses, and other licenses as required by Minnesota state agencies. The DMV is one of four limited driver’s license agents in Wright County. A limited agent can process change of address and lost license applications for driver’s licenses. Furthermore, the DMV facility leases space to FiberNet operations and the Community Center. OBJECTIVES: 1. Market DMV services to public and dealerships. 2. Expand and improve customer service. 3. Update employee training and certifications. 4. To provide a well-maintained building. ISSUES: 1. Changes to state licensing regulations. 2. Availability/limitations of state portal for license processing (MNLARS). 3. Providing some services with little or no revenue. 4. Competition with other customer options: other DMVs, on-line, and mail-in. 5. Use of second floor by other city departments possibly impacting operations (noise level, etc.) MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Outcome/Effectiveness: License Revenue $787,658 $800,666 $936,870 $900,000 Revenue per staff hour $48.57 $49.51 $52.06 $52.94 Net revenue per staff hour $20.53 $16.87 $20.14 $20.00 Efficiency: Transactions per hour 8.6 7.9 5.7 8.1 Work Load: Total transactions 139,965 127,128 101,784 138,225 129,825 115,466 88,875 125,000 DNR transactions 8,148 8,424 8,759 8,900 Game & Fish transactions 709 311 265 325 Driver's license transactions 1,283 2,927 3,885 4,000 Staff hours 16,218 16,172 17,997 17,000 Dealerships serviced 30 32 32 34 *The transition to the State's MNLARS system in mid-2019 & to the new MNDrive system in late 2020 creates skewed transaction numbers due to the differences in how transactions are count. Motor vehicle transactions* 190 BUDGET:     BUDGET COMMENTARY:  The main revenue source for the DMV is the fees charged for the issuance of various licenses.  The 2022 personnel services budget includes a full step increase and a 3.0% market rate wage  adjustment. Capital outlay budgeted in 2021 was for a remodel of the first floor of the City‐ owned Prairie Center building for a new DMV location. This new location is closer to the city’s  core campus including the Monticello Community Center and City Hall, Parks facility, Library,  and Liquor Store. Revenue by service type: DNR licenses = $2‐$7; game & fish licenses = $1;  driver’s licenses = $8; motor vehicle transactions = $6‐$10. Revenues are always estimated  conservatively. The 2022 budget reflects prior year levels for utilities in the former Prairie  Center Building department in the General Fund with an increase in building maintenance costs  due to the increase usage of the building.   DEPUTY REGISTRAR 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Charges for Services 788,032$ 800,954$ 700,500$ 941,759$ 800,000$ 14.2% Miscellaneous 215,693 40,622 1,500 (11,516) 25,000 1566.7% TOTAL REVENUES 1,003,725$ 841,576$ 702,000$ 930,243$ 825,000$ 17.5% EXPENDITURES Personnel Services 410,286$ 466,262$ 456,535$ 541,800$ 630,525$ 38.1% Supplies 9,936 7,109 9,900 10,977 10,600 7.1% Other Services & Charges 46,277 47,183 53,565 46,983 89,875 67.8% Capital Outlay - - 125,000 - - -100.0% TOTAL EXPENDITURES 466,499$ 520,554$ 645,000$ 599,761$ 731,000$ 13.3% FUND BALANCE - JANUARY 1 990,502$ 1,527,728$ 1,848,750$ 1,848,750$ 2,179,232$ Excess (Deficiency) of Revenues over Expenditures 537,226 321,022 57,000 330,482 94,000 FUND BALANCE - DECEMBER 31 1,527,728$ 1,848,750$ 1,905,750$ 2,179,232$ 2,273,232$ 191 FIBER OPTICS FUND (656-4987x) DEPARTMENT: Fiber Optics Fund SUPERVISOR: City Administrator/Finance Director ACTIVITY SCOPE: As with all enterprise funds, the goal of the Fiber Optics Fund is to become a self-sustaining enterprise. Fiber Optics delivers internet, phone, and cable television services to customers within the city. Residential and commercial customers can subscribe to individual or bundled services. OBJECTIVES: 1. Offer a variety of internet speeds and cable packages to customers. 2. Increase subscribers and subscriptions. 3. Minimize subsidy from other funds. ISSUES: 1. Competition from other service providers. 2. Industry trends (cord cutting, etc.). 3. Various legal aspects of operating a telecommunication business. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Internet subscibers 1,631 1,801 1,808 1,850 Phone subscribers 354 315 297 280 Cable TV subscribers 385 323 289 265 FIBER OPTICS 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Charges for Services 1,794,153$ 1,846,734$ 1,863,000$ 1,945,217$ 1,869,708$ 0.4% Miscellaneous 17,541 14,001 2,000 (1,974) 10,292 414.6% TOTAL REVENUES 1,811,694$ 1,860,735$ 1,865,000$ 1,997,185$ 1,880,000$ 0.8% EXPENDITURES Personnel Services 244$ 4,086$ 6,300$ 2,264$ 6,275$ -0.4% Supplies 80,921 111,721 100,000 109,351 100,000 0.0% Other Services & Charges 1,909,360 1,572,683 1,589,700 1,587,906 1,660,225 4.4% Capital Outlay - - 333,000 - 183,500 -44.9% TOTAL EXPENDITURES 1,990,525$ 1,688,490$ 2,029,000$ 1,699,521$ 1,950,000$ -3.9% FUND BALANCE - JANUARY 1 408,170$ 229,339$ 401,584$ 401,584$ 699,248$ Excess (Deficiency) of Revenues over Expenditures (178,831) 172,245 (164,000) 297,664 (70,000) FUND BALANCE - DECEMBER 31 229,339$ 401,584$ 237,584$ 699,248$ 629,248$ 192 BUDGET COMMENTARY: Revenues in the Fiber Optics Fund come from charges to subscribers, and expenditures are incurred in operating the system. 2019 was the first year where Fibernet operations were positive, and a transfer from the Liquor Fund was not needed. Personnel services (employee costs) were eliminated in July of 2016 with the outsourcing of operations to a third party. There are some minor employee costs still allocated the fund. The 2022 budget includes $183,500 in capital outlay for system improvements to new service areas. 193 This page intentionally left blank. 194 2022 ADOPTED BUDGETInternal Service Funds INTERNAL SERVICE FUNDS - SUMMARY DESCRIPTION Internal service funds are a proprietary fund type that may be used to report any activity that provides goods or services to other funds, departments, or agencies of the primary government and its component units, or to other governments, on a cost-reimbursement basis. Internal service funds use an accrual basis of accounting for financial reporting purposes. A modified accrual basis will be used for budgeting purposes in this report. Consequently, the bottom line for each fund is labeled fund balance rather than net position, which includes capital assets, long-term debt, and other noncurrent items. Fund balance in an internal service fund is roughly the same as working capital. The city currently has four active internal service funds: Facilities Maintenance, IT Services, Central Equipment, and Benefit Accrual. BUDGET ISSUES Each internal service fund has specific challenges that will be addressed in the narrative for each fund. BUDGET SUMMARY TOTAL INTERNAL SERVICE FUNDS 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Charges for Services 690,701$ 562,341$ 989,100$ 964,548$ 1,330,400$ 34.5% Miscellaneous 39,208 24,969 9,900 40,774 14,600 47.5% Contributed Capital - - - 44,955 - --- Operating Transfers In 200,000 - 560,000 1,573,657 - -100.0% TOTAL REVENUES 929,909$ 587,310$ 1,559,000$ 2,623,933$ 1,345,000$ -13.7% EXPENDITURES Personnel Services 29,841$ 6,541$ 261,772$ 89,051$ 243,848$ -6.8% Supplies 16,147 98,905 51,700 66,767 172,420 233.5% Other Services & Charges 126,928 235,292 225,028 296,406 283,452 26.0% Capital Outlay 193,494 11,597 939,500 78,522 1,034,280 10.1% Debt Service 131,477 10,168 67,000 6,658 66,000 -1.5% TOTAL EXPENDITURES 497,887$ 362,503$ 1,545,000$ 537,404$ 1,800,000$ 16.5% FUND BALANCE - JANUARY 1 928,158$ 1,360,180$ 1,584,987$ 1,584,987$ 3,671,517$ Excess (Deficiency) of Revenues over Expenditures 432,022 224,807 14,000 2,086,530 (455,000) FUND BALANCE - DECEMBER 31 1,360,180$ 1,584,987$ 1,598,987$ 3,671,517$ 3,216,517$ 195 FACILITIES MAINTENANCE FUND (701-00000) DEPARTMENT: Public Works SUPERVISOR: Public Works Director ACTIVITY SCOPE: The Facilities Maintenance Fund is a self-sustaining internal service fund. Once operational, the Public Works Director oversees a Facilities Maintenance Manager who manages the city’s various facilities. The fund’s revenues are derived from service charges to the budget unit of each facility that receives services. Service charges are adjusted annually to cover all operating maintenance costs. OBJECTIVES: 1. Centralize and standardize management of city facilities. 2. Provide financial management stability to each budget unit. ISSUES: 1. Appropriate costs distribution. 2. Coordination of service delivery to multiple departments and budget units. MEASURABLE WORKLOAD DATA: BUDGET: Measurement 2019 2020 2021 2022 Buildings maintained --18 18 R&M orders --318 1,272 R&M order hours --209 834 Hours per R&M service order --0.7 0.7 Total R&M service order costs $- $- $91,704 $320,965 R&M service cost per order $- $- $288.38 $252.33 Note: The Facilities Maintenance department was created in 3rd quarter 2021. FACILITIES MAINTENANCE 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Charges for Services -$ -$ 292,000$ 160,139$ 325,000$ 11.3% TOTAL REVENUES -$ -$ 292,000$ 160,139$ 325,000$ 11.3% EXPENDITURES Personnel Services -$ -$ 203,772$ 74,340$ 134,103$ -34.2% Supplies - - 38,000 21,885 123,000 223.7% Other Services & Charges - - 50,228 97,769 27,897 -44.5% Capital Outlay - - - - 40,000 --- TOTAL EXPENDITURES -$ -$ 292,000$ 193,994$ 325,000$ 11.3% FUND BALANCE - JANUARY 1 -$ -$ -$ -$ (33,855)$ Excess (Deficiency) of Revenues over Expenditures - - - (33,855) - FUND BALANCE - DECEMBER 31 -$ -$ -$ (33,855)$ (33,855)$ 196 BUDGET COMMENTARY: The Facilities Maintenance Fund’s main source of revenue is internal user charges, and the fund accounts for all activity supporting the city’s facilities, including the Community Center/City Hall, Public Works, Fire station, Hi-Way Liquors, the DMV, FM facility, animal control facility, and Library. 197 IT SERVICES FUND (702-00000) DEPARTMENT: Finance SUPERVISOR: Finance Director ACTIVITY SCOPE: The IT (Information Technology) Services Fund is a self-sustaining internal service fund. The finance department manages the network of servers and peripheral equipment to provide continuity and accountability for IT related services. The fund’s revenues are derived from service charges to each budget unit receiving IT services. Service charges are adjusted annually to cover all current costs plus a portion of capital outlays. OBJECTIVES: 1. Centralize provision of information technology services into one fund. 2. Improve management of IT resources. 3. Distribute capital costs over multiple annual reporting periods. 4. Provide financial management stability to each budget unit. ISSUES: 1. Appropriate costs distribution. 2. Coordination of service delivery to multiple departments and budget units. 3. Increasing threats to cyber security. MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Work Load: Number of employees 0 0 1 1 Number of clients/users 94 91 88 90 Number of PC, servers, and network devices 162 122 126 126 Network availability (estimate)99% 99% 98% 99% 198 BUDGET: BUDGET COMMENTARY: The IT Services Fund’s main source of revenue is internal user charges. The IT Services Fund accounts for all activity supporting the city’s information technology infrastructure, including servers, routers, PCs, printers, copiers, phones, and professional services. The city added an internal staff position in 2021. Additional devices were purchased in 2020 due to the Federal CARES Act grant providing a funding source for upgrading the city’s IT environment with the need to telework during the COVID-19 pandemic. A desire to account for all departments’ IT- related purchases, managed by the IT Technician, through this internal service fund led to an increased budget in 2022. IT SERVICES 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Charges for Services 249,200$ 225,000$ 244,500$ 270,566$ 421,000$ 72.2% Miscellaneous 7,084 5,621 3,500 (749) 4,000 14.3% TOTAL REVENUES 256,284$ 230,621$ 248,000$ 269,817$ 425,000$ 71.4% EXPENDITURES Personnel Services -$ -$ 42,000$ 33,237$ 97,745$ 132.7% Supplies 16,147 98,905 13,700 44,882 49,420 260.7% Other Services & Charges 126,928 235,292 174,800 198,637 255,555 46.2% Capital Outlay 7,468 11,597 17,500 35,353 22,280 27.3% TOTAL EXPENDITURES 150,543$ 345,794$ 248,000$ 312,109$ 425,000$ 71.4% FUND BALANCE - JANUARY 1 276,816$ 382,557$ 267,384$ 267,384$ 225,092$ Excess (Deficiency) of Revenues over Expenditures 105,741 (115,173) - (42,292) - FUND BALANCE - DECEMBER 31 382,557$ 267,384$ 267,384$ 225,092$ 225,092$ 199 CENTRAL EQUIPMENT FUND (703-00000) DEPARTMENT: Finance SUPERVISOR: Finance Director ACTIVITY SCOPE: The Central Equipment Fund is a self-sustaining internal service fund. The finance department participates along with various department directors and division leaders in the acquisition of capital assets. The acquired capital asset is charged back against the benefitting budget unit through rental charges over a set number of years. The rental charge reflects depreciation plus inflation. Service charges for each asset are fixed for the duration of rental payments. OBJECTIVES: 1. Build mechanism for replacing capital assets into annual budgets. 2. Improve management of capital assets. 3. Distribute capital costs over multiple annual reporting periods. 4. Provide financial management stability to each budget unit. ISSUES: 1. Appropriate cost distribution over multiple accounting periods. 2. Efficient coordination of asset replacement activities. 3. Demands on staff. MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Outcome/Effectiveness: Annual cost recovery 298,900$ 330,800$ 552,369$ 578,400$ Total costs of assets acquired 295,303$ 375,450$ 1,269,093$ 972,000$ Efficiency: Cost recovery as % of acquired assets 101% 88% 44% 60% Work Load: Number of fund assets 31 37 53 66 200 BUDGET: BUDGET COMMENTARY: The Central Equipment Fund’s main source of revenue is internal rental charges. The city issued $515,000 in G.O. bonds in 2014 to finance the acquisition of a fire tender and a plow truck. The 2021 operating transfers came from the closure of the Streets Reconstruction capital projects fund and excess fund balance in the General Fund, which will help the fund with future equipment purchases. The 2022 budgeted equipment acquisitions: [public works equipment] engineering inspection vehicle - $35,000; paver and trailer - $130,000; dump truck - $350,000; 1.5-ton truck - $80,000; mini loader - $100,000; [recreation equipment] Kawasaki Mule - $15,000; two (2) Toro 7200D mowers - $42,000; Toro 4100D mower - $87,000; Isuzu - $63,000; [public safety] building inspection vehicles - $70,000. REMAINING DEBT SERVICE: CENTRAL EQUIPMENT FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Charges for Services 330,800$ 330,800$ 436,600$ 552,369$ 572,400$ 31.1% Miscellaneous 22,537 12,421 3,400 43,422 10,600 211.8% Contributed Capital - - - 44,955 - --- Operating Transfers In 200,000 - 560,000 1,573,657 - -100.0% TOTAL REVENUES 553,337$ 343,221$ 1,000,000$ 2,214,402$ 583,000$ -41.7% EXPENDITURES Capital Outlay 186,026$ -$ 922,000$ 43,169$ 972,000$ 5.4% Debt Service 131,477 10,168 67,000 6,658 66,000 -1.5% TOTAL EXPENDITURES 317,503$ 10,168$ 989,000$ 49,827$ 1,038,000$ 5.0% FUND BALANCE - JANUARY 1 393,703$ 629,537$ 962,590$ 962,590$ 3,127,165$ Excess (Deficiency) of Revenues over Expenditures 235,834 333,053 11,000 2,164,575 (455,000) FUND BALANCE - DECEMBER 31 629,537$ 962,590$ 973,590$ 3,127,165$ 2,672,165$ Payable Principal Interest Rate Total 6/15/2022 -$ 2,610$ 2,610$ 12/15/2022 60,000 2,610 2.75% 62,610 6/15/2023 - 1,785 1,785 12/15/2023 60,000 1,785 2.90% 61,785 6/15/2024 - 915 915 12/15/2024 60,000 915 3.05% 60,915 Total 180,000$ 10,620$ 190,620$ GO Bonds, Series 2014A (Equipment Portion) 201 BENEFIT ACCRUAL FUND (704-00000) DEPARTMENT: Finance SUPERVISOR: Finance Director ACTIVITY SCOPE: The Benefit Accrual Fund is a self-sustaining internal service fund. The finance department, supervisors and the human resources manager oversee vacation, sick leave, and paid-time-off (PTO) benefits. The non-enterprise fund liability for this benefit is recorded in the Benefit Accrual Fund. Enterprise funds maintain the liability for employees involved in enterprise operations. Expenditures in each governmental fund budget unit are adjusted annually to reflect changes to the liability caused by the employees of that budget unit. OBJECTIVES: 1. Build mechanism for recording governmental fund liability for paid leaves. 2. Improve management of vacation, sick, and PTO leave. 3. Distribute accumulating paid leave costs to budget units. 4. Provide financial management stability to each budget unit. ISSUES: 1. Increasing cost of paid leave benefits. 2. Stability of liability based on accumulation of additional leave. MEASURABLE WORKLOAD DATA: Measurement 2019 2020 2021 2022 Outcome/Effectiveness: Annual hours accrued: PTO 8,905 8,719 9,391 9,500 Vacation & Sick Leave 816 613 272 272 Balance of accrued hours: PTO 7,949 9,134 9,127 8,500 Vacation & Sick Leave 2,770 1,907 647 650 Efficiency: Annual hours accrued per employee: PTO 175 156 168 167 Vacation & Sick Leave 272 307 272 272 Work Load: Employees accruing hours: PTO employees 51 56 56 57 Vacation & Sick Leave employees (pre-1990)3 2 1 1 202 BUDGET: BUDGET COMMENTARY: The Benefit Accrual Fund’s main source of revenue is internal charges to personnel services in three of the city’s main governmental funds: General Fund, Economic Development Authority Fund, and Monticello Community Center Fund. Personnel services expenditures in each governmental fund budget unit will be adjusted up or down based on the change in liability caused by each unit. The liability is based on the number of hours accrued multiplied by the hourly compensation for each individual. Employees can carry-over up to 320 hours of accrued PTO. BENEFIT ACCRUAL FUND 2019 2020 2021 2021 2022 % REVENUES ACTUAL ACTUAL BUDGET PROJECTED BUDGET CHANGE Charges for Services 110,701$ 6,541$ 16,000$ (18,526)$ 12,000$ -25.0% Miscellaneous 9,587 6,927 3,000 (1,899) - -100.0% TOTAL REVENUES 120,288$ 13,468$ 19,000$ (20,424)$ 12,000$ -36.8% EXPENDITURES Personnel Services 29,841$ 6,541$ 16,000$ (18,526)$ 12,000$ -25.0% TOTAL EXPENDITURES 29,841$ 6,541$ 16,000$ (18,526)$ 12,000$ -25.0% FUND BALANCE - JANUARY 1 257,639$ 348,086$ 355,013$ 355,013$ 353,114$ Excess (Deficiency) of Revenues over Expenditures 90,447 6,927 3,000 (1,899) - FUND BALANCE - DECEMBER 31 348,086$ 355,013$ 358,013$ 353,114$ 353,114$ 203 This page intentionally left blank. 204 2022 ADOPTED BUDGETAppendix COMMUNITY, DEMOGRAPHIC, AND STATISTICAL INFORMATION Classified a 501(a) entity under the Internal Revenue Code, the city of Monticello was organized as a municipality in 1856. Monticello is located approximately 45 miles northwest of the Minneapolis-St. Paul metropolitan area along the I-94 corridor in Wright County. The 2020 U. S. Census estimated Monticello's population at 14,455, and the city encompasses an area of 8.94 square miles. The city operates under a statutory form of government. The mayor and four councilmembers (together known as "City Council") govern the city. The councilmembers are each elected to staggered, four-year terms and the mayor a two-year term. The mayor presides over and is a voting member of the City Council. The mayor is the chief authority for administering city government and appoints department heads, various board members and commission members. The City Council is the legislative body and meets twice per month. The City Council's main responsibilities are appropriating funds, setting salaries, adopting ordinances, and approving the budget. Monticello has a varied business community with a healthy mix of retail and manufacturing. City unemployment rates are like that of the state, but from 2015 to 2019, the state’s rate has been slightly lower, as shown below. Home to one of the two state nuclear generation plants, Monticello’s largest employer is Xcel Energy. Agri-giant Cargill also maintains a strong presence in the city. Average Employment Year Wright County Wright County State of Minnesota 2012 66,564 5.6%5.6% 2013 67,224 4.7%4.9% 2014 68,091 4.0%4.1% 2015 38,855 3.8%3.6% 2016 69,254 4.3%4.0% 2017 71,796 3.5%3.1% 2018 72,455 3.4%3.2% 2019 73,088 3.8%3.5% 2020 69,972 4.4%4.4% 2021 72,474 2.7%3.0% HISTORICAL EMPLOYMENT/UNEMPLOYMENT DATA (Rates are not compiled for individual communities within counties) Average Unemployment Employer Employees Xcel Energy (Northern States)600 ISD No. 882 (Monticello)576 CentraCare Health - Monticello 500 Cargill Kitchen Sol. (Sunny Fresh)350 Walmart Supercenter 300 City of Monticello 230 Home Depot 150 Target 150 Ultra Machining Corporation 140 Cub Foods 100 WSI Industries 100 TOP TEN CITY EMPLOYERS 205 Monticello’s population and households are roughly 0.25% of the state’s total for both measures. With a Walmart, Target, Home Depot, Runnings, and Mills Fleet Farm, it is no surprise that retail sales per person are higher than the state average. The following table contains selected facts about the city: The nuclear plant accounts for approximately 48% of the city’s net tax capacity. Xcel’s tax capacity and the council’s conservative tax levy philosophy are the main reasons the city tax capacity rate is the third lowest in Wright County. An Xcel plant valuation decline contributed to a 2019 tax rate increase. The tax base is about one-third residential and two-thirds commercial. People QuickFacts Monticello Minnesot a Population, 2021 estimate July 1 14,445 5,707,390 Population, Census, April 1, 2020 14,445 5,706,494 Population, percent change, April 1, 2020 to July 1, 2021 0.0% 0.0% Persons under 5 years, percent 8.8% 6.2% Persons under 18 years, percent 27.7% 23.1% Persons 65 years and over, percent 11.7% 16.3% Female persons, percent 51.2% 50.2% White persons, percent 89.8% 83.8% Hispanic or Lation, percent 8.2% 5.6% Housing units, July 1, 2019 X 2,477,753 Homeownership rate, 2015-2019 71.0% 71.6% Median value of owner-occupied housing units, 2015-2019 $199,900 $223,900 Households, 2015-2019 5,092 2,185,603 Persons per household, 2015-2019 2.63 2.49 Retail sales per capita, 2012 $26,746 $14,667 Median household income, 2015-2019 $70,394 $71,306 Per capita money income in the past 12 months, 2015-2019 $28,965 $37,625 Populatiom per square mile, 2010 1,427.2 66.6 Land area in square miles, 2010 8.94 79,626.74 2019 2020 2021 2022 2021-22 2021-22 City Tax Rate Tax Rate Tax Rate Tax Rate Change Change % City of St. Michael 36.939 36.691 35.817 33.909 -1.908 -5.6% City of Otsego 36.060 35.099 34.653 34.545 -0.108 -0.3% City of Monticello 34.262 34.967 35.659 36.536 0.877 2.4% City of Hanover 43.935 44.889 46.491 43.569 -2.922 -6.7% City of Rockford 50.931 48.674 44.345 43.836 -0.509 -1.2% City of Albertville 47.294 47.067 46.801 46.355 -0.446 -1.0% City of Dayton 55.212 54.139 51.378 47.733 -3.645 -7.6% City of Delano 53.399 52.913 49.369 49.061 -0.308 -0.6% City of Montrose 56.457 50.952 51.607 51.719 0.112 0.2% City of Annandale 58.156 55.706 54.571 54.606 0.035 0.1% City of Buffalo 57.199 55.811 54.256 55.034 0.778 1.4% City of Waverly 69.011 64.252 60.997 57.262 -3.735 -6.5% City of Maple Lake 66.307 65.428 61.994 62.164 0.170 0.3% City of Howard Lake 70.532 70.889 72.596 67.661 -4.935 -7.3% City of Cokato 77.029 71.410 68.015 68.079 0.064 0.1% City of Clearwater 71.144 72.662 69.513 69.978 0.465 0.7% City of South Haven 113.063 105.298 91.707 90.696 -1.011 -1.1% CITY TAX RATES IN WRIGHT COUNTY, MINNESOTA 206 Monticello grew by approximately 13% in the last ten years. The city has undeveloped commercial and residential real estate and is positioned well to benefit from more urban flight from the Twin Cities. Access to major transportation corridors makes the city an ideal location for future growth. The following table includes population statistics over the last ten years: Year Population Change 2012 12,840 81 2013 12,901 61 2014 12,993 92 2015 13,125 132 2016 13,311 186 2017 13,409 98 2018 13,553 144 2019 13,782 229 2020 13,886 104 2021 14,455 569 207 PROPERTY TAX BASICS Assessment and classification The property tax system is a continuous cycle, but it effectively begins with the estimation of property market values by local assessors. Assessors attempt to determine the approximate selling price of each parcel of property based on the current market conditions. Along with the market value determination, a property class is assigned to each parcel of property based on the use of the property. For example, property that is owner-occupied as a personal residence is classified as a residential homestead. The “use class” is important because the Minnesota system, in effect, assigns a weight to each class of property. Generally, properties that are associated with income production (e.g., commercial, and industrial properties) have a higher classification weight than other properties. The property classification system defines the tax capacity of each parcel as a percentage of each parcel’s market value. For example, a $75,000 home which is classified as a residential homestead has a class rate of 1.0 percent and therefore has a tax capacity of $75,000 x .01 or $750. (A sample of the class rates is included in the table on the next page.) [parcel market value] * [class rate] = [parcel tax capacity] The next step in calculating the tax burden for a parcel involves the determination of each local unit of government’s property tax levy. The city, county, school district, and any special property taxing authorities must establish their levy by December 28 of the year preceding the year in which taxpayers will pay the levy. The property tax levy is set after the consideration of all other revenues including state aids such as LGA. [city budget] - [all non-property tax revenues] = [city levy] Local tax rates Local governments do not directly set a tax rate. Instead, the tax rate is a function of the levy and the total tax base. To compute the local tax rate, a county must determine the total tax capacity to be used for spreading the levies. The total tax capacity is computed by first aggregating the tax capacities of all parcels within the city. Several adjustments to this total must be made because not all tax capacity is available for general tax purposes. The result of this calculation produces taxable tax capacity. Taxable tax capacity is used to determine the local tax rates. [city levy] / [taxable tax capacity] = [city tax rate] Parcel tax calculations The property tax bill for each parcel of property is determined by multiplying the parcel’s tax capacity by the total local tax rate. The tax statement for each individual parcel itemizes the taxes for the county, municipality, school district, and any special taxing authorities. [parcel tax capacity] * [total local tax rate] = [parcel property tax bill] Terms Defined Class rates - The percent of market value set by state law that establishes the property’s tax capacity subject to the property tax. See table below for a sample list of class rates. 208 Local tax rate - The rate used to compute taxes for each parcel of property. Local tax rate is computed by dividing the certified levy (after reduction for fiscal disparities distribution levy and disparity reduction) by the taxable tax capacity. Homestead Market Value Exclusion (HMVE) – Starting with taxes payable in 2012, eligible homesteads will pay property taxes on only a portion of the value of their homes. The maximum exclusion, 40% of value, occurs at home value of $76,000 and phases out as home value grows. Property class - The classification assigned to each parcel of property based on the use of the property. For example, owner-occupied residential property is classified as homestead. Tax capacity - The valuation of property based on market value and statutory class rates. The property tax for each parcel is based on its tax capacity. Truth-in-Taxation - The “taxation and notification law” which requires local governments to set estimated levies, inform taxpayers about the impacts, and announce which of their regularly scheduled council meetings will include a discussion of the budget and levy. Taxpayer input is taken at that meeting. Property Class Local Taxes Payable 2022 State Tax Payable 2022 Residential Homestead: No state tax 1st $500,000 1.00% >$500,000 1.25% Non-homestead Residential: No state tax Single unit: 1st $500,000 1.00% >$500,000 1.25% 2–3-unit buildings 1.25% Market-rate Apartments: 1.25% No state tax Commercial/Industrial: 1st $150,000 1.50% Subject to state levy >$150,000 2.00% (Commercial-industrial rate) Seasonal Recreational 1st $500,000 1.00% Subject to state levy >$500,000 1.25% (Commercial-industrial rate) 209 TRUTH-IN-TAXATION (TNT) TNT Summary Chart for Taxes Payable 2022 Date Action On or Before Sept. 30 All cities and special taxing districts (EDAs, HRAs, port authorities, etc.) must adopt any proposed property tax levy and certify the proposed levy to the county auditor. On or Before Sept. 30 At one meeting, the city council adopts the proposed property tax levy and announces the time and place of a future city council meeting at which the budget and levy will be discussed, and public input allowed, prior to final budget and levy determination. (September 13 & September 27, 2021) On or before Sept. 30 Cities must provide the county auditor with the following information: • The time and place of the meeting at which the budget and levy will be discussed, and public input allowed. (This public input meeting must occur after Nov. 24 and must start at or after 6 p.m. The time and place of the public input meeting must be included in the minutes, but newspaper publication of the minutes is not required.) • A phone number that city taxpayers may call if they have questions related to the auditor’s property tax notice; this does not require listing a private phone number. Nov. 11 to Nov. 24 County auditor prepares and sends parcels specific notices. Nov. 25 to Dec. 28 City council holds meeting to discuss the budget and property tax levy and, before a final determination, allows public input. (December 13, 2021) On or before Dec. 28 Cities must certify final property tax levy to the county auditor. Cities must also file the certificate of compliance (Form TNT) with the Department of Revenue by December 28th. (December 13, 2021) **The date an activity occurred is highlighted. 210 DEBT GUIDE Equipment Certificates/Capital Notes A statutory city may issue certificates of indebtedness or capital notes (Section 412.301) to purchase:  Public safety equipment, ambulance, and other medical equipment; road construction and maintenance equipment; and other capital equipment.  Computer hardware and software, whether bundled with machinery or equipment or un- bundled, together with application development services and training related to the use of the computer hardware or software. The statute does not define “other capital equipment.” Cities seeking to borrow for equipment not specifically listed should work with bond counsel to determine eligibility. The term of the Certificates/Notes cannot exceed 10 years from the dated date of the obligations. This limitation may affect the timing of principal and interest payments. This debt is subject to the debt limit. A reverse referendum provision applies if the amount of the borrowing exceeds 0.25% of the estimated market value of taxable property within the city. An election is required if a petition signed by voters equal to 10% of the voters in the last regular municipal election is submitted to the city clerk within 10 days after publication of the resolution authorizing the issuance of the Certificates/Notes. Different statutory authority exists for home rule charter cities (Section 410.32). Capital Notes issued by charter cities are subject to the same statutory requirements as statutory cities with the following exceptions:  The total principal amount of the capital notes issued in a fiscal year shall not exceed 0.03% of the estimated market value of taxable property in the city.  No reverse referendum provision applies, but issuance must be approved by a two-thirds vote of the city council.  Unless prohibited by the charter, these cities may also issue Capital Notes under the authority granted to statutory cities. Tax Abatement Bonds Tax Abatement Bonds (Section 469.1814) may be used to finance a variety of development activities and public improvements. The statute allows proceeds of Tax Abatement Bonds be used to (1) pay for public improvements that benefit the property, (2) to acquire and convey land or other property, as provided under this section, (3) to reimburse the property owner for the cost of improvements made to the property, or (4) to pay the costs of issuance of the bonds. Tax Abatement Bonds are often used to facilitate economic development in ways not allowed by tax increment financing. They have also evolved into a tool for financing community recreation and cultural facilities. The statutory authority creates an abatement levy based on the property value of parcels subject to the abatement. The authority to use tax abatement applies separately 211 to each taxing jurisdiction. If other jurisdictions (county and school district) approve an abatement, this revenue may be pledged to bonds issued by the city.  The principal amount of the bonds may not exceed the sum of the authorized abatements. A debt service levy may be used to pay interest on the bonds.  The annual amount of all abatements cannot exceed the greater of 10% net tax capacity value of the jurisdiction or $200,000.  The parameters of the abatement and authorization for the bonds are set by resolution. The resolution cannot be approved until after a public hearing is held. Street Reconstruction Bonds Street Reconstruction Bonds are an example of debt issuing authority found in unusual places. The statutory provisions for Street Reconstruction Bonds appear in the portion of Chapter 475 dealing with election requirements for debt issuance (Section 475.58, Subd. 3b). Street Reconstruction Bonds can be used to finance the reconstruction and bituminous overlay of existing city streets. Eligible improvements may include turn lanes and other improvements having a substantial public safety function, realignments, other modifications to intersect with state and county roads, and the local share of state and county road projects. Except in the case of turn lanes, safety improvements, realignments, intersection modifications, and the local share of state and county road projects, street reconstruction and bituminous overlays does not include the portion of project cost allocable to widening a street or adding curbs and gutters where none previously existed. The enabling statute sets forth specific requirements for the issuance of Street Reconstruction Bonds:  The projects financed under this authority must be described in a street reconstruction plan. The plan must describe the street reconstruction or overlay to be financed, the estimated costs, and any planned reconstruction or overlay of other streets in the municipality over the next five years  The city must hold a public hearing on the proposed plan and the related issuance of bonds.  The plan and the issuance of bonds must be approved by the city council by a vote of all the members of the governing body present at the meeting.  The issuance of bonds is subject to a reverse referendum. An election is required if voters equal to 5% of the votes cast in the last municipal general election file a petition with the city clerk within 30 days of the public hearing. If the city decides not to undertake an election, it may not propose the issuance of Street Reconstruction Bonds for the same purpose and in the same amount for a period of 365 days from the date of receipt of the petition. If the question of issuing the bonds is submitted and not approved by the voters, the provisions of section 475.58, subdivision 1a, shall apply (no resubmission for same purpose/ amount for 180 days).  Street Reconstruction Bonds are subject to the debt limit. Revenue Bonds One exception to the previous statement is the issuance of Revenue Bonds. Chapter 475 authorizes borrowing for “any utility or other public convenience from which a revenue is or may be derived”. This authority is sufficient when the sole security is the pledge of revenue from a public enterprise. Although this debt is most frequently associated with municipal utilities, any “public convenience” 212 with a pledge-able source of revenue may use this authority. Minnesota cities do not frequently issue Revenue Bonds. Most borrowing needs have separate statutory authority that allows a general obligation pledge. The most common Revenue Bonds are for electric utilities, sales taxes, and liquor stores. Improvement Bonds One of the most used tools is General Obligation (G.O.) Improvement Bonds issued pursuant to Chapter 429. Improvement Bonds can be issued for a wide range of public improvements. Eligible Improvements The types of improvements specifically authorized in Chapter 429 can be found in Section 429.021. It is important to read and understand the specific statutory provisions. Some provisions are broader than the basic improvement. For example, a “street improvement” may also include streetscape (beautification), storm sewers and utility connection lines. Other provisions may contain important expansions or limitations on the authority. Sanitary and storm sewer improvements may be made outside of the city limits. The public improvements currently authorized in Chapter 429 include the following: 1. Acquire, open, and widen any street, and improve the same by constructing, reconstructing, and maintaining sidewalks, pavement, gutters, curbs, and vehicle parking strips of any material, or by grading, graveling, oiling, or otherwise improving the same, including the beautification thereof and including storm sewers or other street drainage and connections from sewer, water, or similar mains to curb lines. 2. Acquire, develop, construct, reconstruct, extend, and maintain storm and sanitary sewers and systems, including outlets, holding areas and ponds, treatment plants, pumps, lift stations, service connections, and other appurtenances of a sewer system, within and without the corporate limits. 3. Construct, reconstruct, extend, and maintain steam heating mains. 4. Install, replace, extend, and maintain streetlights and street lighting systems and special lighting systems. 5. Acquire, improve, construct, reconstruct, extend, and maintain water works systems, including mains, valves, hydrants, service connections, wells, pumps, reservoirs, tanks, treatment plants, and other appurtenances of a water works system, within and without the corporate limits. 6. Acquire, improve, and equip parks, open space areas, playgrounds, and recreational facilities within or without the corporate limits. 7. Plant trees on streets and provide for their trimming, care, and removal. 8. Abate nuisances and drain swamps, marshes, and ponds on public or private property, and fill the same. 9. Construct, reconstruct, extend, and maintain dikes and other flood control works. 10. Construct, reconstruct, extend, and maintain retaining walls and area walls. 213 11. Acquire, construct, reconstruct, improve, alter, extend, operate, maintain, and promote a pedestrian skyway system. Such improvement may be made upon a petition pursuant to section 429.031, subdivision 3. 12. Acquire, construct, reconstruct, extend, operate, maintain, and promote underground pedestrian concourses. 13. Acquire, construct, improve, alter, extend, operate, maintain, and promote public malls, plazas, or courtyards. 14. Construct, reconstruct, extend, and maintain district heating systems. 15. Construct, reconstruct, alter, extend, operate, maintain, and promote fire protection systems in existing buildings, but only upon a petition pursuant to section 429.031, subdivision 3. 16. Acquire, construct, reconstruct, improve, alter, extend, and maintain highway sound barriers. 17. Improve, construct, reconstruct, extend, and maintain gas and electric distribution facilities owned by a municipal gas or electric utility. 18. Purchase, install, and maintain signs, posts, and other markers for addressing related to the operation of enhanced 911 telephone service. 19. Improve, construct, extend, and maintain facilities for Internet access and other communica- tions purposes, if the council finds that: (i) the facilities are necessary to make available Internet access or other communications services that are not and will not be available through other providers or the private market in the reasonably foreseeable future; and (ii) the service to be provided by the facilities will not compete with service provided by private entities. 20. Assess affected property owners for all or a portion of the costs agreed to with an electric utility, telecommunications carrier, or cable system operator to bury or alter a new or existing distribution system within the public right-of-way that exceeds the utility’s design and construction standards, or those set by law, tariff, or franchise, but only upon petition under section 429.031, subdivision 3. 21. Assess affected property owners for repayment of voluntary energy improvement financings under section 216C.436, subdivision 7. Other statutes may also authorize the use of special assessments to pay for improvements. For example, authorized improvements within a Housing Improvement Area may be paid with special assessments. Minimum Assessment General Obligation Improvement Bonds require a minimum 20% assessment. It is important to understand the method for determining the minimum assessment. A common assumption is that assessments must equal or exceed 20% of the amount to be borrowed. While this calculation works for Tax Increment Bonds, the 20% calculation for Improvement Bonds is different: 214 1. The assessment calculation is based on the cost of the improvement to the city. This cost may or may not equal the amount of the Improvement Bonds. 2. The cost of the improvement does not include activities that will not be assessed to benefitted property owners and not financed with G.O. Improvement Bonds. These improvements can be made without following the procedures of Chapter 429. This exclusion typically applies to utility (sanitary sewer, watermain, and storm sewer) improvements paid from reserves or bonds issued under Minnesota Statutes, Chapter 444. 3. The cost to the city excludes all monies contributed by other units of government to pay for the improvement. 4. The up-front use of city non-utility reserves (both General Fund and capital improvement) does not reduce the cost to the city. One exception to this 20% requirement is improvements for automobile parking facilities (Section 459.14). Bonds issued to finance the construction or maintenance of automobile parking facilities require special assessments in an amount not less than 50% of the amount of the bonds. Assessment Considerations State Law does not prescribe assessment methodology. Some cities have formal assessment policies. Other cities deal with assessments on a project-by-project basis. A guiding factor in setting assessments is the market value test. The amount assessed to a property cannot exceed the increase in market value of the property because of the improvement. There is no requirement to make this finding as part of the improvement process. The issue comes into play primarily in projects with larger assessments and greater risk of appeal. Assessments are also constrained by the notice of hearing for the improvement. The total amount assessed cannot exceed the amount stated in the notice. The area assessed cannot be larger, but can be smaller, than the area receiving notice of the Hearing. The special assessment calculation is based on the “improvement.” An improvement may be more than a single project. There are two ways to manage multiple projects into a single improvement for the purposes of Chapter 429. Section 429.021, Subd. 2 allows for an improvement on two or more streets, or two or more types of improvements, in or on the same street or streets or different streets may be included in one proceeding and conducted as one improvement. This combining of improvements is typically spelled out in the engineering feasibility report and considered at the improvement hearing. Projects that are instituted separately may be subsequently combined under the authority of Section 435.56. Revenues to pay debt service on the portion that is not assessed may come from any legally available source including a property tax levy. Bond Issues Planning for the issuance of Improvement Bonds requires a clear understanding of the special assessments. In addition to the total amount assessed, several other factors are important:  What is the term of repayment? First levy year payable? Total number of years payable? 215  Will the assessments be repaid with level annual installments of principal or level annual payments of principal and interest?  What interest rate will be charged on the unpaid balance? Is it tied to the interest rate on the bonds?  Will any of the assessments be deferred? If so, when will they be paid?  When is the assessment hearing and when will the assessments be certified to the County?  What are the expectations for the initial prepayment of assessments? The timing of the improvement process is another important consideration. Improvement Bonds can be issued any time after the city council conducts the improvement hearing and authorizes the improvements. No improvement hearing is needed if the parties that petition for the improvement will be assessed 100% of the cost. Each point in time has different implications for issuing bonds:  Bonds issued soon after the improvement hearing will be based on estimated construction costs and assumptions about special assessments.  Bonds may be issued immediately after the receipt of bids to provide construction financing. The finance plan will rely on assumptions about special assessments.  Bonds may be issued after completion of the assessment process. This allows the finance plan to be based on final construction costs and actual assessments. This approach can also consider the number of initial prepayments. Delaying financing until after the assessment process requires city funds to pay for construction and a reimbursement resolution to allow the repayment of these funds with the proceeds of tax-exempt bonds. For controversial projects with a higher risk of assessment appeals, cities will conduct the assessment process during the period between the receipt and award of construction bids. This approach allows the city to know the appeal risk before committing to undertake the improvement. Improvement Bonds are not subject to the statutory debt limit. Utility Revenue Bonds Minnesota cities rarely issue pure Revenue Bonds to finance sanitary sewer, water, and storm sewer utility improvements. State Law allows cities to add its general obligation to the pledge of net utility revenues for these improvements (Section 444.075). G.O. Utility Revenue Bonds may be issued to build, construct, reconstruct, repair, enlarge, improve, or in any other manner obtain sanitary sewer, water, and storm sewer facilities, and maintain and operate the facilities inside or outside its corporate limits. These bonds are sometimes called “double barreled.” They are secured by both utility revenues and the city’s general obligation. The bonds may be secured by a single utility or by combined utility funds. Debt service on Utility Revenue Bonds is paid from the net revenues of the utilities pledged to secure the bonds. Special assessments may also be levied and pledged to the bonds. Unlike Improvement Bonds, property taxes cannot be a permanent and ongoing source of revenue to pay debt service. Property taxes should only be used on a temporary basis when the other revenues are insufficient to meet the obligations. 216 It is important to understand the nature of the revenues that will be used to support the bonds.  How much of the revenue comes from connection charges and other fees associated with growth?  Are rate increases needed? If so, are there any procedural issues (such as a public hearing or approval by the utilities commission)?  Are there any large users that constitute a significant portion of the revenue base?  Are there special agreements with large users? There are no special procedural requirements for the issuance of Utility Revenue Bonds. Capital Improvement Plan Bonds Cities may issue Capital Improvement Plan (CIP) Bonds to finance the construction and maintenance of city hall, town hall, library, public safety facility, and public works facility (Section 475.521). These bonds may not be used to finance any other type of facility or improvement. Expenditures for eligible capital improvements incurred before adoption of the capital improvement plan are allowed if included in a plan approved at or prior to the public hearing on the issuance of bonds. The projects to be financed must be included in a capital improvements plan (CIP) that meets the criteria of the statute. The plan must cover at least a five-year period beginning with the date of its adoption. The plan must set forth the estimated schedule, timing, and details of specific capital improvements by year, together with the estimated cost, the need for the improvement, and sources of revenue to pay for the improvement. The CIP should also include information about the factors required by the statute to be considered by the city council. These factors are:  Condition of the municipality’s existing infrastructure, including the projected need for repair or replacement;  Likely demand for the improvement;  Estimated cost of the improvement;  Available public resources;  Level of overlapping debt in the municipality;  Relative benefits and costs of alternative uses of the funds;  Operating costs of the proposed improvements; and  Alternatives for providing services most efficiently through shared facilities with other municipalities or local government units. The required CIP may be a document prepared specifically for authorizing the issuance of bonds or it may be incorporated into other capital improvement planning by the city. The maximum amount of CIP Bonds is limited. The maximum principal and interest payable in any year for all outstanding CIP Bonds cannot exceed 0.16% of the estimated market value of taxable property in the city. This calculation is made using the estimated market value for the taxes payable year in which the bonds are issued and sold. 217 The bonds are subject to the debt limit for cities with a population of 2,500 or more. Both approval of the CIP and the issuance of bonds require a public hearing. A single public hearing may be held to meet these requirements. The bonds must be authorized by a three-fifths vote of a five-member city council. If the city council has more than five members, two-thirds approval is needed. Issuance of the bonds is subject to reverse referendum. An election is required for the issuance of the bonds if a petition signed by voters equal to 5% of the votes cast in the city in the last municipal general election is filed with the city clerk within 30 days after the public hearing. If the city does not submit the question to the voters, it may not propose the issuance of bonds under this section for the same purpose and in the same amount for a period of 365 days from the date of receipt of the petition. If the question of issuing the bonds is submitted and not approved by the voters, the city must wait 180 days before voting on the same question again. Lease Revenue Bonds Lease Revenue Bonds are used by cities to finance public facilities. There is no specific statutory authority for Lease Revenue Bonds. This form of financing combines two statutory powers. Economic development authorities (EDA) and housing and redevelopment authorities (HRA) have the authority to issue Revenue Bonds for their corporate purposes, including the construction of public facilities. The security for the bonds and the revenue to pay debt service comes from a lease purchase with the city. Not all public facilities are equally suited for the use of Lease Revenue Bonds. As a general rule, the more essential the facility, the better the application of this tool. This is due to the perception of investors that the city is less likely to not appropriate and walk away from an essential facility. A similar form of financing is Certificates of Participation. The investor receives a certificate secured by a share of the lease payments. The underlying security is the same as Lease Revenue Bonds. The status of the tax levy to make lease payments is another consideration in the use of Lease Revenue Bonds. Under the most recent version of levy limits, the levy for Lease Revenue Bonds can be made of a special levy and outside of levy limits. The special levy authority is to pay debt service of another political subdivision, and the EDA is a political subdivision. Levies to make lease payments do not currently qualify as a special levy and, therefore, are subject to levy limits. The taxing power of the EDA may also be pledged to Lease Revenue Bonds. Other Debt Terms Bank Qualified Issuers that reasonably expect to issue $10,000,000 or less in tax-exempt bonds during a calendar year may designate bonds as “bank qualified”. The name refers to the fact that banks may deduct a portion of the interest cost on the carry purchased for its portfolio. This preferential tax treatment usually results in lower interest rates than bonds that are not bank qualified. The difference between bank qualified and not bank qualified rates varies over time and is typically higher for longer maturities. Both the direct debt of the issuer and any conduit debt count against the issuer’s $10,000,000 annual cap. Arbitrage Arbitrage regulations govern the ability to invest the proceeds of tax-exempt bonds. The basic rule of arbitrage is that the gross proceeds of a bond issue may not be invested at a rate “materially 218 higher” than the yield on the bonds. The complexities of arbitrage calculation and compliance are not discussed in this guide. Instead, this guide focuses on the three basic arbitrage considerations for most Minnesota cities: construction fund, debt service fund, and arbitrage rebate. Arbitrage Rebate Issuers must pay (rebate) to the federal government income earned in excess of the bond yield unless subject to the small issuer or the spenddown exceptions. The small issuer exception applies when the total principal amount of tax exempt, non-private activity bonds does not exceed $5,000,000 in any calendar year. Current refunding bonds up to the amount of the outstanding principal refunded do not count against this limit. There are three options for meeting the spenddown exception: 1. 6-month exception - gross proceeds and interest earnings are allocated to expenditures for governmental or qualified purposes that are incurred within 6 months after the date of issuance. 2. 18-month exception - gross proceeds and interest earnings are spent within the following schedule from date of issuance: (1) 15% within 6 months; (2) 60% within 12 months; and (3) 100% within 18 months (with a 5% reasonable retainage carryover amount for an additional 12 month period). 3. 2-year spending exception – issue is a “construction issue” (75% of issue is actually spent on construction) and gross proceeds and interest earnings are spent within the following schedule from date of issuance: (1) 10% within 6 months; (2) 45% within 12 months; (3) 75% within 18 months; and 4) 100% within 24 months. 219 MINNESOTA STATUTES DEBT LIMIT 475.53 LIMIT ON NET DEBT Subdivision 1. Terms. For the purposes of this chapter, the terms defined in this section shall have the meanings given them. Subd. 2. Municipality. "Municipality" means a city of any class, county, town, or school district. Subd. 3. Obligation. "Obligation" means any promise to pay a stated amount of money at a fixed future date or upon demand of the obligee, regardless of the source of funds to be used for its payment, made for the purpose of incurring debt, including the purchase of property through an installment purchase contract or any other deferred payment agreement, for which funds are not appropriated in the current year's budget. Subd. 4. Net debt. "Net debt" means the amount remaining after deducting from its gross debt the amount of current revenues which are applicable within the current fiscal year to the payment of any debt and the aggregate of the principal of the following: (1) Obligations issued for improvements which are payable wholly or partly from the proceeds of special assessments levied upon property specially benefited thereby, including those which are general obligations of the municipality issuing them, if the municipality is entitled to reimbursement in whole or in part from the proceeds of the special assessments. (2) Warrants or orders having no definite or fixed maturity. (3) Obligations payable wholly from the income from revenue producing conveniences. (4) Obligations issued to create or maintain a permanent improvement revolving fund. (5) Obligations issued for the acquisition, and betterment of public waterworks systems, and public lighting, heating, or power systems, and of any combination thereof or for any other public convenience from which a revenue is or may be derived. (6) Debt service loans and capital loans made to a school district under the provisions of sections 126C.68 and 126C.69. (7) Amount of all money and the face value of all securities held as a debt service fund for the extinguishment of obligations other than those deductible under this subdivision. (8) Obligations to repay loans made under section 216C.37. (9) Obligations to repay loans made from money received from litigation or settlement of alleged violations of federal petroleum pricing regulations. (10) Obligations issued to pay pension fund or other postemployment benefit liabilities under section 475.52, subdivision 6, or any charter authority. 220 (11) Obligations issued to pay judgments against the municipality under section 475.52, subdivision 6, or any charter authority. (12) All other obligations which under the provisions of law authorizing their issuance are not to be included in computing the net debt of the municipality. PROPERTY TAX LEVY 275.08 AUDITOR TO FIX RATE. Subdivision 1. Generally. The rate percent of all taxes, except the state tax and taxes the rate of which may be fixed by law, shall be calculated and fixed by the county auditor according to the limitations in this chapter hereinafter prescribed; provided, that if any county, city, town, or school district shall return a greater amount than the prescribed rates will raise, the auditor shall extend only such amount of tax as the limited rate will produce. Subd. 1a. Computation of tax capacity. The county auditor shall compute the net tax capacity for each parcel according to the classification rates specified in section 273.13. The net tax capacity will be the appropriate classification rate multiplied by the parcel's market value. Subd. 1b. Computation of tax rates. (a) The amounts certified to be levied against net tax capacity under section 275.07 by an individual local government unit shall be divided by the total net tax capacity of all taxable properties within the local government unit's taxing jurisdiction. The resulting ratio, the local government's local tax rate, multiplied by each property's net tax capacity shall be each property's net tax capacity tax for that local government unit before reduction by any credits. 273.032 MARKET VALUE DEFINITION. For the purpose of determining any property tax levy limitation based on market value or any limit on net debt, the issuance of bonds, certificates of indebtedness, or capital notes based on market value, any qualification to receive state aid based on market value, or any state aid amount based on market value, the terms "market value," "estimated market value," and "market valuation," whether equalized or unequalized, mean the estimated market value of taxable property within the local unit of government before any adjustments for tax increment, fiscal disparity, powerline credit, or wind energy values, but after the limited market adjustments under section 273.11, subdivision 1a, and after the market value exclusions of certain improvements to homestead property under section 273.11, subdivision 16. Unless otherwise provided, "market value," "estimated market value," and "market valuation" for purposes of this paragraph, refer to the taxable market value for the previous assessment year. 273.13 CLASSIFICATION OF PROPERTY. Subdivision 1. How classified. All real and personal property subject to a general property tax and not subject to any gross earnings or other in-lieu tax is hereby classified for purposes of taxation as provided by this section. 221 Subd. 21b. Tax capacity. "Net tax capacity" means the product of the appropriate classification rates in this section and taxable market values. Subd. 22. Class 1. (a) Except as provided in subdivision 23 and in paragraphs (b) and (c), real estate which is residential and used for homestead purposes is class 1a. In the case of a duplex or triplex in which one of the units is used for homestead purposes, the entire property is deemed to be used for homestead purposes. The market value of class 1a property must be determined based upon the value of the house, garage, and land. The first $500,000 of market value of class 1a property has a net classification rate of one percent of its market value; and the market value of class 1a property that exceeds $500,000 has a classification rate of 1.25 percent of its market value. (b) Class 1b property includes homestead real estate or homestead manufactured homes used for the purposes of a homestead by: (1) any person who is blind as defined in section 256D.35, or the person who is blind and the spouse of the person who is blind; (2) any person who is permanently and totally disabled or by the person with a disability and the spouse of the person with a disability; or (3) the surviving spouse of a veteran who was permanently and totally disabled homesteading a property classified under this paragraph for taxes payable in 2008. HOUSING AND REDEVELOPMENT AUTHORITY TAX LEVY 469.033 PUBLIC REDEVELOPMENT COST; PROCEEDS; FINANCING. Subd. 6. Operation area as taxing district, special tax. All of the territory included within the area of operation of any authority shall constitute a taxing district for the purpose of levying and collecting special benefit taxes as provided in this subdivision. All of the taxable property, both real and personal, within that taxing district shall be deemed to be benefited by projects to the extent of the special taxes levied under this subdivision. Subject to the consent by resolution of the governing body of the city in and for which it was created, an authority may levy a tax upon all taxable property within that taxing district. The tax shall be extended, spread, and included with and as a part of the general taxes for state, county, and municipal purposes by the county auditor, to be collected and enforced therewith, together with the penalty, interest, and costs. As the tax, including any penalties, interest, and costs, is collected by the county treasurer it shall be accumulated and kept in a separate fund to be known as the "housing and redevelopment project fund." The money in the fund shall be turned over to the authority at the same time and in the same manner that the tax collections for the city are turned over to the city and shall be expended only for the purposes of sections 469.001 to 469.047. It shall be paid out upon vouchers signed by the chair of the authority or an authorized representative. The amount of the levy shall be an amount approved by the governing body of the city but shall not exceed 0.0185 percent of estimated market value. The authority shall each year formulate and file a budget in accordance with the budget 222 procedure of the city in the same manner as required of executive departments of the city or, if no budgets are required to be filed, by August 1. The amount of the tax levy for the following year shall be based on that budget. 469.001 PURPOSES. The purposes of sections 469.001 to 469.047 are: (1) to provide a sufficient supply of adequate, safe, and sanitary dwellings in order to protect the health, safety, morals, and welfare of the citizens of this state; (2) to clear and redevelop blighted areas; (3) to perform those duties according to comprehensive plans; (4) to remedy the shortage of housing for low- and moderate-income residents, and to redevelop blighted areas, in situations in which private enterprise would not act without government participation or subsidies; and (5) in cities of the first class, to provide housing for persons of all incomes. Public participation in activities intended to meet the purposes of sections 469.001 to 469.047 and the exercise of powers confined by sections 469.001 to 469.047 are public uses and purposes for which private property may be acquired and public money spent. 223 UTILITY RATES Residential & Commercial Water: 10, 12, 16, 17 & 11, 11NT & 11TX, 13, 90 Sprinklers - Res Twnhm & Commercial: 30, 31, 31NT, 32, 32NT, 91, 91NT 0 - 1,000 gallons $8.04 1,001 - 10,000 gallons (9,000 gallons)$1.88/1,000 gallons 10,001 - 33,000 gallons (23,000 gallons)$2.18/1,000 gallons 33,001 gallons and over $2.39/1,000 gallons Industrial Water: 14 (effective 7/1/22) All Water Usage $2.29/1,000 gallons State Water Service Connection Fee Per Connection $0.81/mo. Sewer Rates - Residential & Commercial: 20, 25, 26 0 - 1,000 gallons $10.40 1,001 gallons and over $6.38/1,000 gallons Sewer Special Cases: SW21, SW22 Has own well $10 per person Industrial Sewer Rates: 24 (effective 7/1/22) All Sewer Usage $3.96/1,000 gallons BOD5 (Biochemical Oxygen Demand)$0.427/lb. TSS (Total Suspended Solids)$0.587/lb. Testing Actual cost + 10% Stormwater Residential $4.00 Non-Residential (7 drainage units per impervious acre)$4.00 Residential Refuse Charges - Taxable (effective 2/1/22) 1st Individual Residential Cart $9.73 2nd Individual Residential Cart $13.00 Residential Recycling Charges (effective 2/1/22) Per Cart $3.64 Other: Water On/Off Charge: $25/each Water Availability Charge: $42/yr. Final Bill Processing Fee:$25.00 Refusal of Equipment (manual read) Charge:$50.00 Rates for 2022 Utility Billing Increasing Block Rates 224 CAPITALIZATION THRESHOLDS Class of Asset Details Useful Life (Yrs) Threshold Land N/A $1 Land improvements 10-20 $50,000 Building/building improvements: 12-40 $20,000 Floor cover Construction Interior and Roof Cover Heating Ventilation AC and Lighting Electrical Elevators, Fire, Piping and Plumbing Site Preparation Walls Exterior Floor structure, foundation, roof structure, steel frame Primary Infrastructure and Utility 10-40 $75,000 Paving Systems Water, Sanitary & Stormwater Secondary Infrastructure 10-40 $25,000 Sidewalk, Boardwalk, Pathways Streetlights, Signage Equipment 5-20 $10,000 Vehicles Machinery Software and non-tangible 5-20 $10,000 Purchased and internally developed Construction Work in Progress Upon completion, per above class Equipment expenditures for items between $500 and $10,000 are recorded as small tools and equipment, which is a supply account. Building and improvement expenditures below the thresholds are recorded as repairs and maintenance. Current revenues finance expenditures for supplies, repairs, and maintenance. 225 TAX CAPACITY, TAX LEVY, & TAX RATE HISTORY Tax Capacity City Tax HRA Tax Total Tax City Tax Year Value Levy Levy Levy Capacity Rate 2013 18,692,762$ 7,900,000$ -$ 7,900,000$ 42.262 2014 18,289,491$ 8,150,000$ -$ 8,150,000$ 44.561 2015 23,882,689$ 8,535,000$ -$ 8,535,000$ 35.737 2016 25,891,898$ 8,925,000$ 280,000$ 9,205,000$ 34.470 2017 27,583,160$ 9,150,000$ 280,000$ 9,430,000$ 33.172 2018 29,528,145$ 9,547,000$ 323,000$ 9,870,000$ 32.332 2019 29,076,227$ 9,962,000$ 348,000$ 10,310,000$ 34.262 2020 29,870,392$ 10,445,000$ 355,000$ 10,800,000$ 34.968 2021 31,026,583$ 11,063,700$ 366,300$ $11,430,000 35.659 2022 30,816,639$ 11,353,000$ 388,000$ $11,741,000 36.840 $- $5 $10 $15 $20 $25 $30 $35 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022MillionsTax Levies and Tax Capacity History City Tax Levy HRA Tax Levy Tax Capacity Value 226 USEFUL TERMS (GLOSSARY)   ACCOUNT: An organizational or budgetary breakdown found within city funds. A term used to  identify an individual asset, liability, expenditure (and other uses), revenue (and other sources),  or fund balance.  ACCOUNTS PAYABLE: Amounts owed to others for goods or services received.  ACCOUNTS RECEIVABLE: Amounts due from others for goods furnished or services rendered.  ACCOUNTING SYSTEM: The total set of records and procedures which are used to record,  classify, and report information on financial status and operations of an entity.  ACCRUAL BASIS OF ACCOUNTING: The method of accounting under which revenues are  recorded when they are earned, and expenditures are recorded when goods and services are  received.  ACTIVITY: A specific and distinguishable line of work performed by one or more organizational  components of a governmental unit for the purpose of accomplishing a function for which the  governmental unit is responsible. For example, "Ice & Snow Removal” is an activity performed as  part of the "Public Works" function.  AD VALOREM:  In proportion to value. The basis for levying taxes on property.  AGENCY FUND: A fiduciary fund used to account for situations where the government’s role is  purely custodial.  AMORTIZATION: The action or process of gradually writing off the initial cost of an asset.  APPROPRIATION: An authorization granted by a legislative body to make expenditures and to  incur obligations for specific purposes. An appropriation is limited in amount to the time it may  be expended.  ARBITRAGE: The simultaneous purchase and sale of the same asset in different markets in order  to profit from tiny differences in the asset's listed price. In governments, this typically refers to  the investment of funds received as proceeds from bond issuances.  ASSESSED VALUATION: Value placed upon real estate or other property as a basis for levying  taxes.  ASSESSMENTS: Charges made upon parties for actual services or benefits received.  ASSETS: Property owned by a governmental unit, which has a monetary value.  ASSIGNED FUND BALANCE: Resources the government intends to use for specific purposes but  are neither restricted nor committed.  AUDIT:  The examination of documents, records, reports, systems of internal control, accounting  and financial procedures, and other evidence for one or more of the following purposes: a) To  attest to whether the statements prepared from the accounts present fairly the financial position  and the results of financial operations of the constituent funds and balanced account groups of  the city in accordance with generally accepted accounting principles applicable to city and on a  basis consistent with that of the preceding year;  b) To determine the propriety, legality, and  mathematical accuracy of a governmental unit's financial transactions; c) To ascertain whether  227 all financial transactions have been properly recorded; d) To evaluate the stewardship of public  officials who handle and are responsible for the financial resources of a governmental unit.  BALANCED BUDGET: A budget in which estimated revenues and other sources equals estimated  expenditures and other uses. A balanced budget does not use reserves or retained earnings to  fund expenditures.   BOND: A written promise, generally under seal, to pay a specified sum of money, called the face  value or principal amount, at a fixed time in the future, called the date of maturity, and carrying  interest at a fixed rate, usually payable periodically.  BONDED INDEBTEDNESS: Outstanding debt by issues of bonds, which are repaid by ad valorem  taxes or other revenue.  BUDGET: A plan of financial operation embodying an estimate of proposed expenditures for a  given period and the proposed means of financing them.  BUDGET MESSAGE: A general discussion of the proposed budget presented in writing as a part of  the budget document. The budget message explains principal budget issues against the  background of financial experience in recent years and presents recommendations made by city  staff.  BUDGET CALENDAR: The schedule of key dates, which a government follows in the preparation  and adoption of the budget.  BUDGETARY CONTROL: The control or management of a governmental unit or enterprise in  accordance with an approved budget for the purpose of keeping expenditures within the  limitation of available appropriations and available revenues.  CAPITAL ASSETS: Assets used in operations and have initial useful lives extending beyond a single  reporting period. These assets must also meet capitalization thresholds, which vary by asset  classification and typically costs more than $10,000. Land, improvements to land, vehicles,  machinery, equipment, infrastructure, and other tangible and intangible assets used in  operations are examples of capital assets.  CAPITAL EXPENDITURES: A capital expenditure occurs when a capital asset is purchased. Expenditures  that do not benefit more than one reporting period or meet the capitalization thresholds are classified  as current expenditures.  CAPITAL IMPROVEMENT BUDGET: A plan of proposed capital expenditures and a means of  financing them. The capital improvement budget is enacted as part of the complete annual  budget.  CAPITAL PROGRAM: A plan for capital expenditures to be incurred each year over a fixed period  of years to meet capital needs arising from the long‐term work program or otherwise. It sets  forth each project or other contemplated expenditure in which the government is to have a part  and specifies the full resources estimated to be available to finance the projected expenditures.  CAPITAL PROJECTS FUNDS: A governmental fund type used to account for financial resources to  be expended for the acquisition or construction of major capital assets.  CAPITALIZATION THRESHOLD: The level at which an item is considered either a current  expenditure or a capital expenditure. The threshold for equipment is $10,000.  228 CASH BASIS: The method of accounting under which revenues are recorded when received in  cash and expenditures are recorded when paid.  CHART OF ACCOUNTS: The classification system used by a government entity to organize the  accounting for various funds and departments.  COMMITTED FUND BALANCE: Resources used for specific purposes pursuant to constraints  imposed by formal action of the government’s highest level of decision‐making authority (i.e.,  City Council).  CONSUMER PRICE INDEX (CPI): A statistical description of price levels provided by the U.S.  Department of Labor. The index is used as a measure of the increase in the cost of living (i.e.,  economic inflation).  CONTINGENCY: Budget for expenditures which cannot be placed in departmental budgets,  primarily due to uncertainty about the level or timing of expenditures when the budget is  adopted. The contingency also serves as a hedge against shortfalls in revenues or unexpected  expenditures.  CURRENT: A term applied to budgeting and accounting, designating the operations of the  present fiscal period as opposed to past or future periods including expenditures that do not  benefit more than one reporting period or meet the capitalization thresholds.  DEBT: An obligation resulting from borrowing money or purchasing goods and services.  DEBT LIMIT: The maximum amount of gross or net debt, which is legally permitted.  DEBT MARGIN: The amount of available debt, which may be issued by a governmental unit  before reaching its debt limit.  DEBT SERVICE FUND: A governmental fund type used to account for the accumulation of  resources for the payment of general long‐term debt principal and interest. Proprietary fund  type debt is accounted for in the enterprise fund or internal service fund receiving the debt issue  proceeds.  DEFICIT: An excess of expenditure or liabilities over income or assets in a given period.  DEPARTMENT: Basic organizational unit of government, responsible for carrying out related  functions. Each department serves a specific function as a distinct organizational unit of  government within the given fund. Its primary purpose is to facilitate organizational and  budgetary accountability.  DEPRECIATION: Expiration in the service life of capital assets attributable to wear and tear,  deterioration, action of the physical elements, inadequacy, or obsolescence.  DEPUTY REGISTRAR (DMV): City service of processing state‐issued licenses for motor vehicles  and equipment, such as license plates and tabs for cars, trucks, trailers, and recreational vehicles.  DISTINGUISHED BUDGET PRESENTATION AWARDS PROGRAM: A voluntary awards program  administered by the Government Finance Officers Association to encourage governments to  prepare effective budget documents.  ENTERPRISE FUND: A proprietary fund type used to report an activity for which a fee is charged  to external users for goods or services. In theory, these funds operate in a manner similar to  229 private business enterprises, where the intent of the governing body is to recover the cost of  delivering services through user fees or charges (Water, Sewer, Liquor, Deputy Registrar, and  Fiber Optic funds).   ESTIMATED MARKET VALUE: Represents the selling price of a property if it were on the market.  Estimated market value is converted to tax capacity before property taxes are levied.  EXPENDITURE: For accounts kept on the accrual or modified accrual basis of accounting, the cost  of goods received, or services rendered whether cash payment have been made or not. Where  accounts are kept on a cash basis, expenditures are recognized only when the cash payments for  the above purposes are made.  FIBERNET MONTICELLO (FNM): The name of the city‐owned fiber optic network, which provides  internet, phone, and cable television to residents and businesses of Monticello.  FIDUCIARY FUND: A fund classification used to report assets held in a trustee or agency capacity  for others and therefore cannot be used in the government’s own programs.  FINES: Revenues from penalties imposed for violation of laws or regulations.  FISCAL POLICY: A government’s policies with respect to revenues, spending, and debt  management as these relate to government services, programs, and capital investment. Fiscal  Policy provides an agreed‐upon set of principles for the planning and programming of budgets  and their funding.  FISCAL YEAR: The budget and accounting year that begins on the first day of January and ends on  the last day of December of each year.  FULL TIME EQUIVALENT (FTE): The number of employee hours (2,080) needed to be equal to  one full time employee. Several part time employees may be combined to make one FTE.  FUNCTION: A group of related activities aimed at accomplishing a major service or regulatory  program for which the government unit is responsible.  FUND: A fiscally independent accounting entity with a self‐balancing set of accounts recording  cash and/or other resources together with all related liabilities, obligations, and reserves, which  are segregated for the purpose of carrying on specific activities or attaining certain objectives.  Funds in the government model are classified into three broad categories: governmental,  proprietary, and fiduciary. The most common reason for establishing a fund is to separately  account for restricted‐use revenue or to comply with state or federal law.  FUND BALANCE: Governmental fund assets and deferred outflows of resources minus liabilities  and deferred inflows of resources.  GENERAL FUND: Accounts for the general operation of the city and all financial resources except  those to be accounted for in another fund.  GENERAL GOVERNMENT: A set of accounts, to which the expenditures for operating the city are  charged.  GENERAL OBLIGATION BONDS: Bonds for which the government pledges its full faith and credit  to the repayment of the bond’s principal, including interest.  GOVERNMENTAL ACCOUNTING: The composite of analyzing, recording, summarizing, reporting,  230 and interpreting the financial transactions of governmental units and agencies.  GOVERNMENTAL FUND TYPES: Funds generally used for tax‐supported activities. Under current  GAAP, there are five governmental fund types in this: general, special revenue, debt service,  capital projects, and permanent funds. The city has no permanent funds.  GRANT: A contribution of assets by one governmental unit or other organization to another.   HOMESTEAD AND AGRICULTURAL CREDIT (HACA): A form of state‐paid property tax relief for  farm property and owner‐occupied homes.  HOUSING AND REDEVELOPMENT ACT – SPECIAL BENEFIT LEVY: Property tax levied against the  city’s taxable market value. The HRA levy limit is .0185% of the taxable market value and must be  used solely for redevelopment purposes.   IMPROVEMENT BONDS: Bonds payable from the proceeds of special assessments from  properties benefiting from an improvement.  IMPROVEMENTS: Buildings, structures, and other attachments or annexations to land which are  intended to remain so attached or annexed, such as sidewalks, trees, drains, and sewers.  INFRASTRUCTURE: The basic physical and organizational structures and facilities (e.g., buildings,  roads, bridges) needed for the operation of the city. Infrastructure thus consists of  improvements with significant cost to develop or install that return an important value over time  to the city.  INTERFUND OPERATING TRANSFERS: Amounts transferred from one fund to another, shown as  an expenditure in the originating fund and a revenue in the receiving fund.  INTERGOVERNMENTAL REVENUES: Revenues from other governments in the form of grants,  entitlement, or shared revenues.  INTERNAL SERVICE FUNDS: A proprietary fund type used to report activity that provides goods  or services to other funds, departments, or agencies of the primary government and its  component units, or to other governments, on a cost‐reimbursement basis.  LEVY: (Verb) To impose taxes, special assessments, or service charges for the support of  governmental activities. (Noun) Taxes, special assessments, or service charges imposed by a  governmental unit.  LEVY LIMIT: The city’s maximum property tax levy without special authorization as defined by  Minnesota State Statue.  LINE ITEM: A specific item or group of related items defined by detail in a unique account in the  financial records.  LOCAL GOVERNMENT AID (LGA): Intergovernmental revenue from the state to municipalities to  help fund general expenditures.  LONG‐TERM DEBT: Debt with a maturity of more than one year after the date of issuance.  MAINTENANCE: The upkeep (repairs and maintenance) of physical properties in condition for  use or occupancy.  MAJOR FUND: For budgetary purposes, a fund whose revenues or expenditures, excluding other  231 financing sources and uses, constitute more than 10% of the revenues or expenditures of the  appropriated budget.  MARKET VALUE: An assessor’s estimate of what property would be worth on the open market if  sold. The market value is set on January 2 of the year before taxes are payable.  MARKET VALUE EXCLUSION (MVE): Provision in the state property tax system which exempts or  removes a portion of a property’s market value from property taxes.  MISCELLANEOUS: Revenues or expenditures not classified in any other revenue or expenditure  category.  MODIFIED ACCRUAL BASIS: The basis of accounting under which expenditures other than  accrued interest on general long‐term debt are recorded at the time liabilities are incurred and  revenues are recorded when received in cash except for material and/or available revenues,  which should be accrued to reflect properly the tax levied, and revenue earned.  NON‐MAJOR FUND: For budgetary purposes, a fund whose revenues and expenditures,  excluding other financing sources and uses, are less than 10% of the revenues and expenditures  of the appropriated budget.  NONSPENDABLE FUND BALANCE: Amounts that cannot be spent because they are either (a) not  in spendable form or (b) legally or contractually required to be maintained intact. Nonspendable  fund balances typically include inventory, prepaid items, and land held for resale.  OBJECT OF EXPENDITURE: Expenditure classifications based upon the types of items purchased or  services obtained. Examples of objects of expenditure include salaries, supplies, contracted service, etc.  OBJECTIVE: Desired output‐oriented accomplishments, which can be measured and achieved  within a given period.  OPERATING BUDGET: A financial plan that estimates revenues and expenditures for a specified  period.  OPERATING EXPENSE: The cost for personnel, materials, and equipment required for a  department to function.  OPERATING REVENUE: Monies received from ongoing operations. Operating revenues are used  to pay for day‐to‐day services.  ORDINANCE: A formal legislative enactment by the City Council.  PAY‐AS‐YOU‐GO BASIS: A term used to describe a financial policy by which capital outlays are  financed from current revenues rather than through borrowing.  PERSONNEL SERVICES: Expenditures for salaries, wages, and fringe benefits of employees.  PROGRAM: A group of related activities performed by one or more organizational units for the  purpose of accomplishing a function for which the governmental unit is responsible.  PROJECT: A plan of work, job assignment, or task.  PROPERTY TAX LEVY: The total amount to be raised by general property taxes for the purpose  stated in the resolution certified to the county auditor by December 28th. Also see levy.  PROPRIETARY FUNDS: Funds focusing on the determination of operating income, changes in net  232 position (or cost recovery), financial position, and cash flows. There are two types of proprietary  funds: enterprise funds and internal service funds. For this report, these funds have the same  budgetary basis as governmental funds.  PUBLIC SAFETY: Expenditures related to the protection of persons and property.  PUBLIC WORKS: Expenditures for the maintenance of city property and infrastructure.  REFUNDING BONDS: Bonds issued to redeem outstanding (unpaid) debt.  REIMBURSEMENT: Cash or other assets received as a repayment of the cost of work or services  performed or of other expenditures made for or on behalf of another governmental unit or  department or for an individual, firm, or corporation.  RESERVE: An account which records a portion of the fund balance which must be segregated for  some future use, and which is, therefore, not available for further appropriation or expenditure.  RESOLUTION: A special or temporary order of a legislative body; an order of a legislative body  requiring less legal formality than an ordinance or statute.  RESOURCES: The actual assets of a governmental unit, such as cash, plus contingent assets such  as estimated revenues applying to the current fiscal year not accrued or collected, and bonds  authorized and not issued.  RESTRICTED FUND BALANCE:  Fund balance should be reported as restricted when constraints  placed on the use of resources are either: a) externally imposed by creditors (such as through  debt covenants), grantors, contributors, or laws or regulations of other governments; or b)  imposed by law through constitutional provisions or enabling legislation.   REVENUE: The term designates an increase to a fund's assets which: 1) does not increase a  liability; 2) does not represent a repayment of an expenditure already made; 3) does not  represent a cancellation of certain liabilities; and 4) does not represent an increase in  contributed capital.  REVENUE BOND: A bond that is backed by a particular revenue source such as water user fees,  typically accounted for in proprietary fund types.  SPECIAL ASSESSMENT: A compulsory levy made by a local government against certain properties  to defray part or all the cost of a specific improvement or service which is presumed to be of  general benefit to the public and of special benefit to such properties.  SPECIAL REVENUE FUND: A governmental fund type used to account for revenue derived from  specific revenue sources that are legally restricted or committed for specific purposes.  TAX CAPACITY: The valuation of property based on market value and statutory class rates. The  property tax for each parcel is based on its tax capacity. The total tax capacity of all individual  parcels is the basis for determining the tax capacity rate.  TAX CAPACITY RATE: Tax rate applied to tax capacity to generate property tax revenue. The rate  is obtained by dividing the property tax levy by the available tax capacity.  TAX INCREMENT FINANCING (TIF): Financing tool originally intended to combat severe blight in  areas, which would not be redeveloped without government subsidies derived from locally  generated property tax revenues.  233 TAXABLE MARKET VALUE: The market value of a property less the market value exclusion. This is  the value used to calculate property taxes on a property.  TAXES: Compulsory charges levied by a governmental unit for the purpose of financing services  performed for the common benefit.  TOTAL TAX CAPACITY: The amount computed by first totaling the tax capacities of all parcels of  property within a city. Adjustments for fiscal disparities, tax increment, and a portion of the  powerline value are made to this total since not all tax capacity is available for general tax  purposes.  TRUST FUND: A fund consisting of resources received and held by the governmental unit as  trustee, which is to be expended or invested in accordance with the conditions of the trust.  UNASSIGNED FUND BALANCE:  This is the residual classification for the General Fund. This is  fund balance that has not been reported in any other classification. The General Fund is the only  fund that can report a positive unassigned fund balance. Other governmental funds would report  deficit fund balances as unassigned.  UNBALANCED BUDGET: A budget in which undesignated fund balance or reserves are used or  increased, to balance estimated revenues to estimated expenditures or expenses.  UNRESTRICTED FUND BALANCE: The portion of a fund’s balance that is not restricted for a  specific purpose and is available for general appropriation.  WORKING CAPITAL: Current assets less current liabilities. The modified accrual balance of  resources in enterprise funds after factoring out long‐term assets and liabilities that do not  impact current, near‐term operations.  ACRONYMS  BCOL Bertram Chain of Lakes  ACFR Annual Comprehensive Financial Report  CARES Coronavirus Aid, Relief & Economic Security Act  CIP Capital Improvement Plan  CPI Consumer Price Index  DMV Department of Motor Vehicle  EDA Economic Development Authority  MVE Market Value Exclusion  EMV Estimated Market Value  FHLB Federal Home Loan Bank  FNM FiberNet Monticello  FNMA Federal National Mortgage Association  FTE Full Time Equivalent  GAAP Generally Accepted Accounting Principles  GASB Governmental Accounting Standards Board  GFOA Government Finance Officers Association  GO General Obligation  HACA Homestead and Agricultural Credit Aid  HRA Housing and Redevelopment Authority   HVAC Heating, ventilation, and air   conditioning  LGA Local Government Aid  MCC Monticello Community Center  MCM Minimum Control Measures  MVE Market Value Exclusion  SAC Sewer Availability Charge  SCADA Supervisory Control and Data   Acquisition  SCDP Small Cities Development Program  TIF Tax Increment Financing  WAC Water Availability Charge  234 Back Cover